Open Access Article
Veenu
Mishra
ab,
Siddhi
Kediya
ab,
Devender
Goud
ab,
Diku Raj
Deka
ab,
Subhajit
Chakraborty
ab and
Sebastian
C. Peter
*ab
aNew Chemistry Unit, Jawaharlal Nehru Centre for Advanced Scientific Research, Jakkur, Bangalore-560064, India. E-mail: sebastiancp@jncasr.ac.in; sebastiancp@gmail.com; Tel: +91 080-22082998
bSchool of Advanced Materials, Jawaharlal Nehru Centre for Advanced Scientific Research, Jakkur, Bangalore-560064, India
First published on 22nd September 2025
This study explores the catalytic enhancement of cyclic carbonate synthesis from CO2 and epoxides by leveraging the conformational dynamics of pyridine bis-salicylaldimine Schiff base catalysts. These multifunctional homogeneous catalysts incorporate phenolic hydrogen bond donors, pyridine nitrogen, and imine moieties, which synergistically drive the efficient cycloaddition of epoxides with CO2 under mild conditions and atmospheric pressure. The catalytic mechanism is governed by the conformational flexibility of salicylaldimine arms attached to the pyridine ring. Thermally induced rotation of the phenolic OH disrupts molecular planarity and weakens intramolecular hydrogen bonding, facilitating a reactive geometry that enhances catalytic performance. Fine-tuning hydrogen bond distances between the phenolic –OH and imine nitrogen emerges as a key factor influencing activity. The binary catalytic system, combining rotated pyridine bis-salicylaldimine with tetrabutylammonium iodide (TBAI), achieves exceptional efficiency, enabling cyclic carbonate formation with 82–99% conversion and 99% selectivity using only a 0.9 mol% catalyst at 80 °C and 1 bar CO2. The system's recyclability highlights its potential for sustainable CO2 fixation. Mechanistic insights from temperature-dependent NMR, photoluminescence studies, isotopic labelling experiments, in situ IR, HRMS and DFT calculations reveal molecular rotation effects, the role of pyridine nitrogen in CO2 activation, and optimized pathways for cyclic carbonate synthesis, offering a foundation for improved catalyst design.
In a previous report, D'Elia et al.64 explored a binary system of ascorbic acid with TBAI (tetrabutylammonium iodide) which showed effective conversion of terminal epoxides with CO2 to cyclic carbonates under ambient conditions. Shirakawa et al.65 demonstrated that triethylamine hydroiodide is an efficient one-component catalyst for the coupling of terminal epoxides with CO2 at 40 °C under ambient pressure. Another contribution by Kleij and co-workers demonstrated binary organocatalytic systems based on a squaramide scaffold that are highly active catalysts for the cycloaddition reaction between internal epoxides and CO2 at 80 °C under 30 bar of CO2.66 In another study, an organocatalyst was developed by Dai et al.67 and they demonstrated highly active one-component organocatalysts for the titled conversion at room temperature and 1 bar of CO2 pressure for terminal epoxides and while employing a small amount of cocatalyst (TBAI), the system becomes effective for internal epoxides under mild reaction conditions.
Recent studies established that some pyridine based organocatalysts, containing hydroxyl or carboxyl groups, play an essential role in activation of highly reactive epoxide molecules via the hydrogen-bonding donor group (HBD).67 More recently, Rostami et al. reported that commercially available 2-picolinic acid could effectively transform the cycloaddition reaction of both internal and terminal epoxides and CO2 under neat conditions and with lower catalyst loadings68 (Table S1). This remarkable approach offers a viable alternative to metal-based catalysis and other previously mentioned systems. Recently a range of HBDs have been investigated such as phenols,69–71 glycidol,72 silanediols,73 polyalcohol74 fluorinated alcohols,75 squaramides,66 boronic acids76,77 and ammonium,77 Despite the examples mentioned, there are only a few studies on the use of hydrogen-bond donor (HBD) catalysis for CO2 fixation with internal epoxides, with the notable exception of squaramide-catalyzed CO2 fixation with internal epoxides.78 Metal-mediated systems are well-documented in this field due to advantages like faster overall kinetics, broad substrate compatibility, and relatively mild reaction conditions. These systems efficiently convert cyclic ether substrates, including internal di- and tri-substituted epoxides, and even oxetanes, into their corresponding cyclic carbonates under mild conditions. However, the coupling of internal epoxides with CO2 remains challenging, with only limited progress in expanding the variety of cyclic carbonate products over the years. To develop more effective catalysts for cyclic carbonate production under ambient pressure, we explored the catalytic performance of pyridine-bridged bis-salicyldimine molecules. The pyridine ring, an efficient electron-transfer structure, serves as an ideal bridge for designing multifunctional catalysts by allowing the attachment of diverse functional groups. These types of molecules have been relatively less explored, with only eight reports (based on a SciFinder search) describing their use as photoinduced electron transfer (PET) cation sensors,79,80 antioxidants, antimicrobial agents,81 and ligands for metal complex formation,82–85 with their metal complexes applied in catalysis.86
To the best of our knowledge, the pyridine-bridged bis-salicylaldimine molecule has not been utilized as an organocatalyst in any field. Here, we utilized an analogue87 of this molecule featuring multifunctional active sites capable of activating both epoxide and CO2. We are at the forefront of utilizing this molecule as an organocatalyst for CO2 fixation, a topic of significant contemporary relevance. These molecules proved highly efficient in co-activating both the limiting reagent (epoxide) and gaseous substrate. In this study, we present a highly active, metal- and solvent-free binary catalytic system with optimized basicity and hydrogen-bonding properties, capable of undergoing in situ structural reorientation under reaction conditions. During the catalytic process, rotation of the –OH group induces a change in molecular geometry, facilitating a more favourable orientation for both epoxide activation and CO2 insertion. This conformational flexibility enhances the catalytic performance, positioning this system as a competitive alternative to metal-based catalysts.
