Open Access Article
Michael Häusler
a,
Rahulkumar J. Sinojiya
a,
Olga Stamatib,
Julie Villanovac,
Christoph Stangld,
Stefan Kollerd and
Roland Brunner
*a
aMaterials Center Leoben Forschung GmbH, 8700 Leoben, Austria. E-mail: roland.brunner@mcl.at
bUniv. Grenoble Alpes, CNRS, Grenoble INP, 3SR, 38000 Grenoble, France
cESRF-The European Synchrotron, ID16B, 38000 Grenoble, France
dVarta Innovation GmbH, 8020 Graz, Austria
First published on 26th February 2026
Anodes with high silicon (Si) content paired with nickel–manganese–cobalt (NMC) cathodes enable interesting prospects for Li-ion batteries well beyond the state of the art. However, when Si alloys with lithium (Li), it undergoes significant volume changes, raising the critical question of how exactly the electrode and individual particles respond to the lithiation dynamics and thus impact the battery performance. Here, we provide enhanced insights into the chemo-mechanical processes for cells with an 89 wt% Si anode paired with an NMC cathode. Electrode-scale deformation is linked with particle-scale mechanics by incorporating correlative multiscale 3D in situ investigations. Indeed, the combination of a sophisticated in situ cell setup with synchrotron X-ray computed nano-tomography together with AI-driven segmentation and 4D strain mapping allows us to detect pronounced spatial deformation and strain heterogeneities from the electrode to the single particle level. We observe complex lithiation behaviours beyond the core–shell mechanism, anisotropic strain evolution and mechanically distinct transformation modes across hundreds of particles. These 4D multiscale observations demonstrate that the failure risk in electrodes with high silicon content is determined primarily by localized stress accumulation and microstructural conditions rather than by volume expansion alone, underscoring the need for a mechanistic understanding of chemo-mechanical degradation in Si-based anodes.
Broader contextThe transition to a low-carbon economy and the reduction of transport-related emissions require lithium-ion batteries (LIBs) that combine high energy density with long-term stability. Paring nickel-manganese-cobalt cathodes (NMC) with silicon-rich anodes is widely seen as a promising way to exceed the performance limits of conventional graphite-based systems. However, the alloying of silicon with lithium leads to extreme volume changes that generate complex chemo-mechanical interactions across multiple length scales. The resulting stress build-up and microstructural damage ultimately drive performance degradation. A mechanistic understanding of these coupled processes remains a central bottleneck for next-generation batteries. In this work, we investigate a full cell configuration comprising an 89 wt% silicon anode paired with an NMC cathode. By combining in situ synchrotron-based X-ray nano-tomography with AI-assisted segmentation and 4D strain mapping, we directly correlate electrode-scale deformation with particle-scale mechanics during the lithiation of the anode. This correlative multiscale approach reveals pronounced spatial heterogeneities in deformation and strain, as well as complex lithiation pathways beyond the classical core-shell paradigm across hundreds of individual particles. Our results demonstrate that degradation in high-silicon electrodes is primarily determined by localised stress concentrations and microstructural constraints rather than by volume expansion alone. Establishing this mechanistic link between lithiation dynamics, strain localisation and failure risk provides a framework for the rational design of durable, high-energy-density lithium-ion batteries required for large-scale electrification. |
The success of LIBs arises from their high energy density, long cycle life and high efficiency. In automotive applications, industry targets exceed 250 Wh kg−1 energy density, >2C charge rates and >1000 cycles.4 These demands have driven the development of high-performance cathode materials, particularly those based on nickel, manganese and cobalt (NMC), which enable higher capacity and voltage windows.5 However, the graphite anode, currently dominant in commercial LIBs, is limited by a theoretical capacity of ∼372 mAh g−1 (ref. 6) and suffers from limitations under high charging rates due to lithium plating.4 As a result, the anode becomes the limiting component and pairing it with high-capacity NMC cathodes cannot fully unlock the desired performance for next-generation applications.
To address this mismatch, alloy-type anodes have emerged as promising alternatives.7,8 These materials react with lithium to form alloys, allowing much higher capacities than intercalation-based systems. Among them, silicon stands out due to its high theoretical specific capacity (∼4200 mAh g−1 for Li22Si5), low working potential, natural abundance and compatibility with existing manufacturing infrastructure.1,8–11 In combination with NMC cathodes, silicon anodes offer a path towards high-energy-density LIBs.7,12,13 However, the key challenge remains the large volume changes silicon undergoes during (de)lithiation,11,14 leading to capacity fading and decreased cycle life.11,13,15–18 Despite extensive engineering strategies to mitigate these effects,8,9,19–22 the widespread commercial implementation of ultra-high silicon content anodes remains challenging. Correlated investigations of lithiation dynamics, stress evolution and degradation at both the electrode and particle levels are important for advancing Si-rich anodes toward practical full-cell architectures, including pairings with NMC cathodes.
