Hossein Sabet-Sarvestani*a,
Shadi Bolouriana,
Fereshteh Hosseinia,
Mohammad Javad Seddighib,
Hamed Hosseinia and
Hossein Eshghi
b
aDepartment of Food Additives, Food Science and Technology Research Institute, Research Center for Iranian Academic Center for Education, Culture and Research (ACECR), Khorasan Razavi Branch, Mashhad, Iran. E-mail: bozorgmehr1388@gmail.com; Fax: +98 9371411532; Tel: +98 9371411532
bDepartment of Chemistry, Faculty of Science, Ferdowsi University of Mashhad, Mashhad, Iran
First published on 22nd April 2025
This study focuses on the reaction mechanisms involving triphenylphosphine (PPh3) derivatives, benzyne, and CO2, giving mechanistic insights into two competing pathways: Path a, which involves direct C–P bond formation, and Path b, which progresses via a [2 + 2] cycloaddition. Comprehensive computational analysis by energy decomposition analysis (EDA) and deformation density insights was employed to elucidate the electronic and steric factors influencing the reactivity and selectivity of PPh3 derivatives. The results reveal that Path b is energetically and kinetically favored. In Path a, substantial repulsive interactions (ΔErep), especially for electron-withdrawing substituents, hinder C–P bond formation, making this pathway unfavorable, while Path b benefits from compensatory effects between interaction energies, with electron-releasing para-substituents, such as NHMe and OMe, increasing stabilization by enhancing ΔEorb contributions. Substituents in meta positions show greater distortion energies (ΔEdist), which limit their stabilizing effects compared to para-substituents. The deformation density analysis of transition states (TS1(b) and TS2(b)) emphasizes the crucial role of Pauli deformation (ΔρPauli) and orbital deformation (ΔρOrb) in modulating stability. Para-substituents exhibit stronger electronic effects, reducing ΔEint more effectively than meta-substituents, which increase ΔEdist. This positional dependence underscores the importance of substituent design in optimizing reactivity.
Understanding the mechanisms of CO2 transformations is not only important for the development of green chemistry but also for organic chemists to develop efficient strategies for carbon incorporation. Mechanistic studies in CO2 transformation, play a critical role in environmental sustainability, economic viability, and the advancement of green chemistry.17,18 For further details, researchers often look into mechanistic research using tools like Density Functional Theory (DFT) calculations to model and predict these catalytic processes, driving progress in this field. Despite its broad utility, EDA has been underutilized in understanding the mechanistic pathways of CO2 transformations, especially in the context of triphenylphosphine derivatives. This work tries to fill this gap by using EDA to provide mechanistic insights and guide substituent design. However, a literature review shows that in some limited investigations, the EDA has been applied very successfully. Notably, the absolutely localized molecular orbital (ALMO)-EDA approach has been applied to evaluate electronic interactions in catalytic systems involving CO2, examining factors like polarization, charge transfer, and dispersion that contribute to the reaction's efficiency.12 Also, another study utilizes the ALMO-EDA (solv) approach, incorporating solvation effects to analyze intermolecular interactions in CO2 reduction catalysts. This method allows researchers to separate interaction energies into components—such as electrostatics, polarization, and charge transfer—thereby offering insights into catalyst behavior in solution and the stabilization of intermediates involved in CO2 reduction.19
Beyond CO2 transformation, triphenylphosphine derivatives are critical in several organic transformations like Wittig reactions and cross-coupling, thereby underlining their importance in the design of reactions and catalysis.20 Their role in developing more sustainable chemistry processes is increasingly relevant as researchers look for efficient ways to convert CO2 into commercially valuable compounds.21–24
Lin He and coworkers reported the synthesis of some zwitterionic phosphonium salts via the reaction of benzynes, some phosphine derivatives, and CO2.24 They proposed two paths (a, b) for the reaction, and regarding the experimental facts, they reported that benzyne first undergoes a [2 + 2] reaction with CO2 to generate an intermediate having a four-membered ring. Then owing to the high ring strain of the four-membered ring, the intermediate undergoes a ring-opening reaction by a nucleophilic attack of triphenylphosphines. The experimental observations in this report were an inspiration for us to study the reported mechanistic paths and also the substituent effects on the mechanism. Thus, in this study, we provide a comprehensive computational analysis of the reaction mechanisms involving PPh3 derivatives, including electron-releasing and withdrawing group, benzyne, and CO2, with a focus on two competing pathways: one involving direct C–P bond formation and the other progressing through a [2 + 2] cycloaddition intermediate. By leveraging EDA and deformation density methodologies, we systematically investigate the influence of substituent effects on transition state stability and intermediate formation. Notably, we explore how electron-withdrawing and electron-donating groups impact repulsive (ΔErep) and attractive (ΔEorb, ΔEels) interaction energies, offering insights into the electronic and steric factors that govern the reactivity and selectivity of PPh3 derivatives in complex organic reactions. The results not only advance the mechanistic understanding of PPh3-based transformations but also suggest strategic modifications to enhance reaction efficiency and selectivity. Furthermore, the results illustrate the ability of EDA and deformation density methodologies in studying CO2 transformation mechanisms. This work provides a valuable foundation for future studies aimed at designing PPh3 derivatives tailored for specific organic transformations, potentially broadening the scope of PPh3 applications in CO2 transformations.