Our theoretical investigations further reveal that the thermally induced rotation of the phenolic –OH group towards the pyridine ring represents the most favourable orientation for the cycloaddition reaction. This rotation weakens the intramolecular hydrogen bonding between the imine nitrogen and the –OH group of the salicylaldimine arm, perturbing the molecule's geometry. As a result, the active sites including the pyridine, imine, and –OH groups are brought into close proximity, facilitating efficient catalytic interactions. This system, also incorporating a 3 N organonitrogen component (central pyridine ring and two salicylaldimine arms), coupled with TBAI as a co-catalyst, enables the efficient conversion of both terminal and internal epoxides into cyclic carbonates with low catalyst loading. We demonstrate that the synergistic combination of phenols, imine groups, and the pyridine moiety significantly enhances the catalytic efficiency for the epoxide-to-cyclic carbonate transformation, offering a more sustainable and energy-efficient alternative to traditional high-pressure, high-temperature systems using salophen-based catalysts.88
In the presented catalytic system the –OH group of the salicylaldimine arm acts as an active site for epoxide activation through H-bonding, with a lone pair of imine N atoms, which is also part of the same salicylaldimine arm.91,92 Another active site, the pyridine nitrogen, facilitates the rapid activation of CO2, while the I− ion was used as a nucleophile to open the epoxide ring (Fig. 2). To determine the optimal conditions for the catalytic activity of the synthesized pyridine-bridged bis-salicylaldimines, we initially used styrene oxide as a model substrate as it is considered a challenging substrate among terminal epoxides.
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| Fig. 2 Schematic representation of rotation of the –OH group and transformation of Cat 1. Active sites present in Cat 1 are shown. | ||
Several recent reports on organocatalysts have also used styrene oxide as a probe to demonstrate their activity. The reaction was carried out at 80 °C by purging with 1 bar pressure CO2 under solvent-free and metal free conditions. Almost all synthesized pyridine-bridged salicylaldimine catalysts (Cat 1–5) exhibited moderate to good catalytic activity; however, Cat 1 demonstrated exceptional performance, likely due to its unhindered structural arrangement compared to Cat 2–5 (Fig. 1a and c). Initially, Cat 1 alone at 1 bar CO2 and room temperature (RT) failed to yield cyclic carbonate (Fig. 3 and Table S3). Introducing TBAI as a cocatalyst transformed the system into a binary catalytic setup, yet conversion remained minimal at RT. Recognizing the need for elevated temperatures, we systematically increased it from RT to 80 °C, achieving conversions ranging from 3.5% to 99% under 1 bar CO2. Notably, under high-pressure conditions (5 bar CO2, 90 °C, 0.9 mol%), the catalyst exhibited 56% conversion even without a cocatalyst. The combination of Cat 1 and TBAI under neat conditions at 80 °C and 1 bar CO2 significantly enhanced styrene oxide transformation into styrene carbonate. To clarify the specific contributions of the pyridine moiety and the –OH group to catalytic performance, we performed a systematic series of control experiments using modified catalysts. First, we investigated the role of the bridging unit by replacing the pyridine ring in Cat 1 with a benzene ring to produce Cat 6. Under otherwise identical reaction conditions, Cat 6 showed markedly reduced catalytic efficiency compared to Cat 1 emphasizing the pivotal function of the pyridine unit in catalysis (Fig. 1, 3 and Table S3). This finding aligns with earlier reports from Hirose et al. and Bischoff et al.93,94 However, for the activation of pyridine, high pressure and higher loading of the catalyst/cocatalyst are required as mentioned in their report. We further explored the significance of the –OH group by synthesizing Cat 7, which lacks the –OH group, and Cat 8, which lacks both the pyridine ring and the –OH group. Comparative testing under standard conditions revealed that Cat 6, Cat 7, and Cat 8 all demonstrated significantly lower activity than Cat 1. These results indicate that both the pyridine moiety and the –OH group are crucial for optimal catalytic performance (Fig. 1d, 3 and Table S3).