It is widely reported that lithiation of crystalline silicon proceeds via a two-phase core–shell mechanism.23–26 A moving amorphization front converts crystalline Si (c-Si) into amorphous LixSi, leading to radial expansion and internal stress accumulation. Much of this understanding stems from in situ transmission electron microscopy (TEM) studies on idealized systems that use statistically non-representative amounts of Si particles, neglect the electrode microstructure, including porosity and carbon binder domain (CBD), and are conducted under vacuum.27,28 While TEM enables high spatial resolution, it is inherently two-dimensional, requires invasive sample preparation, is restricted to a small field of view and is limited in its ability to capture interparticle interactions, matrix effects, or collective behaviour within intact electrodes. As such, these observations provide limited insight into real-world battery configurations.8,9,19,20,27,28
Recently, in situ three-dimensional imaging techniques have gained momentum in battery research, offering new opportunities to bridge the gap between model systems and realistic architectures.29–31 In this context, synchrotron-based X-ray computed tomography (nano-SXCT) enables three-dimensional imaging at the nanoscale from two-dimensional projections collected over a 360° rotation. Prior studies utilizing nano-SXCT have revealed macroscale phenomena in battery cells such as electrode swelling, crack formation and delamination during cycling.32–38 However, most in situ nano-SXCT experiments operate at voxel sizes above 0.2 µm,32,34–39 insufficient to resolve sub-micron features of individual silicon particles, typically 500 nm–5 µm in diameter, in embedded electrodes. Consequently, particle-scale phenomena, such as heterogeneous lithiation, stress localization and interparticle interactions, remain unresolved in three-dimensions, despite their central role in degradation cascades that affect entire electrodes. Moreover, while Li metal half-cell configurations are invaluable for mechanistic in situ investigations, they do not fully reproduce key electrochemical and mechanical constraints of full cells. Full-cell configurations can therefore provide complementary insights when it comes to translating particle-level chemo-mechanics to practical architectures.36–40 Yet, sub-micron, in situ 3D imaging of silicon particles embedded within an electrode microstructure would allow direct tracking of critical early-stage microstructure degradation processes and local lithiation behaviour on different length scales that have so far remained hidden. A recent study combining operando optical microscopy and synchrotron X-ray computed tomography with digital volume correlation revealed heterogeneous lithiation dynamics and strain evolution in graphite/µ-Si composite electrodes at the electrode scale, highlighting that Si cycling stability critically depends on intraparticle nanoscale porosity, whereas mechanical degradation is driven largely by the expansion of the carbon-binder domain (CBD).41 Yet, full correlative in situ chemo-mechanical studies on Si|NMC cells that track behaviour from the electrode scale down to individual particles at sub-micron resolution unravelling lithiation pathways, stress concentrator and fracture nucleation in 3D over time remain scarce.
Herein, we apply in situ nano-SXCT to investigate the lithiation behaviour and mechanical response of a high 89 wt% Si anode paired with an 811NMC cathode in three dimensions from the electrode to particle level in a correlated manner. Our custom-designed electrochemical cell applies a controlled stack pressure to ensure electrical contact and mechanical relevance during cycling. This enables time-resolved 3D tracking of the electrode, Si particle's adjacent microstructure and the individual silicon particle dynamics with sufficient resolution and contrast beyond the state of the art. The possibility to capture 4D in situ data down to the nanoscale in combination with semantic image segmentation and local digital volume correlation (DVC)-based analysis allows the collection of high spatio-temporal resolved full-field displacement and strain maps. We not only analyse the lithiation behaviour of the electrode but also enhance the perception of the chemo-mechanical process by studying diverse local lithiation behaviours, anisotropic strain evolution and mechanically distinct transformation modes from hundreds of particles distributed within the electrode to individual ones. Rather than a uniform core–shell transformation, many particles develop internal, complex network-like lithiated pathways. The in-depth correlative multiscale tomographic analysis suggests that Si lithiation is thus intrinsically heterogeneous, governed by global and local features such as the particle size distribution, particle location within the electrode and surrounding microstructure, state of charge and also by processing-induced damage, the electrode architecture as well as cell configuration, respectively. These observations point to factors to consider in silicon-anode development such as defect screening, particle-size optimization and architecture engineering. Furthermore, the multiscale correlative in situ nano-SXCT-based framework generalizes to different materials and cycling conditions, combining nanoscale resolution with mechanical analysis to support the rational design of next-generation electrodes.
