Open Access Article
Hrishikesh
Paul†
a,
Arijit
Chakraborty†
a,
Animesh
Mandal‡
a,
Dibyangshu
Das‡
a,
Sanat Kumar
Mahapatra‡
b,
Lisa
Roy
*c and
Indranil
Chatterjee
*a
aDepartment of Chemistry, Indian Institute of Technology Ropar, Nangal Road, Rupnagar, Punjab-140001, India. E-mail: indranil.chatterjee@iitrpr.ac.in
bInstitute of Chemical Technology Mumbai-IOC Odisha Campus Bhubaneswar, Bhubaneswar 751013, India
cDepartment of Education, Indian Institute of Technology Kharagpur, Kharagpur 721302, India. E-mail: L.Roy@edu.iitkgp.ac.in
First published on 24th September 2025
The synthesis of α-tertiary amino acids and amines is crucial in biochemistry and medicinal chemistry. However, creating tertiary carbon centers has traditionally been challenging due to the lack of effective, sustainable, and straightforward mild protocols. This current work presents a method for creating α-tertiary carbon centers that leverages the formation of an electron donor–acceptor (EDA) complex, where electron-poor imines act as the acceptor and electron-rich 1,4-dihydropyridine serves as the donor. This interaction facilitates the generation of α-amino radicals through a charge transfer phenomenon. In the presence of a suitable radical trapping reagent, these α-amino radicals can forge C–C bonds, where H-DHP acts solely as a reductant. Additionally, a radical cross-coupling process between an alkyl radical generated from 4-alkylated 1,4-dihydropyridine and the α-amino radical also produces reductive alkylation products. In this later scenario, 4-alkylated 1,4-dihydropyridine functions both as a reductant and as a source of alkyl radicals. Interestingly, both processes yield amino acids and amine derivatives having α-tertiary centres under mild reaction conditions, avoiding the need for photocatalysts or transition metals.
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| Scheme 1 Visible light chemistry of 1,4-DHP and its application in the CAA strategy for the synthesis of α-tertiary amines and amino acids. | ||
Imines are electrophilic in nature, so they can undergo reduction by accepting a single electron, thereby generating a highly reactive radical anion intermediate.37–42 These intermediates are key species in facilitating further transformations, making such imines valuable substrates in synthetic chemistry. While visible-light-driven transformations employing photocatalysts are well-established for generating these reactive intermediates, the photocatalyst-free activation of imines remains relatively unfamiliar. The current literature methods based on this type of activation involves either the use of a photocatalyst or highly reactive aldimine derivatives. A general strategy including broad carbonyl scope for the synthesis of α-tertiary amines and amino acid derivatives is still lacking. We envisioned forming an electron donor–acceptor (EDA) complex between electron-deficient imines (as an acceptor) and a suitable electron-rich donor, like H-DHP. This may trigger single-electron transfer (SET) from H-DHP to in situ-generated imines, providing an array of nucleophilic α-amino radicals. These radicals can then either combine with an electrophilic radical acceptor or engage in radical–radical cross-coupling to present an efficient and alternative carbonyl alkylative amination (CAA) process. This thought process may lead to a multi-component reaction (MCR), where amines, carbonyl compounds, and H-DHP can be leveraged to synthesize a diverse library of α-tertiary amines and amino acid derivatives, tailored to the nature of the carbonyl compounds. α-Tertiary amino acids and amines are essential in both chemistry and biology, with tertiary amines acting as vital intermediates in drug development and organic synthesis, while amino acids serve as the fundamental components of proteins, supporting numerous biochemical processes necessary for life (Scheme 1b).43–48
Traditional approaches to obtaining amino acids and amines typically involve the use of transition metal-catalyzed C–N bond formation,49 reductive amination of carbonyls,50 addition to imines, N-alkylation of amines,51–54 the aza-Morita–Baylis–Hillman reaction,55 and Mannich,56 Petasis,57 and Strecker reactions.58 Recently, the Gaunt group has developed effective strategies for accessing diverse amines and α-tertiary amino acid derivatives by adding nucleophilic alkyl radicals to in situ-generated electrophilic iminium ions.59–70
Herein, in this current strategy, we have utilized H-DHP as a reductant to facilitate the reactivity between α-amino radicals and radical trapping reagents. In addition, 4-alkyl-DHPs also serve a dual purpose by acting as reductants and alkyl transfer reagents (Scheme 1c). This protocol may bring a versatile solution for achieving comprehensive structural diversity in complex amine and α-tertiary amino acid synthesis. Modulated amines, carbonyls, radical acceptors, or 4-alkyl-DHP derivatives can offer a flexible approach to holistic molecular design.
