Open Access Article
Thomas
Raistrick†
*,
Matthew
Reynolds†
,
Emily J.
Cooper
,
Jordan
Hobbs
,
Victor
Reshetnyak
and
Helen F.
Gleeson
School of Physics and Astronomy, University of Leeds, LS2 9JT, UK. E-mail: t.j.raistrick@leeds.ac.uk
First published on 27th October 2025
Liquid crystal elastomers (LCEs) display one of two distinct behaviours under deformations perpendicular to the nematic director: semi-soft elastic (SSE) or biaxial auxetic responses. The physical reason why an LCE should show one rather than the other response has so far remained elusive. Furthermore, while these responses have been observed individually, they have yet to be reported simultaneously or in chemically similar LCEs. Here, a series of monodomain side-chain LCEs with varying cross-link density is studied. At higher cross-link densities, the samples display a clear auxetic (negative Poisson's ratio) response, while at lower cross-link densities, the behaviour is consistent with the SSE response. At intermediate cross-link densities, the behaviour includes both auxetic and SSE natures. A theoretical framework is established from a modified Maier–Saupe model which quantifies the larger internal stresses in the higher cross-link density LCEs; a factor of ∼3.3 greater internal stress is found between systems with a factor of 8 difference in cross-link density. We suggest that the internal field can, if sufficiently large, be a factor in causing the LCE to deform biaxially (and therefore auxetically), rather than uniaxially under strain. Using tensile measurements, cross-polarised microscopy and X-ray spectroscopy, we demonstrate that the deformation behaviour of these LCEs lies on a continuum and is a combination of the extent of the nematic ordering, robustness of nematic coupling, and relaxation dynamics. We show the importance of polymer dynamics in these systems, such that a reduction in the auxetic threshold occurs upon lowering strain rates or increasing temperature.
Yet another intriguing property of LCEs was reported in 2018, when it was discovered that, instead of displaying SSE behaviour, a certain class of LCEs exhibit an auxetic response.6 ‘Auxetics’ are materials which have a negative Poisson's ratio, so that their thickness increases upon applied strain. Thus far, LCEs are the only known synthetic molecular auxetic materials and the auxetic response has been observed in a number of all acrylate LCEs6–10 and a polybutadiene derived LCE.11 The auxetic response has been shown to be related to a biaxial, rather than uniaxial, deformation and this alternative to the SSE response was previously referred to as a ‘mechanical Fréedericksz transition’ (MFT) because of the apparently discontinuous rotation of the director at a particular strain threshold.6–8,12 In auxetic LCEs under strain, there is a reduction in the uniaxial order parameter and an emergence of biaxial order. The associated out-of-plane rotation of mesogenic units causes an increase in the thickness of auxetic LCEs in response to an applied strain;7 a proposition supported by recent all-atomic molecular dynamic simulations.13 The auxetic response in LCEs is volume-conserving and occurs at a molecular level, and these synthetic molecular auxetic materials are also the only known transparent auxetic materials.6,14 Conversely, most other synthetic auxetic materials are ‘re-entrant’ and are formed by creating porous structures in positive Poisson's ratio materials which are opaque due to their inherent porosity.15,16 Under deformation the re-entrant structures unfold leading to a non-volume conserving auxetic response.
Whilst the mechanism for the auxetic response in LCEs is now well-understood to be related to biaxiality, the question remains as to why certain LCEs deform via the uniaxial SSE response while others deform via a biaxial auxetic deformation and thus a dichotomy of the two behaviours has been established. The stress–strain response of the auxetic LCEs is hyper-elastic showing a similar ‘S’ shaped curve to that seen in semi-soft elasticity (Fig. 1a, black line), but its origins are quite distinct.12 Predicting whether an LCE will exhibit SSE or auxetic behaviour is an outstanding puzzle which we address in this paper. We present experimental results for a family of LCEs which differ only in their cross-link density, and which display a uniaxial SSE or biaxial deformation, depending on the cross-link density. Understanding what causes the two different behaviours in such similar materials allows us to establish design rules for auxetic LCEs to tailor their response.
