Bilal A. Naqvi*ab,
Jared Schwartzc,
Anthony Englerd,
Paul A. Kohl
c,
Stefan De Gendtab and
Danilo De Simone
b
aDepartment of Chemistry, KU Leuven, 3001 Leuven, Belgium. E-mail: bilalabbas.naqvi@kuleuven.be
bimec, Kapeldreef 75, 3001 Leuven, Belgium
cSchool of Chemical and Biomolecular Engineering, Georgia Institute of Technology, Atlanta, GA, USA
dCain Department of Chemical Engineering, Louisiana State University, Baton Rouge, LA, USA
First published on 11th March 2025
With the emergence of extreme ultraviolet (EUV) lithography, poly(phthalaldehyde) (PPA) has regained attention as a potential photoresist four decades after its initial introduction to the field of lithography in the 1980s. The main advantage of PPA is its chemical amplification via spontaneous depolymerization upon exposure to external stimuli such as EUV photons, offering an alternative to acid amplification to increase sensitivity for chain scission resists. Chain scission depolymerization results in the formation of small molecular fragments and monomers that can vaporize making PPA a potential candidate for a dry-developed resist. Dry development, unlike conventional liquid development, prevents the pattern collapse of critical nanometer features by eliminating surface tension forces. However, single-component, end-capped PPA was found to be insensitive to EUV exposure. In this study, cyclic PPA and a copolymer of phthalaldehyde and propanal demonstrated significantly higher EUV sensitivity. However, complete and dry removal was not achieved under the tested conditions. The reason for incomplete film removal via dry development was investigated using spectroscopic and surface analysis techniques including grazing angle Fourier-transform infrared (FTIR) spectroscopy, nuclear magnetic resonance (NMR), and time of flight-secondary ion mass spectroscopy (TOF-SIMS). In this report, the main challenges of dry-develop PPA-based EUV resists are discussed.
The conventional photoresist used in high volume manufacturing is a chemically amplified resist (CAR) which is comprised of a polymer matrix, a photo acid generator (PAG) and a quencher. The solubility switch in CARs, both in DUV and EUV lithography, occurs through acid generation, acid diffusion, and acid catalyzed deprotection reactions in the polymer resin. In EUV lithography, the reactions for acid generation are driven by low energy secondary electrons (∼10 eV)6 which are generated by direct ionization of the polymer matrix by EUV photons (92 eV). These secondary electrons also induce other reactions such as bond scission and cross-linking.7,8 CARs are not designed to cater to these additional reactions and some of these additional crosslinking reactions are also unwanted in positive tone CARs.
Another challenge in lithography is stochastic failures. Stochastic failures arise primarily due to two reasons. Firstly, from the photon shot noise; the EUV photon (13.5 nm or 92 eV) possesses roughly 14 times higher energy than the ArF DUV photon (193 nm or 6 eV), which means there are far fewer photons in an EUV exposure pixel at the same energy dose compared to energetically equivalent DUV exposures. The photon shot noise effect, an intrinsic limitation of EUV lithography, is aggravated due to the use of thinner film photoresists. Secondly, the chemical inhomogeneity in multi-component CARs also leads to stochastics in acid generation, diffusion, and the deprotection reactions.9 Novel resist platforms with different reaction mechanisms may improve chemical stochastics. With increasing resolution, the pattern collapse is also becoming a concern as the aspect ratio of the patterns is increasing.10
To overcome these hurdles in EUV lithography, many polymeric resist platforms were developed as an alternative to CARs. One of the alternate approaches was the use of a single chain polymeric resist where the cation of the acid is bound to the polymer. This resist utilizes both acid amplification, and electron generated radical formation and cross-linking to achieve a solubility switch.8,11 Other types of simpler polymeric resists are bond scission-based resists such as PMMA; however, they suffer from low sensitivity and resolution.12 Another polymer which has been investigated recently is poly(phthalaldehyde) (PPA). PPA is a thermodynamically metastable polymer with a low ceiling temperature (ca. −36 °C).13,14 The end-capped and cyclic PPA are kinetically stabilized such that they can be used above room temperature in a metastable state.15 The application of an external stimulus such as heat, acid, or radiation to PPA can cleave polymer backbone bonds, which results in spontaneous depolymerization of the chain forming primarily o-phthalaldehyde monomers.13,16,17
Previously, Ito and Willson studied PPA as a photoresist for DUV and electron-beam lithography.16 They studied the performance of PPA by attaching different end-caps as well as mixing PAGs, as acid can also induce depolymerization in PPA, with the polymer to trigger the spontaneous depolymerization via backbone scission. Moreover, the depolymerization of PPA resulted in the formation of relatively high vapor pressure monomers, leading to the “spontaneous development” of the film during exposure.16 This feature makes PPA a potential dry-develop resist.13,18
