Open Access Article
Bhawna
Sahni
*a,
Yao
Zhao
a,
Zhen
Li
b,
Rajeev
Dutt
a,
Patrizio
Graziosi
c and
Neophytos
Neophytou
a
aSchool of Engineering, University of Warwick, Coventry, CV4 7AL, UK. E-mail: Bhawna.Sahni@warwick.ac.uk
bSchool of Materials Science and Engineering, Beihang University, Beijing 100191, China
cInstitute of Nanostructured Materials, CNR, Bologna, Italy
First published on 20th August 2025
We perform an ab initio computational investigation of the electronic and thermoelectric transport properties of one of the best performance half-Heusler (HH) alloys, NbFeSb. We use Boltzmann Transport equation while taking into account the full energy/momentum/band dependence of all relevant electronic scattering rates, i.e. with acoustic phonons, non-polar optical phonons (intra- and inter-valley), polar optical phonons (POP), and ionized impurity scattering (IIS). We use a highly efficient and accurate computational approach, where the scattering rates are derived using only a few ab initio extracted matrix elements, while we account fully for intra-/inter valley/band transitions, screening from both electrons and holes, and bipolar transport effects. Our computed thermoelectric power-factor (PF) values show good agreement with experiments across densities and temperatures, while they indicate the upper limit of PF performance for this material. We show that the polar optical phonon and ionized impurity scattering (importantly including screening), influence significantly the transport properties, whereas the computationally expensive non-polar phonon scattering part (acoustic and non-polar optical) is somewhat weaker, especially for electrons, and at lower to intermediate temperatures. This insight is relevant in the study of half-Heusler and other polar thermoelectric materials in general. Although we use NbFeSb as an example, the method we employ is material agnostic and can be broadly applied efficiently for electronic and thermoelectric materials in general, with more than 10× reduction in computational cost compared to fully ab initio methods, while retaining ab initio accuracy.
New conceptsModern thermoelectric materials have complex electronic structures with multiple bands and valleys. Evaluating their electronic transport is challenging due to intricate scattering mechanisms often requiring first principles evaluation, which is computationally expensive and non-scalable. Simplifications are often made, which reduce accuracy and our understanding of internal processes which are crucial for determining transport. We develop and employ a novel method offering ab initio accuracy with 10×–100× computational savings and providing detailed scattering process descriptions for full understanding of the material transport properties. We apply this method to one of the most prominent half-Heusler thermoelectric materials, NbFeSb, as an example, first demonstrating good agreement with experiments, and revealing key insights: that ionized impurity and polar optical phonon scattering significantly influence transport (especially for n-type carriers and lower to intermediate temperatures); that intra-valley processes dominate; that carrier screening is important; and that the power factor could be up to 2× higher than current experiments. This method enables first principles accuracy and comprehensive understanding of thermoelectric transport, applicable broadly for performance optimization in complex materials. |
One way to address this challenge is by utilizing scattering rate expressions based on deformation potentials. In 1950, Bardeen and Shockley initially suggested the deformation potential method due to acoustic phonons in the long wavelength limit, and it has since had a considerable impact on the modelling of semiconductor devices.9–11 AMSET is a recently developed program that obtains rough estimates of a ‘global’ deformation potential derived from the change in band energy due to lattice deformation (induced by phonons).12 Further advancements in density functional theory (DFT) and density-functional perturbation theory (DFPT) have enabled first-principles computations of electron–phonon interactions,13 which can be used for ab initio scattering rate extraction. However, such methods are computationally very expensive. They typically require the computation and further post-processing of millions of matrix elements and need a very fine sampling of the electron and phonon momentum spaces,14–16 making scaling quite challenging and impractical. In order to maintain high accuracy while reducing computational costs, various methods based on the DFPT + Wannier approach have been developed, which include averaging or integrating matrix elements across the entire Brillouin zone, such as EPA17 and EPICSTAR.18 EPA takes an average over electron–phonon coupling matrix elements as well as phonon energies and thus, requires only a sparse grid. EPICSTAR also employs a sparse grid of matrix elements and adjusts them according to their phonon frequency to create a more uniform matrix element distribution. In both cases, the results are subject to the mesh discretization while convergence tests are also expensive. These are computationally efficient methods which provide improvement over the CRTA, although they hide detailed transport physics, especially related to intra/inter-valley/band scattering transitions. The latter is essential in band alignment strategies for TE performance improvements in multi-band/valley materials.19 In this work, we also use an efficient formalism to compute the electronic transport properties by employing the DFPT + Wannier method and extract a limited, yet highly relevant set of matrix elements to obtain deformation potentials and determine electron–phonon scattering rates. We distinguish between all scattering processes, which allows for a complete understanding of the internal effects that determine electronic transport. We then employ our Boltzmann Transport Equation (BTE) code ElecTra,20 which can account for all scattering processes individually.
