Open Access Article
Lawrence A.
Bruce
a,
Liam
Desmond
b,
Abigail A.
Seddon
a,
Leon
Bowen
c,
Greg A.
Mutch
b,
Anh N.
Phan
*b and
Elizabeth A.
Gibson
*a
aEnergy Materials Laboratory, Bedson Building, Newcastle University, Edward's Walk, Newcastle upon Tyne NE1 8QB, UK. E-mail: anh.phan@newcastle.ac.uk; elizabeth.gibson@newcastle.ac.uk
bSchool of Engineering, Merz Court, University, Newcastle upon Tyne NE1 7RU, UK
cDurham University, Department of Physics, South Road, Co Durham, DH1 3LE, UK
First published on 3rd December 2024
Carbon dots (CDs) have favourable properties such as broad spectral absorption, strong photoluminescence, low toxicity, and high specific surface area. Here, carbon polymer dots (CPDs), which are CDs with a carbon core and polymeric surface, were synthesised from chitin-derived bio-oil, supporting the transition away from fossil- based feedstocks in carbon nanomaterial synthesis. The influence of hydrothermal carbonisation (HTC) reaction times on the structural, morphological, and optical properties were studied. Structural analysis revealed the formation of nitrogen-doped CPDs with a cross-linked polymeric shell surrounding a crystalline graphitic carbon core, with the size, structure, and surface composition all influenced by HTC reaction time. All CPD samples showed the same excitation dependent emission, with a λmax of 394 nm. Deconvolution of the photoluminescence showed multiple components with contributions identified from both molecular luminophores and the carbon core. Overall, this work investigates the mechanism of photoluminescence in CPDs, providing insights that could promote application in areas such as bioimaging, sensing, and optoelectronics.
| Classification | Size (nm) | Structure | Photoluminescence |
|---|---|---|---|
| Graphene quantum dot (GQD)15 | 1–20 | Crystalline, graphene lattice with sp2 hybridised carbon domains. Functionalised groups on the edges and basal plane. | Quantum confinement16–18 |
| Edge effects17 | |||
| Surface states19,20 | |||
| Defects21 | |||
| Molecular fluorophores22 | |||
| Carbon quantum dot (CQD)23 | 2–10 | Quasi-spherical nanoparticles, crystalline carbon core and chemical groups on the surface (core–shell). | Quantum confinement |
| Core–shell structure24 | |||
| Surface states/defects | |||
| Molecular fluorophores | |||
| Carbon nanodots (CNDs or C-dots)20 | 2–10 | Amorphous nanoparticles highly carbonised sp3 hybridised graphitic/turbostratic carbon core with groups on the surface (core–shell). | Quantum confinement |
| Core–shell structure24 | |||
| Surface states/defects | |||
| Molecular fluorophores | |||
| Carbonised polymer dots (CPDs)25 | <100 | Carbon core (CQD or CND) with surface cross-linked or aggregated functional groups. | Core–shell structure |
| Surface states/defects | |||
| Cross-link enhanced emission26 | |||
| Conjugated π-domain | |||
| Molecular fluorophores |
In this introduction, the term CD will be used collectively to refer to the broad range of carbon nanomaterials, including graphene quantum dots, carbon quantum dots, carbon nanodots, and carbon polymer dots, as classified in Table 1, to discuss the general trends observed in their structure, morphology, and properties.
