Shiyu
Wang
a,
Likun
Zhao
a,
He
Ye
a,
Zhan
Shi
b,
Huakui
Zhang
a,
Fengyin
Zhou
a,
Simin
Xu
a,
Lei
Xing
c,
Dihua
Wang
*ade and
Huayi
Yin
*ade
aSchool of Resource and Environmental Science, Wuhan University, 299 Bayi Road, Wuchang District, Wuhan 430072, P. R. China. E-mail: yinhuayi@whu.edu.cn; wangdh@whu.edu.cn
bDepartment of Land, Environment, Agriculture and Forestry, University of Padova, Legnaro (PD) 35020, Italy
cSchool of Chemistry and Chemical Engineering, University of Surrey, Guildford GU2 7XH, UK
dHubei International Scientific and Technological Cooperation Base of Sustainable Resources and Energy, Wuhan 430072, P. R. China
eHubei Provincial Key Laboratory of Biomass Resource Chemistry and Environmental Biotechnology, Wuhan 430072, P. R. China
First published on 21st November 2025
Due to their outstanding ability to improve interfacial phenomena and battery performance, non-ionic Tween/Span surfactants have been widely applied in the battery field. However, although Tween/Span have been classified as more environmentally friendly surfactants compared with other surfactants, there remains a lack of quantitative research on its environmental footprint. This study presents a comprehensive life cycle assessment (LCA) of Tween/Span surfactants, utilizing primary industrial data. The results indicated that producing 1000 kg of Tween series surfactants required 16.5–17.1 MWh of energy and emitted 2922–3019 kg CO2 eq., while the Span series surfactants required 14.5–16.4 MWh t−1 and emitted 2564–2895 kg CO2 eq. per t. Uncertainty analysis confirmed the robustness of the data. Sensitivity analysis identified surfactant price factors and oleic acid/ethylene oxide characterization factors as key parameters. Reducing the environmental impact of upstream oleic acid/ethylene oxide production helps improve the sustainability of Tween/Span. Moreover, when considering carbon uptake, bio-based raw materials significantly reduced the carbon footprint (44.8%). Crucially, our data reveal that Ecoinvent proxies overestimate the carbon footprint by 14% (Tween) and 92% (Span) and energy demand by 71% for both. A case study on Tween 80-assisted Si/C anode manufacturing demonstrates that, despite added production burdens, surfactant-driven performance enhancements reduce the overall battery life cycle impacts. This work provides validated and high-quality LCI, demonstrates the sustainability of Tween/Span surfactants for battery applications, and offers critical metrics for advancing green chemistry in sustainable energy storage.
Green foundation1. Our work is based on a comprehensive LCA of Tween and Span surfactants using industrial-scale raw data, demonstrating the sustainability of Tween/Span surfactants in battery applications and providing key metrics for advancing green chemistry in sustainable energy storage.2. Our data show that Ecoinvent agents overestimate the carbon footprint by 14% (Tween) and 92% (Span), as well as 71% of energy demand. A case study shows that using Tween-assisted silicon–carbon anodes increases the carbon footprint by 42%, but the improvement in battery performance reduces the carbon footprint by 22% per cycle. 3. Our research indicates that the clean production of oleic acid and sorbitol in the future will help reduce the environmental impact of Tween/Span. Exploring the carbon uptake potential of bio-based raw materials also aids in identifying emission reduction pathways for Tween/Span. |
Although Tween and Span surfactants are increasingly used in battery systems and widely applied across various stages of battery production (e.g., electrode slurry preparation, separator treatment, and electrolyte additive solutions), nearly all studies on battery environmental impact assessments have overlooked the environmental risks associated with surfactants.27–31 This omission does not stem from rational and rigorous calculations but reflects a limitation of early-stage research, potentially leading to misjudgments in the assessment of battery sustainability.32 To our knowledge, no studies have yet investigated the environmental impact of the large-scale deployment of Tween/Span surfactants. This knowledge gap likely explains why research applying these surfactants in battery technologies has rarely evaluated their comprehensive environmental effects, despite the claims of the environmental friendliness of Tween/Span surfactants.17,33 Currently, only a handful of studies have assessed the environmental impacts of Tween and Span during their application phases.34,35 For instance, one existing study evaluated the environmental performance of Tween 80 when used to prepare nanofluids for oil production.34 In that study, the environmental data for Tween 80 were obtained from the non-ionic surfactant production records (under the washing agent category) in the Ecoinvent database, representing a mixture of ethoxylated alcohol surfactants based on dodecanol and fatty acid-derived surfactants.34,36 However, this oversimplified substitution was merely an expedient solution adopted due to the lack of early LCA data and cannot be applied appropriately to the mass production and development of Tween and Span products.37 Another study on Span 80 application was limited to gate-to-gate processes (excluding upstream and downstream processes) and did not account for the environmental impacts of production.35 Such inadequate assessment approaches may lead to unexpected ecological trade-offs in the pursuit of high-performance batteries.