The anode consists of a slurry-cast layer containing 89 wt% micron-sized crystalline silicon particles connected by a polyacrylic acid (PAA)-based binder, carbon black and carbon nanotubes, calendered to a final thickness of ∼21 µm. Graphite is deliberately excluded from the anode to isolate the chemo-mechanical responses of silicon,1,7 which is often obscured in composite systems. The prepared Si-based anode is stacked with a polypropylene separator and paired with an NMC811 cathode, forming a full-cell configuration, enabling in situ nano-tomography under full-cell-relevant electrochemical and mechanical boundary conditions, which complement Li-metal half-cell studies.36–40 To avoid fully exploiting the large Si capacity, the anode is operated under cathode-limited conditions (Materials and methods section). This cathode-limited balancing is chosen to ensure a stable cycle during time-resolved nano-tomography and to quantify chemical–mechanical heterogeneity and early-stage damage precursors.
Fig. 1b illustrates the structural and chemical composition of the pristine anode utilizing backscattered electron (BSE) field emission scanning electron microscopy (FESEM) imaging and energy-dispersive X-ray spectroscopy (EDS). The correlated images reveal the distribution of silicon particles embedded in the carbon-binder domain (CBD).
The prepared anode|separator|cathode-stack is integrated into the custom-designed in situ cell and mounted on the rotation stage at ID16B as shown in Fig. 1c. A key feature of the cell design is a spring-loaded upper contact which applies a constant compressive load of about 0.2–0.4 MPa, replicating real-world conditions.43 Furthermore, the spring is able to accommodate changes in the electrode stack thickness during cycling, maintaining uniform interfacial contact and stable electrochemical performance throughout lithiation and delithiation. While some previous in situ X-ray studies have used defined-pressure systems to replicate realistic mechanical environments, these approaches have typically been limited to larger-scale setups and have not been adapted for X-ray nano-tomography at microscale dimensions.37,39,40 Other studies, in contrast, relied on hand-assembled or loosely packed capillary cells without controlled pressure,37,38,44,45 often resulting in inconsistent compression and limited reproducibility. Further details on cell assembly, electrochemical testing and the systematic pre-testing of prototype cells to verify the electrochemical response, including voltage profiles and sealing integrity, are provided in the Materials and methods section and SI Notes S1–S3.
Fig. 1d shows a reconstructed nano-SXCT volume with a field of view of 102.4 × 102.4 × 102.4 µm3 and a voxel size of 50 nm. The dark top layer is the Cu current collector, the Si anode lies beneath and the bright layer corresponds to the separator. The dataset resolves particle-scale morphology suitable for quantitative analysis.
During lithiation, the anode thickness increases in an approximately linear manner, as observed qualitatively in Fig. 2a and SI Video S1 and quantified in Fig. 2c. In detail, the mean electrode thickness increases from 20.7 ± 0.7 µm at T0 to 25.8 ± 1.8 µm at T3 (50% SoC) and reaches 30.0 ± 2.1 µm at T6, corresponding to a cumulative average thickness increase of about 44%. Despite the substantial overall expansion, no macroscopic cracking through the entire electrode thickness, as reported in previous studies,37,38 is observed at any point during lithiation. Stepwise analysis reveals incremental increases of about 5 to 7% between T1 and T2, T3 and T4, as well as T4 and T5, while a noticeable steeper increase occurs between T2 and T3. This transition coincides with the onset of the 4.3 V constant voltage stage (Fig. 2d), indicating a change in the electrochemical reaction regime. This behaviour is characteristic of the first lithiation of Si-rich anodes, where extensive and partly unstable SEI formation promotes continued electrolyte reduction and side reactions at a constant potential. Consequently, a fraction of the CV current is consumed by interphase growth rather than by active lithiation.47 Furthermore, the specific nano-SXCT cell geometry (∼1 mm electrode diameter) and the in situ SXCT protocol require intermittent pauses for tomographic imaging, which can lead to electrochemical relaxation and charge redistribution within the electrode. Upon resumption of constant voltage operation, such redistribution effects can temporarily increase the measured current without causing proportional additional electrode expansion. More details regarding the cell performance and reproducibility are provided in SI Note S2 and Fig. S4, while measurement and electrochemical protocols are described in the Materials and methods section and SI Note S3.
