Derri J. Hughesa,
Wei Bo Nga,
Richard T. Chapmanb,
George Healinga,
Michael A. Parkes
c,
Jennifer Rigdenb,
Oliver J. Smith
b,
Emma Springate
b,
James O. F. Thompsonb,
Tiffany Walmsley
b,
Joanne L. Woodhouse
a and
Russell S. Minns
*a
aSchool of Chemistry and Chemical Engineering, University of Southampton, University Road, Highfield, Southampton SO17 1BJ, UK. E-mail: R.S.Minns@soton.ac.uk
bCentral Laser Facility, STFC Rutherford Appleton Laboratory, Didcot, Oxfordshire OX11 0QX, UK
cDepartment of Chemistry, University College London, 20 Gordon Street, London, WC1H 0AJ, UK
First published on 26th August 2025
The interconversion of aromatic heterocyclic molecules via photochemical scaffold-hopping provides a clean and efficient formation route to otherwise synthetically challenging targets. The interconversion between pyrazole and imidazole is a widely used example in materials science and biochemical applications with arrow-pushing mechanisms used to define the reaction path. To study the photochemically driven isomerisation of pyrazole to imidazole, we combine femtosecond time-resolved photoelectron spectroscopy experiments with ab initio electronic structure calculations. Our results show that excitation to the 1ππ* state in the gas-phase provides a directed ‘kick’ to the system, resulting in the breaking of the N–N bond and formation of a ring-opened biradical intermediate on the vibrationally hot electronic ground state on ultrafast (sub-90 fs) timescales. Once on the vibrationally hot electronic ground state, production of the imidazole photoproduct proceeds via the formation of a three membered ring that subsequently opens and shifts the relative position of the two nitrogen atoms.
As with all photochemical transformations, the geometric structural changes that occur during this interconversion process are driven by the changes in electronic structure and reactivity on the excited state. However, despite pyrazole's wide use and importance, it remains unclear what electronic state changes occur, and how important these are in directing the interconversion between scaffold structures. Herein, we present the results of extreme ultraviolet (XUV) time-resolved photoelectron spectroscopy (TRPES) measurements that monitor the initial excited state dynamics, formation of vibrationally hot ground state pyrazole, and its isomerisation to imidazole. These experimental observations are expanded upon through the use of high-level ab initio electronic structure calculations which map the dominant isomerisation pathway, identifying the key intermediates and structural dynamics involved.
Within the organic chemistry literature, two curly arrow mechanisms that have been used to define the pyrazole to imidazole reaction path are illustrated in Fig. 1.12 The first, coined the biradical pathway, involves N–N bond fission, generating a biradical intermediate, 1a, that transitions through a strained three-membered ring, 1b, before forming imidazole. The second, known as the bicyclic pathway, begins with out-of-plane ring distortions, producing bicyclic intermediates, 2a and 2b, en route to imidazole formation. The role of the electronically excited states involved and the route back to the electronic ground state are, however, ill-defined in such mechanisms.
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Fig. 1 Proposed curly arrow mechanisms for both the bicyclic (red) and biradical (green) pathways of photoisomerisation of pyrazole to imidazole.12 |
Previous theoretical studies have utilised complete active space self-consistent field (CASSCF) calculations to examine the geometries of the conical intersections (CIs) involved in the two proposed pathways.16,17 Three types of CIs were identified and classified according to their associated pathway: N–H dissociation, N–N bond stretching leading to the biradical intermediate, and ring puckering leading to the bicyclic intermediate. These biradical and bicyclic geometries align with those depicted in the proposed curly arrow mechanisms (Fig. 1). Additional trajectory-based simulations of the dynamics suggest that the excited state has a lifetime of only 150 fs, suggesting that the main structural changes predominantly occur on a vibrationally hot ground state, mediated by one, or several, CIs.17
Experimental measurements of the UV-driven dynamics of pyrazole (and its structural analogue imidazole) in the gas phase have, to date, been focused on pathways orthogonal to the photoisomerisation, chiefly that of N–H photolysis.5–8,18,19 Previous experiments have utilised frequency- and time-resolved velocity map imaging (VMI) and ion yield (IY) techniques to investigate the H-atom photodissociation dynamics of pyrazole after excitation at pump wavelengths between 200–220 nm.6,18,19 Time-resolved VMI studies reported the appearance of high kinetic energy H-atoms on a sub-50 fs timescale,6,18 which, in agreement with previous frequency-resolved VMI studies,19 was assigned to a direct dissociation process occurring following excitation on to the state. Secondary, much weaker, peaks associated with C2H3N+, C2H2N+, CH2N+, and CH2+ products were also observed in the time-resolved IY measurements of Williams et al. The formation of these fragments was assigned to ionisation processes occurring after excitation of a 1ππ* state and subsequent relaxation through a ring-puckered 1ππ*/S0 conical intersection.18 The observation of these fragments suggests alternative ring fragmentation/ring deformation pathways that could lead to the eventual formation of imidazole but provide little mechanistic detail of how this might proceed.
