Kittipan
Siwawannapong
a,
Zhiyuan
Wu
b,
Quang-Thien
Ngo
a and
Jonathan S.
Lindsey
*a
aDepartment of Chemistry, North Carolina State University, Raleigh, NC 27695, USA. E-mail: jlindsey@ncsu.edu
bOncurie, Inc., Raleigh, NC 27608, USA
First published on 22nd July 2025
Effective bioconjugation of porphyrins is desirable for diverse applications in the life sciences. Two trans-AB-porphyrins equipped with a 2,6-bis[HO2C(CH2CH2O)7]phenyl group and the NHS ester of 4-benzoic acid (P3-NHS) or 4-phenylpropanoic acid (P4-NHS) were examined for the kinetics and yields of hydrolysis and amidation (with a short amino-PEG reagent, H2N–(CH2CH2O)4–Me). The reactions were carried out by combining porphyrin-NHS esters in DMSO (containing 0.05% formic acid) with aqueous sodium carbonate buffer (50 mM) in 1:
9 ratio and use of controlled conditions (concentration, pH, temperature) followed by HPLC analysis with absorption and mass spectrometric detection. The general conditions employed dilute solution (porphyrin-NHS ester at 1.0 mM and H2N–(CH2CH2O)4–Me at 2.0 mM) at room temperature. For P3-NHS (1.0 mM), the t1/2 for hydrolysis at room temperature was 210, 180, or 125 min at pH 8.0, 8.5, or 9.0, respectively, versus amidation with t1/2 of 80, 20, or 10 min and yield of amide of 80–85%. For P4-NHS (1.0 mM), the rates were faster for hydrolysis (t1/2 = 190, 130, or 110 min) and amidation (t1/2 = 25, 10, or 5 min), with yield of amide of 87–92%. The yield of amide as a function of concentration of NHS ester (with 2 equivalents of H2N–(CH2CH2O)4–Me) was 88% (1 mM), 74% (0.316 mM), and 56% (0.1 mM) for P3-NHS, and 97% (1 mM), 89% (0.316 mM), and 73% (0.1 mM) for P4-NHS. In both cases, the yield of amide product was slightly greater at room temperature than 37 °C. Both P3-NHS and P4-NHS were stable in frozen DMSO solutions (−20 °C). The studies establish a quantitative basis for carrying out bioconjugations of water-soluble porphyrins in dilute aqueous media without a large excess of porphyrin-NHS ester or amine. A summary of other quantitative studies of NHS-ester bioconjugations provides valuable context.
The prior paper1 concerns the design and synthesis of a set of trans-AB-porphyrins each bearing a single bioconjugatable group and a single water-solubilizing group. Two porphyrins wherein the bioconjugatable group is an NHS ester have been advanced for studies described herein. Here, a central concern is the use of dilute solutions of the porphyrin-NHS ester and the amine without a large excess of either reactant. The use of excess NHS ester is attractive to overcome limitations due to competitive hydrolysis in aqueous solution. Counterbalancing that approach is the often-valuable nature of the component (ligand, dye, fluorophore, complex) that bears the NHS ester. On the other hand, many bioconjugation reactions entail use of a protein, which contains numerous amines (of a range of steric accessibility and hence intrinsic reactivity), whereupon the efficiency of bioconjugation may be hard to gauge. The commonplace nature of bioconjugations with NHS esters in bioorganic chemistry is marked by comparatively few quantitative studies of reactions with similar concentrations of NHS-ester and amine in dilute aqueous solution. Knowledge of the kinetics of bioconjugation is essential for effective use, and also for the rational design of candidate drugs in kinetic target-guided syntheses.2
In this paper, the two porphyrin-NHS esters have been evaluated for (1) the kinetics of hydrolysis in aqueous solution as a function of pH (8.0, 8.5, 9.0), and (2) the kinetics of amidation with a short amino-PEG reagent as a function of pH (8.0, 8.5, 9.0), concentration (1.0 mM, 0.316 mM, 0.10 mM), and temperature (room temperature, 37 °C). The kinetic studies have been evaluated by HPLC with mass spectrometry (MS) for species identification and absorption spectroscopy (Abs) for quantitation. Each porphyrin-NHS ester (1.0 mM) in aqueous solution (pH 9) containing two equivalents of amine at room temperature afforded >85% amidation product in <2 hours. The results provide a quantitative foundation for effective bioconjugation of water-soluble porphyrins in dilute aqueous solution.
