Open Access Article
Dinghai
Rui
abc,
Libin
Zhang
*abc,
Yayi
Wei
*abc and
Yajuan
Su
abc
aEDA Center, Institute of Microelectronics of Chinese Academy of Sciences, Beijing 100029, China. E-mail: zhanglibin@ime.ac.cn; weiyayi@ime.ac.cn
bSchool of Integrated Circuits, University of Chinese Academy of Sciences, Beijing 100049, China
cState Key Laboratory of Fabrication Technologies for Integrated Circuits, Beijing 100029, China
First published on 5th September 2025
As integrated circuit (IC) manufacturing advances toward smaller technology nodes, conventional lithography methods are increasingly challenged by the diffraction-limited resolution, escalating process complexity, and rising costs. Among these challenges, overlays have a particularly pronounced impact on manufacturing quality. To address this issue, this paper proposes a high-order overlay correction model that employs a two-dimensional fifth-order polynomial to accurately fit and characterize the distribution of overlays. The model's effectiveness is validated through finite element simulations. By incorporating an array of piezoelectric actuators, thermally induced deformation control units, and micro-mechanical clamping mechanisms, the model enables precise regulation of complex stress fields and localized temperature variations along the mask boundary, thereby enabling effective compensation of high-order overlay errors. Simulation results demonstrate that the proposed approach reduces the |mean| + 3σ of overlay to below 1 nm. It achieves nearly 100% correction for 1st-order and 2nd-order overlay components, over 80% correction for 3rd-order and 4th-order components, and a correction rate of 68.16% for 5th-order errors. Multiple randomized verification tests indicate average compensation efficiencies of 96.85% in the x-direction and 97.36% in the y-direction, highlighting the model's robustness and consistency. In practical processes, the model successfully reduces actual wafer overlay to |mean| + 3σ values of 4.22 nm and 6.26 nm in the x and y directions, respectively. This study presents an efficient and reliable solution for high-order overlay compensation in advanced lithography, offering significant benefits for enhancing IC manufacturing performance and reliability.
In IC manufacturing, multiple layers are sequentially fabricated starting from a silicon wafer, and positional deviations between layers—referred to as overlay errors—inevitably arise during the process.21,22 Overlay accuracy is a critical factor influencing lithographic quality, which in turn directly affects the performance, yield, and reliability of ICs.1,23 As feature sizes continue to shrink in advanced lithography nodes (7 nm and below), the impact of overlay errors on manufacturing quality becomes increasingly pronounced. According to the 2022 International Roadmap for Devices and Systems (IRDS), for the 3 nm technology node, the critical dimension (CD) control requirement for logic metal layers is 1.8 nm (3σ), while the allowable overlay error is constrained to 2.4 nm (3σ).23,24 These specifications are expected to become even tighter over the coming decade. Currently, high-order overlay correction techniques such as high order process correction (i-HOPC) are adopted to mitigate intra-field overlay errors.25,26 However, state-of-the-art lithography systems are typically limited to supporting precise correction up to the third-order terms.
In advanced multilayer IC structures, the increasing number of process layers gives rise to pronounced challenges such as local structural distortion, high-order nonlinear deformation, and non-uniform strain induced by thermal stress mismatches.27 Traditional overlay compensation methods based on linear models or low-order polynomial fitting are no longer sufficient to address these complex variations,28 highlighting the urgent need for a high-precision and high-robustness correction scheme capable of addressing high-order overlay. To this end, the present study proposes an effective method for correcting high-order overlay in advanced lithography processes. This approach aims to enhance overall pattern alignment accuracy, reduce manufacturing defect rates, and meet the stringent requirements of future ultra-precise chip fabrication. The structure of this paper is as follows: Section 1 provides the introduction. Section 2 describes the proposed high-order polynomial-based overlay compensation method. Section 3 presents the simulation validation and discussion. Section 4 concludes the study.