Thus, the observed catalytic activity of Cat 1 could be attributed mainly to incorporation of closer proximity of the catalytic sites enabling the activation of both substrate epoxide and CO2 simultaneously. To assess the role of the two –OH groups in Cat 1 for this conversion, we synthesized Cat 9 and evaluated its catalytic activity. Cat 9 demonstrated lower efficiency compared to Cat 1, highlighting that the presence of all three nitrogen atoms and both –OH groups is crucial for optimal catalytic performance. If we look at the theoretically optimized structure of Cat 1, two –OH groups are present in the structure, one is H-bonded with the imine N atom and the other is free (Fig. 2 rotational conformer). The H-bonded –OH group was activating the epoxide due to its fast relatively non-H-bonded OH group. When the –OH group forms a hydrogen bond with the imine in a Schiff base, it becomes polarized, enhancing the partial positive charge on the hydrogen atom.91 This increased positive character facilitates interaction with the nucleophilic oxygen of the epoxide ring, reducing electron density on the epoxide oxygen. This polarization makes the carbon atoms of the epoxide more electrophilic and thereby more susceptible to nucleophilic attack, promoting faster ring opening and catalytic activation.95 On the other hand, the activation of epoxide also takes place on the non-H-bonded –OH but in sluggish mode due to lack of polarization.96 In Cat 9, activation occurs solely at the hydrogen-bonded –OH group due to the absence of non-hydrogen bonded –OH groups. As a result, Cat 9 exhibits slightly lower conversion rates compared to Cat 1, as shown in Fig. 3 and Table S3.
For further optimization and obtaining the best catalytic activity of the cycloaddition reaction of styrene oxide on the basis of structural arrangements, Cat 2–5 were subjected to further testing as they feature bulky substituents at various positions on the salicylaldehyde moiety. This investigation aimed to evaluate the influence of steric hindrance in conjunction with TBAI under consistent reaction conditions (Fig. 3 and Table S3 entry 13–16).
The cyclic carbonate was obtained in less to moderate conversion, indicating that all of them are active catalysts for promoting the reaction. Moreover, Cat 2 and Cat 3 afforded the cyclic carbonate in comparable conversion, though both were lower than the conversion obtained by Cat 1 due to the presence of methyl and tertiary butyl groups at the p-position. The presence of bulky groups at the p-position did not significantly hinder the rotation of the –OH group. However, Cat 4, which has a tert-butyl group at the o-position, likely restricts the rotation of the –OH group, resulting in a lower conversion compared to Cat 1, Cat-2, and Cat 3. In the case of Cat 5, a lower conversion was observed, likely due to the presence of bulky tert-butyl groups at the 3,5-positions of the salicylaldimine arms, which effectively restricted the rotation of the –OH group. Additionally, Cat 5 exhibited low solubility in the epoxide, and the reaction mixture remained poorly soluble even after completion. Analysis of the Cambridge crystal structure database revealed that there is only one crystal structure of pyridine bridged bis-salicylaldimine ligands which were derived from 2,6 diaminopyridine and two aldehydes. In Cat 1–5, the phenols are intramolecularly bonded to the imine group but are positioned away from the pyridine ring, as illustrated in Fig. 4.
Since the crystal structures of Cat 1 and 3–5 were not previously reported, we determined their single crystal structures to investigate the nature of the intramolecular hydrogen bonding between the phenols and the imine group. Despite numerous crystallization attempts, achieving high-quality crystals of Cat 2 proved challenging and remained unattainable. In Cat 1 and 3–5, the crystal structures reveal that the current orientation is not favourable for catalysis as we could not get the desired product at RT. Since catalysis occurs in the solution state, the orientation may change in solution, potentially influenced by temperature, leading to the formation of different analogues during the reaction. The crystal structure analysis of Cat 1 and related compounds (3–5) highlights the critical roles of steric hindrance, hydrogen bonding, and deviations from planarity in shaping their catalytic performance. Among the series, Cat 1 is the least sterically hindered and exhibits significant deviation from planarity, with a twist angle of 9.85°, surpassed only by Cat 5. This perturbation in planarity is proposed to facilitate the rotation of the –OH groups upon heating. Cat 1 forms moderate hydrogen bonds with distances of 1.861 Å (O1–H1⋯N3) and 1.886 Å (O2–H2⋯N2), indicating relatively weak interactions (Fig. 4).
