Open Access Article
Arthur Fordham†
acf,
Dylan Wee†bc,
Rhodri E. Owencg,
Tongjun Luodf,
Roksana Jackowska
ce,
Tianqi Jiad,
Yan Zhengd,
Emma Kendrick
ce,
Wesley M. Dose
df,
Dan J. L. Bretth,
Paul R. Shearingci,
James B. Robinson
*acg and
Rhodri Jervis
*acg
aElectrochemical Innovation Lab, Department of Chemical Engineering, University College London, London, WC1E 7JE, UK. E-mail: j.b.robinson@ucl.ac.uk; rhodri.jervis@ucl.ac.uk
bDepartment of Mechanical Engineering, Imperial College London, London, SW7 2BX, UK
cThe Faraday Institution, Quad One, Harwell Science and Innovation Campus, Didcot, UK OX11 0RA, UK
dSchool of Chemistry, University of Sydney, Camperdown, NSW 2006, Australia
eSchool of Metallurgy and Materials, University of Birmingham, Birmingham, B15 2SE, UK
fSchool of Chemistry, University of New South Wales, Sydney, NSW 2052, Australia
gAdvanced Propulsion Lab, Marshgate, 7 Sidings Street, University College London, London, E20 2AE, UK
hProsemino, Unit 2, Paper Yard, Quebec Way, London SE16 7LG
iZERO Institute, Holywell House, Osney Mead, University of Oxford, Oxford, OX2 0ES, UK
First published on 17th December 2025
Sodium-ion batteries (NIBs) offer a more sustainable and cost-effective alternative to lithium-ion batteries (LIBs), but challenges related to the formation process and the impact of electrolyte additives on the solid electrolyte interphase (SEI) remain underexplored. Moreover, current SEI diagnostic tools are often prohibitively expensive, limiting broader adoption. This work investigates operando, non-invasive acoustic techniques – combining passive acoustic emission (AE) and active ultrasonic testing (UT) – to monitor SEI formation in NaMn0.39Fe0.31Ni0.22Zn0.08O2/hard carbon (HC) pouch cells using four electrolyte formulations: a baseline of 1 M NaPF6 in 1
:
1 EC
:
DMC, and three with additives (5 wt% fluoroethylene carbonate (FEC), vinylene carbonate (VC), or both). Identical formation protocols were applied, with SEI evolution monitored via AE and UT, and correlated with a range of characterisation techniques including operando gas volume measurements, three-electrode dQ/dV analysis, and X-ray CT. Bespoke machine learning algorithms were developed to interpret acoustic signals. Results revealed incomplete SEI passivation across all formulations, evidenced by ongoing gas evolution and high irreversible capacity loss after three formation cycles. The behaviour in formation was reflected in the long-term cycling results: FEC delivered the best performance, VC alone was less effective, and cells without additives performed worst. These findings highlight the importance of tailored additive selection when using NaPF6 in NIBs. This work demonstrates that AE and UT provide a viable, low-cost solution for real-time SEI monitoring, offering mechanistic insight previously accessible only through more complex and costly techniques.
Broader contextSodium-ion batteries (NIBs) are emerging as a low-cost, sustainable alternative to lithium-ion systems, but their widespread commercialisation requires detailed understanding of solid electrolyte interphase (SEI) formation, a process central to stability and efficiency. Traditional diagnostic tools for SEI characterisation are costly, ex situ, and often restricted to laboratory use, slowing progress in scaling NIBs for industrial applications. This work demonstrates the use of operando acoustic techniques – acoustic emission (AE) and ultrasonic testing (UT) – as low-cost, non-invasive methods to monitor SEI formation and gas evolution in real time. Applied to NIBs with different electrolyte additives and complemented by additional characterisation methods, these techniques reveal that conventional formation protocols leave the SEI incomplete, with acoustic signals directly correlating to gas generation and interfacial instability. Importantly, fluoroethylene carbonate (FEC) is identified as the most effective additive of those studied here for improving capacity retention, while cells without additives exhibit poor performance. These advances highlight acoustic monitoring as a scalable diagnostic platform that can accelerate the understanding of the formation process, reduce manufacturing costs, and improve the reliability of sodium-ion batteries, thereby impacting the broader field of sustainable energy storage. |
Sodium-ion batteries (NIBs) are a leading alternative to lithium-ion batteries (LIBs), driven by the vastly greater abundance of sodium – around 23