In addition to the differing mechanical responses of auxetic LCEs and SSE LCEs, there are differences in their thermal responses. The auxetic LCEs reported so far have shown no evidence of an obvious nematic-to-isotropic transition temperature, TNI, when investigated via birefringence measurements, differential scanning calorimetry, or thermally driven shape changes.12,17 Further, the phase of the elastomers can essentially be locked-in during polymerisation to produce chemically identical systems that are either nematic or, if polymerised at elevated temperatures, isotropic.18,19 In comparison, other LCEs tend to display a TNI which depends on both the mesogenic content20 and the alignment technique.19 This is an important distinction between the two behaviours as the existence of an accessible isotropic reference state has been identified theoretically as a requirement for soft elasticity.2,3,21 In discussing the nematic-to-isotropic transition in LCEs, it is important to note that in general there is no requirement for discontinuity at the transition (i.e. the transition does not have to be first order, unlike in low molar mass nematic systems) and instead there can be a continuous transition from the nematic to isotropic state.22 Additionally, there is often residual order in the higher temperature phase which is commonly referred to as a para-nematic phase as opposed to a ‘true’ isotropic phase. This behaviour is known to be related to internal stresses, often discussed in the terms of an internal mechanical aligning field, which drives the transition from a first-order behaviour to a ‘super-critical’ behaviour.22 A similar behaviour is observed in conventional (fluid) liquid crystal phases in the presence of large electric or magnetic fields.23
The presence of an internal mechanical field modifies both the thermal and mechanical response of LCEs. When an LCE is strained, the presence of an internal mechanical field requires that a threshold strain must be exceeded before a director rotation occurs and results in non-zero bend mode relaxations.24,25 The internal mechanical field present means the C5 elastic constant, associated with the energetic costs of strain in-plane of the director, is non-zero.26 However, the Goldstone argument for soft elasticity requires that C5 = 0.21,27 Theoretically, it has been shown that semi-softness can still occur in the super-critical regime for small internal mechanical aligning fields through the existence of biaxial phases which spontaneously break symmetry upon deformation.27–29 These theoretical arguments are explored here in the context of whether a SSE or auxetic response is observed in a specific LCE.
In this paper, a series of side chain liquid crystal elastomers with varying cross-link density, but an otherwise consistent chemical composition, are synthesised (Fig. 1b shows a schematic representation of the LCE network used herein). At a higher cross-link density, this particular system exhibits a clear auxetic response upon deformation,6,8,9,17,30 however upon reducing the cross-link density, we show that the deformation behaviour is consistent with a classical SSE response. The transition between these two behaviours is also apparent in the intermediate cross-link regime, where both auxetic and SSE behaviours occur in a single material in specific regimes. The crossover from one deformation mode to the other gives insight into the structural and mechanical constraints needed to achieve an auxetic response in LCEs. A modified Maier–Saupe theory model is presented for the LCE (under no external strain) which can determine the relative scale of the internal mechanical stresses in the differently cross-linked LCEs from order parameter data. It is found that the higher cross-linked LCE has a significantly larger internal stress which we suggest in-part explains the difference between the SSE and auxetic response. Additionally, a dynamic dependence of the response is presented.
The mixture is filled in the nematic phase into a mould to form an aligned, monodomain LCE film. The mould is constructed of a glass microscope slide (7.5 cm × 2.5 cm × 1 mm) and a 250 μm thick Melinex ST725 film (7 cm × 2.5 cm × 250 μm, DuPont Teijin films) separated by 100 μm thick Melinex spacers sandwiched and glued with UVS91 (Norland Products Inc.) to ensure an even spacing between the two substrates. Before construction, the substrates are spin-coated with an aqueous 0.5%/wt polyvinyl alcohol (Mw = 13
000–23
000, Sigma Aldrich) solution, thermally annealed at 50 °C for 15 minutes, and finally rubbed in a preferential direction with a velvet cloth to achieve a monodomain surface alignment. Once the mould is filled, the mixture is left at room temperature for 20 minutes, after which it is UV photopolymerised (2.5 W cm−2) for 2 hours ensuring a full cure. After curing, the LCE is removed from the mould by peeling away the flexible Melinex substrate and subsequently running a scalpel blade between the film and glass substrate. The unpolymerized components (including the 6OCB) are washed out using a 30
:
70 dichloromethane (DCM) and isopropyl alcohol (IPA) solution. DCM is a good solvent of 6OCB, however, pure DCM will result in samples tearing due to swelling too fast.12 The 30
:
70 DCM
:
IPA mixture is used to prevent this. The nematic LCE film is dried at room temperature for 5 hours. This step is a requirement as upon polymerisation the LCE is formed in a swollen state washing out 6OCB and subsequent drying of the film results in monodomain network.12,31
![]() | (1) |
![]() | (2) |
![]() | (3) |
The director angle was determined from the polarised images of the sample as described previously.12 The transmitted light intensity for each strain step is recorded under cross-polarised conditions in 10° increments for a full 360° rotation. For each strain step the transmitted intensity as a function of cross-polarised angle is fitted with eqn (4) to determine the director angle of the sample.