To evaluate substrate generality, we explored variations in the ester group of the imines, including methyl, ethyl, isopropyl, benzyl, propargyl, and homoallyl esters. Natural product cholesterol, tagged with the ester part, also worked well. These substrates efficiently yielded the desired products (Scheme 2, entries 4a–4g) with yields ranging from 74% to 89%. We next examined the impact of substituents on the aryl ring at the C-position of the imines. Substituents such as bromo, methyl, methoxy and CF3 at the para-position of the aryl ring and thiophene instead of the phenyl ring were well-tolerated, delivering the corresponding products (4h–4l) in excellent yields of 75% to 90%. Further investigation focused on the N-aryl substituent of the imines. A variety of N-aryl groups were evaluated, producing the desired products (4m–4v) in yields ranging from 77% to 90%. Various alkene derivatives were assessed under the optimized conditions, with substituents such as para-tert-butyl, benzyl, methoxy, bromo, and 3,5-dichloro affording the desired products (4w–4aa) in yields ranging from 76% to 92%, thereby highlighting the versatility of the methodology.
The successful implementation of H-DHP as a reductant for synthesizing α-tertiary amino acid derivatives encouraged us to explore the direct alkylation of imines using 4-substituted 1,4-DHP. Here, we also choose the same in situ generated imine (1a′) derived from α-ketoester (1a) as the model substrate and 4-isopropyl 1,4-DHP (5a) as the secondary alkyl radical precursor for testing the hypothesis. To our delight, we were successfully able to obtain the desired radical coupling product (6a) (which is also a precursor of α-tertiary amino acid) in 86% isolated yield using Cs2CO3 as a base, acetone as solvent under an argon atmosphere and 390 nm irradiation. A similar optimization study, like that in Table 1, was also performed for this reaction (for a detailed optimization table, see Section 3.1B, SI).
Considering entry 5 (Table S5, SI) as the best reaction conditions, we investigated the viability of this alkylation reaction. At first, we varied the ester groups of α-ketoesters, including methyl, isopropyl, benzyl, propargyl and homoallyl esters. These substrates produced the desired alkylated products (Scheme 3, entries 6a–6e) with yields ranging from 60% to 90%. Esters derived from natural products menthol and cholesterol were also found to be suitable to produce reductive alkylation products 6f and 6g in 81% and 70% yields respectively. Next, we examined the effect of substituents in the aryl ring of the carbonyl and aniline. For C-aryl variation, 4-bromo, 4-CF3 at the phenyl ring and a heterocycle thiophene at the carbonyl carbon worked well furnishing the desired products 6h–6j in good yields. Anilines bearing substituents at different positions, for example halogens, electron-donating OMe, electron-withdrawing CF3, and alkyl groups, were well tolerated to provide desired products 6k–6p in good to excellent yields of 65% to 96%. The structure of 6n was further confirmed by single crystal XRD study (CCDC no.: 2410053).
After the successful variation of iminoesters, our main focus was to validate the scope of different types of radical precursors derived from various 4-alkyl-1,4-dihydropyridines under the standard reaction conditions. Apart from the isopropyl radical, the 2° cyclic radical i.e. the cyclohexyl radical was transferred successfully from 5b to deliver the desired product 6q in 72% yield. As we know bond strength increases upon reducing the bond angle which is clearly reflected in the low yield of 6r (50%) where a cyclobutyl radical precursor was used. 4-Alkyl-DHPs derived from a long chain aldehyde and lilial (both are secondary radical sources) worked efficiently to deliver the products (6s, 75% and 6t, 70%) albeit with low diastereoselectivity (3
:
2). 1,4-DHP derived from secondary alkyl radical precursor 5g produced 6u in 82% yield. Interestingly, 1° unactivated radicals derived from 4-alkyl-1,4-DHPs also worked well under current reaction conditions. In this regard, we were able to acquire the alkylated products using n-propyl, n-butyl, isobutyl, and β-phenyl ethyl radical precursors (6v–6y) in 45% to 70% yields. The primary radical adjacent to oxygen was found to be effective hence producing 6z in 94% owing to the stability of the radical. Apart from non-benzylic radicals, the benzylic primary radical also worked well to afford the product 6aa in 70% isolated yield. Another interesting finding was the successful transfer of a tert-butyl group and another customized tertiary radical to the imine providing the products 6ab (74%) and 6ac (68%) respectively in satisfactory yields. For this, we had to rely on a cyano analogue of 4-alkyl-1,4-DHP.