000 ppm in the Earth's crust compared to just 20 ppm for lithium.2 Unlike lithium, which is primarily mined in Australia and South American salars and largely processed in China,3 sodium can be sourced from widely available resources such as seawater and salt mines, easing supply chain concerns and improving long-term sustainability.4 Given the chemical similarities between sodium and lithium, the key working principle behind NIBs and their manufacturing methods remain largely similar to LIBs,5 making NIBs an attractive alternative to LIBs and a relatively drop-in technology to existing production lines. NIBs may also offer safety advantages when compared to LIBs. Whereas discharging to 0 V in a LIB would result in electrochemical dissolution of Cu (negative electrode current collector) and poor SEI stability, causing capacity loss and potentially internal damage to the cell, NIBs have been shown to continue performing without issues after discharge to 0 V.6,7 NIB cells have also been shown to undergo a less extreme thermal runaway event in the case of failure than a range of LIB chemistries including LiCoO2 and Li1−xNixMnyCozO2.6–9
The formation cycle plays a key role in the production processes of LIBs and NIBs.10 During this first charge and discharge cycle, the solid-electrolyte interphase (SEI) layer grows and develops on the surface of the hard carbon negative electrode following an electrochemical reduction reaction involving both the organic and inorganic components of the electrolyte. The SEI is crucial to the stability of the battery as it is a passivating film that is ionically conductive and allows Na+ transport, while also being electronically insulating, thereby preventing further electrolyte decomposition. The formation cycle is an essential step in controlling the performance of the cell, ensuring its longevity, uniform capacity and safety; however, it is also the costliest step in the manufacturing process. Compared to the $2.2 per kWh required for electrode processing, the electrode wetting/formation cycle was estimated to cost $7.5 per kWh for LIBs,11 and is expected to be similar for NIBs. Despite its economic and functional importance, the formation cycle is often overlooked in battery research, which tends to focus on improving cell chemistry. This is largely because formation is highly specific to the electrode materials, electrolyte composition, and additives used. Its complexity, along with the need for specialised techniques and moisture/oxygen-free conditions, makes it difficult to study in academic settings. As a result, the process remains proprietary for LIBs, with even less information available for NIBs.
Amongst the various methods used to observe and understand the formation of the SEI, acoustic techniques have gained increased attention in recent years due to their non-invasive nature and ability to record operando measurements at a low cost.12 Two main forms of acoustic techniques have been employed to analyse degradation in batteries: Acoustic Emission (AE) and Ultrasonic Testing (UT). AE is a passive technique that ‘listens’ for significant acoustic events that cross a pre-specified amplitude threshold. As batteries are cycled, they experience mechanical stresses and undergo chemical processes that result in gas formation and cracking, all of which release pressure waves that propagate through the material within the cell.12 These waves are then identified by a piezoelectric sensor affixed to the surface of a cell, before being amplified, filtered, processed and analysed to determine the possible origins of the acoustic event.13 Pulse-echo UT is an active acoustic method where a piezoelectric transducer sends ultrasonic pulses into a material and detects returning echoes from internal surfaces. Applied to a battery surface, changes in the captured waves during cycling reveal structural evolution and degradation inside the cell.12
Acoustic techniques have been useful in studying the internal processes within LIBs such as gas evolution, cracking, delamination, and electrode volume changes.12 Beganovic et al. developed a model to use AE measurements, to validate its utility in estimating the state of health (SOH) and remaining useful life (RUL) of LIBs.14 Choe et al. studied AE waveforms in more detail and deduced the presence of two different types of waveforms. Type 1 AE signals had a shorter waveform, higher amplitude and higher frequencies between the range of 121–160 kHz and attributed to micro-cracking in the negative electrode. Type 2 signals had longer durations, lower amplitudes and stayed within the lower frequency range of 81–120 kHz and were attributed to gas bubble evolution during SEI formation.15 This finding was used by Matsuo et al. who compared the Type 1 AE waveforms with signals from mechanically induced fracture during a Vickers indentation test, and Type 2 waveforms with acoustic signals labelled as “hits” from gas evolution in hydrolysis, to develop a model identifying the ongoing degradation mechanisms in the LIB.13 Our work further developed this waveform classification by integrating supervised machine learning algorithms to classify the acoustic signals produced from degradation mechanisms and gassing in commercial 21
700 cylindrical cells.16