![]() | (4) |
![]() | (5) |
The uniaxial order parameters are determined using monodomain nematic LCE samples with the nematic director aligned in the x–z plane. The laser beam propagates in the y direction with the polarisation in the x–z plane. The nematic director is therefore at some angle, θ, with respect to the polarisation of the incoming laser. The intensity of the back-scattered signal of the selected Raman vibrational mode parallel (I‖) and perpendicular (I⊥) to the incident laser polarisation is recorded as a function of θ. For a uniaxial phase comprised of uniaxial molecules, I‖ and I⊥ are related to the uniaxial order parameters (〈P2〉, 〈P4〉) through eqn (6) and (7):
![]() | (6) |
![]() | (7) |
:
EHA remains consistent, and the total mesogenic content varies from 66.3 mol% (2× LCE) to 60.6 mol% (1/16× LCE).
| Sample | Precursor mixture (mol%) | Final LCE (mol%) | ||||||
|---|---|---|---|---|---|---|---|---|
| A6OCB | EHA | RM82 | 6OCB | MBF | A6OCB | EHA | RM82 | |
| 2× | 23.6 | 15.4 | 6.8 | 52.8 | 1.4 | 51.5 | 33.7 | 14.8 |
| 1× | 24.4 | 16.0 | 3.5 | 54.6 | 1.5 | 55.6 | 36.4 | 8.0 |
| 1/2× | 24.8 | 16.2 | 1.8 | 55.6 | 1.5 | 58.0 | 37.9 | 4.2 |
| 1/4× | 25.1 | 16.4 | 0.9 | 56.1 | 1.5 | 59.2 | 38.7 | 2.1 |
| 1/8× | 25.2 | 16.5 | 0.5 | 56.4 | 1.5 | 59.8 | 39.1 | 1.1 |
| 1/16× | 25.2 | 16.5 | 0.2 | 56.5 | 1.5 | 60.1 | 39.3 | 0.5 |
The transition temperature temperatures of the LCE precursors and films were characterized by differential scanning calorimetry (DSC), the results of which are shown in Table 2. A cooling rate of 10 °C min−1 was used and the inflection point of the glass transition step was chosen to define Tg (Fig. 3a). The glass transition temperatures reduce with a reducing cross-link density, with an approximately 20 °C difference between the highest and lowest cross-linked systems. A contributing factor to this will be the corresponding increase in the mol% of the flexible side-groups, A6OCB and EHA in the films; the latter acts as a plasticiser and increases from 33.7 mol% to 39.3 mol% across the series. The nematic-to-isotropic transition behaviour of both the LCE films (Fig. 3a) and the precursor mixtures (Fig. S1) was also determined. The nematic to isotropic transition for the precursor mixtures all have a clear transition enthalpy and can be defined as weakly 1st order; they are easy to determine via DSC. In all cases, TNI,p of the precursor mixtures are well-above room temperature, ensuring that the materials are polymerised in the nematic phase. However, TNI is much more difficult to distinguish for the LCE films (Fig. 3a), as is expected for the softened transition observed in LCEs22 and becomes more visible in the differential of the DSC trace, dQ/dT (Fig. 3b). Thus TNI for the LCEs is taken as the point of change in gradient of the derivative heat flow on heating.
| Sample | DSC precursor | DSC LCE | Thermo-actuation LCE | |
|---|---|---|---|---|
| T NI,p (°C) | T NI (°C) | T g (°C) | T NI (°C) | |
| 2× | 46.5 ± 0.2 | — | 18 ± 1 | — |
| 1× | 41.2 ± 0.2 | — | 13 ± 1 | 120 ± 10 |
| 1/2× | 37.2 ± 0.2 | 63 ± 2 | 8 ± 1 | 72 ± 5 |
| 1/4× | 35.6 ± 0.2 | 48 ± 2 | 6 ± 1 | 55 ± 2 |
| 1/8× | 33.7 ± 0.2 | 38 ± 2 | 2 ± 1 | 40 ± 2 |
| 1/16× | 32.7 ± 0.4 | 32 ± 2 | 0 ± 1 | 34 ± 2 |
An alternative approach to determining TNI of the LCE films involves monitoring the thermal actuation (contraction) in the direction parallel to the director upon heating (Fig. 3c and d). In Fig. 3c, the data are normalised to 1 at the highest temperatures and Fig. 3d shows the rate of change of length with respect to temperature (∂L‖/∂T, normalised such that the minimum is −1). TNI determined from the thermo-actuation measurements has been defined as the minimum in ∂L‖/∂T (Fig. 3d, shown by vertical dashed lines). Reasonable agreement between the values from both techniques is found with agreement within experimental error. Both techniques show that TNI increases with cross-link density. It is worth noting that the thermal actuation data, unlike the DSC data, suggest a transition for the 1× LCE, which is undetectable for the “2×” material and other auxetic LCEs with comparable cross-link densities.12,18 Further evidence for a nematic-to-isotropic transition at ∼120 °C in the 1× LCE is provided in the SI via transmission spectroscopy (Fig. S2) and fluorescence spectroscopy (Fig. S3). As can be seen from Fig. 3b and d, as the cross-link density of the LCE increases, the TNI of the LCEs increases and the transition broadens, becoming more continuous. The broadening of the nematic-to-isotropic transition in LCEs has previously been shown to depend on cross-link density22,37,38 and has been related to an underlying internal mechanical field in nematic LCEs which effectively alters the Landau De Gennes energy leading to a super-critical behaviour.22,39 We explore this point in the next section of the manuscript.