The experimental and computational insights into pyrazoles photochemistry to date therefore provide a rather disconnected picture, with experiments predominantly focussed on the H-atom photodissociation pathway and theory identifying conical intersection pathways that lead back to the electronic ground state. The overall mechanism of the pyrazole-imidazole photoisomerisation reaction therefore remains untested and unclear. This work aims to provide clarity on the driving photoisomerisation mechanism.
Pump and probe pulses were generated from the output of an amplified Ti:Sapphire system (Red Dragon, KM Labs), operating at a central wavelength of 800 nm at a 1 kHz repetition rate. The output was split providing separately compressed pulses that were used to generate the pump and probe. A 200 nm pump was generated using a BBO-based fourth harmonic generation setup. This featured an initial frequency doubling stage (800 nm → 400 nm), followed by two serial sum frequency stages (800 nm + 400 nm → 266 nm; 266 nm + 800 nm → 200 nm). This produced 5 μJ of 200 nm light which was reduced down by an aperture to provide approximately 2.5 μJ per pulse on the target. XUV probe pulses were generated via high harmonic generation (HHG) in an Ar gas jet. The HHG process was driven by the second harmonic (400 nm) of the 800 nm fundamental, with a quasi-time-preserving monochromator used to select the 7th harmonic of the 400 nm driver (21.6 eV, 57.4 nm). The isolated harmonic had a nominal flux of 1010 photons per second on target.21 Both pump and probe pulses were linearly polarised parallel to the TOF axis (perpendicular to the detector plate), independently propagated, focused, and overlapped at a small crossing angle (∼3°) at the interaction point with the electron time-of-flight spectrometer and the effusive molecular beam. The resulting pump–probe cross-correlation, obtained from our fitted instrument response function, yielded a Gaussian pulse duration (σ) of 83 ± 6 fs.
A continuous effusive molecular beam was generated by gently heating solid pyrazole (Sigma Aldrich) to 55 °C. The resultant vapour was expanded through a nozzle of diameter 3 mm positioned 30 mm from the interaction point with the flow rate controlled by a low rate leak valve (Chell CMV-VFM-2-P-44). Liberated photoelectrons were detected using an electron time-of-flight spectrometer (Kaesdorf ETF11) with a collection efficiency of 5%, and an entrance lens voltage optimised for photoelectrons with kinetic energies associated with the initial excited states and vibrationally hot ground state (15–19 eV, approx. 95 V). Pump–probe data was collected over 26 delays, ranging from −1 to +100 ps with a total of approximately 3.86 × 106 laser shots recorded per delay point.
The computed XMS-CASPT2(12, 10) S1 ← S0 vertical excitation energy is 6.22 eV. For comparison, the uncorrected SA-CASSCF(12,10) method yields a value of 6.49 eV, while TD-B3LYP gives 5.8 eV. Although TD-B3LYP produces vertical excitation energies that are consistent with experimental values,28 its single-reference framework limits its ability to accurately describe multiconfigurational excited state dynamics. The XMS-CASPT2 corrected vertical excitation energy (6.22 eV) overestimates the experimentally reported vertical transition energy (5.8 eV).28 We therefore treat this ∼0.4 eV deviation as a reasonable upper bound on the uncertainty in our computed excitation energies, which remain appropriate for modelling the reaction pathways initiated under our experimental conditions.