Hsieh et al. demonstrated the ability of UT to estimate the state of charge (SOC) and SOH of LIBs.17 Bommier et al. then developed this method further and showed a temporary loss of acoustic signal associated with significant gassing of a LIB, proving the potential for UT in offering insights on SEI formation.18 Deng et al. and Guo et al. also explored the robustness of pulse-echo UT in observing the real-time processes ongoing within a LIB, such as the wetting process of pouch cells and gassing within the cell.19,20 Zhang et al. developed the technique by using UT methods to improve the electrode drying process for enhanced battery manufacturing.21
Based on the similarity of the components and cell structure in LIBs and NIBs, Majasan et al. highlighted that acoustic techniques for NIBs would likely be similar to that for LIBs,12 but limited work has been published to support this hypothesis. Dreyer et al. investigated the relationship between the configurational entropy of the positive electrode and the AE hits in NIBs, specifically investigating the fracture and delamination within the cell, meaning that more emphasis was placed on acoustic hits of higher frequencies, such as Type 1 waveforms.22 Gassing in the cell was observed to be an insignificant contributor to acoustic hits beyond the initial formation cycle of NIBs, a behaviour that was observed by Schweidler et al. in LIBs.23
Since gassing can be easily detected through acoustic methods, recent research has focused on understanding the gassing that occurs during the formation cycle due to SEI growth. Gaining a deeper understanding of the SEI is crucial, as the stability of this layer significantly influences battery performance. There are notable differences in the SEI between LIBs and NIBs. Mogensen et al. found that NIBs had poorer capacity retention and tended to undergo self-discharge to a larger extent than LIBs, attributing these effects to a more soluble SEI in NIBs than LIBs.24 This finding was supported by Song et al. who concluded that the SEI constituents in NIBs such as Na2CO3 and NaF had much lower stability and higher solubility when compared to their lithium-ion equivalents (Li2CO3 and LiF).25 Zhang et al. and Hijazi et al. both observed that the increased solubility of SEI constituents in the sodium electrolyte resulted in increased effects of crosstalk between the positive and negative electrodes.26,27 Hijazi et al. also analysed the gassing of NIBs using a two-compartment pouch bag to separate the positive and negative electrodes. They recorded gas evolution mainly at the positive electrode and evidence of gas consumption at the negative via crosstalk.26 This conclusion was backed up by the hypothesis that the sodiated hard carbon was at a sufficiently low voltage to allow the reduction of gaseous products such as CO2 generated at the positive electrode, like mechanisms seen in LIBs.28,29 However, this result occurs post-charging and is distinct from gas generation during SEI formation, which is the focus of this study.
The stability and homogeneity of the SEI is heavily dependent on the electrolyte additives, which also play a key role in contributing to gaseous products evolved during formation of the cell. While significant research has explored the role of electrolyte additives in layered LIBs, there has been limited research for NIBs. Nonetheless, Ye et al. explored the effect of NaPF6 and sodium bis(fluorosulfonyl)imide (NaFSI) electrolytes on the production of gas during the ageing process of NIBs. They reported that the use of NaFSI, instead of NaPF6, substantially reduced the amount of gas generated, due to the presence of PET tape in the cell which reacts with NaPF6 but not with NaFSI.30 Further work by Yang et al. employed sodium difluorophosphate (NaDFP) in hard carbon negative electrode half-cells, improving their cycling performance and suppressing the impedance increase by forming an effective SEI.31 However, its effectiveness in full cells was not explored. Hijazi et al. experimented with other additives including VC, NaDFP, prop-1-ene-1,3-sultone (PES) and 1,3,2-dioxathiolane-2,2-dioxide (DTD) with both NaPF6 and NaFSI. They concluded that the PES, NaDFP and DTD additives caused negligible gassing during formation as compared to their control cells without additives, whereas VC additive generated some gas but still much less than the control.26 VC as an electrolyte additive in LIBs has been shown to allow the formation of a more stable SEI as indicated by a high first-cycle coulombic efficiency (FCE).26,32–34
The effects of fluorine-based additives were also investigated in NIBs. Fluoroethylene carbonate (FEC) was used as an additive in NIBs with sodium perchlorate (NaClO4) electrolyte by Song et al. and this resulted in the cell capacity reducing by more than half compared to cells without additives present.25 This finding was supported by Wang et al. who noted that the SEI was less ionically conductive compared to a FEC-free electrolyte, leading to a lower cell capacity. In return, the addition of FEC to the same NaClO4 electrolyte offered a significantly longer lifespan.35 Vogt et al. observed that the use of FEC preserved the polyvinylidene difluoride (PVDF) binder in cells by providing a fluorine source for SEI formation.36 Hydrogen fluoride (HF) evolved upon decomposition of FEC could, however, be detrimental to SEI stability and ion transport function of NIBs, an effect seen in LIBs.37,38