![]() | ||
| Fig. 1 Schematic diagram of the modern IC manufacturing process and the high-order overlay error correction in the advanced lithography process.19,28 (a) Modern IC manufacturing process. (b) The high-order overlay correction in the advanced lithography process. | ||
From the perspective of a macroscopic lithography system, several feasible approaches for overlay error compensation are available in conventional projection lithography systems, as illustrated in Fig. 1(b). These include optical lens aberration correction, mask pattern adjustments, and wafer stage control. However, in emerging lithography techniques such as SPL, NIL, SCIL, and NFL, the absence of projection optics renders traditional lens-based overlay correction methods ineffective. To address this limitation, a generalized high-order overlay correction model is proposed that can be adapted across various lithography platforms, including the aforementioned non-projection types, while remaining compatible with conventional projection lithography systems. The proposed high-order correction framework relies primarily on three types of precision actuators: an array of piezoelectric actuators for the fine control of complex stress distributions along the mask boundary, thermally induced deformation units that regulate localized temperature fields to induce controlled shape changes, and micromechanical clamping mechanisms that apply directional forces to the mask edges, enabling precise in-plane translation and rotation. Notably, this study implements a compensation strategy consisting of 16 distributed force application units positioned around the mask periphery and 143 sub-millimeter thermal control pixels within a 2 mm × 3 mm (6 mm2) lithography field region. Future work may explore denser stress distribution configurations and extend the thermal actuation resolution below 1 mm2, thereby enabling even finer control of overlay.
| δx(x,y) = k1 + k3·x + k5·y + k7·x2 + k9·xy + k11·y2 + k13·x3 + k15·x2y + k17·xy2 + k19·y3 + k21·x4 + k23·x3y + k25·x2y2 + k27·xy3 + k29·y4 + k31·x5 + k33·x4y + k35·x3y2 + k37·x2y3 + k39·xy4 + k41·y5, | (1) |
| δy (x,y) = k2 + k4·y + k6·x + k8·y2 + k10·xy + k12·x2 + k14·y3 + k16·y2x + k18·yx2 + k20·x3 + k22·y4 + k24·y3x + k26·x2y2 + k28·yx3 + k30·x4 + k32·y5 + k34·y4x + k36·y3x2 + k38·y2x3 + k40·yx4 + k42·x5. | (2) |
In the thermo-mechanical coupling module of the finite element software, the mathematical and physical models of the lithography system under the parameters listed in Table 1 are typically described using partial differential equations, including the heat equilibrium equation and the structural equilibrium equation. The heat equation governs the evolution of the temperature field, while the structural equation characterizes the resulting displacements and stress distributions caused by thermal variations. For the proposed high-order overlay compensation model, the thermo-mechanical coupling problem is formulated accordingly. Within the elastic deformation range of the mask, the overlay deformation induced by stress in this compensation scheme exhibits linear superposition behavior.28 The mathematical formulation is as follows:
![]() | (3) |
![]() | (4) |
![]() | (5) |
![]() | (6) |
![]() | (7) |
![]() | (8) |
| Parameter | Symbols | Value |
|---|---|---|
| Mask thickness (mm) | t | 6.35 |
| Density (kg m−3) | ρ | 2200 |
| Young's modulus (Pa) | E | 7.05 × 1010 |
| Poisson's ratio | v | 0.164 |
| Bulk modulus (Pa) | K | 3.497 × 1010 |
| Shear modulus (Pa) | G | 3.0284 × 1010 |
| Coefficient of thermal expansion (1/°C) | γ | 4.6 × 10−7 |
| Isotropic thermal conductivity (W m−1 °C−1) | κ | 1.38 |
| Exposure absorption efficiency | η | 20% |
| Convection coefficient (W (m−2 °C−1)) | μ | 10 |
Combining eqn (1), (2), (7) and (8), where the parameters of each overlay compensation actuator serve as variables while all other parameters remain fixed coefficients, the high-order compensation model exhibits linear superposability between the generated overlay correction and the applied stress and localized thermal control doses.28
The construction process of the fifth-order overlay correction model is illustrated in Fig. 2(b). To avoid destructive experiments, a rigorous finite element simulation is employed to establish the compensation model. The simulated overlay error data are subjected to statistical analysis. By extracting statistical features and ranking the significant weights of the high-order overlay parameters k, the modeling dimensionality can be significantly reduced. This not only simplifies the subsequent development of compensation strategies and the overlay error response function, but also reduces the overall modeling complexity. In this study, a least-squares-based parameter significance test is used to rank the influence of polynomial terms. This enables the identification of dominant terms that have a critical impact on compensation and the extraction of a representative set of compensation control parameters k, thereby improving the efficiency and robustness of the subsequent overlay compensation modeling.