These moderate bond lengths suggest a balance between stability under mild conditions and susceptibility to thermal disruption. Upon heating, the increased vibrational energy destabilizes these weak hydrogen bonds, further perturbing the molecular structure. This disruption enables the –OH groups to rotate closer to the pyridinic nitrogen, potentially altering the structural and electronic properties of the system. The observed hydrogen bond variations in Cat 1 highlight how subtle shifts in H-bond lengths influence molecular stability, orientation, and interaction strength within catalytic sites.
One hydrogen bond is relatively weaker, making it more susceptible to thermal disruption, which allows the –OH group to rotate toward the pyridine ring at higher temperatures. This rotation is facilitated by the minimal steric hindrance due to the lack of substituents on the salicylaldimine arm, which supports the conformational flexibility necessary for efficient catalysis.
Meanwhile, the stronger hydrogen bond, though not fully disrupted, may weaken just enough to induce rotation of the –OH group in the opposite direction, causing a polarity shift. This subtle reorientation of the –OH group enables favourable conformational adjustments, allowing Cat 1 to achieve higher catalytic efficiency compared to Cat 3–5. This idea aligns with earlier studies, such as Cimerman et al.,89 which discussed the possibility of –OH group rotation under external forces, further underscoring the impact of structural flexibility97 on catalytic performance (Fig. 4). In contrast, other catalysts of this series Cat 3–5, with more symmetric hydrogen bond distances and more planarity as compared to Cat 1, restrict –OH rotation and diminish catalytic activity due to increased steric hindrance from substituents in the ortho and para positions (Fig. 4). Specifically, in Cat 5, steric hindrance from tert-butyl groups at the 3,5-positions of both the salicylaldimine arms prevents the optimal rotation of the –OH group, even though Cat 5 exhibits the highest nonplanarity with an angle of 42.76°.
This steric restriction and nearly symmetric bond distance (1.839 Å (O1–H1⋯N3) and 1.830 Å (O2–H2⋯N2)) prevent the molecule from achieving the ideal conformation for catalysis, which significantly limits activity. Under neat conditions, however, Cat 5 can still catalyze conversion (using 1.8 mol% Cat 5 and TBAI with a 1
:
1 ratio at 10 bar CO2 at 100 °C, 24 h), achieving up to 93% conversion, though its steric limitations hamper overall efficiency. Thus, these structural and electronic insights reveal how subtle variations in hydrogen bonding and steric factors shape the catalytic effectiveness of pyridine-salicylaldimine systems (Fig. 5).
It should be noted that Cat 1 successfully converted propylene oxide and epichlorohydrin into the corresponding cyclic carbonates at 1 bar CO2, 80 °C, over 24 hours, without the need of a cocatalyst. This efficiency is attributed to the less hindered structure of Cat 1 and the electron withdrawing nature of the epoxide. Additionally, Cat 1 was able to convert other terminal epoxides into their corresponding carbonates at 5 bar CO2 over 10 hours, also without a cocatalyst, though the conversions were lower (Table S4).
Remarkably, these new homogeneous catalytic sites did not require high pressure, any metals or solvent to promote the reaction for the terminal epoxide but they still required high pressure and temperature for the internal epoxides to convert them into their corresponding cyclic carbonates in good yield. However, under the given reaction conditions, the transformation of cyclohexene oxide to cyclohexene carbonate has been observed up to 71% conversion. But beyond this we couldn't observe the same conversion despite using higher catalyst/cocatalyst loading under the same reaction conditions. Comparison in entries 1–7 in Table 1 reveals that a 1
:
1 ratio of Cat 1 to TBAI is sufficient to achieve excellent conversion. Deviations from this ratio, however, may result in a loss of conversion efficiency. Our findings indicate that this level of catalyst/cocatalyst loading is lower compared to previously reported catalytic systems.67,68 Lowering the amount of Cat 1 from 0.9 mol% to 0.45 mol% resulted in a substantial decrease of 68.6% in conversion. Conversely, increasing the catalyst loading to a 1
:
2 ratio resulted in a 99% conversion of styrene oxide to its corresponding carbonate. Additionally, reducing the reaction time to 15 hours yielded a conversion of 82.1%, 12 hours resulted in 75%, and 8 hours resulted in 43% conversion of the epoxide to the resultant carbonate. With optimized reaction conditions, further, we aimed to explore the generality of Cat 1 for the coupling of CO2 with various epoxides including aliphatic, aromatic, and ether groups under the optimized conditions.