Understanding of the SEI in NIBs remains limited, as reflected in current literature. For the first time, this study systematically explores how acoustic techniques can be correlated with other characterisation methods – including operando gas volume measurements, X-ray CT, SEM, and various electrochemical analyses – to enhance insight into SEI formation of NIBs. Passive acoustic emission and ultrasonic testing already defined so can just write AE and UT, combined with machine learning, were employed to monitor the formation cycle in NIBs with different electrolyte additives. The work focuses on NaMn0.39Fe0.31Ni0.22Zn0.08O2/hard carbon (HC) pouch cells using four electrolyte formulations: a baseline 1 M NaPF6 in 1
:
1 EC
:
DMC, and three variants with 5 wt% additives – fluoroethylene carbonate (FEC), vinylene carbonate (VC), and a combination of both (FEC + VC). These formulations were selected due to their frequent use and commercial relevance in the NIB industry.25–27,39 Acoustic techniques were used to examine how these electrolytes affect SEI formation during the formation cycle and over long-term cycling. Results were correlated with cycle life and validated through impedance analysis. This study demonstrates that low-cost, non-invasive, and non-destructive acoustic methods can be effectively applied to full cells, highlighting their industrial potential. Unlike conventional SEI characterisation tools, which are often limited to laboratory use due to scalability issues, acoustic techniques offer a promising route for operando, scalable monitoring in real-world applications.
Cells, purchased dry, were cut open, vacuum-dried at 100 °C for ∼12 hours (BUCHI-4 B-585), then transferred to an argon-filled glovebox (MBraun). Four electrolytes were tested: a baseline 1.0 M NaPF6 in 1
:
1 EC
:
DMC, and three variants with 5 wt% FEC, 5 wt% VC, or 5 wt% FEC + VC. Each cell was filled with 1.0 mL electrolyte, vacuum-sealed at −70 kPa (Audion Audiovac) and heat-sealed at 215 °C (MSK-140). Finally, cells were mounted in custom compression rigs equipped with springs providing a pressure of 0.1 MPa and subsequently placed in a Maccor temperature chamber (MTC-020) maintained at 25 °C for a minimum of 12 h to ensure complete electrolyte wetting.
For the ‘no additive’ cell containing 1
:
1 EC
:
DMC, there are three peaks at 1.93 V, 2.41 V and a split peak between 2.92–3.1 V. In the hard carbon electrode dQ/dV vs. Na/Na+, corresponding peaks appear at 0.98 V and 0.6 V, but no third peak is present. The first two peaks match those observed in the full cell, indicating EC reduction at 1.93 V and a peak at 2.41 V, which is tentatively assigned to DMC reduction. This assignment is consistent with literature, where EC is known to reduce before DMC (voltage difference of ∼0.3–0.5 V) and form a more stable SEI.44 The third peak is only present in the positive electrode dQ/dV, suggesting it corresponds to continued sodium deintercalation and reactions at the positive electrode. For the VC additive cell, a broader peak at 1.77 V (1 V vs. Na/Na+), attributed to VC reduction as it is a known SEI forming additive.45 A following sharper peak at 2.25 V and a shallow peak at 2.65 V are seen in the full cell, which correspond to sodium intercalation in the hard carbon and further EC and DMC reduction. These three peaks also appear in the hard carbon electrode dQ/dV, indicating electrochemical processes on hard carbon, whereas a fourth peak at 2.85 V, is only present in the positive electrode dQ/dV (Fig. S11).
In the FEC-containing electrolyte, a sharper first peak at 1.70 V (assigned FEC reduction) appears in the full cell and at 1.1 V vs. Na/Na+on the hard carbon negative electrode.46 Additional peaks are observed at 2.28 V and 2.55 V, corresponding to sodium intercalation at the hard carbon electrode and solvent reduction. A split peak at 3–3.1 V is absent in the hard carbon electrode, but present in positive electrode dQ/dV. The combined VC + FEC additive cell shows a first reduction peak at 1.70 V, like FEC but broader and shallower, indicating a slower SEI formation requiring more charge over a wider voltage window. The second peak at 2.35 V is larger than observed in FEC and VC alone indicating a combined effect on reduction of EC. The results suggest VC and FEC accelerate SEI formation on the negative electrode, suppressing EC reduction and reducing charge transfer. Analysis of the dQ/dV during the second and third formation charges at C/5 (Fig. S1) shows a flat plateau in the potential region where peaks appeared in the first charge, indicating that most electrolyte reduction occurred in the first cycle.