We extract the TE electronic transport properties of NbFeSb, one of the more prominent TE half-Heusler materials. We find that its transport properties are strongly influenced by electron-POP and electron-IIS scattering. At 300 K, the POP + IIS scattering mechanisms are around twice as strong in determining σ and PF compared to ADP + ODP for p-type carriers, and five times as strong for n-type carriers, but this strength reduces with temperature. We find that the TE power factor in the p-type case peaks at 11.45 mW m−1 K−2, whereas for the n-type case at 5.92 mW m−1 K−2, which can even be achieved for an order of magnitude less density (at 6.27 × 1019 cm−3) compared to the p-type material. Compared to experiments, we find that the calculated conductivity is around three times higher, while the Seebeck coefficient is somewhat lower, suggesting the possible presence of significant defects in experiments that lower conductivity. With regards to the PF, however, we find reasonably good agreement with existing p-type measured data, with the computational data being around two times higher. As our approach provides valuable insights into the contribution of individual scattering mechanisms (acoustic, optical, intra- and inter-valley), it provides a way to hierarchise the scattering processes based on their strengths. Thus, we are able to provide deep understanding regarding the internal processes, and finally derive even more generalized conclusions that can be broadly applied to other half-Heusler materials and beyond.
The paper is organized as follows: In Section 2 we present the results obtained starting from the discussion of the crystal structure of NbFeSb, its electronic and phonon dispersion, the method for the extraction of deformation potentials using matrix elements obtained for p-type and n-type NbFeSb, then moving to the scattering rates and thermoelectric coefficients in Section 3. In Section 4, we conclude and summarise our findings. In Section 5, we present the methods used for our transport simulation.
Since NbFeSb has 3 atoms in its primitive unit cell, the phonon spectrum has 9 phonon branches/modes, as shown in Fig. 1(c). The atom-projected phonon density of states is shown in Fig. S2 which shows the major contribution of Sb atoms in low frequency regions, followed by contributions from Nb and Fe atoms. The high frequency (longitudinal optical phonon) modes show dominant contribution from Fe atoms. The highlighted green and blue regions in Fig. 1(c) roughly show the acoustic and optical phonon mode regions considered in extracting the deformation potentials. These are regions that satisfy momentum/energy conservation to facilitate the electronic transitions. For intra-valley scattering (scattering of a carrier within its own valley), small values of wave-vector |q| (the zone-centre phonons) participate, which can be found in either the acoustic or optical phonon modes. For inter-valley scattering (scattering of a carrier from one valley to another), a large value of |q| (near zone-edge phonons) are involved due to a substantial change in momentum. The modes responsible for inter-valley scattering can also be found in both the acoustic and optical branches, but they both resemble optical modes since these modes are away from the Γ point and are thus high in energy. Even in the case of acoustic branches participating, at those wave-vector regions they are flattened out and resemble optical modes. Schematics for the inter-valley scattering between the six conduction band minima valleys at the X point and the eight valence band maxima valleys at the L point are shown in Fig. 1(d) and (e). Fig. 1(f) and (g) show the 2D cross section view for the Brillouin zone of electrons (transparent) and phonons (cyan), showing the CBM and VBM valleys with blue and grey ellipsoids respectively. The phonon wave vector q involved in the transition between equivalent CBM valleys and VBM valleys is along the Γ–X direction and thus the modes responsible for inter-valley scattering are shown by the highlighted region near the X-point in Fig. 1(c). Note that this participating phonon vector direction holds for the cases of both the valence (L–L) and conduction band (X–X) transitions. In the case of the VB this is geometrically easy to identify as shown in Fig. 1(g). For the CB, however, the vector from an X to another X-valley in the perpendicular direction is longer than the half of the Brillouin zone (the BZ for phonons), thus, we consider the equivalent final X-valley in the second electronic BZ, which happens to be in the Γ–X direction as shown in Fig. 1(f).