To address these challenges, this study conducted a comprehensive LCA of Tween and Span surfactants utilizing primary industrial data. The investigated process chain comprised dehydration, esterification, neutralization, decolorization, addition reactions, and quality control. This work establishes the first comprehensive LCI data for Tween and Span surfactants and calculates the corresponding LCA results based on these primary data. The obtained LCA results encompass characterization outcomes for full-spectrum environmental impact categories and cumulative energy demand, along with contribution analysis and Monte Carlo simulations. These analyses collectively elucidate the comprehensive environmental profile of Tween and Span products while evaluating the effects of data uncertainty and thereby provide actionable recommendations for performance enhancement. Furthermore, sensitivity analysis was performed on critical parameters and underlying assumptions to assess their potential influence on LCA. As a practical demonstration, the application of Tween surfactants in electrode manufacturing was examined to evaluate their environmental sustainability claims critically. Collectively, this research advances the implementation of green chemistry principles in the development of sustainable battery technology.
The examination procedures involve comprehensive laboratory testing of input materials and output products to verify compliance with physicochemical specifications, such as moisture content, saponification value, and fatty acid composition. The production process begins with mixing sorbitol solution and phosphoric acid in a dehydration reactor. Subsequent etherification–dehydration of sorbitol occurs under negative pressure conditions (−0.095 MPa to −0.08 MPa) at controlled temperatures (140–170 °C) with phosphoric acid catalysis. The resulting sorbitan undergoes esterification with specific fatty acids (stearic, oleic, or lauric acid) under alkaline catalysis to produce the corresponding Span products, with reaction conditions maintained at −0.095 MPa to −0.08 MPa and 180–230 °C (eqn (1)). Liquid Span products (Span 20 and Span 80) undergo neutralization and decolorization using hydrogen peroxide, while solid variants (Span 40 and Span 60) are transferred to granulation towers for further processing before final inspection. Tween production extends this process chain, where selected Span products react with ethylene oxide gas (generated by evaporators) in addition reactors (eqn (2)) under controlled conditions (−0.1 MPa to 0.2 MPa, 110–170 °C). Neutralization and decolorization are then performed using hydrogen peroxide, glacial acetic acid, or phosphoric acid, depending on the purchaser's specifications, followed by a final quality inspection. Table S1 summarizes the required physicochemical properties for typical Tween and Span products from the selected manufacturer.
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The functional unit was defined as either the production of 1000 kg of total products (comprising various Tween and Span surfactants) or 1000 kg of a specified individual product (a particular Tween or Span surfactant). As shown in Fig. 1, the system boundary encompasses direct emissions (wastewater, exhaust gases, and solid waste) from surfactant production and secondary processes (including material and energy production). Impacts from factory construction, equipment manufacturing, and maintenance were excluded, as they become negligible over repeated production cycles. The production facility utilized water recycling systems, where process water from direct water input, dehydration, and esterification reactions is predominantly consumed during recirculation, with the remaining portion being treated at wastewater treatment plants before discharge into rivers. Following the ISO 14044 standard, economic allocation was applied to distribute environmental impacts among co-products when allocation was unavoidable and physical relationships could not be established.39,41 This approach was selected because system expansion was inapplicable due to the integrated production chain and the lack of representative background data for substitution. Economic allocation avoids the counter-intuitive outcome from mass allocation, which would assign identical burdens to the intermediate (Span) and final (Tween) products. Table S2 provides the manufacturer's guide prices, which form the basis for economic allocation.