For quantitative particle-level analysis, the detectability of silicon relies on phase-contrast imaging, which is sensitive to variations in the real part of the refractive index (δ).48 To assess the evolution of phase contrast during lithiation, greyscale intensity profiles are extracted both across the Si particle interface and within the particle core, as illustrated in Fig. 2e and f, with corresponding cross-sectional slices indicating the profile locations. The particle centre of mass is fixed to allow direct comparison between time steps. At T0, the pristine crystalline Si particle is embedded within the CBD infiltrated by the electrolyte (E). In this pristine state, crystalline Si exhibits strong phase contrast relative to the surrounding CBD + E, resulting in a well-defined particle interface (interface T0), which is marked by a pronounced decrease in greyscale intensity (Fig. 2e).
Fig. 2f illustrates greyscale profiles drawn entirely within the particle's core. At T0, the profile is flat across the considered range, indicating a homogeneous crystalline phase with uniform phase contrast. At T6, the profile initially exhibits a similar greyscale value to that of pristine Si, indicating the presence of remaining non-lithiated crystalline regions within the particle. Further along the profile, a significant increase in greyscale intensity is observed, followed by a subsequent decrease, reflecting the transition from non-lithiated to lithiated silicon within the particle interior. As lithiation progresses, the refractive index of silicon changes,49 causing lithiated silicon to exhibit a phase contrast increasingly similar to that of the surrounding CBD + E; see the corresponding cross section image. Consequently, only the non-lithiated portion of the silicon particle remains clearly distinguishable in the reconstructed volumes.
To quantify the evolution of the non-lithiated silicon phase throughout the electrode, a convolutional neural network (CNN)-based semantic segmentation model is applied to all time steps, see Fig. 2b and c. Further details regarding the deep learning model are given in the Materials and methods section and SI Note S4. The time series in Fig. 2b reveals an apparent increase in inter-particle spacing and a progressive reduction in the segmented particle volume during lithiation. Fig. 2c shows that the relative non-lithiated (RNL) Si phase volume decreases gradually up to T2 and more abruptly between T2 and T3, consistent with both the electrode thickness evolution and the electrochemical profile in Fig. 2d. For instance, the blue-labelled particle in Fig. 2b shows a segmented volume decrease from 119 µm3 at T0 to 80 µm3 at T6, indicating that approximately 33% of the crystalline core has become lithiated by T6.
Importantly, this apparent particle shrinkage does not correspond to a physical contraction of the silicon particles. Instead, it reflects a progressive loss of phase contrast as crystalline silicon transforms into lithiated silicon, which becomes increasingly indistinguishable from the surrounding CBD + E in phase-contrast SXCT. This interpretation is further supported by overlaying the pristine particle contour obtained at T0 onto the cross-section at T6 (Fig. 2e), which reveals a locally dependent retreat of the visible particle boundary relative to the original interface. At T6, the greyscale profile exhibits a reduced slope and a shift of approximately 8 pixels toward the particle centre compared to T0, marking the transition from non-lithiated to lithiated silicon and emphasizing the difficulty of defining the true particle boundary during lithiation.
Fig. 3c shows the evolution of axial strain maps for the vertical cross-sections from the electrode. The underlying dynamics is exemplarily illustrated by timesteps T2, T4, and T6. This indicates that the deformation is dominated by expansion along the thickness in the axial direction. The effective visualized axial strain ranges from compressive to tensile, illustrated in blue and red, respectively. First localized tensile zones appear at T2, establishing a separator-to-collector gradient in the very first lithiation step. These zones intensify and connect as lithiation proceeds significantly as indicated in timestep T4 and peak at T6 on the separator side. A partial relaxation during delithiation is observed at T8.
More detailed strain analysis of the electrode is performed by mapping the temporal evolution of the extracted mean volumetric strain across the full anode as well as bottom and top electrode parts, associated with the separator and current-collector sides, respectively; see Fig. 3d. The mean volumetric strain of the full electrode increases by about 6% upon initial lithiation at T1 and then progressively builds up throughout the constant current and constant voltage charging, reaching roughly 44% at T6. The measured electrode expansion (see also the analysis in Fig. 2a) is consistent with previous reports.17,41,51 All these values remain well below the often-cited theoretical volumetric expansion of ∼300% for fully lithiated pure Si.11,17,52
In full-cell configurations, actual expansion is significantly constrained by factors such as limited lithiation depth, anode to cathode balance, mechanical confinement, porosity and the influence of surrounding matrix materials. This discrepancy highlights the limitations of earlier studies, which often employed idealized systems that neglect electrode-scale mechanical particle interactions. Therefore, a critical perspective is required when interpreting both theoretical expansion values and data derived from simplified experimental setups.