| Mmnν(k,q) = 〈ψnk|δqνV|ψmk+q〉 | (1) |
The acoustic deformation potential (ADP) can be calculated by taking the slope of the matrix elements with respect to the phonon wave vector, DADP = (Mmnν(k,q))/(|q|).46 The optical phonons on the other hand, give rise to microscopic distortions which can be regarded as an internal strain within the unit cell. The optical deformation potential (ODP) is the value of the matrix element itself, DODP = (Mmnν(k,q)). The acoustic and optical deformation potential scattering mechanisms are of short-range in nature, and they do not depend explicitly on the phonon wave-vector q.
In the case of polar crystals, the long wavelength (small |q|) longitudinal optical phonon modes (LO) induce an oscillating polarization, generating a macroscopic electric field.47 This electric field couples with the carriers and is known as the Frohlich interaction,48 which is long-range in nature. The Fröhlich interaction becomes stronger for smaller |q| and it diverges as |q| becomes zero. The long-range component of the electron–phonon coupling matrix elements due to the Fröhlich interaction is defined as:48
![]() | (2) |
is the Born effective charge tensor. A polar phonon mode can include both, a short-range (deformation potential) part, and a long-range (POP) part.49 The long-range component needs to be separated from the short-range component to deal with the polar singularity as the wave vector approaches zero. For calculating acoustic and optical deformation potentials for polar materials, the long-range part of the matrix elements is subtracted from the total matrix elements to get the short-range part of the matrix elements.50 The short-range component of matrix elements is then used to calculate DADP and DODP.
The overall DADP value is calculated after averaging the longitudinal and transverse acoustic deformation potentials as:
![]() | (3) |
![]() | (4) |
We follow this process of subtracting the long-range part of the matrix elements from the total matrix element to obtain the short-range part for all modes for generality in the computational approach. Of course, we know that only two of the modes are polar and include long-range parts.51 In the other modes, the long-range part is zero, but it is more convenient for the numerical automation of the process, since we do not identify which ones are polar to begin with. The POP scattering rate itself, is then computed using the Frohlich formula for POP scattering including screening, as described in the methods section, whereas the average mode frequency is used for the interaction.
For inter-valley scattering, as discussed earlier, phonons with large wave-vectors |q|, scatter electrons from one valley to another valley of the same or different band. The zone-edge phonons away from the Γ point are the ones which mediate these scattering events. The inter-valley deformation potential is obtained again by considering the contribution from all the modes and taking an average as51:
![]() | (5) |
Fig. 2(a) shows the scattering matrix elements for intra-valley transitions (small q-vector) for B1 → B1 along the Γ–X direction (see Fig. S5 for the matrix elements in the other directions, which are of similar trend and amplitude). There are two polar modes due to the two longitudinal optical phonon modes (mode 6 and 9) as shown in Fig. 2(a), recognised by their 1/|q| trend. The rest of the matrix elements are much lower in amplitude. The inset of Fig. 2(a) shows the frequencies of these two polar modes along the same direction. The average value of the polar optical phonon energy is calculated along various high-symmetry directions. Then those values from all polar modes are averaged to extract a single dominant frequency for the overall polar optical phonon scattering process. This is determined to be ħω = 32 meV here, and that is used in the equation for the Frohlich interaction (see methods). The short-range part of these matrix elements for the six optical modes is shown in Fig. 2(b) after the long-range part is subtracted out. The average optical phonon energy is determined to be ħω = 29 meV.