| Entry | Catalyst | Cocatalyst | Conv (%) |
|---|---|---|---|
| 1 | 0.9 | — | 0 |
| 2 | 1.8 | — | 0 |
| 3 | 3.6 | — | 50 |
| 4 | 0.9 | 1.8 | 99 |
| 5 | 0.9 | 0.9 | 99.5 |
| 7 | 0.45 | 0.45 | 68.6 |
As shown in Scheme 1, all epoxides (1a–h) were transformed into the resultant cyclic carbonates with good to excellent quantitative yields. Alkyl substituted epoxide 1b along with large side chain 1c and 1d were converted smoothly with 99.99%, 98% and 97.1% conversions. The coupling of glycidyl ether derivatives 1f and 1g delivered the corresponding products 2f−2g in 95–97%. We tried to transform functionalized bisepoxide 1h into the corresponding cyclic carbonate 2h but due to its more steric hindrance it is restricted from entering the cage of Cat 1 to reach the –OH group for activation, and therefore nominal conversion has been observed. To investigate the mechanism of this catalytic transformation, it's crucial to understand the orientation of the catalytic molecule.
Cat 1 was inactive at room temperature, whether used alone or in combination with TBAI. This lack of activity may be attributed to the orientation of the molecule, as indicated by its crystal structure. In the crystal structure, both –OH groups are positioned away from the pyridine N and instead form strong intramolecular hydrogen bonds with the lone pair of the imine nitrogen atom. This orientation is not conducive to the reaction because the activation sites for the epoxide and CO2 are not in close proximity. As a result, the insertion of CO2 into the epoxide is hindered due to this unfavourable orientation. Therefore, the reaction does not occur at room temperature (RT), even with the addition of a cocatalyst. When the temperature is increased to 40 °C, 60 °C, and 80 °C, the reaction initiates, but the conversion at 40 °C is minimal. This low conversion at 40 °C may be because the temperature is insufficient to alter the molecular orientation. However, at 60 °C, the conversion is still not up to the mark i.e. 67.3%. When the temperature is raised to 80 °C, a conversion of 99.5% is achieved. This remarkable transformation is likely due to the weakening of hydrogen bonding between the –OH group and the imine nitrogen atom, which facilitates bond rotation. As a result, the –OH group moves closer to the pyridine nitrogen atom and transforms Cat 1 into its favourable orientation for the activation of the epoxide and CO2, leading to a more rapid insertion of CO2.
To validate the above hypothesis, we conducted temperature-dependent NMR experiments in DMSO-d6 to investigate the rotation of the –OH group in Cat 1. Initially, NMR analysis of the pristine ligand in DMSO-d6 showed a peak at 13.10 ppm corresponding to the –OH group and a peak at 9.70 ppm for the –HC
N group (Fig. S34a and b). Upon adding the substrate styrene oxide, several new peaks appeared. The –OH peak at 13.10 ppm shifted downfield to 13.61 ppm, attributed to styrene oxide interacting with the hydrogen-bonded H atom of the phenol group.98,99 This interaction weakens the hydrogen bonding between the phenol –OH and the imine nitrogen, while strengthening the hydrogen bond between the epoxide oxygen and the –OH hydrogen. A new peak emerged at 10.39 ppm,100 corresponding to a non-hydrogen-bonded –OH group, which can rotate and position itself near the pyridine nitrogen in Cat 1, as shown in Fig. 6a, b, S34a and b. Additionally, the –HC
N peak shifted from 9.70 to 9.48 ppm, indicating that Cat 1 is oriented favourably for reaction initiation. Upon increasing the temperature from room temperature to 80 °C and conducting temperature-dependent NMR, we observed a notable upfield shift in both the hydrogen-bonded and non-hydrogen-bonded –OH peaks and the –HC
N peak. The hydrogen-bonded –OH peak showed a significant upfield shift, indicating the weakening of the hydrogen bond between the –OH group and the imine nitrogen lone pair at elevated temperatures. Conversely, the non-hydrogen-bonded –OH group exhibited only a marginal shift, suggesting slower activation of the epoxide at this site. This study is further supported by our DFT calculations which confirm the structural changes and their impact on the catalytic process (Fig. S36). As noted, the nitrogen atom in the pyridine moiety participates in CO2 activation. To examine pyridine's role in catalysis, we performed a 15N NMR study in CDCl3, as Cat 1 was highly soluble in this solvent. A new 15N NMR peak appeared at 236 ppm and shifted upfield compared to the pristine compound, indicating an interaction between the pyridine N and CO2. This interaction was confirmed by the upfield shift from 252 ppm to 236 ppm (Δδ = 16 ppm), attributed to the engagement of the pyridine N with CO2 as the intensity of the pyridine N peak at 252 ppm has decreased significantly (Fig. 6c).