Each of the top subfigures represents a histogram of the number of acoustic events observed at specific voltages in the full cell. The colour of each bar indicates when the event occurs: during the first charge or discharge cycle at C/20, or during the second and third charge or discharge cycles at C/5.
In the cell with no additives, most acoustic hits are observed during the formation cycle. A small number of events (15 AE events) occur during the first charge between 2.0–2.9 V, with a significant spike (∼120 AE events) at ∼2.9 V. The largest spike occurs during the first discharge, a pattern not seen in cells containing electrolyte additives. This observation, along with continued spikes in acoustic events during the second and third charge cycles, suggests that the SEI formed by the reduction of EC and DMC alone is less stable than that formed with other electrolyte formulations containing additives. This instability leads to ongoing electrolyte decomposition, implying that the SEI was unable to fully passivate the hard carbon negative electrode of the cells (incomplete passivation). The areas of the electrode not passivated by the SEI continue to react with the electrolyte, producing AE hits as a result.
In cells with VC, FEC, or VC + FEC additives, most acoustic events are concentrated in the first cycle, although some events are also observed during the second and third C/5 cycles. This indicates that even with additives, the hard carbon negative electrode remains difficult to fully passivate. For example, in the cell with FEC, no acoustic events are observed until after 2.2 V, corresponding to the most prominent peak in the dQ/dV.46 Additionally, some acoustic events are observed at higher voltages, potentially due to gas evolution at the positive electrode sodium deintercalation, which align with observed dQ/dV peaks from the three electrode measurements (Fig. S2).
To confirm the origin of the acoustic events, operando gas measurements were recorded alongside the acoustic measurements during the formation cycle. Fig. 3(a–di) shows the amplitude of acoustic hits from the cells in red transparent dots, overlaid with a line for the cumulative number of events. Fig. 3(a–dii) displays the volume of gas generated in green and all subfigures are plotted with the cell voltage in blue for each of the four cell chemistries. Data from the repeat acoustic experiments showing similar results are shown in Fig. S3.
For all chemistries, many acoustic hits were detected during the first charge of the formation cycle, as expected. After 1100 minutes (top of first charge, 3.8 V), the cell with no additive registered 110 AE events, while cells containing VC, FEC, and a combination of VC + FEC recorded 62, 45, and 38 AE events, respectively. The three-electrode data shown in Fig. S4 provides the onset potential (vs. Na) for the hits on the hard carbon negative electrode. Hits are first observed at a higher potential vs. Na for the no additive cell: 1.1 V, relative to 0.75, 0.73 and 0.69 V for the cell containing VC, FEC and FEC + VC respectively.
Additionally, gas production after the first charge measured approximately 1.8 ml for the cell with no additive, 0.15 ml for the cell with VC, 0.55 ml for the cell with FEC, and 0.58 ml for the cell with both VC and FEC. This gas increase is expected during the initial charge, as it coincides with the formation of the SEI, a process known to generate gas through the reduction of electrolyte solvent and/or additives.15 The gas volume trend during charge correlates closely with the cumulative AE events, hence the gas production is the likely origin of the observed AE activity. This close alignment indicates that the quantity of AE events reflects the number of gas-generation events, while higher-amplitude signals correspond to larger bubble coalescence or cracking processes. This demonstrates that both the quantity and strength of AE signals provide a direct operando signature of gas evolution during formation. On discharge, there is a spike in number of AE events for the cell containing no additive, without a significant change in volume. The distinct differences in the three-electrode data (Fig. S9 and S11) between the cell without additives and those with electrolyte additives suggest that the spike could likely originate from electrode expansion and cracking in the electrodes. Being the least stable configuration, it exhibits more AE events and generates significantly more gas than cells with electrolyte additives.