The room-temperature order parameters of the LCEs determined via polarised Raman spectroscopy are shown in Fig. 3e. Upon increasing mesogenic content, both uniaxial order parameters increase, 〈P2〉 taking a maximum value of 0.64 ± 0.05 for the 2× sample (14.8 mol% RM82) while a minimum value of 0.37 ± 0.05 is observed for the 1/16× sample (0.5 mol%). This behaviour is as expected for systems polymerised at temperatures that differ from TNI,p in the precursor mixture by different amounts; the order parameter of the precursor mixture is to some extent locked in during curing.14 In this case, TNI,p reduces monotonically from the highest (2×) to lowest (1/16×) cross-link density precursor material. Plotting 〈P4〉 against 〈P2〉 allows one to determine any trends within the order parameter independent of an external variable,19 commonly temperature, however, in this case cross-link density. The 〈P2〉 vs. 〈P4〉 phase space representation of Fig. 3(e) is shown in Fig. S4. In Fig. 3e, the grey line represents 〈P4〉 for the measured 〈P2〉 as predicted by the mean-field Maier–Saupe theory showing excellent agreement with the measured values of 〈P4〉. Thus, changing the cross-link density significantly effects the room temperature order parameters of the LCEs, but the form of the orientational distribution function in each of the LCEs is effectively the same (follows Maier–Saupe predictions and is thus a singly peaked Gaussian distribution centred at β = 0°). This is likely due to the LCE being cross-linked within the conventional LC nematic phase.
. The phenomenological form of the F energy is given in eqn (8):![]() | (8) |
The first term is the classical Maier–Saupe free energy of mesogenic groups:
![]() | (9) |
![]() | (10) |
| ν(S,θ) = −αSP2(cos(θ)). | (11) |
In eqn (8)–(11), S = 〈P2〉 = 〈P2(cos(θ)〉 is the order parameter, P2(cos
θ) is the second Legendre polynomial, kB is the Boltzmann constant and α is a constant related to interparticle spacing. The second term in (8) −UεIS describes the coupling between the orientational order parameter and the internal strain εI. The third term −σεI is the contribution due to the stress σ, acting on the elastomer, which is a combination of the applied stress and the internal stress due to anisotropic cross-linking (note that in these experiments the films are under no applied stress so σ is purely the internal stress), and
describes the elastic part of the LCE free energy where μ is the Lamé parameter.41
To find the order parameter and strain, one needs to minimize the total free energy, eqn (8), with respect to S and εI. The necessary condition for an extremum is:
![]() | (12) |
![]() | (13) |
From eqn (13) we find:
![]() | (14) |
By substituting eqn (14) into eqn (12) we get:
![]() | (15) |
It is convenient to measure all energy parameters (a, μ, σ, U) in reduced kBT units noting that in the classical Maier–Saupe theory the ratio
.43 Note that here we have used TC as opposed to TNI as TC isn’t necessarily the temperature associated with the observed nematic to isotropic phase transition but rather what would be seen in the absence of an internal field and is a fitting parameter like U, σ and μ. Thus to find S(T/TC) one needs to numerically solve the eqn (16):
![]() | (16) |
= σ/kBTC,
= μ/kBTC are unknown fitting parameters.
Fig. 4 shows fittings to the order parameter data obtained via Raman spectroscopy as a function of temperature (S = 〈P2〉) for two of the LCE films. The fits are obtained by numerically solving eqn (16) for the 1× sample (Fig. 4a) and the 1/8× sample (Fig. 4b). Two of the parameters are identical for both fits; U = 0.2, μ = 1 and it can be seen that the fits offer a reasonable representation of the data. Importantly, the results of Fig. 4 show that an increased cross-link density is associated with larger internal stresses with the 1× LCE's internal stress parameter (σ = 0.9) being ∼3.3 times greater than that of the 1/8× LCE (σ = 0.27). Additionally, we can see from Fig. 4 that increased cross-link density is associated with a higher value of TC. The parameter TC is connected with the orientational interaction between mesogenic groups, thus a higher TC means a stronger orientational interaction.