After mapping the excited state pathways of pyrazole, potential reaction pathways on the ground state are calculated using the climbing image nudged elastic band (NEB) method29 at the DFT/B3LYP level, as implemented in the ORCA 6.0.0 package. Given the computational expense associated with NEB calculations, our choice of using the B3LYP functional was based on its use in other investigations of photochemically-driven ground state reaction dynamics,30–32 and ultimately provides a reasonable balance between feasibility and accuracy. The number of intermediate images was set to 20, and the initial trajectory was generated using the sequential image dependent pair potential (SIDPP) method. Then, the path was refined at the semi-empirical GFN2-xTB level of theory33 before being further refined at the B3LYP level of theory. Optimised ground state equilibrium geometries of pyrazole and imidazole obtained using the B3LYP functional served as the starting and final images of the reaction pathway. For the NEB calculation, the corresponding S1/S0 CI, optimised at the SA-CASSCF(12,10)/aug-cc-pVDZ level of theory, was utilised as a guess transition state. To ensure accurate evaluation of integrals, all DFT calculations utilised the defgrid3 option for finer grid spacing.
To extract timescales associated with the decay of the electronically excited state signal, a kinetic model was fit to the integrated intensity over the 3.0–8.6 eV region of the photoelectron spectrum. The full energy range is covered due to the relatively weak and continuous binding energy signal that makes integration over smaller, more discrete regions of the spectrum challenging. As the initial S1 population (eBE: 3.5–7.5 eV, IS1) decays into a vibrationally hot ground state (eBE: 7.5–8.6 eV, IGS), we can model the total signal intensity (I) as
I = IGS + IS1, | (1) |
![]() | (2) |
![]() | (3) |
The experimental data therefore points to a rapid relaxation pathway leading back to a vibrationally hot ground state on a sub-90 fs timescale where it appears most of the nuclear rearrangements associated with the isomerisation to imidazole will occur. To explore this process in more detail, a series of theoretical calculations have been performed.
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Fig. 4 SA-CASSCF(12,10)/aug-cc-pVDZ optimised geometries of pyrazole in the S0 and S1 states. Bond lengths are given in Angstroms. |
The two equilibrium structures suggest that, upon excitation, there will be ring expansion and out of plane deformations on the S1 surface, indicating the forces acting on the molecule could lead to either bicyclic or biradical intermediates. Previous calculations have suggested that there are multiple S1/S0 CIs along both the biradical (N1–N2 fission) and bicyclic pathways which lead back to the electronic ground state.16,17 To explore the locations of the CIs and their relevance in the overall isomerisation dynamics, relaxed scans of the S1 potential energy surface were performed along the N1–N2 and N1–H bond stretch coordinates, as well as the φN2–N1–C5–C4 and φN1–N2–C3–C4 dihedral angle coordinates. We present the 1D PECs in Fig. 5a–d respectively, with the S0 PEC calculated at the same geometries.
In Fig. 5a, on the S1 surface, a shallow minimum is observed at an N1–N2 distance of 1.42 Å, corresponding to the geometry depicted in Fig. 4. Analysis of the LUMO at this bond length, plotted above the PEC, confirms a strong ππ* electronic character (plotted in blue) for the state. As the bond is further extended, the curve transitions almost barrierlessly into a strongly repulsive region, culminating in an S1/S0 CI at approximately 2.5 Å. At a bond length of 1.6 Å, the π* LUMO appears to mix with the orbital, which then evolves into a localised
orbital by 1.75 Å. The electronic character of the S1 state becomes predominantly πσ* (plotted in green), which mediates further extension of the N1–N2 bond and provides access to the S1/S0 CI. While this state crossing point has not been explicitly optimised, analysis of the evolution of the LUMO in the active space with increasing N1–N2 distance confirms the crossing through reordering and mixing of the
and
orbitals.
As the N1–H bond stretches, in Fig. 5b, the S1 curve exhibits a significant energy barrier of approximately 0.5 eV that any excited state population must overcome to undergo N–H dissociation. This barrier peaks at a bond length of 1.2 Å. After this point, the curve becomes repulsive, coinciding with a change in the electronic character of the excited state to (plotted in green). This change indicates a crossing point between two electronic states. Such a crossing is expected and has been previously reported in studies of N–H photodissociation in pyrazole.6,18,19 We plot the evolution of the LUMO as the N1–H bond extends above the PEC. In addition, an S1/S0 CI is observed at a bond length of approximately 2.6 Å on the asymptotic limit of both S1 and S0 states. At this point, the two fragments no longer interact with each other. Due to its location, this CI is not expected to play a major role in ground state recovery and the overall photoisomerisation dynamics. Instead, it may act as a competing channel for any excited state population. Previous computational work at the MS-CASPT2 level reported the conical intersection (CI) location at approximately 2.1 Å, with dissociation channels leading to both C3H3N2 (X) and C3H3N2 (A) products.6,17,19 While the CI computed in this work is shifted to 2.6 Å, with the two dissociation channels occurring at longer N1–H bond lengths, we can still rule out this pathway as a significant contributor to photoisomerisation for the same reasons discussed above. We also plot the uncorrected SA-CASSCF(14,12) PECs in Fig. S4 (see SI), which successfully reproduces the previously reported N1–H PECs.