Doping CDs with heteroatoms effectively tunes their electronic and optical properties. This can be achieved through in-plane substitution, intercalation, or surface replacement. Various heteroatoms are used such as boron, phosphorus, silicon, and metals.19,27 For example, Zhai et al. (2012) found that increasing nitrogen content in CDs via microwave-assisted pyrolysis boosted the fluroscence quantum yield (QY) from 2.2% to 30.2%.28 While Qian et al. (2014) observed that the incorporation of nitrogen atoms significantly boosted the QY of N-CQDs, achieving a maximum emission efficiency of 36.3%.29
Biomass (waste and residues) is abundant, low-cost and naturally incorporates dopants, making it a cost-effective method for synthesising doped CDs.30–32 Improvements in photoluminescence have been observed where the enhanced nitrogen content contributes to increased QY and tunable optical properties by further functionalisation.33 Chitin, a by-product of the fishing industry processed from prawn and crab shell waste, was selected for its high nitrogen content (∼7 wt%).28 Previously, Briscoe et al. (2017) synthesised a series of biomass derived CDs by hydrothermal carbonisation (HTC) at 200 °C for 6 h from glucose, chitin, and chitosan (the deacylated form of chitin) with corresponding quantum yield (QY) of 1.4%, 11.6% and 13.4%. The results demonstrate a notable improvement in QY with nitrogen-doped CDs.34 Jiang et al. (2022) achieved an impressive QY of 54% from spheroidal CDs derived from chitin, synthesised via HTC at 240 °C for 10 h. These CDs had an average diameter of 4.2 nm. The X-ray diffraction (XRD) pattern displayed a broad peak at 23° (d002 = 0.34 nm), indicating the presence of amorphous carbon. The photoluminescence was excitation-dependent, accredited to quantum confinement and surface states.35 Chitin-CQDs have also been synthesised directly from prawn shells by (i) deproteinisation with NaOH (ii) demineralisation with HCl (iii) then HTC at 200 °C for 8 h. Transmission electron microscopy (TEM) and XRD analysis confirmed the presence of homogeneous spherical nanoparticles composed of amorphous carbon. Blue excitation dependent emission was recorded with a QY of 25.8%.36 A literature review of CDs produced from chitin, chitosan, and combinations such as chitosan with p-phenylenediamine or κ-carrageenan by HTC was conducted (Table S1, ESI†). The operating conditions ranged from 180–220 °C with reaction times between 5–24 h. The size of the resulting CDs was between 0.5 nm and 20 nm. For the majority of the CDs, photoluminescence was attributed to surface emission sites and carbon cores. The emission wavelengths (λmax) ranged from 400–to 533 nm, with QY up to 59%. Lifetimes, reported in nanoseconds, reflected complex decay profiles, indicating multiple emissive states. More research is required to understand the structure–property relationships of CDs; particularly the mechanisms underlying their photoluminescence, which could lead to enhanced control over their optical properties for optoelectronic applications.6,37 Challenges persist in the synthesis of biomass-derived carbon CDs as the varying composition of different biomass sources results in inconsistencies in their properties. Determining the optimal synthetic conditions, such as temperature, reaction time, pH, and precursor concentration is crucial. Additionally, the mechanism of CD formation from biomass remains unclear, highlighting the need for methods to control and modify CD properties more effectively. In this work, nitrogen doped carbon polymer dots (N-CPDs) were synthesised from chitin.38 N-CPDs were synthesised from the crude bio-oil derived from the pyrolysis of chitin, followed by HTC. The synthesised dots were classified as carbon polymere dots (CPDs) due to their size (17–45 nm) and morphology. The reaction time of the hydrothermal treatment was varied to examine how changes in morphology, chemical composition, and structure affected the photoluminescence. The proposed formation mechanism involves pyrolysis degrading chitin into a mixture of nitrogen (N) & oxygen (O) containing heterocyclics and small molecules, with high temperature (700 °C) being sufficient to induce graphitization.4 During the HTC, these fragments serve as nucleation sites for cross-linking polymerisation, where dehydration and condensation reactions lead to the formation of a cross-linked polymeric shell around the carbon core.39–42