The acoustic modes in Fig. 2(c) shows the short-range part of the matrix elements corresponding to the longitudinal and transverse acoustic modes. The intra-valley deformation potentials for all four scattering processes (between the two bands) along different high-symmetry directions are listed in Table S1. The calculated ADP and ODP values along different high-symmetry directions are shown in Table 1. The overall ODP and ADP values for holes turn out to be DODP = 2.8 eV−1 (with an overall phonon energy of ħω = 29 meV) and DADP = 2.5 eV, respectively. The overall deformation potentials are calculated as:
![]() | (6) |
| Holes | ||||
|---|---|---|---|---|
| Γ–L | Γ–X | Γ–K | Γ–W | |
| D ADP (eV) | 2.38 | 2.16 | 2.76 | 2.5 |
| D ODP (eV Å−1) | 2.58 | 2.13 | 3.11 | 2.87 |
The number of the equivalent crystallographic orientations for a face-centered cubic (FCC) lattice are nΓ–L = 8, nΓ–X = 6, and nΓ–K = 12. Note that we used sampling along the 〈111〉, 〈100〉 and 〈110〉 crystal directions. This covers the majority of the volume of the BZ (ending up on the hexagonal and square surfaces on the BZ, and the edges around those surfaces, respectively – see Fig. S4 in the SI). We have also computed the deformation potentials along the path between Γ and W, which is also towards the edge of the BZ in between the hexagonal and square surfaces. This gives similar values as the Γ and K direction (which is towards the edges as well). We exclude this direction from the sampling, as is covered by the Γ and K and as it is not one of crystal directions.
Next, we consider the inter-valley scattering processes. Since the VBM resides on the L high-symmetry point, the Fermi surface of holes contains eight half L-valleys in the first Brillouin zone (BZ). Due to the cubic crystal symmetry, only one unique type of inter-valley transition from any given initial VBM valley to other equivalent VBM valley can be identified, as shown by the solid black arrow in the BZ of Fig. 3. The other equivalent transitions are shown by the dashed grey color arrows. Fig. 3 shows the matrix elements from all phonon modes for that transition, identified by different colors for different phonon modes. We considered a few points in the vicinity of the band extrema (∼5 points on each final valley – from which we take the average value) and thus, there are 45 points from 9 phonon modes in Fig. 3, corresponding to transition from one valley to another. The brown square in Fig. 3 shows the overall inter-valley matrix element (and deformation potential) value for these transitions for VBM (B1). Note that the energies at which the different points appear, correlated very well from the energy of the phonon bands under the highlighted regions in the phonon spectrum of Fig. 1. The DIVS value (average of B1 → B1 (0.48), B1 → B2 (0.56)) is 0.52 eV Å−1 as computed using eqn (6) including all nine modes (one averaged value for each mode) with the average frequency value ħω ∼ 24 meV.
| Electrons | ||||
|---|---|---|---|---|
| Γ–L | Γ–X | Γ–K | Γ–W | |
| D ADP (eV) | 1.93 | 2.56 | 6.51 | 6.3 |
| D ODP (eV−1) | 3.7 | 3.88 | 2.51 | 1.61 |
For inter-valley scattering, the CBM is at the X high-symmetry point, so the Fermi surface of electrons contains six half X-valleys in the first Brillouin zone (BZ). One unique type of inter-valley transitions from any given initial CBM valley to other equivalent CBM valleys can be identified, as shown by the solid black arrow in the BZ of Fig. 5. The other equivalent transitions are shown by the dashed grey color arrows. The matrix elements for the transitions facilitated by all phonon modes are shown in Fig. 5, where each color corresponds to a different mode. Again, we consider 5 points in the vicinity of each of the band extrema, resulting in 45 points in Fig. 5 for transitions from one valley to another. The brown square shows the overall inter-valley deformation potential value for this transition. The DIVS values are computed to be DIVS = 0.22 Å−1 with the average frequency value of ħω ∼ 24 meV (as computed above for the VB as well).