Generally, the activation energy (ΔE≠) of the studied transition states (TSs) could be decomposed into the distortion energy (ΔEdist) of the involved fragments and the interaction energy (ΔEint) between them (eqn (1)) using the distortion–interaction model.6,32
![]() | (1) |
Based on the energy decomposition analysis (EDA) method using dispersion-corrected DFT strategy (or the so-called sobEDA),33 the interaction energy (ΔEint) between the involved segments was divided into six terms including electrostatic (ΔEels), exchange-reciprocal (ΔEx + ΔErep), orbital interaction (ΔEorb) and the sum of the DFT correlation energy (ΔEDTFc) and dispersion interaction (ΔEdc) reflects coulomb correlation (ΔEc) terms (eqn (2)). Thus, with respect to eqn (3), the overall activation energy (ΔE≠) is composed of the portions of steric effects (ΔEsteric), electronic effects (ΔEelec), and Coulomb correlation effects (ΔEc) in the transition state.
ΔEint = ΔEc + ΔErep + ΔEels + ΔEorb + ΔEDFTc + ΔEdc | (2) |
![]() | (3) |
The other concept utilized for an explanation of the observed energies in transition states is deformation density.34,35 This concept describes the shifts in electron density that occur when atoms interact to form a molecule, capturing the redistribution of electron density that distinguishes bonded atoms from those that are separate. Deformation density (ΔρTotal) can be decomposed into various components, with Pauli deformation density (ΔρPauli) and orbital deformation density (ΔρOrb) being among the most informative (eqn (4)).
ΔρTotal = ΔρOrb + ΔρPauli | (4) |
These components are highly valuable when analyzed through the Natural Orbitals for Chemical Valence (NOCV) theory.38,39 NOCV theory systematically dissects electron density to reveal bonding interactions, constructing natural orbitals that optimally represent chemical bonding. In this framework, ΔρPauli arises primarily due to constraints from the Pauli exclusion principle, showing electron density redistribution as electrons with the same spin repel each other to avoid overlap, thereby preserving spatial separation. Meanwhile, ΔρOrb accounts for the changes in electron density due to the interaction of orbitals as a result of bonding and electron delocalization. This shows those areas of space where electrons have either concentrated or depleted due to the formation of bonds or simple overlap, whether a sigma or pi bond it is. Deformation density components allow for a more instructive view on the nature of molecular bonding both qualitatively and quantitatively. The research within the density functional theory with the use of NOCV theory and deformation density decomposition has been developed in understanding specific interactions affecting the stability of a molecule and bonding energy accordingly.40 EDA analysis and deformation density components were evaluated using the MultiWFN 3.8.41
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Fig. 1 The optimized structure of PPh3 derivatives; and the applied abbreviation during the studies in bolded form in parentheses. |
Path a progresses through forming a complex (complex(a)) of benzyne structure and triphenylphosphine derivatives, then, zwitterion In1(a) (depicted in solid rectangular boxes in the PED of Mechanism a), suffering a negatively charged carbon atom, is formed via forming a C–P bond in Step1(a). Step2(a) includes developing a C–C bond between the carbon atom of CO2 and the C2 atom of In1(a). None of these steps in Path a do not pass transition states, because they go through an electrostatic interaction between charged or partially charged atoms. Thus, our attempts to find corresponding transition states were not successful. Path b initiates by forming a complex between benzyne and CO2 (complex(b)). Step1(b) is a [2 + 2] cycloaddition reaction which leads to In1(b) (depicted in dotted rectangular boxes in the PED of Mechanism b) after descending of TS1(b) (depicted in a solid rectangular box in the PED of Mechanism b). In Step2(b) the apt four-membered ring of In1(b) passes through TS2(b) (depicted in dashed rectangular boxes in the PED of Mechanism b) by nucleophilic attack of the phosphorous atom of PPh3 to C1 atom, the final product is the outcome of this step. Table 1(S)† shows the calculated thermodynamic and kinetic parameters for the mechanisms.