000 t of Span and 20
000 t of Tween. Due to insufficient information on carbon dioxide and methane emissions from fuel combustion (natural gas and biomass), these emissions were estimated using literature values and the IPCC emission factor database.43–45 Table S3 summarizes the input and output data for the production processes, representing annual average material and energy consumption as well as pollution emissions. Each data point was rigorously reviewed by LCA specialists, engineers, and industry experts to ensure reliability and accuracy.
For background data, most energy and material inputs were sourced from the Ecoinvent database, prioritizing data representative of the Chinese (CN) market.36 When CN-specific data were unavailable, global average (GLO) or rest of world (ROW) production data were used as substitutes. The electricity profile was modeled based on China's 2022 average grid mix (Fig. S1), where coal-fired power generation constituted the dominant contributor, accounting for approximately 63%. Furthermore, this study reconstructed foreground data for certain products (sorbitol and biomass fuels) that were either missing or outdated in the Ecoinvent database (Tables S4 and S5).
For non-product outputs, distinct treatment and disposal methods were implemented based on the characteristics of the pollutants. Wastewater containing residues from experimental testing was treated as industrial effluent. Inert wastes (heat transfer oil furnace ash and dust removal sediments), domestic waste, and general plastic waste were disposed of in landfills. Hazardous wastes (e.g., acid substance packaging bags) were directed to specialized incineration facilities. Notably, energy recovery during incineration was intentionally excluded from analysis to conservatively emphasize the environmental hazards posed by these materials.
Sensitivity analysis was conducted to evaluate model uncertainty by systematically varying input parameters within defined ranges.49 This approach quantified output variations to identify critical process parameters and their relative contributions to LCA results. The regional electricity mix considered in this analysis is detailed in Fig. S1. The evolution of China's electricity structure from 2022 to 2050 is shown in Fig. S13.50
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The carbon footprint and energy consumption of specific products were determined through allocation based on product mass and market prices across different Tween and Span series (Fig. 2b and c). Among these products, Tween 80 and Span 60 represent the highest production volumes for Tween and Span products, respectively, at this manufacturing facility. As Tween production involves additional processing steps beyond Span manufacturing, these products typically command higher market prices (Table S2). Economic allocation resulted in a slightly increased environmental impact allocation for Tween products compared with mass-based allocation (Fig. 2b). Comparative results from both allocation methods are presented in Fig. 2c. Under mass allocation, the carbon footprint and energy consumption per 1000 kg of specific products remained identical to those of total products (shown as dashed lines). When applying economic allocation, the products are ranked by GWP and CED as follows: Tween 20 > Tween 40 > Tween 60 > Tween 80 > Span 40 > Span 20 > Span 60 > Span 80. Tween products consistently showed higher impacts, with Tween 20 being most significant (17.1 MWh t−1 energy and 3019 kg CO2 eq. per t). This analysis highlights the significance of allocation method selection in LCAs of complex chemical manufacturing processes and provides quantitative evidence for surfactant product differentiation.