Fig. 6(a) and (b) show the individual scattering rates for p-type and n-type NbFeSb at 300 K when the Fermi level is placed in the vicinity of the respective band edge, as shown in the inset of Fig. 6(a); this is the region where the PF peaks, as we show later on. For p-type, the ADP, ODP and POP scattering rates are comparable, while IIS is the dominant scattering mechanism. For n-type, ADP and ODP scattering rates are lower while POP and IIS are the dominant scattering mechanisms. The total relaxation time values obtained by Matthiessen's rule (explained in the methods section), for both holes and electrons for various temperatures, are shown in Fig. 6(c) and (d) respectively, again when the Fermi level is placed at the vicinity of the band edges. The relaxation time values vary with energy and temperature and differ from the constant value of τC = 10 fs as often assumed in the constant relaxation time approximation (CRTA).54,55 The variation of individual scattering processes with energy and temperature are also shown in Fig. S5 and S6 for p-type and n-type, respectively (SI).
The comprehensive computed electronic transport properties (S, σ and σS2) versus the relative position of Fermi-level EF (left panel), as well as versus the doping density (right-panel) for p-type and n-type NbFeSb for different temperatures, are shown in Fig. 7. With the black, blue and red vertical lines, we indicate the position of the intrinsic Fermi level, the VB edge and the CB edge, respectively. Due to the asymmetry between the masses in the VB and CB, the zero crossing of the Seebeck coefficient is shifted from the charge neutrality point towards the VB, as the Seebeck coefficient becomes zero at the point of equal conduction between the VB and the CB (more evident in Fig. 7(b)). Note that the effective mass of holes is significantly greater than that of electrons, resulting in lower mobility for holes compared to that for electrons (see Fig. S13 in SI). Thus, the point of equal conductivity between holes and electrons is shifted towards the lower conductivity band (VB).53
The peak power factor for p-type is obtained to be around 10.44 mW m−1 K−2 at 300 K, while it peaks to 11.45 mW m−1 K−2 at 500 K at a carrier concentration of p = 8.4 × 1020 cm−3. For n-type, the computed peak power-factor is 5.28 mW m−1 K−2 at 300 K, while it peaks to 5.92 mW m−1 K−2 at 900 K at a carrier concentration of n = 6.27 × 1019 cm−3. Thus, the n-type peak can be obtained at a doping density an order of magnitude lower than that for p-type NbFeSb, a consequence of the higher effective mass (mDOS of holes as compared to that of electrons, as shown in Fig. 7(b). In general, for n-type the PF peak for the various temperatures is achieved when EF is placed somewhat more into the bands compared to p-type (in the case of T = 300 K the n-type PF peak is achieved when EF is placed 0.04 eV into the CB, whereas for p-type when EF is 0.02 eV into the VB).
At high temperatures, the minority carriers can be thermally generated. In the case where the Fermi level is placed in the bandgap, the absence of doping can lead to intrinsic phonon-limited carrier mobility. In addition, the asymmetry between the transport in the VB and CB, which leads to an asymmetric zero Seebeck crossing, can provide finite Seebeck coefficients, which together with phonon-limited conductivity, can lead to high power-factor values around the intrinsic ηF = 0 eV region.56 As shown in Fig. 7(f), the PF remains around 1–2 mW m−1 K−2 at 700–900 K for a large range of carrier concentrations for the case where the Fermi level is in the bandgap (region between the blue dashed lines). Note that much higher values of PFs can be obtained in this low carrier density region under different conditions. As we have shown in ref. 56, asymmetric band structures with regards to the CB and VB can allow for very high bipolar PFs compared to their unipolar ones, in materials in which the intrinsic phonon conductivity is high in the bandgap regions where the Seebeck is finite, assisted by the absence of the strong IIS mechanism.
With regards to the accuracy of the simulations, in Fig. 8, we compare our results with the previously experimentally reported transport coefficient values for p-type NbFeSb. The power-factor values calculated using our method agree well with previous experimental reports. Most of the reported data points are in the region where the optimal carrier concentration is obtained. In most experimental reports, the peak PF value is around PF = 2–10.5 mW m−1 K−2 in the temperature range from 400–900 K and the carrier concentration is around p = 6.3× 1020–1.5 × 1021 cm−3. Our peak PF of around 11.5 mW m−1 K−2 at 500 K at carrier concentration of 8.4 × 1020 cm−3 is somewhat higher. However, it is expected that the theoretical values are generally higher than the experimental values, because of various factors such as the presence of defects, dislocations, alloying etc. in the measured structures, which are not accounted for in simulations. These factors almost certainly reduce the electrical conductivity and mobility significantly. Overall, the electrical conductivity of the experimental data is around a factor of three lower compared to our computed results, as shown in Fig. 8(b). On the other hand, the measured Seebeck coefficient is larger compared to the computed Seebeck coefficient, following the well-expected adverse trend compared to the electrical conductivity, as shown in Fig. 8(a). The electrical conductivity suffers much more in experiment compared to the improvements in the Seebeck coefficient (compared to the simulated data), such that the PF is overall lower the experiment (especially for higher temperatures).