There is a resurgence in interest in PPA as a photoresist for EUV lithography mainly due to the following reasons: the simpler single component structure of PPA would be beneficial for overcoming chemical stochastics. The amplified scission reaction leading to depolymerization of PPA is also beneficial for overcoming stochastics while simultaneously improving the sensitivity to EUV. Lastly, the depolymerization of PPA results in the formation of highly volatile monomers, which facilitates liquid-free development. This process can occur either spontaneously by sublimation or through external methods of dry development, such as convection.19
However, end-capped PPA was reported to be relatively insensitive to EUV. A dose of 10000 mJ cm−2 was insufficient to clear 30 nm films of the material.20 In other reports, PAG-tethered PPA showed better sensitivity.21 Nonetheless, the addition of small molecule PAGs and the use of liquid developers are likely to suffer from common RLS tradeoff issues.
In this study, single component cyclic PPA (c-PPA) was used, and it was found that the material is extremely sensitive to EUV. Additionally, a copolymer of PPA and propanal was also tested as aliphatic aldehydes have higher vapor pressures than aromatic aldehydes15 which can promote film removal after depolymerization. Post exposure reactions were studied in the context of spontaneous development. Despite the material's high sensitivity to EUV radiation, approximately 25% of the film remained on the wafer even at doses as high as 250 mJ cm−2. This anomaly in the thickness contrast curve indicates that additional reactions are taking place, producing non-volatile byproducts that limit the film's dry development. This saturation of the thickness loss was also seen previously;1,20 however, a detailed analysis of this behavior was not reported. In this paper, an in-depth analysis was carried out to understand the underlying reason for this saturation of thickness loss, despite the high EUV sensitivity of c-PPA and PA-25. Different spectroscopy techniques including Fourier-transform infrared (FTIR) spectroscopy, nuclear magnetic resonance (NMR), and time of flight-secondary ion mass spectroscopy (TOF-SIMS) were used to understand this phenomenon.
In Fig. 1b, the two variants of linear end capped PPA, namely “l-Br PPA” and “l-PPA”, are shown. The EUV-induced thickness contrast curves (Fig. 2) for these PPA derivatives (Fig. 1b), sourced from ref. 1 and 20, were compared with those of c-PPA and PA-25. The EUV induced thickness contrast curves of c-PPA and PA-25 were also compared with those of a model CAR (Fig. 3a), sourced from ref. 7. The structure of this model CAR is shown in Fig. 1c.
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Fig. 2 Comparison of thickness contrast after EUV exposure for different PPA derivatives: l-Br PPA (green – with PEB and IPA development) & l-PPA (black without any development step) adapted from ref. 1 and 20. cPPA (red) and PA-25 (violet) used in this study are at least two orders of magnitude more sensitive than other two derivatives. |
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Fig. 3 (a) Comparison of thickness contrast curves after EUV exposure; cPPA and PA-25 (without any development step) to a model CAR after application of PEB and wet development (taken from ref. 7). (b) Optical image of EUV exposure points on the PA-25 coated wafer, the spot with exposure shows a decrease in thickness after spontaneous development after EUV exposure. |
There is a postulation that EUV can induce bond scission either on the main chain or at the end-caps, similar to what was reported for acid induced bond scission in end capped PPA,25 although the exact mechanism is not clear. In some cases, it was reported that acetal linkages in PPA are not sensitive to EUV and adding EUV ‘sensitive end-caps’ improves the sensitivity of PPA.1 However, we noticed that the c-PPA, which is a homopolymer lacking endcaps, is extremely sensitive to EUV indicating that the acetal bonds were susceptible to chain scission during EUV exposure. The contrast curve decreases sharply at first but starts to plateau after reaching ∼50% thickness, which is also more clearly seen in Fig. 3a by comparing the thickness contrast curve of cPPA and PA-25 to that of the model CAR. cPPA, PA-25 and the model CAR lose 50% of the original thickness after a dose of ∼20 mJ cm−2. Afterwards, there is a complete solubility switch in the CAR after the wet development step. It is also worth noting that the model CAR is almost unaffected at very low doses. In contrast, there is a sudden decrease in the thickness of cPPA and PA-25 even at lower doses (without any wet development step), which indicates the start of depolymerization. The trend in thickness loss for cPPA and PA-25 is the same at lower doses (<50 mJ cm−2). The slightly higher thickness loss in PA-25 at higher doses indicates that the presence of a small amount of propanal in the resist (25 mol%, 12.6 wt%) promotes material removal after exposure due to an increase in vapor pressure. Fig. 3b shows the EUV exposure spots on a PA-25 thin film. The contrast shows loss of thickness at the exposure point. These images were taken right after exposure without any development step.