For all cell chemistries, the presence of acoustic hits, corresponding with spikes in gas volume, continued to occur after the initial formation cycle during the C/5 diagnostic cycles. This behaviour is consistent with the reduced AE activity observed during the first C/20 discharge (Fig. 3bi), which generates minimal mechanical strain and gas evolution, and the subsequent increase in AE activity at C/5 where higher C-rates drive further interphase reactions. This observation contrasts with the behaviour observed in LIBs, for which far fewer acoustic events are typically recorded at this point since the SEI would have been fully passivated.47,48 The high number of acoustic hits for all cells suggests that the SEI formation process is ongoing and that the initial film formed on hard carbon is poorly passivating compared to that on graphite negative electrodes in LIBs.49
Among the four electrolyte chemistries, the cell with no additive exhibited the highest number of AE events during the three formation cycles, with 256 events recorded, compared to 128 for the VC-containing cell, 142 for the FEC cell, and 109 for the FEC + VC cell, indicative of the absence of a sufficiently passivated SEI. This result is supported by the no additive cell producing by far the largest total amount of gas after the completion of three formation cycles (2.2 ml gas produced for no additive compared to 0.21 ml, 0.71 ml and 0.75 ml for VC, FEC, and VC + FEC respectively) and leads to the conclusion that an additive is needed for the formation of a stable SEI in these NIBs. The cell with the VC additive had the fewest acoustic hits recorded and produced the least gas. Interestingly, the cells containing both additives did not exhibit a combined effect; instead, they produced gas volumes similar to those in cells with only FEC. This result suggests gas evolution arises due to the presence of FEC rather than VC during SEI formation. Since FEC reduces at a lower full cell voltage than VC,50–52 its reduction pathway likely causes gassing when the two additives are used together, which matches the observations in dQ/dV plots in Fig. 2. The results demonstrate that the frequency and timing of acoustic signals observed during formation and diagnostic cycles offer insights into the stability of the SEI on hard carbon and the overall performance of the cell. The signal strength also has practical significance because the amplitude of an AE event reflects the energy released during internal activity at the electrodes. These events, including bubble growth and crack formation, produce characteristic waveforms that correspond to distinct physical processes. As a result, both the amplitude and frequency of AE signals can be directly correlated with dynamic chemical behaviour such as SEI formation.
A limitation of using AE data is that it is not possible to determine if gassing occurs at the negative electrode or the positive electrode. However, more acoustic hits tend to be recorded at lower potentials, as shown by the three-electrode data, when the SEI is known to form, which causes gassing at the negative electrode. These hits correspond to a large spike in gas volume measurements at lower voltages in full cells. Some AE hits, coinciding with spikes in gas volume, are also recorded at higher voltages, likely due to positive electrode gassing reactions. This possible gassing at both electrodes aligns with literature,26 and dips in gas volume measurements seen in the diagnostic cycles of the no additive and VC additive cell could be due to gas consumption, as with reactions that occur in LIBs where CO2 gas is consumed.29 The observed gas consumption during discharge (Fig. 3aii–bii) arises from two likely effects: CO2 dissolution into the electrolyte and its subsequent electrochemical reduction at the sodiated hard carbon surface.26–29
Alongside the passive AE, complementary active ultrasonic testing (UT) shows a strong correlation between the two techniques. UT measurements also identified the onset of gassing within the cell, evidenced by the loss of the pulse-echo signal,53 as shown in Fig. S16 and S17. This loss of signal aligns with clusters of AE events, demonstrating the effectiveness of combining active and passive acoustic methods to non-invasively monitor cell behaviour. More details and explanations of the UT analysis are found in the SI.
X-ray CT also demonstrates the gassing that occurred during formation, with clear layer separation visible, further validating the origin of AE events. Analysis using 3D imaging software (Avizo) revealed that average electrode layer separation was greatest for the cell containing no additives and increased by ∼22%.54,55 More details are provided in the SI (Fig. S23).
Although ex situ techniques such as XPS or SEM could further verify SEI coverage, they are susceptible to artefacts from air exposure and beam damage. In contrast, our operando gas and acoustic diagnostics offer a reliable, real-time assessment of SEI integrity under electrochemical conditions. Future work will combine these measurements with controlled XPS, SEM, and online electrochemical mass spectrometry (OEMS) to directly link acoustic events with SEI morphology and chemistry. These findings demonstrate the value of acoustic techniques in identifying incomplete SEI formation and its underlying causes.