![]() | ||
| Fig. 4 Order parameter (S = 〈P2〉) data obtained from Raman spectroscopy measurements for (a) 1× sample and (b) 1/8× sample. The red lines show the numerical fit to the data by solving eqn (16), with the relevant fitting parameters shown for each case. | ||
The initial elastic modulus, E0, for each of the LCEs is determined by taking the gradient of the stress–strain curves near εx,true = 0 and values of E0 are presented in Table 3. It can be seen that E0 increases monotonically with the cross-link density, as predicted for a cross-linked network.47 However, the role of Tg on E0 must also be noted, especially as the measurement temperature (23 °C) is rather close to Tg for the films with higher cross-linking, meaning that a strain rate of 0.1% min−1 may not be sufficiently slow to ensure a quasi-static measurement and hence the dynamic response of the LCE can become important. Fig. S5 shows the dependence of E0 on both the cross-link density and Tg.
| Sample | E 0 (MPa) | ε (ν<0) (%) |
|---|---|---|
| 2× | 11.7 ± 0.8 | 77 ± 5 |
| 1× | 2.3 ± 0.4 | 45 ± 5 |
| 1/2× | 0.97 ± 0.05 | 28 ± 5 |
| 1/4× | 0.49 ± 0.06 | 28 ± 5 |
| 1/8× | 0.26 ± 0.04 | 20 ± 5 |
| 1/16× | 0.20 ± 0.04 | — |
The auxetic response is investigated using the bespoke apparatus and a strain rate of 0.5% min−1 was selected to match previous work on auxetic LCEs.8,9,17Fig. 5c shows the y-strain vs. x-strain data (geometry consistent with Fig. 2) from which the instantaneous Poisson's ratio was calculated, Fig. 5d, using eqn (3). Table 3 shows both the critical strains (auxetic thresholds) ε(ν<0) and E0 which increases with increasing cross-link density up to the 1× sample (8.0 mol% RM82). All the LCEs apart from the lowest cross-linked sample show some auxetic behaviour though the 2× sample fails just beyond its auxetic threshold ε(ν<0) so a significant auxetic response was not observed. The 1/16× sample displays no evidence of auxeticity and instead follows behaviour close to νxy = 0.5, expected for an isotropic rubber, throughout the deformation.48 This is further evidence, along with lack of a characteristic “S”-shape stress–strain curve that the nematic order in this LCE is not robust and the coupling is weak. It is especially interesting that the moderately-crosslinked LCEs (1/2×, 1/4× and 1/8×) all show at least a small auxetic response, despite also showing clear SSE-like behaviour. The data of Fig. 5 and Table 3 show that the auxetic threshold reduces as the cross-link density reduces (see also Fig. S5). A dependence of the auxetic threshold on Tg was found for a series of acrylate LCEs with identical cross-link densities, differing only in the spacer length of the attaching the mesogenic side-chain; samples with higher Tg display larger threshold strains.17 This behaviour is also seen for the LCEs described here, Fig. S5, where the auxetic strain threshold increases rapidly as Tg approaches room temperature (where the experiments were carried out).
The details of the strain–strain data also reveal some interesting behaviour. The intermediate cross-link density LCEs (1/8×, 1/4× and 1/2×) display an auxetic response at relatively small strains followed by a recovery and a strain region where the y-strain does not change with x-strain (shown by νxy = 0 line in Fig. 5c which is quite apparent for the 1/2× LCE). Following this, the strain–strain response tends towards that of an isotropic rubber or of a uniaxial LCE strained along the director (νxz = 0.5).2 Interestingly, the strain–strain behaviour at and above the νxy = 0 plateau is indicative of the semi-soft elasticity where a flat strain–strain response in the y-dimension occurs in the region in which there is uniaxial, in-plane rotation of the nematic director in the z-direction.2,48 After rotation has completed, the director is aligned with the strain axis and the strain–strain response is that of a classical elastomer.2,48 The strain–strain behaviour observed in the 1/8×, 1/4× and 1/2× LCEs is therefore clearly auxetic in the low-strain regime, but is reminiscent of the SSE response at higher strains. The existence of an SSE-like response is consistent with the “S”-like stress–strain responses shown in Fig. 5a and b and is explored directly in the following section. However, unlike the classical SSE response which predicts a similar νxy = νyz = 0.5 behaviour at small strains before director reorientation occurs,2,48 the LCES presented herein show clear auxeticity in this strain region. This will be discussed again later in the manuscript. The key point here is to highlight that lower cross-linked LCEs show behaviour with aspects of both the SSE response and the auxetic response with the 1× and 2× LCEs showing behaviour consistent only with a pure auxetic deformation.