In respect to the reported experimental fact,24 benzyne can react with CO2 in the absence of triphenylphosphine. On the other hand, In1(b) is more stable (−25.84 kcal mol−1) than all derivatives of In1(a). It can be concluded that forming zwitterion In1(a), which accomplishes charge developing, is not a possible approach in the reaction. Thus, C–P bond formation in Path a is not an appropriate phenomenon which is an interesting question. We decided to study the phenomenon by EDA analyses. For this purpose, some triphenylphosphine derivatives, having electron-withdrawing and electron-releasing groups are chosen and relaxed scans of the C–P bond between benzyne and PPh3 are performed, perturbing the optimized C–P bond by 0.1 Å in each step for 10 times. Then the geometry of each step (10 steps for each derivative) was extracted as an xyz format file for sobEDA analyses. Fig. 5 depicts the performed analyses for p/mCN and p/mNHMe substituents also Fig. 2(S)† depicts the analyses for the others.
The first step in mechanism b is In1(b) formation via a [2 + 2] cycloaddition reaction in which the reaction goes through a pericyclic transition state. Fig. 6 depicts the EDA study for mechanism b which reveals that both ΔErep and ΔEorb have greater growth than the first step in mechanism a. Also, ΔEels values have a more significant decline than the corresponding values in In1(a) formation in mechanism a. The sum of ΔEels and ΔEorb has a compensatory effect in ΔErep which decreases ΔEint more remarkably than that one in mechanism a. Thus, a decrease in the ΔEint values, as a favored factor to progress the reaction during C–C bond formation in mechanism b, is more meaningful than C–P bond development in mechanism a. It can be considered as a good justification to progress the reaction via mechanism b and not mechanism a. Fig. 7 shows the optimized TS1(b), corresponding deformation density maps and the calculated values. It is clear that ΔρPauli value has a more significant role in the ΔρTotal.
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Fig. 7 The optimized structure of TS1(b) and the corresponding deformation density map components (isovalue = 0.005). |
Step2(b) is accomplished via a nucleophilic attack of the phosphorous atom of PPh3 to the carbon atom of In1(b) resulting in the formation of the final product. Fig. 8 shows the calculated transition states for this step. The step progression was also investigated via the EDA method. Generally, two factors can be considered effective factors in ΔEint of the intermediate formation in which one factor decreases and another factor grows the ΔEint. Table 3 (S)† shows the calculated EDA parameters for all the studied derivatives. The parameters such as ΔEc, ΔEelec, and ΔEorb, as attraction parameters, decline ΔEint values, however, ΔErep has an inverse effect which increases ΔEint values. On the other hand, ΔErep values are more powerful than each attraction parameter, individually. It can be considered all of the attraction parameters as ΔEatt = ΔEc + ΔEelec + ΔEorb which against ΔErep, has a stabilizing effect on ΔEint values. Fig. 9 and 3(S)† depict the calculated EDA analyses for H, p/mCN and p/mNHMe. Concerning the parameters of H, it is clear that ΔEint of p/mCN and p/mNHMe are more positive and more negative values, respectively. On the other hand, p/mNHMe possesses lower ΔEatt than the corresponding values of p/mCN. Notably, ΔErep for the p/mNHMe has larger values than H and p/mCN. Fig. 3(S)† depicts the same trend for other derivatives. As a result, electron-releasing groups cause an increase in ΔErep and a decrease in ΔEatt values, simultaneously. However, the role of electron-withdrawing groups such as CN, NO2, CF3, etc in altering the ΔErep and ΔEatt values is not as significant as that of electron-donating groups such as NHMe, OMe, Me, etc.
When it comes to the comparison of meta and para positions, it is obvious that the changes in ΔErep values for meta and para positions for electron-withdrawing and electron-releasing groups are different. Indeed, in electron-withdrawing groups changing the position from para to meta leads to a growth in ΔErep values. However, the change for electron-releasing groups has inverse effects on the values. In the case of ΔEatt values the trend is vice versa of ΔErep. As a matter of fact, changing para to meta positions causes a decline and a growth in the ΔEatt values in electron-withdrawing and electron-releasing groups, respectively.