![]() | ||
| Fig. 8 Comparison with experimental values: our calculations for: (a) Seebeck coefficient, (b) electrical conductivity, and (c) power factor for p-type NbFeSb versus doping concentration for various temperatures. The diamond, star, hexagram, and square markers correspond to experimentally reported values from ref. 23 and 27–34. | ||
In Fig. 9(a) and (b) we show the POP rates up to ηF values of −0.3 and 0.3 for p-type and n-type respectively, covering the region where the power-factors peak in each case (see insets for the actual positions of the Fermi level). The POP scattering rates for both p-type and n-type decrease with the increase in carrier concentration, a consequence of increased screening. The POP rates for the unscreened case (blue lines) are larger for p-type as compared to n-type. This is due to the presence of two degenerate valence bands, which introduces inter-band scattering, in addition to the intra-band scattering between the heavy mass p-type bands (see eqn (9) in methods). In fact, a single heavier band mass (as in the VB) will result in larger exchange vectors and reduce the POP and IIS rates. However, having a second heavier band overlapping at the same k-space region, enables small exchange vector transitions between them (from geometrical considerations), which increases the scattering rates (and makes the overall exchange vector smaller – note that inter-valley transitions involve large exchange vectors, but these scattering rates are small and do not affect the overall scattering significantly). When screening is considered, the p-type POP rates decrease more with increasing carrier concentration as compared to the n-type rates. The reason behind this behavior can be explained by examining the generalized screening term for POP rates, defined as
. Here q is the momentum exchange vector,
is the screening length, EF is the Fermi level and n is the carrier density. The screening length LD for holes and electrons is shown by the solid and dashed lines, respectively, for different temperatures in Fig. 9(c) at the same reduced Fermi levels (the band edge for both cases is noted and placed at ηF = 0 eV). In general, it decreases with EF (and density) indicating reduction in the scattering rates, and it is lower for holes compared to electrons (solid lines are lower compared to the dashed lines), indicating lower scattering rates for holes (note that low LD means that the scattering interaction is screened at very small length and the scattering rate is thus low). The reason for this behavior is the larger density of states (DOS) for holes, which reduces LD since it involves the
term, which decreases as the DOS increases. Thus, around the energy regions at which the PF peaks, the holes scattering rates are becoming weaker, approaching similar values as those for electrons. Note that the screening length under simplifications is proportional to
. Here, since we compare at the same ηF, the density increases with temperature as well (more than linearly), which makes the LD seem to reduce with T, rather than increase.
The phonon-limited PF values with and without considering POP screening show large differences especially for p-type transport, as shown in Fig. 9(d). This signifies that screening needs to be considered, despite the fact that the entire computation is now in addition Fermi level dependent. This is more important with materials with large density of states and elongated, dispersive bands (p-type here), rather than materials with smaller effective masses and narrow bands (n-type here). We stress, however, this is specifically the case for NbFeSb. In our calculations for different half-Heusler materials, these conclusions could vary.
Note, however, that this comparison is shown for 300 K. At higher temperatures, the comparative strengths would change in favor of the non-polar ADP + ODP mechanisms – our calculations show that the influence of POP + IIS scattering compared to ADP + ODP in determining σ is approximately halved (compared to their influence at 300 K) with doubling the temperature. In general, the ratio in the inset of Fig. 10(c) increases with T. In the case of p-type, at 900 K, the strength of the coulombic and non-polar mechanisms becomes equal. For n-type, even at high T, the coulombic IIS + POP are still much stronger. Thus, even in polar materials such as this one, accurate computation of the non-polar scattering component could be important for the PF, especially for high T. An inaccurate computation of the acoustic and optical deformation potential scattering can lead to significant quantitative error in the transport properties.