Encouraged by the successful application of α-ketoesters in the carbonyl alkylative amination (CAA) for the synthesis of α-tertiary amino acid derivatives, we sought to further explore the versatility of this methodology. To demonstrate its applicability, at first, we investigated alternative radical acceptors, such as acrylonitrile, tert-butyl acrylate, benzyl acrylate, and N,N-dimethyl acrylate. Gratifyingly, all these substrates delivered the corresponding products (8a, 8b, 8c, and 8d) in good yields of 78%, 76%, 82%, and 70%, respectively. During our exploration, we assessed the reactivity of various classes of carbonyl compounds in the reactions we developed. Benzophenone and diester carbonyl derived in situ generated imines actively participated in the reductive alkylation process with alkene 3, leading to the formation of products 8e and 8f with yields ranging from moderate to good (Scheme 4). However, carbonyl compounds such as benzaldehyde and acetophenone remained unreactive, possibly due to the nature of the generated α-amino radicals. In the presence of an excellent HAT reagent, i.e., oxidized H-DHP, these radicals may be quenched rapidly prior to the addition to the acceptor, preventing the formation of the desired product. In both the above cases, imine reduction was the major product, indicating a fast HAT process. Interestingly, the radical–radical coupling using 4-alkyl-1,4-DHP worked smoothly over a quite broad range of carbonyls producing the desired products, 9a–9g, with yields ranging from 45% to 91%. Imines derived from benzaldehyde and diester worked well to furnish products 9a, 9b and 9c with high yield. Interestingly, a higher equivalent of 5b was necessary for the formation of products 9d, albeit in moderate yields. Imines originated from benzophenone produced excellent outcome of product 9e. Additionally, imines produced from 2,2,2-trifluoroacetophenone and aniline also successfully alkylated to deliver 9f in 77% yield. The dependency upon anilines as the sole amine partner during the reaction pathway was also overcome smoothly. The imine derived from benzylamine, an aliphatic amine and benzophenone produced the desired N-alkyl α-tertiary amine product (9g) with a yield of 48%. This methodology has proven effective across a wide range of carbonyl compounds, allowing access to various amines, many of which feature an α-tertiary carbon center. Interestingly, carbonyls derived from aliphatic aldehydes or ketones remained unreactive, likely due to the instability of corresponding α-amino radicals.
To have a deep insight into the mechanism of reductive alkylation, we performed several control experiments and mechanistic studies (for details, see the SI). The impact of light and base is already illustrated in the optimization studies (Table 1, entries 9–10 and Tables S4 and S8). Conducting the reaction under an air atmosphere resulted in a reduced yield with the reduction of the in situ generated imine, demonstrating the necessity of a fully inert atmosphere. To check whether the reaction proceeds via the radical pathway, we performed both reactions in the presence of a radical scavenger, TEMPO, under standard reaction conditions (Scheme 5a). Stoichiometric use of TEMPO completely quenched both the reactions and the desired product 4a or 6t was not observed. To our delight, the TEMPO adduct 10 from the imine was detected for both reactions in mass spectrometry and adduct 11 from the 1,4-DHP was isolated in 72% yield and fully characterized. This confirms the involvement of a radical intermediate in the reaction. Alongside, we also detected a dimer from the imine part for both protocols in mass spectrometry, which further confirms the single-electron reduction of imine to generate α-amino radicals. Additionally, we performed a series of controlled experiments involving 1,4-dihydropyridine (1,4-DHP) to explore whether the transformation proceeds via direct photoexcitation or through electron donor–acceptor (EDA) complex formation between the electron-rich 1,4-DHP and electron-deficient imines. Initially, UV-visible spectroscopic analysis revealed a notable bathochromic shift upon mixing imine, Hantzsch ester (5a or 5b), and base, indicating the formation of an electron donor–acceptor (EDA) complex (Scheme 5b). A gradual increase in the concentration of this ternary mixture led to a more pronounced red shift, with the absorption band tailing up to 510 nm. This clearly demonstrates that the formation of the EDA complex is strongly concentration-dependent (Scheme 5c).34 To understand the stoichiometry of this donor–acceptor interaction, Job's plot analysis was conducted through UV-visible titration, confirming the existence of an EDA complex between the Hantzsch ester, imine and base in a 1