Photoluminescence was found to have contributions from both the crystalline carbon core and a luminescent molecule; namely 3-aminopyridene.43–45 Overall, our work demonstrates that bio-oil derived from chitin can serve as an efficient feedstock for producing nanomaterials. This work introduces a methodology that can be extended to other bio-oil streams, offering a versatile approach for producing nanomaterials from various bio-oil sources (including waste). This approach provides benefits such as resource efficiency, carbon sequestration, and reduced environmental impact.46 Utilising biomass waste aligns with the circular economy, which prioritises resource reuse and waste minimisation according to the waste hierarchy.47,48
The bio-oil was further processed by HTC at 200 °C over various holding times to understand the effect of reaction time on the product's structure, morphology, surface chemistry, and photoluminescence. Typical HTC temperatures for chitosan/chitin CD synthesis range from 180–220 °C.32 The temperature of 200 °C was chosen to ensure the efficient formation of the N-CPDs while avoiding excessive thermal degradation. A midpoint of 200 °C facilitated the comparison with previously synthesised chitin/chitosan derived CDs. The reaction time was varied from 2, to 4, and 8 h, with resulting samples labelled 2H-CPD, 4H-CPD, and 8H-CPD, respectively. After the HTC reaction, the N-CPDs were purified by filtration, followed by centrifugation, and solvent extraction with ether to remove impurities. Previous experiments incorporated an additional step of dialysis; however, it had no discernible effect on the purification process. The aqueous fraction containing the N-CPDs was freeze-dried and afterwards washed and sonicated with ether again until the solid N-CPDs crashed out of solution. This protocol was developed to ensure that no impurities or residual solvents are adsorbed onto the surface or trapped within the structure of the N-CPDs during freeze-drying. Vigorous purification, including centrifugation, filtration, and solvent extraction is essential to ensure accurate characterisation of the luminescence as it eliminates byproducts that can otherwise distort the true emission properties.51
During the purification of the N-CPDs, the organic fraction (ether) containing impurities was isolated from the solvent extraction for each sample (2H-CPD, 4H-CPD, and 8H-CPD). The fractions were analysed by GC-MS, and a mixture of ketone, phenol and pyridine derivatives were observed. 3-Acetamidopyridine was present in all the fractions and bio-oil (Table S4: 2H-CPD, Table S5: 4H-CPD, and Table S6: 8H-CPD, ESI†). The maximum yield from bio-oil to N-CPDs (8.8%) occurred at 8 h HTC time (Table S7, ESI†). The overall yield of chitin to N-CPDs was 4.5%. The N-CPDs were hygroscopic, which was attributed to there abundant hydrophilic surface groups, small size with a high surface area, and a potential crosslink-enhanced effect that allows them to effectively bind and retain water molecules.52 All the samples were found to be hydrophilic; easily dispersing in water and with a zeta potential of −15 mV.
In Fig. 1a, a crystal lattice spacing of 0.23 nm was calculated corresponding to the reported (100) crystal facet of graphite.53,54 The crystal lattice was not observed by TEM for 4H-CPD or 8H-CPDs, consistent with the Raman spectroscopy in Fig. 2. CPDs synthesised from HTC by bottom-up processes typically exhibit lattice spacings incomparable with the graphite/graphene lattice due to the polymeric or ordered polymer/carbon hybrid structure.26,42 Luo et al. (2022)55 demonstrated that CDs synthesised via HTC at temperatures above 350 °C under an inert atmosphere led to structural instability, resulting in carbonisation. The process resulted in the removal of weakly bonded oxygen-containing functional groups and the formation of the conjugated sp2 carbon to generate graphitic planes.55 It was reasoned that the crystalline core formed during the pyrolysis step, as the pyrolysis temperature of 700 °C was sufficient to induce the crystallisation observed in the TEM images (Fig. 1a). Small fragments of graphitic carbon present in the bio-oil likely acted as nucleation sites during HTC, where their growth was facilitated by increased hydrothermal cross-linking polymerisation. At extended reaction times, the dehydration of functional groups in the precursors, driven by intramolecular collisions, promoted the formation and extension of polymer chains with cross-links. This process led to the development of a polymeric cross-linked shell that enveloped the pre-formed crystalline carbon core.42 It was rationalised that the increase in size was due to more extensive hydrothermal cross-linking reactions occurring at longer reaction times, leading to the growth of a larger cross-linked polymeric structure.