The reactions at pH 8.0, 8.5, or 9.0 were monitored by HPLC (5% to 95% acetonitrile in water with 0.1% formic acid over 9 minutes) with online MS-Abs analysis. Examination of the hydrolysis reaction mixture of P3-NHS showed three significant peaks (tR = 5.2, 5.5, and 5.8 min) at 405 nm, the peak of the porphyrin Soret band (Fig. 1, panel B). The starting porphyrin P3-NHS, the slowest eluting component, gave m/z = 655.2 (z = 2). Mass analysis led to assignments of the other peaks as P3-X (5.2 min, m/z = 664.1 (z = 2); net +18 Da) and the hydrolyzed porphyrin-carboxylic acid P3 (5.5 min, m/z = 606.6 (z = 2); net −97 Da). One possible structure of P3-X entails ring-opening of the succinimidyl unit as shown in the inset to Fig. 1, panel B. A similar ring-opening byproduct (vide infra) was reported by Eisenhut et al.3 No further separation nor investigation has been conducted for P3-X. In the case of P4-NHS, similar components were identified by HPLC-MS-Abs (Fig. 1, panel C) at 5.3 min (P4-X), 5.6 min (P4), and 5.9 min (P4-NHS).
The rate of hydrolysis of P3-NHS (1.0 mM) was examined at the three pH values. The results are plotted in Fig. 2, panel A. The half-life (t1/2) for the NHS ester was found to be 210, 180, or 125 min at pH 8.0, 8.5, or 9.0, respectively. The risetime for formation of the hydrolyzed product P3 was slower than the rate of consumption of P3-NHS (Fig. 2, panel B), while the amount of P3-X rose and then declined over 12 to 48 h. Taken together, the results suggest that unknown P3-X could be an intermediate on the path to P3. Similar trends were observed for P4-NHS (1.0 mM): the hydrolysis t1/2 was 190, 130, or 110 min at pH 8.0, 8.5, or 9.0, respectively (Fig. 2, panel C). Compared with P3-NHS, the unknown peak assigned to P4-X remained as a minor component at all pH values examined (Fig. 2, panel D).
Additional studies showed that the rate of formation of P3-X increased as the pH was increased, and exceeded that of P3 at pH 9.0 (Fig. 3, panels A–C). Similar results were observed for the rate of formation of P4-X (Fig. 3, panels D–F).
A further experiment addressed the stability of the porphyrin-NHS esters on standing in frozen solution at −20 °C. Stock solutions (10 mM each) were prepared in DMSO containing 0.20%, 0.10%, or 0.05% formic acid and immediately cooled to −20 °C, considerably below the freezing point of DMSO (19 °C). The stock solution of P4-NHS containing 0.20% or 0.10% formic acid exhibited ∼1% hydrolysis over 24 h, while that containing 0.05% formic acid showed 3.9% hydrolysis over 24 h. Over 2 weeks, during which the samples were repeatedly (days 0, 1, 3, 5, 7, and 14) thawed and refrozen (within 15 min), P4-NHS showed 11%, 14%, or 15% hydrolysis for 0.20%, 0.10%, or 0.05% formic acid, respectively. In contrast, P3-NHS was more stable: <1% hydrolysis after 24 h, and <2% hydrolysis over 2 weeks, regardless of the formic acid concentration. While any hydrolysis is unwanted, the low level indicates both porphyrin-NHS esters can be stored for at least several days. These results provide valuable information for designing more stable porphyrin-based compounds for bioconjugation.