An unsupervised clustering approach using PCA and k-means was applied to classify AE waveforms, in a similar method to previous studies.16 A set of multiple acoustic signal descriptors were standardised, and PCA was used to reduce the dataset to three dimensions while preserving as much variance as possible. The explained variance ratio for the first three principal components was calculated using Python's Scikit Learn library to assess the performance of PCA.
After dimensionality reduction, k-means clustering was applied to group the AE waveforms. The number of clusters, k, was selected based on the silhouette score and visual analysis. The silhouette score, ranging from −1 to 1, measures how well data points fit within their clusters relative to others. Based on both quantitative and qualitative factors, k = 4 was chosen, as it provided distinct clusters while maintaining an optimal silhouette score.
The PCA analysis for all four cells (FEC, VC, FEC + VC) produced similar clustering results (Fig. 5). Notably, the cell with no additive in the electrolyte exhibited the highest number of AE signals, as shown in Fig. 3 compared to electrolytes containing additives. While k-means identified four clusters, the results indicate that most AE signals across all electrolytes shared common characteristics. The FEC additive showed the greatest variation in signal distribution, but overall, the clustering patterns suggest that the waveforms originated from similar sources. This supports the hypothesis that the signals were primarily generated by gassing during SEI formation and subsequent interphase reactions, as indicated by their predominance of lower-frequency components (<120 kHz) arising from gradual pressure changes during gas evolution, bubble nucleation, and coalescence, rather than the higher-frequency responses typical of cracking.15 The raw acoustic signals used in this analysis are found in this public data repository: https://doi.org/10.5522/04/30392215.
The largest total combined resistance values were observed at 2.9 V for all electrolyte types used, with their lowest recorded resistance values at 3.3 V. This phenomenon can be explained by RCT, and RSEI values exhibiting an ‘L’-shaped trend towards increasing SOC, consistent with previous studies.57–59 Another common feature seen in the PEIS spectra of cells containing FEC, VC, and FEC + VC electrolyte additives (Fig. 7D–L) is the increased resistance at Cycle 0, which then decreases significantly and stabilises by Cycle 50.56 This behavior can be attributed to the incomplete formation and passivation of the interfaces following the formation protocol and is further supported by the continuous gas evolution observed during AE testing for formation cycles 2 and 3. In addition, the observed changes in total resistance can also be influenced by the varying states of sodiation of both the positive and negative electrodes.
The smallest combined resistance was observed in the cell containing 5% FEC as the only additive. From the Nyquist plots for this electrolyte formulation collected at different voltage points and throughout cell cycling (Fig. 7G–I), a small semicircle growth can be observed from cycle 50 onward, indicating controlled interfacial growth and minimal increase in interfacial resistance over 400 cycles. This finding aligns with the capacity retention during cell cycling, as the cell containing 5% FEC as the sole additive maintained the highest capacity among all cells, reaching approximately 72% retention after 400 cycles (Fig. 6).
In the case of a cell containing 5% VC electrolyte additive, a similar initial trend was observed. The RSEI and the total combined resistance after formation (cycle 0) was relatively high (Fig. 7D–F), indicating incomplete passivation following formation. However, a significant drop in resistance occurred by cycle 50, and from that point onward, the resistance values steadily increased, indicating stabilisation of the interfacial layer. The gradual thickening of the SEI layer over time matches the capacity retention, which plateaued at approximately 63% after 400 cell cycles for the cell containing 5% VC electrolyte additive.
The cell containing a combination of FEC and VC additives showed the highest RSEI, and the total combined resistance at different voltage points and throughout cell cycling (Fig. 7J–L). PEIS fitting confirmed a substantial resistance increase, with the total combined resistance value far exceeding those of cells containing individual additives. The discharge capacity dropped sharply during the first 80 cycles, after which it continued to decline more gradually, achieving and stabilising at approximately 59% capacity retention after 400 cell cycles. The combination of both additives likely promotes the formation of a thicker, more resistive SEI, as a broader range of organic species decompose. Consequently, the inferior performance of the FEC + VC electrolyte compared to the individual additives arises from the simultaneous decomposition of both components, producing an over-passivated interphase that consumes additional sodium and hinders Na+ transport, leading to increased impedance and reduced capacity retention. However, while this thickening results in the fastest growth of resistance compared to other cells, the capacity retention of this cell suggests that incorporating additives into the electrolyte remains beneficial over no additives, highlighting that a thicker, more resistive SEI layer does not always indicate a poor cell lifetime.