The collection of XRD data was limited by the need for a larger material quantity, and the hygroscopic nature also complicated handling and preparation of dry samples. Additionally, the N-CPDs contained a mixture of amorphous and crystalline regions, with limited crystalline content that is often too small or disordered to produce distinct XRD peaks. This is consistent with similar studies, where broad, weak peaks are observed in XRD for amorphous materials, contributing little beyond the information from Raman spectroscopy and TEM.35,56,57
The Fourier transform infrared FT-IR spectrum (Fig. 3a) confirmed the transformation of the starting material chitin to N-CPDs. The N-CPD samples (Fig. 3b) all showed a strong and broad O–H stretch from 3600–3200 cm−1. Additionally, the N–H stretch (3200–3180 cm−1), N–H bending (1560 cm−1) and C–N bending (1310 cm−1) were retained. The sharp amide carbonyl stretching (C
O) mode at ∼1660 cm−1 was also retained, however, at longer HTC reaction time, the amide peak became weaker from 2H-CPD to 8H-CPD (Fig. 3b). This was consistent with the X-ray photoelectron spectroscopy (XPS) analysis of the surface composition of the CPDs (Fig. 4).
For 2H-CPD, three peaks were observed in the C 1s region (Table 2) at 284.8, 265.6, and 287.9 eV which were assigned to C
C, C–O–H/C–O–C, and C–N respectively.46,53 In the N 1s region there is a peak at 399.8 eV which was assigned to O
C–N/H–N–H, and is characteristic of a pyridone/amine group.61–63 Of the total N 1s peak area, the contribution from O
C–N/H–N–H functional groups was calculated to be ∼83%. The remaining ∼17% was assigned to H–N–H protonated amine at 401.1 eV.53,62,64,65 This was confirmed by the N–H stretch (3200–3180 cm−1), N–H bending (1560 cm−1) and C–N bending (1310 cm−1) in the FT-IR (Fig. 3). For 4H-CPD, the C 1s spectrum closely resembled that of 2H-CPD. However, in the N 1s spectrum, a distinct peak at 400.4 eV was observed, which was attributed to pyrrolic nitrogen.61 Additionally, a shift of the pyridone/amine peak to 399.5 eV was observed, along with a decrease in the intensity of the amide (C
O) mode around 1660 cm−1 in the FT-IR (Fig. 3). The peak showed a more significant amine contribution.61,66 For 8H-CPD the C 1s peak area of the C
C functional group significantly increased to 59.0% from 32.3% in 4H-CPD. The N 1s remained consistent in assignment, position, and distribution of peak area with 4H-CPD, with a further decrease observed in the sharpness of the amide (C
O) mode. After the 8 h HTC the cross-linked polymeric structure is still intact, and full carbonisation hasn’t yet occurred as confirmed by XPS (Table 2). The C 1s peak area at 2 h and 4 h was predominantly composed of C–O–H/C–O–C bonds, accounting for 59.1% and 58.4%, respectively. Interestingly, after 8 h HTC it appears as though the process of cross-linked polymer to amorphous carbon is starting to occur. From 2 h to 8 h there is an increase in the amount of C
C bonds on the surface from 30.3% to 59.0%.