This type of upfield shift in 15N NMR was also observed by Lai et al. in 2007 during the protonation of 2-aminopyridine, suggesting that the strong shielding arises from a positive charge at the pyridine nitrogen.101 This indicates that the strong shielding observed in these molecules originates from the positive charge on the pyridine nitrogen. While this positive charge causes significant shielding, it is somewhat lower than that observed in the protonation of 2-aminopyridine. The interaction of CO2 with the pyridine nitrogen results in reduced shielding, likely because the two oxygen atoms in CO2 limit the nitrogen's ability to experience strong shielding, unlike the more pronounced effect seen with hydrogen interaction.
To study the thermally induced conformational rotation of Cat 1, absorption and fluorescence analysis were conducted in DMSO. The absorption spectrum of Cat 1 in DMSO displayed a maximum at 370 nm, while the fluorescence spectrum showed a primary emission peak at 496 nm, corresponding to the enol form of Cat 1 (Fig. S35).
Additionally, a minor emission feature observed at 530 nm indicates the presence of a small amount of the keto form due to excited-state intramolecular proton transfer (ESIPT).102,103 In DMSO, Cat 1 predominantly exists in the enol form in a singlet state that facilitates dynamic intramolecular rotations by weakening H-bonding and C
N isomerization, effectively suppressing the ESIPT process and favouring non-radiative decay from the excited state.104 Temperature-dependent photoluminescence measurements revealed that the planar cis-enol form of Cat 1 transitions to a flipped cis-enol conformation upon heating. This transition is accompanied by increased rotational and vibrational freedom of the salicylaldimine arms and the C
N bond, leading to enhanced non-radiative decay pathways and reduced fluorescence intensity.105 When Cat 1 is heated in DMSO at 40 °C, 60 °C, and 80 °C, a progressive quenching of fluorescence intensity is observed, likely due to the suppression of the ESIPT process. Upon extended heating at 80 °C for up to 5 hours, a blue shift in the emission maximum to 461 nm is detected, indicating thermally induced structural changes. Notably, this structural transformation is distinctly characterized by the merging and blue shifting of the primary emission peak from 496 nm to 461 nm (Fig. 6d). This shift signifies the disruption of the intramolecular hydrogen bond between the phenolic –OH group and the imine nitrogen, driven by the formation of intermolecular hydrogen bonding between DMSO and the –OH group of the salicylaldimine arm in the flipped conformation.106 Heating induces a complete rotation of the N3–C11–C12 bond and a partial rotation of the phenolic C5–N2–C17–C7 bond, collectively causing a significant weakening or disruption of the intramolecular hydrogen bonds between the phenolic –OH groups and imine N atoms on both sides. The NMR and DFT analyses are also consistent with this rotation. The extent of disruption depends on the relative strength of each hydrogen bond (as shown in Fig. 4, 5 and S36). This conformational rotation is stabilized by intermolecular hydrogen bonding between DMSO and the phenolic –OH groups of Cat 1. Under the reaction conditions used in our study, the rotation is further stabilized by styrene oxide, which acts as both a solvent and a reactant, enhancing the stability of the thermally induced conformational adjustment.
After evaluating the reactivity of Cat 1 with the combination of TBAI toward the transformation of terminal epoxides into their corresponding carbonate, we tried to extend the substrate scope by using internal epoxides, although internal epoxides are challenging substrates due to their high steric hindrance nature. To begin with internal epoxides, we optimized reaction conditions by employing cyclohexene oxide catalysed by Cat 1 and TBAI. The results are presented in Table 2. Low conversions were obtained for the synthesis of cyclohexene carbonate under the given reaction conditions which were used for terminal epoxides (1 bar CO2 80 °C, 18 h, and 1
:
1 Cat 1/TBAI loading).
| Entry | Cat 1 | TBAI | Temp (%) | Pressure | Convn |
|---|---|---|---|---|---|
| 1 | 0.9 | 0.9 | 80 | 1 | 22.8 |
| 2 | 0.9 | 1.8 | 80 | 1 | 71 |
| 3 | 0.9 | 3.6 | 80 | 1 | 56 |
| 4 | 1.8 | 3.6 | 100 | 10 | 96 |
| 5 | 4 | 0 | 100 | 10 | 0 |
| 7 | 6 | 6 | 100 | 10 | 86 |
An increase in the Cat-1/TBAI ratio from 1
:
1 to 1
:
2 led to a significant enhancement in catalytic activity, achieving 71% conversion at 1 bar CO2. However, further increasing the ratio to 1
:
4 under the same conditions did not yield any substantial improvement. This trend reflects an inverse relationship between the iodide concentration and catalytic efficiency, consistent with the literature on CO2 epoxide coupling involving internal epoxides. At higher iodide loadings, the equilibrium likely shifts toward ring-opened intermediates and the system experiences increased ionic congestion, both of which hinder the ring-closing step and reduce overall catalytic performance.107,108 To overcome these limitations and improve the yield, the reaction conditions were further optimized by increasing both the Cat 1/TBAI ratio to 2
:
4 and the temperature from 80 °C to 100 °C for 18 hours. Under these conditions, a dramatic enhancement in catalytic activity was observed, with Cat 1 delivering a conversion of 96%. Moreover, in the absence of TBAI no conversion was observed at 10 bar. After selection of optimized conditions for the synthesis of cyclohexene carbonate, we emphasized the transformation of other internal epoxides into their corresponding cyclic carbonates. The results are shown in Fig. 7a. Under these optimized conditions, fused bicyclic carbonates cyclohexene and cyclopentene carbonates were obtained with excellent conversions (96% and 92.7%) and selectivity (≥99).
Interestingly, vinyl-substituted bicyclic carbonate was obtained with 89.6% conversion and excellent selectivity. Finally, we turned our attention to the transformation of nonbicyclic epoxides trans-stilbene oxide: the reaction of trans stilbene oxide to give trans stilbene carbonate with 3.2% conversion. These are very challenging substrates, due to their high steric hindrance structural arrangement. Because of its structural arrangement, it may not be able to enter the cage, formed by Cat 1 for activation. Much less product was obtained despite using higher catalyst/cocatalyst loading and a longer reaction time of 48 h. In order to check the practicality of this catalytic process, a scale-up reaction was carried out (Fig. 7b) under the optimized conditions for the terminal mono-substituted epoxide (i.e., 0.9 mol%, 0.9 mol% TBAI, 80 °C, 18 h, CO2 1 bar, neat). Butylene oxide 1c was transformed into the resultant cyclic carbonate 2c in 98% conversion.
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| Fig. 8 The relative energy profile of ΔE (kcal mol−1) of Cat 1b catalyzed addition of CO2 to propylene oxide calculated at the M06-2X/Def2-TZVP level of theory. | ||
Focusing on the mechanism of cyclic carbonate formation, the reaction is mainly divided into three steps. First, activation of the epoxide ring followed by the ring opening of the epoxide ring through iodide attack, second, activation of the CO2 molecule by interaction with pyridine N and third, the insertion of CO2 into epoxide and formation of the cyclic carbonate.109 The mechanism and energy profile associated with this are presented in Fig. 8 and S39. The epoxide ring interacts with the phenolic –OH group, disrupting the N (imine)⋯HO (phenolic) hydrogen bond and forming a new O (epoxide)⋯HO (phenolic) bond, labeled as a. Propylene oxide coordinates with the highest-energy conformer Cat 1b, featuring an inter-molecular H-bond between the phenolic –OH and the propylene oxide O atom. The iodide anion opens the epoxide ring, forming an alkoxide intermediate c (+5.40 kcal mol−1, endergonic). This occurs via transition state b with a barrier of 17.65 kcal mol−1 relative to a. As mentioned in experimental studies (15N NMR), the CO2 molecule is activated by the pyridine N atom.
Thus, the activation of CO2 was further studied by showing the direct interaction of CO2 with pyridine N. The literature reports that CO2 interacts with pyridine nitrogen through van der Waals interactions, with a bond length of 2.77 Å.110–112 In the present case, this distance exceeds 2.89 Å, attributed to the influence of electronic repulsion of phenolic –OH groups. When CO2 interacts with the nitrogen atom in pyridine, the CO2 molecule, which is normally linear (with a bond angle of 180°), becomes slightly bent. This interaction causes the bond angle in the CO2 molecule to decrease slightly, from 180° in its neutral state to approximately 176.3°.112 This bending indicates a subtle distortion in the geometry of CO2 due to its interaction with pyridine nitrogen (optimized geometries are provided in the SI Fig. S36 and S39).