:
1
:
1 ratio (Scheme 5d). To evaluate the redox compatibility of the involved species, cyclic voltammetry (CV) measurements were performed (Scheme 5e). Calculating the excited-state reduction potential of the Hantzsch ester via the Rehm–Weller equation (details available in the SI)11,79 demonstrates the viability of a photoinduced single-electron transfer (SET) process. To understand the essential role of the base in facilitating the reactions, 1H NMR studies were carried out in the presence of a base, revealing specific interactions with the N–H proton of the Hantzsch ester (Scheme 5f). These interactions likely alter the electronic structure of the Hantzsch ester, raising its HOMO energy and thereby accelerating the electron transfer. Additionally, fluorescence quenching experiments were undertaken to study the photophysical interactions (Scheme 5g). Stern–Volmer analysis showed that quenching of the Hantzsch ester fluorescence is more pronounced in the presence of base, aligning with its function as an enhanced photo-reductant under these conditions. Together, these findings indicate the formation of a well-defined EDA complex and support a reaction mechanism dominated by an EDA-mediated photochemical pathway, though a direct photoexcitation mechanism cannot be entirely ruled out.80 To further elucidate the mechanism, Density Functional Theory (DFT) calculations were carried out, providing complementary theoretical evidence supporting the proposed EDA pathway.
Density functional theory (DFT) calculations were conducted at M06-2X/SMD(acetone)/6-311+G(d, p) (for rest) and LANL2DZ (for Cs) to understand the nature of the EDA complex and reaction ensuing from it (see the SI for computational details). Our study reveals that the EDA complexation between the electron-rich 1,4-dihydropyridine or Hantzsch ester (5a or 5b) and the electron-deficient imine (1a′) is thermodynamically much favourable (ΔG = −15 kcal mol−1) in the presence of the base (Cs2CO3) (Fig. 1). This is primarily because of the various augmented non-covalent interactions like cation–π and H-bond interactions offered by the base that stabilizes the self-assembled EDA structure (see SI, Fig. S29 and S30). This is further supported by excitation energies and predicted wavelengths with the TDDFT formalism at M06L/SMD/6-311+G(d, p) (for rest) and LANL2DZ (for Cs). As observed from frontier molecular orbital pictures in Fig. 1a, λ1(S0 → S1) for intermolecular charge-transfer between 5b and 1a′ is predicted at 382.6 nm with oscillator strength f = 0.0891 which shows a bathochromic shift in the presence of the base with predicted λ5(S0 → S1) = 402.0 nm and a slight increment in absorbance with f = 0.1051. Moreover, the role of the base for EDA complexation between 5a and 1a′ is evident from its prominent contribution in the donor orbital (Fig. 1b) and results in significant bathochromic shift for λ10(S0 → S1) at 428.9 nm as compared to the pristine EDA complex between 5a and 1a′ at λ7(S0 → S1) = 378.8 nm, albeit with a lowered f value for the former (0.0155) as compared to the latter (0.1174), perhaps due to the enhanced spin–orbit coupling effect in the presence of heavy elements like Cs. Overall, our analysis emphasizes the favourable role of the base in stabilizing the self-assembled structure of the EDA complex that triggers bathochromic shift of intermolecular charge-transfer excitations to facilitate single electron transfer (SET). Given the fact that 1
:
1
:
1 interaction between the Hantzsch ester, imine and base is indicated in the Job's plot (Scheme 5d), the base-assisted self-assembled EDA complex therefore is a catalytic entity that triggers intermolecular charge transfer at an observed absorption wavelength of λmax = 402.0 nm to transfer an electron from the available nitrogen lone pair of 5b to the vacant π* orbital of C