| Sample | C 1s | N 1s | ||||
|---|---|---|---|---|---|---|
| Peak | Binding energy (eV) | Area (%) | Peak | Binding energy (eV) | Area (%) | |
| 2H-CPD | C C |
284.8 | 30.3 | O CNC/H–N–H |
399.8 | 83.44 |
| C–O–H/C–O–C | 265.6 | 59.1 | C–NH+/Hydrogen | 401.1 | 16.56 | |
| C–N | 288.0 | 10.5 | Bonded | |||
| 4H-CPD | C C |
284.8 | 32.3 | O C–N–C/H–N–H |
399.5 | 53.2 |
| C–O–H/C–O–C | 285.6 | 58.4 | C–(NH)–C | 400.4 | 46.8 | |
| C–N | 287.9 | 9.3 | ||||
| 8H-CPD | C C |
284.9 | 59.0 | O C–N–C/H–N–H |
399.5 | 48.5 |
| C–O–H/C–O–C | 285.1 | 30.6 | C–(NH)–C | 400.7 | 51.5 | |
| C–N | 287.7 | 10.4 | ||||
O).68,69 The absorption occurring at longer wavelengths was assigned to the energy level transitions from the conjugated π-structure.69 Strong photoluminescence was recorded in the blue and visible regions of the emission spectrum, and photoluminescence was excitation wavelength dependent, with a red shift as the excitation wavelength increased. The maximum emission wavelength (λmax) was 394 nm at an excitation wavelength of 320 nm (Fig. 5b and Table 3). Excitation spectra were measured to examine the absorption characteristics of the emissive state. The consistent structure of the peaks suggests the excitation of a similar emissive state (Fig. 5c and Fig. S5, ESI†). The photoluminescence decay was fitted to two exponential components, which were within the timescale (∼1–10 ns) (Table 3). This is consistent with previously reported CDs (Table S7, ESI†).25,70 The optical properties of all N-CPDs samples were identical (Fig. S2, ESI†).
| Sample | λ max (nm) | QY (%) | τ 1 (ns) | τ 2 (ns) |
|---|---|---|---|---|
| 2H-CPD | 394@320 | 6 | 4.44 ± 0.03 (61%) | 12.44 ± 0.08 (28%) |
| 4H-CPD | 394@320 | 7 | 4.65 ± 0.04 (62%) | 12.64 ± 0.09 (28%) |
| 8H-CPD | 394@320 | 8 | 4.90 ± 0.04 (62%) | 12.94 ± 0.09 (28%) |
To investigate further whether an independent fluorophore contributed to the photoluminescence, the optical properties of the organic fraction containing impurities from the purification step was recorded and compared to that of the N-CPDs (Fig. 5). The optical properties of the organic fraction containing impurities remained consistent irrespective of the duration of the HTC reaction (Fig. S3, ESI†). The UV-vis spectra contained two peaks, at 250 nm and 280 nm, with a small tail extending into the visible spectrum. The maximum emission wavelength (λmax) was 394 nm at an excitation wavelength of 310 nm. From an excitation wavelength of 310 nm to 350 nm, the emission is excitation-independent with a λmax of 394 nm. However, from 360 nm excitation-dependent emission is observed corresponding with the beginning of the tail in the absorption spectra (Fig. 6d). Excitation spectra were recorded from an emission wavelength of 390–450 nm; the spectra are the same suggesting a similar emissive state. However, at an emission wavelength of 360 nm the excitation spectrum looks more like the absorption observed in Fig. 6d with peaks at 250 nm and 280 nm (Fig. 6f).
Gaussian deconvolution of the photoluminescence for both the N-CPDs and the isolated impurity was performed to identify the components contributing to the overall photoluminescence (Fig. 6). A large contribution to the total photoluminescence at an excitation wavelength 320 nm for the N-CPD shared a considerable overlap with the emission of the isolated impurity at the same wavelength. An additional small and broad component was identified in the N-CPD that was attributed to the contribution from the N-CPD. At an excitation wavelength of 370 nm, the contribution from a molecular luminophore in the isolated impurity remained, contributing strongly to the overall photoluminescence of the N-CPD. An additional component was observed at 2.5 eV (495 nm). At an excitation wavelength of 420 nm the Gaussian deconvolution of both the N-CPD and isolated impurity appeared identical.