First, a fifth-order polynomial model as defined in eqn (1) and (2) is constructed based on the input overlay distribution data. The estimation of the overlay parameters k is then obtained by minimizing the sum of squared deviations between the measured overlay errors and those predicted by the model.19,28
![]() | (9) |
![]() | (10) |
Next, hypothesis testing is performed to evaluate the statistical significance of each overlay compensation parameter kj in influencing the overlay, by assessing the corresponding P-values of the hypothesis tests for each parameter kj.
![]() | (11) |
Subsequently, the P-values are calculated based on the test statistics tj obtained from the t-tests, which evaluate the statistical significance of each parameter:
![]() | (12) |
j denotes the estimated value of the parameter kj, and SE (
j) represents the standard error of the estimate. Based on the t-distribution and the computed t-value, the corresponding P-value is calculated as:| Pj = 2 × Prob(T > |tj|). | (13) |
Then, based on the calculated P-values for the high-order overlay compensation scheme, the k parameters with P < 0.05 are selected to simplify the model. Finally, all statistically significant polynomial terms corresponding to the effective overlay compensation parameters from various correction schemes are aggregated and identified as the key polynomial components influencing the actual overlay error. A response mapping model is then established to describe the relationship between the dominant high-order overlay error parameters kj and the specific control actions of the overlay compensation actuators.
| kj = fj(p1, p2, …, pn+m). | (14) |
Furthermore, this paper defines the processing formula for the correction ratio of the mask compensation:
![]() | (15) |
![]() | ||
| Fig. 3 The compensation effect of the high-order overlay correction method is simulated randomly under different initial overlay error distributions. | ||
For 3rd-order and 4th-order overlay error distributions, the proposed model is also capable of achieving more than 80% correction rate, with the residual overlay error reduced to approximately 0.5 nm. Furthermore, for 5th-order overlay error distributions, the model still achieves a correction rate of 68.16%, with residual overlay less than 0.4 nm, demonstrating strong reliability. It is worth noting that for conventional DUVL systems, reliable correction of 3rd-order and higher-order components is often unachievable due to the limited degrees of freedom in optical lens-based compensation mechanisms. In summary, the proposed high-order overlay compensation model demonstrates effective correction performance across various types of random overlay distributions.
Fig. 5 illustrates the overlay distribution at a specific wafer location in a real fabrication process, along with the corresponding compensation results obtained using the proposed high-order correction model. As shown in Fig. 5(a), the actual overlay distribution from the manufacturing process was fitted using a fifth-order polynomial, with the resulting fitted distribution presented in Fig. 5(b). Notably, Fig. 5(c) shows the residuals between the actual overlay errors and the fifth-order polynomial fit, with the (|mean| + 3σ) residual overlay errors measured at 3.87 nm in the x-direction and 5.43 nm in the y-direction. This indicates that, under a fifth-order compensation scheme, 15.70% and 30.15% of the intrinsic overlay in the x and y directions remain uncompensated. Without incorporating correction mechanisms beyond the fifth order, these residual errors can be considered random and are beyond the compensation capability of current lithography systems. By inputting this data into the proposed high-order correction model, the resulting spatial distribution of the compensation mechanism is shown in Fig. 5(d), and the corresponding corrected overlay distribution is depicted in Fig. 5(e). Fig. 5(f) presents the point-by-point residual overlay map after applying the high-order mask-based correction model in an actual process environment, demonstrating effective compensation rates of 82.87% in the x-direction and 65.27% in the y-direction. The residuals in the x and y directions are 6.71 nm and 6.21 nm, respectively. As a result, the residual overlay errors were reduced to 4.22 nm and 6.26 nm in the x and y directions, respectively. If a third-order polynomial is employed for compensation, Fig. 5(g) represents the inherent overlay residual distribution. The corresponding overlay distribution after third-order compensation is shown in Fig. 5(h), while Fig. 5(i) illustrates the point-by-point overlay residuals before and after correction. Compared with the third-order overlay compensation model, the fifth-order overlay correction model can effectively reduce the overlay in the x-direction. However, the improvement in the y-direction is not significant. Therefore, in practical processes, the selection of the model should be based on the randomness of overlay data to avoid excessive overlay compensation.