The endpoint environmental impact categories, incorporating further grouping and weighting, were analyzed to provide sufficient clarity for decision-making (Fig. 4 and Tables S11 and S12).52 The production of Tween and Span products showed the greatest impact on human health (89%), followed by ecosystems (7%) and resources (3%) (Fig. 4a). To elucidate the primary drivers behind the dominant human health impact, the contributing midpoint categories were further analyzed (Fig. S15 and S16). It was found that global warming and fine particulate matter formation are the two most significant contributors, accounting for approximately 49% and 37% of the human health damage, respectively. The prominence of global warming is attributed to the substantial greenhouse gas emissions from the production of key raw materials like oleic acid, ethylene oxide, and sorbitol, which are linked to long-term climate-associated health risks. The significant contribution to fine particulate matter formation originates from airborne emissions released during upstream processes, such as biomass cultivation for bio-based feedstocks and energy combustion, which are directly implicated in causing cardiorespiratory diseases upon inhalation. Regarding total environmental impacts, the top three contributors, in descending order, were oleic acid (30%), sorbitol (27%), and ethylene oxide (25%) (Fig. 4a). These results showed slight variations from the average contribution ranking of midpoint categories, reflecting different valuation considerations for various midpoint environmental impact categories during the weighting process. After applying economic allocation to the total products, Tween 20 exhibited the highest endpoint environmental impacts, with specific values of 72.5 Pt for human health, 5.9 Pt for ecosystems, and 2.8 Pt for resources (Fig. 4b). The analysis demonstrates that while midpoint indicators provide detailed environmental profiles, the weighted endpoint assessment offered a more comprehensive perspective for environmental decision-making by incorporating damage categories and their relative importance.
Fig. 5 and S4 display uncertainty distributions for GWP and CED per 1000 kg of both total and specific products. The results indicated a mean greenhouse gas emission of 2726 kg CO2 eq. for 1000 kg of total products, with a 95% confidence interval ranging from 2140 to 3387 kg CO2 eq. The mean value showed less than 1% deviation from deterministic LCA results, indicating no significant discrepancy. Tables S15 and S16 summarize key statistical metrics from the uncertainty analysis across all environmental impacts and energy demands, including probabilistic means, standard deviations, coefficients of variation, and 95% confidence interval bounds. Statistical analysis revealed relatively low uncertainty for GWP and CED, with mean coefficients of variation of 12.1% and 10.1%, respectively, indicating limited dispersion. However, certain impact categories like human carcinogenic toxicity and human non-carcinogenic toxicity exhibited higher uncertainty, requiring cautious interpretation and application of these specific indicators.54 The systematic quantification of uncertainties enhances the robustness and credibility of LCA findings while identifying priority areas for future data refinement.
Product pricing significantly influences economic allocation shares, with higher-cost products bearing greater environmental burdens. Using Tween 80 as an example, this study examined how price variations affected impact allocation (Fig. 6a). When the price coefficient of Tween 80 increased from 100% to 200% while other product prices remained constant, the carbon footprint and energy demand per 1000 kg of Tween 80 rose by factors of 1.69 and 1.70, respectively. Further price increases resulted in diminishing marginal effects on the escalation of impact. These findings highlight the market-responsive flexibility of economic allocation.55 If substantial discrepancies exist between the reference prices provided in this study and actual market values, practitioners should recalibrate allocation ratios using the transparent inventory data to reflect local economic conditions.
The impact of including CO2 uptake for bio-based inputs (e.g., sorbitol) and biomass fuels on GWP in Tween and Span production was assessed (Fig. 6b and S5). Carbon uptake data for raw materials were sourced from the Ecoinvent database.36,56 When accounting for carbon uptake, biomass fuels were assumed carbon-neutral (excluding combustion emissions). The results demonstrated a 44.8% reduction in GWP per 1000 kg of total products, primarily driven by CO2 absorption during biomass growth of sorbitol and oleic acid. This underscores the critical need for explicit methodological disclosure when comparing LCA results that include or exclude carbon uptake.
Geographic location influences the product carbon footprint, with impacts determined by regional electricity mixes.57 The study compared carbon footprint and energy consumption differences for Tween and Span production across various countries (Fig. 6c). In addition to self-built inventory data, indirect electricity inputs for key materials (oleic acid, ethylene oxide, and stearic acid) were adjusted. The results demonstrated that countries with cleaner electricity structures generate lower greenhouse gas emissions, though the disparity was not pronounced (Fig. S1). France, with the lowest carbon footprint, exhibited only an 11.5% reduction in GWP per 1000 kg of total product compared with India (the highest). Additionally, the impact of China's power sector evolution from 2022 to 2050 on product carbon footprints was considered. Compared with 2022, the GWP and CED for producing 1000 kg of total product will decrease by 9% and 3%, respectively, by 2050 (Fig. S14). Therefore, neither geographic location nor time is a primary sensitive factor for Tween and Span products.