GC-MS analysis of the organic fraction containing impurities consistently revealed the presence of 3-aminopyridine. The photoluminescence of 3-aminopyridine exhibited optical properties similar to the synthesised N-CPDs. The photoluminescence of 3-amino pyridine was characterised in deionised water with absorption λmax of 215, 233 nm and at 290 nm, and a λmax emission of 390 nm when excited at 320 nm (Fig. S4, ESI†).43,45
Photoluminescence in CPDs has been attributed to several factors including interactions from the core–shell structure, surface states, defects, cross-link enhanced emission, conjugated π-domains and from molecular fluorophores.26,42 A contribution from a surface state was neglected; we rationalised that an observable change in the photoluminescence would be seen corresponding to the changing surface composition observed in the XPS (Fig. 4). The deconvolution of the photoluminescence (Fig. 6) revealed the presence of multiple peaks, confirming the existence of numerous photoluminescent centres. A large contribution to the overall photoluminescence of the N-CPDs from a molecular luminophore was observed. Previously, Song et al. (2015) identified multiple photoluminescent centres for CDs; IPCA (imidazo[1,2-a]pyridine-7-carboxylic acid, 1,2,3,5-tetrahydro-5-oxo-), a bright blue fluorophore, and its derivatives were found to contribute to a molecular state photoluminescence in the CDss. In addition, they found a weaker contribution originated from carbon core, consisting of nanosized carbon cores and polymeric clusters.71
Emission occurring from the crystalline carbon core has been characterised as having intrinsic and extrinsic emission. Intrinsic emission has strong blue emission at 400 nm when excited near 325 nm. It originates from the minimally oxidised and low defect isolated sp2 hexagonal carbon domains.72,73 Yoon et al.(2016) investigated the origin of this intrinsic luminescence by investigating the subdomain formation. They found the that the preferential size of the sub-domain was a cluster of four to seven carbon hexagons isolated by oxygen containing functional groups forming stable formations of subdomains. Extrinsic emission has been described as emission occurring at 500 nm when excitation at 325 nm and above, resulting from excessive defects, including oxygen functional groups.72
A λmax of 394 nm for emission at an excitation wavelength 320 nm was observed for all N-CPD samples, which is close to the value reported for intrinsic emission. However, the deconvolution of the photoluminescence and comparison with the isolated impurity would suggest that this is coming from a molecular luminophore as opposed to the carbon core itself. A smaller and broader component was attributed to the contribution from the carbon core (Fig. 6). An explanation for the excitation-dependent emission observed in the N-CPD was attributed to the quantum confinement of differently sized π-conjugated sub-domains within the crystalline core. Size dependent photoluminescence would be expected due to the energy gap transitions from the quantisation of the π-conjugated system, with a red-shift observed as larger sub-domains form. The broadness of the observed peak can be explained by a large distribution of sub-domains.74,75 The predominant source of the overall photoluminescence in the N-CPDs was primarily associated with a molecular luminophore, 3-aminopyridine, alongside a lesser contribution from sub-domains within the crystalline carbon core. However, XPS analysis did not confirm the presence of 3-aminopyridine on the surface (Table 2), as no peak corresponding to the pyridine (C
N–C) bond was observed in the 397.8–398.8 eV range.61 The absence of this peak suggests that either the concentration of 3-aminopyridine on the surface is too low to be detected, or that it is embedded within the cross-linked polymeric matrix. The rigorous purification protocol significantly reduces the likelihood that the observed photoluminescence is due to surface contamination. Emphasising the need for vigorous purification to accurately characterise the true mechanism of photoluminescence.
:
3 biomass
:
water). The autoclave was heated in an oven at 200 °C, and the reaction times were 2, 4, and 8 h. The reaction mixture was filtered through a Buckner funnel to collect a black precipitate. The resulting filtrate was then centrifuged at 4000 rpm for 15 minutes then filtered through a 0.22 μm PTFE hydrophilic filter. The solution was then extensively washed with ether. The total volume of the solution was reduced by rotary evaporation and then freeze dried for 48 h. A brown viscous oily solid was obtained. This solid was washed with ether and sonicated until a brown powder crashed out of solution. The N-CPDs were noted to be hygroscopic, with little contact with water formed a viscous oil.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4tc03858d |
| This journal is © The Royal Society of Chemistry 2025 |