For confirmation of the HPLC analyses, the two porphyrins (PS-NHS, P4-NHS) were reacted at small scale (6.0 mg each) with mPEG4-NH2 (at room temperature in carbonate buffer/10% DMSO at pH 9.0) to give the corresponding porphyrin-amide-PEG (P3-PEG, P4-PEG) in 87% or 91% yield, respectively. Each porphyrin was characterized by 1H NMR spectroscopy, absorption spectroscopy, matrix-assisted laser desorption ionization mass spectrometry (MALDI-MS), and electrospray ionization mass spectrometry (ESI-MS). The 1H NMR spectral data of P3-PEG and P4-PEG showed the typical chemical shifts (as observed for analogues in the companion paper1) for the aryloxy-PEG groups projected above and below the face of the porphyrin. The chemical shifts arise from orientation of the groups in the ring current of the porphyrin macrocycle. The NMR data are provided in the ESI.†
The absorption spectra of porphyrins P3-NHS, P3, and P3-PEG are shown in Fig. 5 panel A. The absorption spectra of porphyrins P4-NHS, P4, and P4-PEG are shown in Fig. 5 panel B. All six spectra were collected in DMSO at room temperature (for tabulated spectral data, see the companion paper1). In each set, the Soret bands are essentially identical (as expected), indicating the absence of spectral changes due to the presence of various substituents. Accordingly, absorption spectroscopy is a viable method for quantitative evaluation of the relative yields of porphyrins.
The rates of the conjugation of the amine reagent mPEG4-NH2 (2.0 mM) with the porphyrin-NHS esters (P3-NHS, P4-NHS, 1.0 mM each) were examined at the three pH values. The results are shown in Fig. 6. For P3-NHS, the half-time for formation of the amide conjugate (t1/2) was found to be 80, 20, or 10 min at pH 8.0, 8.5, or 9.0, respectively (Fig. 6, panel A). The conjugation rate was more sensitive to pH versus that of the hydrolysis reaction. The rate of formation of P3-PEG mirrored the rate of consumption of P3-NHS, with P3-X observed as a minor species. Because the peaks of P3-NHS and P3 were overlapped, the entire P3-NHS peak was integrated for yield calculation and graph plotting in Fig. 6 and Fig. 7. The total yield of P3-PEG and P3 was approximately 91–93%, and the yield of P3-PEG was estimated to be 80–85%. For P4-NHS, the t1/2 was 25, 10, or 5 min at pH 8.0, 8.5, or 9.0, respectively (Fig. 6, panel B). The final yield of P4-PEG was approximately 87–92%. Although the hydrolysis rate of P4-NHS was faster at pH 9.0 (versus pH 8.5 or 8.0), the conjugation reaction at pH 9.0 provided the highest yield of P4-PEG and lowest relative yield of P4. The rate differences for the conjugations with P3-NHS and P4-NHS as a function of pH are clearly seen in direct overlays (Fig. 7).
To further investigate the effects of conditions on the amidation process, the reaction of the amine mPEG4-NH2 (2.0 equivalents) with the porphyrin-NHS esters (P3-NHS, P4-NHS) was examined in carbonate buffer (50 mM, pH 9) at different temperatures and concentrations (Table 1). A modified HPLC condition – elution with acetonitrile (30% to 55% over 7 min, then 55% to 95% over 2 min) in water containing 0.1% formic acid – enabled resolution of the major peaks (Fig. 8, panel A). In this manner, the ratios could be calculated on the basis of peak integration, which also increased the accuracy of the yield of the porphyrin-amide-PEG product versus the prior set of studies (Fig. 6 and Fig. 7). The results are provided in Table 1.