The Nyquist plots of the cell with no additive display clearly defined semicircles (Fig. 7A–C), suggesting the RCT and RSEI, processes are more dominant, suggesting either a well-developed or poorly conducting SEI layer, which impedes ionic transport across the interface. The same cell displayed the worst cycling performance, with capacity retention falling below 40% within the first 30 cycles, and continuing to decline thereafter (Fig. 6). Without electrolyte additives that help to improve electrode passivation, the resistances grow with cycle number at different voltages. The resulting impedance growth is consistent with continued electrolyte breakdown and poor surface passivation, explaining the severe capacity fade.
These findings support the hypothesis from the dQ/dV and formation analysis that additives influence SEI chemistry, and acoustics can detect ongoing SEI formation and the challenges of passivating hard carbon. Cells without additives showed poor performance, while VC or FEC individually improved cycling. However, their combination proved detrimental, highlighting the need for a carefully selected additive when using NaPF6 in sodium-ion cells. It is noted that if the cells were cycled with a wider voltage range that the SEI behaviour could be different, due to the anode seeing more negative potentials. However, as noted in the methods and in Fig. S6, it was important to avoid significant transition metal dissolution at higher voltage in these cells, which could have skewed the SEI study. It is also important to note that these results were only validated at 25 °C, and the effect of various additives on SEI formation are expected to differ at more extreme temperatures. These effects will be the subject of future work, using the methods studied in the present work as a baseline.
:
DMC with FEC, VC, or both), key insights into SEI development were revealed. For all formulations, SEI formation remained incomplete after the initial formation protocol, indicated by ongoing acoustic activity, gas evolution, and irreversible capacity loss. Cells without additives showed poor capacity retention and unstable SEI, emphasising the critical role of additives. Long-term testing identified FEC as the most effective additive, while VC offered less stability and the combination led to poorer performance.
These findings provide the first operando evidence that conventional formation protocols leave the SEI in NIBs incompletely developed, revealed through combined acoustic and gas diagnostics. The method is chemistry-agnostic, as acoustic signals arise from universal physical processes such as gassing and electrode strain. Demonstrated here for NIBs and previously for LIBs, it shows strong potential as a universal diagnostic tool. Using AE hits as a real-time metric for SEI stability can guide refined electrolyte formulations, reducing formation time and cost while improving manufacturing efficiency. In addition, the suppression of AE activity to a low and stable level provides an operando threshold for identifying when the SEI has effectively passivated the electrode surface. This drop in AE events indicates that major interfacial reactions and gas evolution have subsided and highlights the potential of AE monitoring to determine SEI completion during formation. Validated through gas analysis, EIS, and X-ray CT, this approach offers a practical alternative to traditional ex situ diagnostics and supports scalable, non-destructive monitoring. Future work will focus on industrial validation of these acoustic methods, addressing challenges of noise, sensor placement, and signal consistency through modular sensing, acoustic shielding, and advanced modelling.
The raw acoustic signals used in the analysis are found in this public data repository: https://doi.org/10.5522/04/30392215
We thank the Faraday Institution grants for their continued support, particularly SafeBatt (https://www.safebatt.ac.uk/) Multiscale Modelling, and Degradation projects, (grant numbers EP/S003053/1, FIRG024, FIRG025, FIRG028, FIRG059, FIRG060, FIRG061, FIRG084 and FITG042). W.M.D acknowledges funding from an Australian Research Council Discovery Early Career Award (DE220100350) and a University of Sydney Horizon Fellowship. P.R.S. acknowledges the Royal Academy of Engineering (CiET1718/59). Thanks to the Royal Society of Chemistry (RSC) and the Science and Technology Facilities Council (STFC) for awarding A. Fordham grants that funded a five-month research visit to the University of New South Wales.
We acknowledge the use of facilities at the Mark Wainwright Analytical Centre at the University of New South Wales, and the assistance of R. Akter in the Solid State & Environmental Analysis Unit.
Part of this research was undertaken on the powder diffraction beamline at the Australian Synchrotron, part of ANSTO, and we thank L. Tan for their assistance. Part of this research was also undertaken at Sydney Microscopy & Microanalysis, the University of Sydney node of Microscopy Australia.
We thank Dr Zhenyu Guo from Imperial College London and Dr Maria Crespo-Ribadeneyra from Queen Mary University London for providing us with the electrolyte. The advice from both was very useful for the project development.
Footnote |
| † These authors made equal contribution. |
| This journal is © The Royal Society of Chemistry 2026 |