During lithium extraction from T6 to T8, the electrode exhibits partial strain recovery, but a residual volumetric strain of ∼32% persists; see the dark shaded area in Fig. 3d. The presence of an irreversible strain component suggests underlying permanent microstructural changes, such as solid electrolyte interphase (SEI) growth or plastic deformation.53
Indeed, a deeper understanding regarding the asymmetry of the strain distribution in the electrode is gained by analysing the upper region adjacent to the current collector and lower region near the separator of the electrode, separately. As shown in Fig. 3d, strain differences are small at early stages of lithiation, see timestep T2, but diverge with the state of charge. By T6 the separator-side region averages about 50% volumetric strain, while the current-collector side averages about 34%.
Furthermore, we quantified the emergence of strain heterogeneity by plotting the histograms of volumetric strain for the two regions at T2, T4, T6, and T8; see Fig. 3e. At timestep T2 both distributions are narrow and centred likewise, consistent with a uniform expansion. However, as lithiation progresses, the distributions broaden significantly, reflecting increased spatial heterogeneity. By T6 the separator-side distribution at the bottom of the electrode shows strain values exceeding 100% in some areas, while the current-collector side at the top includes areas with compressive strains down to −50%.
In Fig. 3f the temporal evolution of the mean axial strain components XX, YY and ZZ over the entire anode is further studied to understand the dominant mechanical loading direction. The results show that, at the electrode level, the measurable net deformation tends strongly towards the thickness (z), while the strain components in the plane remain comparatively low. The in-plane strain components εxx and εyy remain below 3% throughout, whereas the majority of the observable volumetric change manifests as axial strain εzz. This observation aligns with the macroscopic electrode swelling shown in Fig. 2a and reflects the inherent mechanical anisotropy of the cell, governed by stack pressure and boundary conditions. It also is in accordance with the particle movement illustrated in Fig. 2b. The independent particle tracking based on segmentation (see details in Fig. S9) supports further the presented strain analysis. While lateral particle displacements in the xy-plane are minimal, axial displacements vary markedly with the position within the electrode. Particles near the current collector shift by ∼2 µm, while those near the separator move up to ∼11 µm, corresponding to local swelling of nearly 60%. It is important to note that these displacements reflect a collective deformation at the electrode level rather than the free expansion of individual particles that are mechanically connected to the surrounding matrix.
The observed axial strain gradient reflects the combined effect of boundary conditions, transport asymmetry and collective mechanical confinement within the electrode. Mechanical constraints are imposed asymmetrically along the electrode thickness. Expansion in the direction of the current collector is severely constrained, while deformation in the direction of the fibrous separator is less restricted. In contrast, expansion in the plane is restricted overall by the laterally continuous electrode, which extends far beyond the field of view shown. The analysed volume (∼100 µm lateral expansion) is embedded in an electrode disc with a diameter of ∼1.1 mm, so that lateral expansion would require a coordinated displacement of the surrounding material outside the field of view, which would make in-plane stretching unfavourable. As a result, volume changes caused by lithiation manifest themselves preferentially as axial deformation at the electrode level, even though there is no explicit external in-plane pressure. This mechanically biased deformation couples with lithium transport from the separator side, leading to preferential lithiation, SEI formation and strain accumulation near the separator interface.54
Next the impact of the surrounding microstructure on the particle-resolved strain distribution in different planes is assessed in more detail. Hence, orthogonal slices through the three-dimensional microstructure at timestep T6 relative to T0 are presented in Fig. 4c. The volumetric strain distribution projected on the microstructure reveals for different planes that regions containing many smaller sized particles (sp-Si), embedded in CBD, exhibit elevated strain, whereas narrow gaps confined between closely packed large particles (lp-Si) show comparatively low strain. Furthermore, high local porosity near particles accommodates expansion by pore collapse and thereby helps to relieve strain. Hence, an inhomogeneous strain field in the vicinity of the particle conditioned by the microstructure results, also suggesting significant impact on the lithiation at the particle's interface; see Fig. 2e and f. Post-mortem FESEM cross-sections at the electrode level (see Fig. S11) support these observations, revealing microstructural precursors for strain localization such as binder-rich zones, porosity variations and a highly inhomogeneous Si particle size distribution. Regions dominated by large Si particles show only a minor irreversible thickness increase, whereas areas rich in sub-micron particles exhibit greater residual thickening, consistent with enhanced SEI formation driven by their higher surface area.60,61 Thus, the resulting depicted three-dimensional inhomogeneous strain in the particle vicinity affects the chemical reaction and further deepens the understanding of the underlying chemo-mechanical process. This observation is in line with prior findings62–64 which have identified SEI constituents such as fluorine-rich layers and carbonate-based species, as well as residual LixSi phases that resist full delithiation, as contributing factors to irreversible expansion.