This exothermic reaction lowers the energy, forming intermediate d. CO2 incorporation into intermediate d forms the hemicarbonate intermediate e in an exothermic reaction, with e having an energy of −26.28 kcal mol−1. The ring-closure step is endothermic (+3.69 kcal mol−1), positioning the product's energy at −22.58 kcal mol−1 relative to the initial reactants a.
To further elucidate the role of the phenolic –OH group in the catalytic process, a deuterium exchange experiment was conducted on Cat 1. The 1H NMR spectrum of the resulting deuterated catalyst exhibited a marked suppression of the –OH proton resonance, indicating its progressive conversion to the –OD form. Catalytic evaluations using the deuterated Cat 1 under identical reaction conditions revealed a notable decrease in conversion (73%) relative to the non-deuterated Cat 1.113–115 This diminished activity highlights the essential role of the –OH group in promoting epoxide activation, most likely via intramolecular hydrogen bonding with the imine moiety. These observations collectively underscore the functional significance of the phenolic –OH group in achieving high catalytic efficiency (Fig. S40 and S41) (Note in the SI, S42, S43 and S44).
To gain deeper structural insight into the proposed pyridine–CO2 intermediate, we employed three spectrometric techniques in situ FT-IR, 13C NMR and HRMS under the standard reaction conditions. In the in situ FT-IR experiments, continuous introduction of CO2 into a DMF solution of Cat 1 led to the gradual emergence of a distinct absorption band at 1645 cm−1.116 This band is characteristic of the C
O stretching vibration of a carbamate species, consistent with CO2 coordination at the pyridine N, and suggests suppression of other carbamate-containing species (Fig. S45). Complementary 13C NMR studies of Cat 1/styrene oxide/CO2 mixtures revealed the emergence of a new resonance peak at 163.76 ppm, absent in spectra of Cat 1 alone consistent with a carbamate carbon environment and corroborating formation of a pyridine–CO2 adduct117 (Fig. S46a and b).
Further direct evidence was provided by ESI–HRMS, which revealed the formation of important intermediate species upon CO2 introduction into the Cat 1/styrene oxide/TBAI reaction mixture (Fig. S47a–d). These intermediates reflect various binding modes of Cat 1 with styrene oxide and/or CO2.118 Notably, the peak observed at m/z 438.1807 corresponds to the interaction of a single styrene oxide (S.O.) molecule with Cat 1. In contrast, the peak at m/z 557.2314 represents a complex wherein two S.O. molecules coordinate simultaneously with both hydroxyl (–OH) groups of Cat 1. Furthermore, the peak at m/z 624.2836, is attributed to the Cat 1 complex coordinated to both styrene oxide and CO2 as intermediate II (Fig. 9). The definitive identification of additional expected key intermediates, which are essential for elucidating the detailed mechanistic pathway of the Cat 1/styrene oxide/TBAI-catalyzed cycloaddition reaction, was also achieved through HRMS analysis. These findings are detailed in the SI (Fig. S48–S52).
Finally, as shown in Fig. 9, we summarised the mechanism on the basis of our experimental results and previous mechanistic studies on related systems.67,91,119–123 The activation of the epoxide ring is initiated by a hydrogen-bond interaction between the hydrogen-bonded –OH group of Cat 1b (the most stable conformer, I) and the oxygen atom of the epoxide. This interaction significantly weakens the existing hydrogen bond between the –OH group and the imine nitrogen atom. Simultaneously, the iodide anion (I−) performs a nucleophilic attack on the less sterically hindered carbon atom of the epoxide ring, resulting in the formation of intermediate II. This step facilitates the ring opening of the epoxide, yielding the corresponding alkoxide intermediate III. Subsequently, CO2 is activated through coordination with the N atom of the pyridine group, forming intermediate IV (Fig. S48–S52). Finally, nucleophilic addition of the alkoxide intermediate to the activated CO2 generates an alkylcarbonate anion, denoted as intermediate V. This comprehensive mechanism underscores the interplay between catalytic activation, nucleophilic substitution, and CO2 incorporation, validated through experimental and theoretical analyses. Finally, the catalytic cycle concludes with an intramolecular cyclization of the alkylcarbonate intermediate V, resulting in the formation of the cyclic carbonate product. This step also regenerates the catalyst, Cat 1b, and (TBAI), completing the catalytic process. Additionally, a non-hydrogen-bonded –OH group present in Cat 1b is also involved in the mechanism, albeit in sluggish mode.
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