Background data for most raw materials in this study were sourced from the Ecoinvent database or the literature, which may not fully align with actual factory conditions. Accordingly, the influence of carbon footprint variations in key materials on the GWP of Tween and Span products was evaluated. The findings indicated that a 50% increase in the carbon footprint of sorbitol, oleic acid, ethylene oxide, stearic acid, and lauric acid raises the GWP per 1000 kg of total product by 11%, 18%, 12%, 2%, and 2%, respectively. Oleic acid emerged as the most sensitive parameter for GWP. For CED, ethylene oxide was the most sensitive parameter (Fig. S6).
Environmental impacts and energy consumption for Tween 80-assisted battery anode preparation are shown in Fig. 7. When the functional unit is 1 kg of anode material, the Si/C-TW80 anode (with Tween 80) exhibited 42% higher GWP and 16% higher CED than the Si/C anode (without Tween 80) (Fig. 7b and d). For the Si/C-TW80 anode, surfactant addition contributed 14% to the total GWP and 25% to the total CED (Fig. 7c and e). Furthermore, additional direct emissions caused by the surfactant use were another key factor contributing to 25% of the elevated GWP (Fig. 7c). Midpoint and endpoint impact assessments corroborated these findings (Fig. 7f, S8, and S9). Crucially, however, Tween 80 enhances the reversible capacity and electrode lifespan of the battery.17 When evaluated per functional unit of one charge–discharge cycle, the Si/C-TW80 anode shows 22% lower GWP and 36% lower energy consumption than the Si/C anode (Fig. 7b and d). Additionally, except for a few midpoint impact categories (stratospheric ozone depletion, ozone formation, and land use), all other environmental impact categories demonstrate reduced values (Fig. 7f and S9). Thus, while Tween 80 increases the initial environmental burdens, the extended service life sufficiently offsets these impacts and may reduce the overall environmental harm. These findings provide insights into evaluating the environmental trade-offs associated with surfactants in battery applications.
The results were compared with Ecoinvent databases (Fig. S12).53 Considering product characteristics, Tween and Span products were benchmarked against ethylene oxide-derived and fatty acid-derived nonionic surfactants in the Ecoinvent database, respectively. To align system boundaries, plant construction data from the database were removed, and identical electricity structures were applied. Significant discrepancies were observed between the results of Ecoinvent and this study. For Tween products, the GWP and CED in Ecoinvent were 14% and 71% higher, respectively. For Span products, the GWP and CED were 92% and 71% higher, respectively. These differences arose because the Ecoinvent proxies are based on different chemical feedstocks and reactions (e.g., ethoxylation of dodecanol) and older, generalized European industry data, which do not accurately represent the specific sorbitol–fatty acid chemistry and modern, dedicated production of Tween and Span. Consequently, Ecoinvent data should serve only as provisional substitutes in early-stage studies lacking primary data and cannot accurately represent Tween/Span LCA results.
Some academic studies have used nonionic surfactant data from the Ecoinvent database for LCAs, potentially overestimating results.34 In the case of this study, substituting our Tween dataset with an ethylene oxide-derived non-ionic surfactant from the Ecoinvent database increased the energy demand for producing 1 kg of Si/C-TW80 by an additional 18%.17 Such overestimations could hinder the development and adoption of Tween or Span surfactants in the field of batteries.
Although this study rigorously verified the reliability of inventory data and traced upstream data for certain raw materials, some background data originated from the Ecoinvent database and may deviate from actual conditions. Uncertainty and sensitivity analyses were conducted to evaluate the impact of fluctuations in key materials on LCA outcomes. More accurate background data would further reduce uncertainties. In summary, our results demonstrate the sustainability of Tween and Span surfactants, providing valuable insights for advancing green reagents in batteries. Future research should integrate LCAs with diverse surfactant types and battery systems to comprehensively assess surfactant suitability for sustainable battery technologies.
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