Table 1 shows the calculated distortion (ΔEdist) and interaction (ΔEint) parameters for the TS2(b). Fig. 10 illustrates the plots of ΔE≠ against the ΔEint and ΔEdist values in two separate categories for the meta and para positions of substitutions. These plots show a possible correlation between ΔE≠ and ΔEint or ΔEdist values. Indeed, the meta-position plot includes an acceptable correlation between ΔE≠ and ΔEdist values (R2 = 0.82). However, the para-position one depicts a remarkable correlation between ΔE≠ and ΔEint values (R2 = 0.93). Thus, the observed ΔE≠ values corresponding to para substituents are affected by ΔEint, while meta position groups have their effects on ΔE≠ values by influence on ΔEdist. It may be related to the direct electronic effects of para substituents through the direct resonance effect which causes a higher role of ΔEint values for this position in the C–P bond developing in TS2(b). However, in mete substituents, ΔEdist is the determining factor because the direct resonance effect has diminished. Another fact is that ΔEdist values in meta-position groups generally possess higher values than para position.
R | ΔE≠ | ΔEint | ΔEdist | ΔE≠ | ΔEint | ΔEdist | ||
---|---|---|---|---|---|---|---|---|
Para-position | NO2 | 27.86 | −22.96 | 50.82 | Meta-position | 36.92 | −26.29 | 63.21 |
CN | 26.74 | −24.73 | 51.47 | 26.44 | −26.6 | 53.04 | ||
CF3 | 25.18 | −27.08 | 52.26 | 39.87 | −28.33 | 68.20 | ||
F | 20.96 | −29.49 | 50.45 | 23.70 | −28.54 | 52.24 | ||
H | 19.90 | −30.3 | 50.20 | 19.90 | −30.3 | 50.20 | ||
Cl | 22.71 | −30.89 | 53.60 | 24.31 | −28.64 | 52.95 | ||
Me | 18.71 | −36.07 | 54.78 | 19.41 | −34.94 | 54.35 | ||
OMe | 16.96 | −39.03 | 55.99 | 20.55 | −33 | 53.55 | ||
NHMe | 12.14 | −44.72 | 56.86 | 17.96 | −35.99 | 53.95 | ||
Thiophene | 23.85 | −25.63 | 49.48 | — | — | — | ||
Furyl | 29.05 | −22.36 | 51.41 | — | — | — | ||
Cy | 9.91 | −42.45 | 52.36 | — | — | — | ||
diMe | 18.14 | −36.7 | 54.84 | — | — | — |
Fig. 11 and 4(S)† depict the deformation density components for H, p/mCN and p/mNHMe derivatives in TS2(b). In both p/mCN and p/mNHMe the ΔρPauli is a higher value than ΔρOrb which has more effects on the ΔρTotal. On the other hand, it can be found that the ΔρTotal and ΔρOrb in p/mNHMe groups possess higher and lower values than the p/mCN ones, respectively. Thus, with respect to H, it can be concluded that electron-releasing groups vary all the components of the deformation density more remarkably than electron-withdrawing groups. When it comes to the comparison of para and meta positions, again considering the H, it is conceivable that para derivatives result in more variation for the components in both electron-releasing and electron-withdrawing groups. Indeed, in relation to the NHMe, ΔρOrb value from −219.65 kcal mol−1 in H has been reached to −229.55 kcal mol−1 (ΔΔρOrb = −9.90 kcal mol−1) in meta position, but for the para position the value reaches −242.65 kcal mol−1 (ΔΔρOrb = −23 kcal mol−1). Also, the ΔρPauli value in H changes from 325.12 kcal mol−1 to 336.94 kcal mol−1 in meta position (ΔΔρPauli = 11.82 kcal mol−1) and to 352.42 kcal mol−1 in para position (ΔΔρPauli = 27.30 kcal mol−1). Similar to NHMe, for CN group variations in meta position include ΔΔρOrb = 8.5 kcal mol−1 and, ΔΔρPauli = −9.13 kcal mol−1, while in the para position, the variations are ΔΔρOrb = 14.18 kcal mol−1 and, ΔΔρPauli = −15.81 kcal mol−1. The same trend can be deduced in other derivatives.
Investigation of possible correlation between deformation density components and ΔE≠ values of TS2(b) in Fig. 12 reveals that a good correlation is observable in ΔE≠ vs. ΔρPauli (R2 = 0.93) and ΔρOrb (R2 = 0.94), in para positions. However, the correlation with the ΔρTotal (R2 = 0.65) is not acceptable. In the meta position, all of the correlations are not satisfactory. Indeed, it seems that the substituted derivatives in para positions enforce their electronic effects as ΔρPauli and ΔρOrbterms more remarkably than in the meta position.
Footnote |
† Electronic supplementary information (ESI) available: Supplementary tables and figures and Cartesian coordinates of the molecules have been provided in two separate files. See DOI: https://doi.org/10.1039/d5ra00804b |
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