N at 1a′. This leads to concerted H-atom transfer to the electron-rich N-atom of 1a′. In total, proton-coupled electron transfer (PCET) is predicted. A gradual decrease in the gap between the donor–acceptor frontier orbitals is facilitated by the involvement of a gradual increase in NCIs (shown in RDG scatter plots in SI Fig. S29). Moreover, the entropic effect also contributes to greater stability of the intermediate formed after PCET from the base-assisted EDA complex.81,82 In the case of the Giese-type reaction, the highest 1H NMR yield (94%) was obtained under 455 nm light irradiation, which closely aligns with the calculated absorption maximum (428.9 nm) of the trimeric complex formed between the imine, Hantzsch ester (5a), and base. This suggests that the reaction is primarily driven by the EDA complex pathway. Conversely, for the alkylation reaction, the maximum 1H NMR yield (91%) was observed with 390 nm light, though comparable yields were also obtained with 455 nm light (75%). The calculated absorption wavelength of the trimeric complex involving the imine, Hantzsch ester (5b), and base was 402 nm. Additionally, the Hantzsch esters in acetone solution exhibited absorption at wavelengths greater than 390 nm, indicating their ability to undergo selective photoexcitation at this wavelength.34 In the excited state, these Hantzsch esters act as potent single-electron donors, as evidenced by their nearly complete conversion to pyridine under optimized conditions for alkylation reactions (relative to 2.0 equiv. of 5b). In fact, TDDFT calculations of the photoexcitation of 5b predicted it at 363.6 nm, which is enhanced to 396.4 nm in the presence of the base (Fig. 1b, middle column), in agreement with the alternative base-mediated SET pathway as shown in Scheme 6. Taken together, these observations suggest that the Giese-type reaction predominantly proceeds via the EDA complex pathway, although the contribution of direct photoexcitation cannot be ruled out. In contrast, the alkylation reaction appears to proceed through a dual pathway involving both EDA complex formation and direct photoexcitation of the Hantzsch ester.
Based on our mechanistic investigations and literature precedence, we proposed a plausible mechanism for the CAA reaction in Scheme 6. The condensation of ketoester 1a with aniline 2a initially generates imine 1a′ in the reaction medium. Upon addition of H-DHP and photo-irradiation, electron donor–acceptor (EDA) complex formation takes place, from where the subsequent proton-coupled electron transfer (PCET) generates oxidized H-DHP and α-amino radicals. Divergent reductive alkylation occurs through two main pathways. In the first pathway, when H-DHP is used solely as a reductant, the generated carbon-centred radical adds to the alkene 3 to form the radical intermediate 13. This intermediate then undergoes single electron reduction from oxidized H-DHP, resulting in the formation of the carbanion (14). Successive β-fluoride elimination from 14 yields the desired gem-difluorinated product (4a) along with Hantzsch pyridine as a by-product. Apart from this, the generated α-amino radical can also be trapped using different Michael acceptors to form alkyl radical intermediates (15). Subsequent electron transfer from the oxidized H-DHP generates a carbanionic intermediate (16), which, upon protonation, furnishes the desired product 8. However, when 4-alkyl-1,4-dihydropyridine (DHP) is used instead of H-DHP (5a), it generates the alkyl radical after the formation of the EDA complex via proton-coupled electron transfer (PCET). This newly formed alkyl radical, in concert with the carbon-centred radical derived from the reduced imine, engages in a radical cross-coupling (RCC) reaction. This process leads to the formation of a C–C bond, ultimately resulting in the expected α-tertiary amino acid precursor product 6a. An alternative mechanism is also proposed, where the combination of 4-alkyl-1,4-dihydropyridine and Cs2CO3 acts as a photoactive species A. This species upon irradiation with 390 nm LEDs forms an excited complex (A*) that operates as a potent reducing agent. This excited state complex A* donates an electron to the imine 1a′, initiating proton-coupled electron transfer (PCET) that produces both the α-amino radical and a carbon-centered radical. These radicals subsequently undergo a radical cross-coupling (RCC) process, leading to the formation of the alkylated product 6a.
CCDC 2410053 contains the supplementary crystallographic data for this paper.83
Footnotes |
| † Equal co-first authors. |
| ‡ Equal second authors. |
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