Pronounced strain heterogeneity within the electrode becomes even more evident when analysing multiple particle-centred volumes of interest (VOI); see Fig. 4d. The analysis provides important information concerning the initial chemo-mechanical process, which is indeed highly relevant for observations made at longer cycling.17,18 It reveals that location-dependent strain heterogeneity emerges already at the first cycle of the cell within the anode microstructure. Between T1 and T2 the mean volumetric strain increases similarly across VOIs, but the strain evolution diverges strongly as lithiation progresses, consistent with the trends in Fig. 2 and 3. At T6, some VOIs exhibit modest average volumetric strain of about 25%, whereas others reach 60% (e.g., subvolume 4 and 3, respectively), with local peaks larger than 150% at inter-particle contacts and within constricted pore regions. See also Fig. S12 for further details.
Furthermore, local heterogeneities can also be triggered by temporary low-density features that occur within the electrode, as shown in the tomographic time series in Fig. S13. An exemplary feature occurs between timesteps T1 and T2 and disappears again between T4 and T5. Due to the pronounced grey value contrast compared to that of silicon and the surrounding electrolyte CBD matrix, this feature could correspond either to a transient gas bubble, possibly caused by electrolyte decomposition or reactions with trace moisture,65–67 or to a temporarily isolated cavity that is not wetted by the electrolyte due to local electrode or binder degradation. Regardless of their exact origin, the temporary occurrence of such low-density areas can lead to local concentration or relaxation of stresses, disrupt particle networks and contribute to mechanically induced heterogeneities, as confirmed by volumetric strain analysis.
Fig. 5a and b contrast two distinct particle responses in 3D from timestep T1 to T6 and at T8, upon (de)lithiation. The exemplar core–shell(cs)-like particle in Fig. 5a shows faint, surface-limited residuals at T3 that evolve into a more continuous shell by timestep T6, while the core remains largely unchanged, consistent with a surface-limited lithiation front and minimal internal restructuring at the accessible spatial resolution. The Si particle core appears morphologically stable, with no visible cracks or internal microstructural transformations; see in particular timestep T6 where the particle is visualized together with the emerging residuals. Here, surface localized residuals and subtle grey-value shifts indicate limited lithiation-induced changes at the particle's periphery.
In contrast, the non-cs particle in Fig. 5b exhibits residual pathways that traverse the particle in all three directions at timestep T3. By T6 these pathways broaden, new branches appear and features brighten, indicating increasing local transformation and a complex distributed, 3D network-type lithiation. After partial delithiation at T8 (70% SoC) several pathways fade or retract, indicating partial reversibility. The onset and amplification of these changes are consistent with the macroscopic electrode response described above and follow the voltage characteristic; see in particular Fig. 3 and 2d. Orthogonal tomographic slices extracted at timesteps T3 and T6 along the planes indicated in Fig. 5a and b (T3) further resolve these structural characteristics and their evolution for the cs- and non-cs particles in more detail; see Fig. 5c, d and SI Videos S2 and S3. Here, the observed network-type lithiation indicates the 〈110〉 direction as the most favourable for Li-insertion.18 A schematic comparing the lithium insertion and extraction for the cs and non-cs mechanisms is further illustrated in Fig. S14.
Fig. S15 shows an additional example of such emerging network structures upon partial lithium extraction within the particle. The study includes cases where the network contrast nearly disappears. Together, these observations indicate that cs-like particles remain predominantly surface-limited over T0–T8, whereas non-cs particles undergo internal, network-mediated transformation.
These branched, lithiated domains, observed here three-dimensionally during the first electrochemical cycle, extend and contextualise the two-dimensional post-mortem observations reported by Häusler et al.18 The work shows that cycle-induced amorphous bands, presumably initiated by dislocation formation and dislocation accumulation, can form within the crystalline Si structure and impact the lithiation dynamics significantly. A further study pursuing ex situ TEM studies68 on partially lithiated micrometre-sized silicon particles supports the presence of such heterogeneous, non-radial lithiation pathways.
Here, we directly observe in situ during lithium insertion that these internal, network-like lithiation pathways are initiated at very early stages of the first cycle and may act as precursors to the amorphous regions reported18,68 after prolonged cycling. The in situ four-dimensional measurements provide direct evidence that stress localization and heterogeneous lithiation emerge early within the particle core and likely govern the subsequent chemo-mechanical evolution and long-term performance of Si-based electrodes. These insights enable a deeper mechanistic understanding of particle- and electrode-level degradation in relation to electrochemical performance.