Substrates | Entry | T (°C) | [C]c (μM) | Por-Xd | Por-PEGd | Por-COOHd |
---|---|---|---|---|---|---|
a The reaction was carried out in carbonate buffer/10% DMSO. b Room temperature was ∼19 °C. c The listed numbers are the final concentration of porphyrin-NHS ester in the reaction. The PEG reagent concentration was twice that of the porphyrin in each case. d The percentage of each species (Por-X stands for P3-X or P4-X; Por-PEG stands for P3-PEG or P4-PEG; Por-COOH stands for P3 or P4) was identified and estimated by HPLC-MS-Abs at 404 nm. The eluent was acetonitrile (30% to 55% over 7 min, then 55% to 95% over 2 min) in water containing 0.1% formic acid. | ||||||
P3-NHS | 1 | 19 | 1000 | 2.6 | 88.4 | 9.4 |
2 | 19 | 316 | 10.2 | 74.0 | 15.1 | |
3 | 19 | 100 | 20.3 | 55.9 | 21.6 | |
4 | 37 | 1000 | 0.4 | 86.6 | 13.3 | |
5 | 37 | 316 | 2.2 | 71.8 | 25.8 | |
6 | 37 | 100 | 5.5 | 47.9 | 45.1 | |
P4-NHS | 7 | 19 | 1000 | 1.0 | 97.0 | 13.7 |
8 | 19 | 316 | 2.7 | 89.4 | 18.2 | |
9 | 19 | 100 | 6.5 | 73.2 | 27.5 | |
10 | 37 | 1000 | 0.8 | 95.8 | 15.1 | |
11 | 37 | 316 | 1.1 | 86.8 | 22.4 | |
12 | 37 | 100 | 1.7 | 66.8 | 39.3 |
The results show that both P3-NHS and P4-NHS gave a higher conjugation yield at room temperature (versus 37 °C) and at higher concentration. Porphyrin P4-NHS gave a higher conjugation yield than P3-NHS under the same conditions (Fig. 8, panel B). The unknown species P3-X was still observed as a major byproduct in the crude mixture in all amidation reactions, forming in larger relative quantities at lower temperature and lower concentrations. On the other hand, the yield of hydrolysis product porphyrin-carboxylic acid P3 was higher at lower reaction concentrations (same as P3-X) or when the temperature increased (opposite to P3-X). The same trend was observed for P4-X, which was a minor species in all amidation reactions of P4-NHS. The results augur well for application of P3-NHS and P4-NHS as bioconjugatable porphyrins for life sciences studies.
Entry | R–NH2 | [R–NH2]a | R′–NHS | [R′–NHS] | Conditionsb pH (buffer) | Methodc |
---|---|---|---|---|---|---|
a Reagent concentration refers to the molarity of the molecular species, such as a small molecule or protein. The concentration of reactive sites (e.g., lysine-NH2 residues) may be much greater and depends on each protein. b Reactions were conducted at room temperature (20–25 °C) unless otherwise specified. c Separation (detection) method to evaluate the components ratio and reaction rate. | ||||||
15 | Amino acids | 0.5–100 mM | Agarose alkyl | ∼1/2–1/400 eq. | 6.3 (NaOAc), 4 °C | Amino acid analyzer |
8.6 (NaHCO3), 4 °C | ||||||
26 | Hemoglobin | 3.1 μM | Bis(alkyl-NHS) | 80, 200, 500 μM | 7.0 (PBS), 0 °C | SDS-PAGE |
37 | Diverse amines | 3–500 mM | Anisoyl-NHS | 50 μM | 6.0–11.0 (dioxane/water) | HPLC-Abs 254 nm |
48 | Glycine | 667 mM | Alkyl-NHS | 167 mM | 6.2 (PBS), 4 °C | TLC scanner |
7.3 (PBS), 4 °C | ||||||
8.0 (PBS), 4 °C | ||||||
53 | mAb | 19 or 38 μM | Aryl | 228 μM | 8.0 (PBS) | HPLC-Abs 270 nm |
8.5 (PBS) | ||||||
69 | Lactoferrin | 6.5 μM | PEG alkyl | 65 μM | 6.0–8.0 (PBS) | SDS-PAGE |
9.0 (borate) | ||||||
710 | Diverse proteins | 5–71 μM | Cy5 alkyl | 7–130 μM | 8.7 (Tris) | SDS-PAGE |
Further perspective is provided by the reports cited in entries 1–7 in Table 2:
(1) Cuatrecasas and Parikh reported that the optimal pH for amidation of amino acids differs with the respective amine pKa values.5
(2) Lomant and Fairbanks reported that the t1/2 for hydrolysis of a bis(alkyl-NHS-ester) was 4–5 h at 0 °C in phosphate buffer (5 mM, pH 7.0).6