Fig. 6a shows the angle of the director in the plane of the 1/8× LCE film as a function of applied strain, determined by observation of the samples through rotating crossed polarizers. The director behaviour of the 1/8× LCE is consistent with classical SSE behaviour with continuous rotation of the director after a threshold strain of εx,true ≈ 15% is reached. The start of the director rotation is in the vicinity of the onset of the plateau region of the stress–strain response, as would be expected from the low-energy rotation of the nematic director in the SSE response. In addition to a continuous rotation of the director, the SSE elastic response is typically characterised by the formation of stripe domains which are counter rotating domains of the director leading to striping along the width of the sample.1,4,5 The existence of these was investigated via WAXS and POM. The 1/8× LCE was measured in the unstrained state and at εx,true = 40% strain (i.e. within the soft plateau). The black line in Fig. 6b is the azimuthal integration of WAXS pattern of the unstrained 1/8× LCE whereas the red line is the 1/8× LCE at εx,true = 40%. The 2D X-ray diffraction images and azimuthal integration of the data of the 1/8× LCE are shown in Fig. 6c and d. In the unstrained state the sample shows monodomain nematic ordering with the presence of 2 lobes in the WAXS signal reflecting the side-to-side ordering of the mesogenic units perpendicular to the (vertical) director. Upon straining to εx,true = 40%, the WAXS pattern changes, now exhibiting four lobes, suggesting two nematic domains with their directors at some angle to the original. In this case, for 40% strain, the domains are tilted with their director at 32 ± 2° to the original, in excellent agreement with the director rotation depicted in Fig. 6a. The scattering intensity of each of the four lobes is similar, indicating an equal proportion of domains in each direction, as would be expected. The POM (Fig. 6c) shows the uniform LCE prior to strain and then after straining by εx,true = 40% (the photograph is taken after 10 minutes at this strain). Optical textures consistent with stripe domains can readily be seen indicated by alternating colour regions approximately 5 μm wide. Fig. S6 shows a magnified image of the stripe domain texture and an anisotropic light scattering pattern observed when a 633 nm laser is transmitted through the 1/8× LCE held at εx,true = 40%. The WAXS and POM data, in addition to the anisotropic light scattering pattern,49 confirm the formation of stripe domains. This information, coupled with the soft elastic plateau (Fig. 3b) confirm that the 1/8× LCE is deforming via SSE above the initial small auxetic response.
We now consider the 1× LCE, which displays an auxetic response and has been confirmed by Raman spectroscopy and conoscopy to deform biaxially.7,8 The 1× LCE behaves quite differently from the 1/8× sample, Fig. 7. In Fig. 7a, it can be seen that the behaviour of the in-plane projection of the director is consistent with the so-called mechanical Fréedericksz transition which is the x–z plane projection of the director in the auxetic biaxial deformation; there is little to no reorientation until a threshold strain is reached (εx,true = 43%) after which the in-plane projection of the director rotates sharply. In the unstrained state, the sample shows monodomain nematic ordering with the presence of 2 lobes in the WAXS signal (Fig. 7c) reflecting the side-to-side ordering of the mesogenic units perpendicular to the (vertical) director. Upon straining to εx,true = 40%, the WAXS pattern shows a similar pattern to the unstrained state, i.e. 2 lobes albeit with a lower scattering intensity (Fig. 7d) which are only slightly shifted in orientation by an angle of 5 ± 2° in reasonable agreement with the optical data (Fig. 7a). The reduction in intensity seen in the WAXS data signifies a deformation in which the uniaxial order parameter reduces upon applied strain, consistent with findings via Raman spectroscopy and conoscopy in which there is a reduction of uniaxial order parameter, an emergence of biaxial order, and a lack of in-plane director rotation until a threshold strain.7,8 The differences between the biaxial deformation and SSE are readily demonstrated in the polarized optical microscopy images where the LCE film retains excellent monodomain alignment at εx,true = 40% (Fig. 7e and f). Such behaviour is consistent with other reports of the optical properties of auxetic LCEs under deformation; no stripe domains are observed and the material remains optically clear throughout, albeit with changed birefringence colours.6,12
LCEs are polymer systems so it is to be expected that there is a dependence of the behaviour on the dynamics. The effect of relaxation was investigated on the 1× and 2× LCEs, with the samples held at a strain of εx,true = 40% for 24 h, Fig. 8a and b. Interestingly, after allowing relaxation for 24 hours the 1× LCE shows a texture consistent with stripe domain formation (Fig. 8b), confirmed by the 2D WAXS data, Fig. 8c and d. This suggests that, despite the fact that the deformation mode of the 1× sample is clearly biaxial (auxetic), at sufficiently long timescales, there is evidence of SSE-like behaviour. The 2× RM82 sample remained optically clear after 24 h (POM images shown in Fig. 8e and f), and even when held at strain for 2 weeks, did not display stripe domain textures, suggesting that at high enough cross-link density, such a relaxation cannot occur.