000 CPU hours.
The second step, involving the transport calculation, is computationally significantly less expensive in comparison to DFPT + Wannier based approaches. Full DFPT + Wannier approaches require a fairly dense post-interpolation mesh and the consideration of millions of matrix elements contributing to transport, in order to obtain convergent results.60 This could lead to computational challenges, such as the requirement of higher memory nodes as well as more core hours, especially in case of complex systems with large unit cells and low symmetry.51 In our method, the transport simulation step requires only 6300 CPU hours for both electrons and holes which is significantly lower compared to what DFPT + Wannier methods demand. The transport computation from DFPT + Wannier method is expected to require around 70
000 CPU hours or even more, depending on convergence, for only one type of carrier, as elaborated on in our previous works.51 Thus, effectively, we can reduce the overall computational cost by around 20 times for full bipolar transport using our approach compared to the full DFPT + Wannier method.51,52 (We would like to note that we tried substantially to simulate this material (NbFeSb) using EPW in order to compare with our results. However, achieving quantitative convergence with EPW proved very difficult due to the extremely fine Brillouin-zone sampling needed.) In ElecTra, although we extract just a limited number of matrix elements and converting them into deformation potentials, we intentionally concentrate on the critical transport areas, leading to a locally concentrated grid of matrix elements. This approach might be more beneficial than choosing matrix elements on a sparse grid throughout the entire Brillouin zone.59 More developments in this area could lead to considerable reduction in computational costs making it feasible to compute accurate deformation potentials for large number of systems and even bigger with respect to unit cell size and complexity. We also performed AMSET12 calculations for NbFeSb and compared the result to our ElecTra computations. We found that for this material, the two results differ in some cases, with AMSET predicting higher power factor compared to the ElecTra results. AMSET derives a global deformation potential value for the non-polar electron–phonon scattering contributions based on the band shifts when straining the material, and thus does not make distinction between ADP and non-polar ODP scattering. However, in certain cases, for example if we exclude the non-polar optical deformation potential scattering and screening due to POP, the values obtained from AMSET and ElecTra are in very good agreement.
Regarding our method, we have used an approach which involves the extraction of deformation potentials ab initio, to calculate scattering rates to be used in a BTE simulator. Our method uses a limited number of matrix elements near specific q-vectors related to intra/inter-valley scattering, which can be chosen on a fine mesh. Crucially, by considering each q-vector and phonon branch individually, we gain insight into the underlying fundamental physical processes, including intra- versus inter-valley transitions and the strengths of each mechanism separately. Our approach achieves ab initio accuracy, at significant computational cost reductions compared to fully ab initio DFPT + Wannier techniques by at least 20 times due to the significantly fewer matrix elements needed. Thus, we believe that our approach can be extremely useful for understanding transport properties, but can also be scalable to provide high quality training data for further machine learning related research.
For transport calculations for NbFeSb (having 3 atoms per unit cell), a k-mesh of 81 × 81 × 81 was used. We use our BTE simulator ElecTra for calculating the transport properties.20 The scattering rate expressions for different scattering processes used are as follows. For ADP:
![]() | (7) |
![]() | (8) |
![]() | (9) |
![]() | (10) |
is the overlap integral which is given by:Imn(k,k + q) = 〈um,k+q|un,k〉, | (11) |
![]() | (12) |
, where EF is the Fermi-level and n is the carrier density. The overall transition rate,
, is calculated by combining the strength of all scattering mechanisms using Matthiessen's rule as:![]() | (13) |
After calculating the scattering rates, the thermoelectric coefficients, namely the electrical conductivity, σ, and Seebeck coefficient, S are calculated as:
![]() | (14) |
![]() | (15) |
Here, f0 is the equilibrium Fermi–Dirac distribution function, Ξij(E) is transport distribution function (TDF) defined as:
![]() | (16) |
is the relaxation time (inversely proportional to the transition rates), v(E) is the bandstructure velocity, g(E) stands for the density of states at energy E, and i, j are the Cartesian coordinate indexes, for which we set i = j = x).
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