The saturation of the curves at higher dose was also seen in previous PPA reports, which was attributed to the reattachment of monomers to the reactive anionic chain ends.1 However, a detailed analysis is needed to investigate the remnants on the wafer which can also then point towards challenges to be solved in dry development of PPA for EUV lithography. The presence of materials on the wafer, even after a dose of >200 mJ cm−1,2 requires more characterization to better understand the reason of incomplete film removal (despite the materials’ high sensitivity to EUV and a decrease in sudden film loss after EUV exposure without any development step). In this report, different spectroscopy techniques were used to find the underlying cause to these remnants on the wafers. For further characterization, the PA-25 polymer was used to understand the nature of the remaining substance on the wafer as the film removal was slightly better in it as compared to cPPA.
Interestingly, there are some peaks arising at higher m/z ranges (Fig. 4b). The higher m/z (>150) peaks have four orders of magnitude lower intensity than the peaks at lower m/z. Nonetheless, these peaks indicate the formation of larger fragments than expected from depolymerization, during or after the EUV exposure of PA-25.
An additional exposed PA-25 (250 mJ cm−2) sample was subjected to a wet development step with isopropanol (IPA) (Fig. S1, ESI†), which serves as a good solvent for the monomers but a poor solvent for PA-25. In the wet developed samples, the saturation trend continued, and the effect of wet development was minimal. The thickness similarities between wet and dry developed films (exposed at higher doses) suggests the remaining residue is both non-volatile and insoluble in IPA. This further strengthened our hypothesis of additional reactions apart from depolymerization. Apart from IPA, acetone was also tried for wet development, however acetone was too harsh and dissolved un-exposed polymer as well. In a previous report,20 a mixture of IPA and Anisole was used. However, this mixture didn’t have good selectivity between exposed and un-exposed parts making it unsuitable as a developer.
The energetic EUV photon can ionize the polymer leading to formation ions and neutral radicals. These neutral radicals are highly reactive species and can undergo a variety of reactions. Previous reports on deep UV photolysis of phthalaldehyde also mention the formation of ketene-enol intermediates and radicals, which eventually leads to the formation of non-PPA type dimers.26 Some reports suggested the formation of a ketene and its equivalent bi-radical through intramolecular hydrogen abstraction.26,27 Other reports mention the formation of radicals by intermolecular hydrogen transfer in photo-excited phthalaldehydes and other aromatic aldehydes.28,29 Despite varied reaction pathways, all reports mention the formation of phthalide and isomeric mixtures of dimers. For simplicity, the hydrogen abstraction reaction, subsequent formation of radicals and in turn dimers were the focus of additional analysis.