Fig. 9 shows the effects of strain rate on the strain–strain behaviour and the Poisson's ratio of the 1/8× and 1× LCE at a constant temperature of T = 23 °C. Fig. 9a shows the 1/8× LCE strained at 0.5% min−1 (black), 5% min−1 (red) and 50% min−1 (blue) and Fig. 9b shows the instantaneous Poisson's ratio for the corresponding strain rates. Fig. 9c shows the strain–strain behaviour of the 1× LCE at a strain rate of 0.04% min−1 (black), 0.08% min−1 (red), 0.5% min−1 (blue) and 1% min−1 (green), with Fig. 9d again showing the instantaneous Poisson's ratio in each case. In all cases, a higher strain rate increases the auxetic threshold and tends to reduce the magnitude of the auxetic response, which led us to select the strain rates shown for each of the LCEs; the auxetic response in the 1/8× LCE is already small so the strain rate was not reduced below 0.5%. Indeed the magnitude of the auxetic response is comparable for strain rates of 0.5% min−1 and 5% min−1 in the 1/8× LCE (slightly larger for the latter), while at 50% min−1 the system is very barely auxetic (the maximum Poisson's ratio is −0.02). The 1× LCE sample shows a similar behaviour, whereby higher strain rates lead to an increase in the auxetic threshold. However, in this case, strain rates lower than 0.5% min−1 were explored as in all cases a robust auxetic response is observed.
A similar effect can be observed by investigating the effect of temperature on the auxetic response at the same strain rate shown in Fig. 10 for the 1× sample. In Fig. 10a, the black line is the strain–strain response of the 1× LCE at a strain rate of 0.5% min−1 and T = 23 °C, the red line is T = 30 °C and the blue line is T = 35 °C. Fig. 9b shows the corresponding instantaneous Poisson's ratio. As the temperature is increased, the auxetic threshold strain reduces, though no particular trend is seen in relation to the magnitude of the response. In polymeric materials, an increase in the strain rate has an equivalence to a reduction in the measurement temperature and in the case of thermorheological simplicity, the two can be super-positioned to form master curves of mechanical behaviour over a wide spans of frequency by performing smaller frequency sweeps at different temperatures.50 Thus it is expected that a reduction in the auxetic threshold can be achieved by either lower the strain rates (Fig. 9) or investigating at higher temperatures (Fig. 10).
We now consider the underlying reasons why some LCEs exhibit a uniaxial SSE response while others deform biaxially and display auxeticity. Previously, it has been suggested that materials displaying an auxetic response must also develop significant biaxiality and theoretical arguments have been provided suggesting that such a response might be enhanced when the measurement temperature is significantly below TNI of the material.7,51,52 Indeed this work has shown that the samples with larger cross-link density, which also have higher TNI, display larger auxetic responses in both magnitude and in the threshold strain values for a given strain rate. However, this work has also shown that the SSE and auxetic responses can be somewhat mixed, to the extent that the same material can exhibit both behaviours. To gain a deeper insight into that observation, we return to the results of the modified Maier–Saupe model presented earlier. We demonstrated that the LCE with 1× cross-link density had an internal stress field some 3 to 4 times larger than the 1/8× system. Such behaviour is in good agreement with qualitative observations in the literature,22,37,53 with numerous reports that increased cross-link density increases the criticality of the nematic-to-isotropic transition, broadening it out and increasing TNI. Interestingly, the theoretical arguments that consider the mechanical behaviour of LCEs when supercriticality is present have been discussed. It is suggested that semi-soft elasticity can still occur in supercritical systems, through biaxial phases which spontaneously break symmetry provided that the aligning internal field is small and the measurement is performed close to TNI.27–29 Here we find that lower cross-link density LCEs, which have smaller internal strains and for which TNI is significantly closer to the measurement temperature, have only a small biaxial response and in fact display more SSE-like behaviour. The higher cross-linked systems have both high TNI and a high internal stress-field, so the biaxial response is to be expected.
The director behaviour of low cross-link density LCEs was confirmed via POM and WAXS to be consistent with that of SSE whereby the director rotates continuously after a threshold strain is reached and there is the formation of stripe domains. The theoretical descriptions of SSE behaviour are extensive and in general the order parameter is assumed to remain constant throughout the deformation2,3,54 which is consistent with experimental findings of order parameter, which show only a slight increase in the order parameter within the striped domains.1,48 Such behaviour is markedly different to what is observed in auxetic LCEs which show large reduction in uniaxial order parameters and the emergence of biaxiality.7,8 A more general theoretical model, encapsulating changes in order, demonstrates that shear striping or auxeticity can be found from the same underlying framework by either constraining order parameters to be constant (shear-stripe case) or allowing uniaxiality to decrease and biaxiality to emerge (auxeticity).55 Additionally, it suggests the importance of changes in uniaxial order and the emergence of biaxiality in the auxetic response, a result which is paralleled by experiment.7 Interestingly, the 1/8× RM82 sample which demonstrates clear evidence of classical SSE behaviour, namely a soft-plateau (Fig. 5b), a continuous director rotation (Fig. 6a) and stripe domains (Fig. 6b, d and f) shows evidence of an auxetic response for small strain values (Fig. 5c and d). This may suggest that even for the low cross-link density LCEs, there is some reduction in the order parameter and an emergence of biaxiality which allows for auxeticity to occur before a director rotation at sufficiently small strain rates. This observation has yet to be explored theoretically for conventional SSE behaviour which explicitly constrains the order parameters.