(3) Cline and Hanna determined rate constants for amidation and hydrolysis with NHS esters. The hydrolysis was first-order in [OH−] under pH 7.6–11.1 and independent of buffer concentration, while the amidation was first-order in [amine]free (based on the pKa of the amine and pH of the solution) with rate constant independent of pH.7
(4) Hosoda et al. reported that the t1/2 for hydrolysis of a steroidal-NHS ester at pH 8.0 was 36 min.8
(5) Eisenhut et al. employed a bioconjugatable linker (BAT-NHS) and isolated a byproduct with m + 18, for which a ring-opened ester (BAT-X) was proposed (Chart 2).3 The N–O alkyl ester (succinimidyloxy) motif of BAT-X is identical to that proposed herein for P3-X and P4-X. Among the entries in Table 2, there are only two cases (entries 3 and 5) where an aryl-NHS ester was employed.
![]() | ||
Chart 2 Ring-opening hydrolysis product (BAT-X) proposed by Eisenhut et al.3 |
(6) Nojima et al. reported that the hydrolysis rate of a 20-kDa or a 40-kDa PEG-NHS ester at pH 9.0 was 14- or 33-fold higher than at pH 7.4, respectively. The amidation reaction rate of both PEG-NHS reagents with bovine lactoferrin was dependent on pH, temperature, concentration and molar ratios.9
(7) Bjerneld et al. reported four pathways for consumption by proteins of NHS reagents: hydrolysis, amidation with Tris buffer, amidation at the protein N-terminus, and amidation of the lysine ε-amine.10 On the other hand, Cuatrecasas et al. discovered that the cysteine sulfhydryl competes with amines for NHS conjugation while the imidazole group of histidine accelerates the hydrolysis.5 Mädler et al. also proposed that arginine could facilitate the reaction of the hydroxyl group of serine, threonine, or tyrosine with the NHS crosslinking reagent.11
Finally, across diverse bioconjugation reactions, mixed aqueous organic solutions are commonplace, including use of p-dioxane,7,8 DMSO,6,10 DMF,3,6 acetone,6etc. The rate of amidation in general is faster than that of hydrolysis; however, in selected circumstances, such as upon reaction with amines on surfaces, the hydrolysis may prevail.12 The medium for the studies reported here – comprised by adding 1 part of porphyrin-NHS ester in DMSO (containing 0.05% formic acid) to 9 parts of carbonate buffer (50 mM) – fit well within that regime.
The work reported here and in the preceding (companion) paper together have evaluated porphyrins via three filters: (1) synthetic accessibility, (2) water solubility, and (3) bioconjugation efficacy. A key objective was to access molecular designs that could be used without reliance on click chemistry. The benzoate and phenylpropanoate NHS esters were found to be superior upon surveying several types of linkers and potential conjugatable entities. For both porphyrin-NHS esters under the conditions examined, the rate of hydrolysis was quite fast, but in each case, the rate of amidation was much faster. The conditions employed a porphyrin-NHS ester at 1.0 mM and afforded the amide in ∼90% (or greater) yield. Decreasing the porphyrin concentration to 0.1 mM still resulted in at least 56% yield. The use of a porphyrin-NHS ester at 0.1–1.0 mM in carbonate buffer/10% DMSO at pH 9.0 at room temperature should accommodate the solubility constraints of porphyrins while affording rapid and high yielding amidation, and hence be broadly applicable for diverse bioconjugation processes.
Footnote |
† Electronic supplementary information (ESI) available: 1H NMR and MALDI-MS spectra for the two new compounds (P3-PEG, P4-PEG). See DOI: https://doi.org/10.1039/d5nj02078f |
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