The hypothesized reaction scheme is shown in Fig. 7. First, upon excitation, the phthalaldehyde monomer (1) forms two radicals; hydrogen radical and (2). The intermolecular hydrogen abstraction leads to the generation of a mixture of phthalaldehyde (2) and a hydroxy-benzyl radical (3). (2) can then rearrange to a phthalide radical (4). Second, the phthalide radical (4) reacts with the phthalaldehyde monomer (1) via hydrogen abstraction giving an epimeric mixture of a hemiacetal which can be oxidized to di-hydrobisphthalide (5). (5) is a known photo-induced decomposition product of the phthalaldehyde monomer.26,29 However, dilute monomer solutions were used for the analysis in the past for photodecomposition study, whereas in the present case the concentration of phthalaldehyde is much higher. Thus, the reaction possibilities are also higher. Finally, due to the abundance of radicals, the additional products numbered (6), (7) and (8) are proposed (Fig. 7). Any of these proposed structures could feasibly produce the aromatic carbonyl peaks observed in the FTIR (Fig. 7) and NMR spectra. It is important to note that only representative products were proposed and selected for the ease of detection in the further analysis performed below. Nonetheless, the abundance of free radicals may result in higher molecular weight molecules or oligomeric species that are structurally distinct from PPA oligomers. It has also been pointed out that the chain length of these products may be longer than the predicted structures.29
To verify the presence of the chemical species shown in Fig. 7, TOF-SIMS was employed. Unexposed PA-25 was used as a reference sample and five EUV exposed samples were used in TOF-SIMS analysis to identify the remaining compounds on the substrates. Three samples were exposed at relatively lower exposure doses of 5, 7.5 and 10 mJ cm−2 and two other samples were exposed to higher doses of 50 and 100 mJ cm−2. Fig. 8 shows the analyzed data from the mass spectra obtained by TOF-SIMS. The m/z signal from the phthalaldehyde monomer and its fragments (m/z ≤ 134) is detected in unexposed and exposed samples. However, the peaks from the heavier fragments (m/z > 134), as predicted in Fig. 7, are present in exposed samples only. This affirms our hypothesis that additional reactions during EUV exposure leads to the formation of heavier fragments which cannot sublime under high vacuum conditions. The signal from the monomer and its fragments (m/z ≤ 134) in the unexposed sample could be coming either from leftover monomer from the synthesis (as it is also seen in the FTIR spectra in Fig. 6) or due to the depolymerization caused due to the impact of the analysis beam of TOF-SIMS. The intensity ratio between the signal from the monomer and its fragments (m/z ≤ 134) in the unexposed sample is almost similar to what was observed in EUV induced outgassing (the highest peak is m/z 77). Moreover, upon EUV exposure, the overall signal intensities of the monomer and its fragments (m/z ≤ 134) increase significantly—by several orders of magnitude—compared to the unexposed sample, indicating the depolymerization of polyphthalaldehyde. However, in the exposed samples the intensity ratio between the monomer and its fragments (m/z ≤ 134) changes, with the highest peak now observed at m/z 118. This change in ratio in the exposed samples indicates that the monomer is not the only source of these signals (m/z ≤ 134). The chemical species formed after EUV exposure, like those shown in Fig. 7, may also be contributing to these signals. In the exposed samples the intensity of all m/z decreases with the increase in EUV dose. This indicates that heavier fragments (m/z > 134) are further reacting thus reducing the intensities at m/z 268, 400 and 402. The decrease in intensity of monomeric fragments (m/z ≤ 134) also points to the formation of heavier or more stable products. The full mass spectrum is given in the ESI† (Fig. S4). There are several peaks which indicate a variety of molecular structures and chain lengths. Moreover, some of the peaks are highest in the 10 mJ cm−2 exposed samples, which could be fragments of longer and relatively stable molecule chains formed after EUV exposure.
The chemical characterization and contrast curves point towards additional EUV-induced reaction and byproduct formation along with the usual depolymerization of PA-25. The tone reversal phenomena is also seen in other EUV resists such as PMMA and CAR at higher doses.7,12,30 However, it only becomes evident at higher doses, although the high energy EUV photon can cause bond cleavage and radical formation readily. At lower doses, chain scission is dominant, however at higher doses, the chain scission becomes the limiting step due to the consumption of polymer back chains. Also, the increase in the number of free radicals at higher doses leads to a pronounced tone reversal effect.31 In the case of PA-25, due to its higher sensitivity, it depolymerizes faster after a small EUV dose followed by additional reactions with further EUV exposure. The products of these additional reactions were traced to be aromatic esters using FTIR, NMR and TOF-SIMS spectroscopies. The source of the formation of this aromatic ester can be traced back to the formation of phthalides. Phthalides can form in two ways: either as a radical chain end during depolymerization or directly from the phthalaldehyde monomer following depolymerization. Both pathways produce aromatic esters, which were insensitive to EUV exposure and remain on the wafer even after higher exposure doses. Therefore, it can be postulated that depolymerization and cross-linking were probably in-balance with each other until the point where the thickness contrast curves flatten. As the dose increased, the amount of polymer decreased, and cross-linking became the dominant reaction pathway.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4tc05250a |
This journal is © The Royal Society of Chemistry 2025 |