Fig. S16 also indicates particles already fractured before initial charging. Correlative analysis between particle and electrode-levels reveals that such pre-cracked particles are predominantly located near the electrode surface. Indeed, processing-induced damage during steps such as calendering might explain the performed observation. The presented post-mortem FESEM imaging of the delithiated electrode after one cycle in Fig. 5e corroborates the in situ-based nano-SXCT analysis. A couple of particles display faint, network-like domains. EDS analysis of these regions within the Si particle reveal neither fluorine presence nor silicon loss, arguing against electrolyte infiltration or the onset of dendrite formation. Furthermore, it excludes fracture as the origin, since it affiliates to a different behaviour from that observed for the crack; see Fig. 5e. Fig. S17 further indicates that these networks expand with cycling.
The presented approach allows correlative 3D investigations over different length scales, from the cell to single particle-level. The results indicate that the classical and common core–shell mechanism represents only one of the several lithiation possibilities and strongly depends on the chemo-mechanical response. The latter is modulated by local particle-specific factors such as the defect state, local microstructural environment and lithiation kinetics. Within the scanned volume, illustrated in Fig. S18, the systematically manual-based screening shows that about 10% of the particles follow a cs-like response in the first lithiation insertion. Most common behaviour involves rather the lithiation along complex networks within the particle. The in-depth correlative multiscale tomographic analysis suggests that Si lithiation is thus intrinsically heterogeneous, governed by global and local features like the particle size distribution, particle location within the electrode and surrounding microstructure, and state of charge and also by processing-induced damage, electrode architecture and cell configuration, respectively.
The observed strain heterogeneity on different length scales has direct implications for industrial electrode design. Micron-sized crystalline silicon particles, including those sourced from industrial cutting waste, offer a scalable and cost-effective alternative to engineered nanostructures22 or sophisticated coated architectures,21 but their successful deployment hinges on mitigating mechanically driven degradation. Our findings highlight several design levers for optimizing not only micron-sized Si but also nano-porous and other advanced Si architectures.
At the particle level, most particles do not follow a simple core–shell lithiation pathway. Instead, internal complex network-like transformation routes emerge within the particle and partly regress on delithiation, underscoring that silicon lithiation is governed by spatially heterogeneous reaction fronts rather than a uniform radial progression.
First, it is paramount to minimise defects caused during manufacturing, as existing cracks that occurred during particle synthesis can act as fracture nucleation sites. The introduction of quality control protocols during the particle manufacturing phase to detect and exclude cracked particles prior to electrode production could therefore reduce mechanical failures. However, additional particle damage can occur during electrode formulation and processing steps, particularly during calendering, where high compressive stresses can cause cracks in otherwise intact particles. Such processing-induced defects cannot be removed afterwards and must instead be addressed through optimised electrode design and processing conditions. Surface engineering to guide SEI formation and regulate lithium flux69 could influence how and where lithiation begins, potentially steering the transformation pathway away from high-strain configurations.
Second, the particle adjacent microstructure, including pores, particle size and size distribution, has a strong influence on both the extent and reversibility of lithiation-induced strain since larger particles show a different lithiation behaviour from smaller ones. A narrower particle size distribution and a controlled pore structure could promote more uniform strain absorption across the entire electrode, thereby reducing local stress concentrations.
Third, our results highlight that mechanical failure is often dictated not by total expansion but by localized strain accumulation at both particle and electrode scales. The presented correlative multiscale framework provides a basis for engineering electrode architectures that moderate lithiation gradients and redistribute stress more evenly. Likewise, adjusting charging protocols, such as employing adaptive current profiles,70,71 may reduce the severity of transient strain during fast charging and extend electrode lifetime.
Taken together, these results show that the failure risk in electrodes with high silicon content is determined more by local stress accumulation and microstructural conditions than by volume expansion alone, underscoring the need for correlative multiscale 3D approaches for rational electrode design.
The observed electrochemical–mechanical behaviour reflects the response of a high-silicon electrode under conditions compatible with high-resolution nano-SXCT in a full-cell configuration. While these conditions limit absolute silicon utilisation, they provide direct access to particle and electrode heterogeneity that is not accessible in conventional cell formats.
Extending the same correlative 4D imaging and strain mapping framework to higher silicon utilisation regimes represents an important future direction to further bridge nanoscale in situ insights with commercial operating conditions.
By integrating advanced quantitative multiscale imaging, AI-based morphological analysis and mechanically realistic operating conditions, this study provides not only deeper understanding but also a diagnostic and design framework for durable, high-capacity Si anodes. The approach is broadly applicable beyond liquid-electrolyte Li-ion systems, including solid-state batteries employing Si-based anodes.