To further analyze the ultimate performance limits of the proposed overlay compensation method, each of the 42 fifth-order polynomial k-parameters was individually evaluated for compensation performance, as illustrated in Fig. 7. This figure enables a quantitative assessment of the compensation capabilities for different k-parameter distortions, providing insight into the model's ability to address overlay errors arising from both expansion and shrinkage effects. As shown in Fig. 7(a), for expansion-induced overlay errors, the compensation efficiency exceeds 95% for all overlay components associated with 2nd-order or lower k-parameters. However, for high-order components, particularly those corresponding to K15, K17, K19, K20, K28, K33, K38, K40, K41, and K42, residual point-by-point overlay errors remain above 20%. Notably, for the expansion effect, the residual overlay errors for K19, K20, K38, K41, and K42 are 30.35%, 33.33%, 32.97%, 52.11%, and 49.01%, respectively, indicating that the proposed high-order compensation method is ineffective in fully correcting these five specific k-components. It is worth noting that similar to commercial lithography systems such as ASML's framework, certain high-order k parameters remain beyond the compensation capability of the current actuator configuration due to physical constraints, including thermal–mechanical coupling nonlinearities and actuator spatial resolution limits, etc. Under the present model architecture, the method can stably compensate overlay components up to approximately the 4th–5th polynomial order.
Similarly, the compensation performance for shrinkage-induced overlay distributions is illustrated in Fig. 7(b), which presents the corresponding compensation limits. Using the proposed high-order correction approach, residual overlay exceeding 20% remains for the shrinkage-related components K16, K19, K20, K27, K28, K30, K34, K37, K38, K41, and K42. Notably, the model fails to effectively correct K20, K38, K41, and K42, indicating limited compensation capability for these components under shrinkage-dominated overlay conditions.
Simulation results demonstrate that the proposed model effectively reduces overlay errors, bringing the value of |mean| + 3σ below 1 nm. For linear and 2nd-order overlay distributions, the model achieves complete correction, with residual errors less than 0.1 nm. For 3rd-order and 4th-order distributions, more than 80% of the overlay can be corrected, with residuals around 0.5 nm. Furthermore, for 5th-order overlay distributions, the model achieves a correction rate exceeding 68.16%, with residual errors under 0.4 nm. Across multiple randomized simulations, the model shows an average compensation efficiency of 96.85% in the x-direction and 97.36% in the y-direction. In practical manufacturing scenarios, the model effectively compensates for overlays observed on actual wafers, reducing the |mean| + 3σ metric to 4.22 nm and 6.26 nm in the x-direction and y-direction, respectively. In addition, the compensation performance under extreme high-order overlay distributions was investigated. Although certain k-parameter components still exhibit residual overlay errors, the overall correction performance remains significant, demonstrating the model's robustness and applicability in high-precision overlay control.
In conclusion, the high-order overlay correction model proposed in this study offers an effective solution for compensating overlay errors in advanced lithography processes. While some residual errors remain under certain high-order k-parameter components, the model has demonstrated strong adaptability and stability in practical manufacturing environments. Looking forward, the integration of more complex stress modeling, finer localized thermal corrections, and AI-driven real-time compensation systems is expected to further enhance the accuracy and robustness of the approach, thereby supporting the manufacturing demands of future technology nodes with tighter overlay requirements.
| This journal is © The Royal Society of Chemistry 2025 |