The 1× LCE, shows a clear auxetic response, but after 24 h of relaxation also shows evidence of stripe domains. Additionally, it is found that slower strain rates (and higher temperatures) result in a lower auxetic threshold strain. The latter observation is consistent with findings that show a Tg dependence of the threshold strain in a series of auxetic LCEs with different spacer lengths attaching the mesogenic moieties.17 Additionally, we find that increasing cross-link density increases the auxetic threshold and magnitude of the auxetic response for LCEs, including those deforming predominantly with an SSE-like characteristic, up till the highest cross-link density (14.8 mol% RM82). Based on these findings we suggest that in these systems SSE and auxeticity is a continuum behaviour dependent on the dynamics of the LCE. It would appear that auxeticity will occur in these LCEs provided that the (i) nematic ordering is robust enough (i.e. far from TNI) and the nematic coupling is strong enough to impart an significant internal stress field on the LCE, and (ii) the Tg of the LCE is far enough from the measurement temperature to ensure there is sufficient flexibility to allow for large enough strains to be induced in the LCE whilst also being close enough to the measurement temperature to ensure that the dynamics of the LCE are sufficiently slow, such that relaxation does not occur to the point in which stripe domain formation occurs. Thus, we suggest that the largest auxetic responses will be seen within a dynamic window specific to the material properties.
The mechanical behaviour of the LCEs was investigated through stress–strain and strain–strain measurements. In all cases except the lowest (0.5 mol% RM82) and the highest cross-link density (14.8 mol% RM82), an “S”-like characteristic in the stress–strain curve which is associated with either SSE-like behaviour or hyperelasticity was observed. Interestingly, all but the 1/16× LCEs showed evidence of auxeticity, which is not expected for LCEs deforming via an SSE response. The director behaviour of the 1/8× and 1× LCEs were investigated via POM and WAXS. At a strain rate of 0.1% min−1 the 1/8× LCE was confirmed to deform via an SSE response through the continuous rotation of the nematic director and the occurrence of stripe domains. The 1× LCE was confirmed to deform in a manner consistent with auxetic LCEs, namely a sharp in-plane director rotation at relatively high strain whilst maintaining optical clarity (no stripe domains). Interestingly, after a 24 h relaxation period at a strain comparable to the auxetic threshold, the 1× LCE displayed stripes domains as evidenced via POM and WAXS. The 2× LCE did not display any SSE nature on even a very long timescale. Based on these findings we suggest that SSE and auxetic behaviour are extreme cases on a continuum behaviour which is dependent on the dynamics of the system. We suggest that where TNI is close to the deformation temperature, the LCEs deform primarily via the SSE response though an auxetic response may be seen small strains under suitable conditions (temperature and/or strain rate) possibly as a consequence of small changes in order parameter. We further suggest that auxeticity is observed in LCEs provided that the nematic ordering is robust enough (i.e. far from TNI) and the nematic coupling is strong enough to impart a significant internal stress field on the LCE. Indeed, theoretical work by Finkelmann et al.52 discussed in detail the mechanical responses of LCEs dependent on the proximity of TNI, revealing that LCEs strained at temperatures much lower than TNI have a lower biaxial stiffnesses relative to uniaxial stiffnesses and are therefore more likely to deform biaxially; a behaviour which is important in the auxetic response.7 Theoretical work by the Lubensky group discussed in detail the role of the internal stress field on the mechanical response of LCEs revealing that semi-softness can exist deep within the supercritical regime.27–29 Both of these points are consistent with the findings herein, however it is important to note that all LCEs studied showed some level of auxeticity except for the 1/16× LCE. This point leads us to the importance of the dynamics in the auxetic response of an LCE; auxeticity appears when Tg of the LCE is far enough from the measurement temperature to ensure there is sufficient flexibility to allow for large enough strains to be induced in the LCE whilst also being close enough to the measurement temperature to ensure that the dynamics of the LCE are sufficiently slow such that relaxation does not occur to the point in which stripe domain formation occurs.
This paper provides the first example of a clear cross-over in behaviour on LCEs from semi-soft elasticity to auxeticity. We have shown the importance of dynamics in considering the mechanical response of LCEs. We anticipate that our results will motivate new theoretical works in which the SSE response is investigated whilst allowing for distortions in the nematic ordering of the system.
The data underlying this study are openly available at: T. Raistrick, M. Reynolds, E. J. Cooper, J. Hobbs, V. Reshetnyak and H. F. Gleeson, (2025): Dataset associated with “Resolving the mechanical response of liquid crystal elastomers – semi-soft elastic or auxetic”. University of Leeds. Dataset, https://doi.org/10.5518/1714.
Footnote |
| † Joint first authorship contribution. |
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