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8 v/v) with 2 wt% vinylene carbonate (VC), was placed between the electrodes. The cell housing was constructed from perfluoroalkoxy alkane (PFA) tubing (inner diameter: 1.6 mm and outer diameter: 3.2 mm), which is compatible with synchrotron imaging chosen for its low X-ray attenuation, chemical resistance and mechanical robustness.
Threaded stainless steel mounts were screwed into both ends of the tubing to create a sealed enclosure. A central feature of the cell design is the ability to apply a precisely adjustable and fixed mechanical pressure to the electrode stack via a spring-loaded contact inserted through the upper steel mount. For the 1.1 mm diameter cell used in this study, the applied pressure could be tuned across a wide range – from 0.01 to 1.5 MPa. During experiments, the spring was fixed to apply a constant pressure of 0.2–0.4 MPa. This adjustability is essential for optimizing and standardizing contact between cell components while minimizing mechanical deformation of the active material. A stable and defined pressure ensures consistent electrochemical performance and reproducibility between cells and preserves the integrity of microstructural evolution during in situ imaging. To maintain an inert environment and prevent air ingress, all interfaces between the steel mounts, polymer housing and spring contact were sealed with lacquer. The entire cell assembly was performed inside an argon-filled glovebox.
The complete cell setup was further mounted on a polyetheretherketone (PEEK) cylindrical-shaped support to ensure mechanical stability and chemical compatibility during cycling and imaging on the sample rotation stage at ID16B. Finally, the electrodes were electrically connected to a potentiostat.72 For the lower mount (see Fig. 1c) a banana plug was utilized. At the upper terminal, a copper wire was wrapped tightly around the spring contact and further secured with parafilm. Soldering was avoided to prevent any heat-induced damage. The flexibility of the yet secure electrical setup enables sample rotation about the z-axis for uninterrupted in situ monitoring without compromising electrochemical or mechanical cell integrity. Additional assembly details are provided in SI Note S2. Despite employing several measures to ensure high-quality electrode fabrication and assembly, such as femtosecond laser cutting to ensure flat, uniform edges and a parallel layer stack, the high mass and electron density of Cu introduce X-ray scattering artefacts in the phase images, resulting in localized image degradation and blurring near the current collector in the resulting 3D volumes. Consequently, these blurred regions are excluded from strain analysis.
Following the final charging scan, the cell was discharged under constant current conditions at a rate of C/6 until the lower voltage cut-off of 2.5 V was reached. To determine noise induced from the SXCT scan, two final scans without additional discharge at timesteps T8 and T9 were acquired without intervening electrochemical activity; see Fig. S19.
To minimize artefacts arising from mechanical or thermal relaxation during tomography, the cell was temporarily switched to an open-circuit voltage (OCV) one minute prior to each scan. Once acquisition was complete, electrochemical cycling resumed automatically. Further experimental details and a detailed flowchart of the control logic, including all decision pathways and fail-safes, are provided in the SI Note S3.
Cell SoC values reported in the main text refer to full-cell SoC. By design this corresponds to ∼1/3 anode capacity utilisation (Materials and methods: Material preparation), owing to cathode-limited cycling.
The strain mapping approach was applied at two spatial scales to capture both localized deformation around individual particles and global strain gradients across the electrode:
– Local strain analysis (particle-centred frame): to investigate local strain behaviour in the immediate vicinity of individual particles, cubic sub-volumes of 15 × 15 × 15 µm3 or 15 × 15 × 10 µm3 were extracted, each centred on a selected silicon particle. For each timestep, the particle's centre of mass was calculated and the sub-volume was cropped accordingly to establish a fixed local reference frame. This approach effectively removes global electrode displacements, isolating the relative deformation within each particle's neighbourhood (see Fig. S20).
– Electrode-scale strain mapping (electrode-centred frame): for electrode-scale analysis, the full imaged volume of 102.4 × 102.4 × 102.4 µm3 was subdivided into larger 40 × 40 × 40 µm3 regions (see Fig. S20), enabling spatially resolved strain mapping across the entire electrode thickness.
While scattering artefacts caused by Cu locally affect image quality near the current collector (see Fig. 2a) the affected area accounts for only a small portion of the analysed volume. The displacement fields remain clearly visible in this area, and the DVC-based strain analysis relies on volumetric correlations rather than sharp interfaces. We argue that strain trends in this area should be interpreted with appropriate caution, but nevertheless remain robust at the electrode level.
Code availability: data pre-processing steps and the semantic segmentation model architecture are described in detail in the Materials and methods. The custom code used for data pre-processing, training and analysis is available from the corresponding author upon reasonable request.
Supplementary information (SI) is available. See DOI: https://doi.org/10.1039/d6eb00026f.
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