In Fig. 5c and d, the S1 state surfaces remain relatively flat as their respective dihedral angle increases until 50°. No CIs are observed along these coordinates with limited indication of any force directing the molecules away from relatively planar geometries. We note, however, surfaces constructed by linear interpolations of internal coordinates computed by Xie and Su obtained an S1/S0 CI along the φN2–N1–C5–C4 and φN1–N2–C3–C4 axes at 55° and 60° respectively, suggesting that multidimensional changes give rise to the degeneracy between states which are not captured by constrained surface scans.16,17 As an alternative to the minimum energy reaction paths computed in Fig. 5, we performed CI optimisations on both the φN2–N1–C5–C4 and φN1–N2–C3–C4 S1 state surfaces at the SA-CASSCF(12,10)/aug-cc-pVDZ level. Between the S1 optimised minimum energy geometry and the optimised CI geometries, we generated a series of image-dependent pair potential (IDPP) structures and formed representative excited state pathways to the CIs which are plotted in Fig. 6. We note that these geometries represent unoptimised structures in which any energy barrier is regarded as the upper bound of the actual energy barrier and is thus not representative of a minimum energy reaction path.
In the IDPP pathways, we find S1/S0 CIs at φN2–N1–C5–C4 = 56° (Fig. 6a) and at φN1–N2–C3–C4 = 65° (Fig. 6b) respectively, while preserving a ππ* electronic character of the excited state. These extracted CI dihedral angles are in agreement with those obtained by Xie17 and Su.16 Although these are not present in the minimum energy paths presented in Fig. 5c and d, we note that there are key differences in the CI geometries. The optimised CI geometries are presented in Fig. S6 and S7 (see SI). Briefly, the main differences in these geometries include H-atom pointing (both), C2–N4 bond length (Fig. 6a), and ring puckering (Fig. 6b). We note that the optimised CI structures closely resemble the bicyclic structures proposed in Fig. 1. In Fig. 6, we also overlay the XMS-CASPT2 corrected IDPP pathways which, in the case of (b), agree with the position of the CI. In (a) however, the XMS-CASPT2 correction appears to lift the degeneracy between states suggesting that the SA-CASSCF optimised CI is not sufficiently accurate. Regardless of this point, and in common with the previous works of Xie17 and Su,16 routes to both dihedral CIs from the S1 minimum are energetically flat, with no apparent directional gradient driving the system towards the state crossings.
Our excited state pathways strongly suggest that ground state recovery is mediated by the fission of the N1–N2 bond. Our ultrafast experimental lifetime of the S1 state suggests that the changes in nuclear geometry on the excited state are fast, highly directed, and most likely along a well-defined, single reaction coordinate. Based on their flat potentials and no apparent driving force to funnel the excited state population into the S1/S0 CI on the experimentally-derived timescale, the IDPP paths connecting the S1 minimum and optimised dihedral CI structures can be ruled out as a viable path to mediate isomerisation via ground state recovery. We rule out the involvement of the N1–H minimum energy pathway in the recovery of the ground state due to the barrier on the S1 surface. Therefore, we are left with one viable pathway that can mediate ground state recovery in the isomerisation mechanism: N1–N2 bond fission, forming a biradical intermediate en route, on the ultrafast timescale measured in the experiment.
Despite being applied to distinct regions of the reaction landscape—CASSCF/XMS-CASPT2 for excited state pathways and CIs, and DFT for ground state NEB calculations—the two methods yield a coherent mechanistic picture that overwhelmingly supports the previously proposed biradical isomerisation pathway in Fig. 1 and validates their complementary use.
To check consistency with the experimental observations, binding energies for the critical geometries involved in the reaction have been calculated at the B3LYP/aug-cc-pVDZ level of theory in accordance with Koopman's theory. We tabulate these values in Table 1 alongside experimental values where available. Comparing these values to the spectra plotted in Fig. 3a and b, we see peaks at long delays around the 8.8 eV value expected for the imidazole product. Ionisation energies for the other structures identified as reaction intermediates fall within the experimentally observed broad energy range (Fig. 3b), indicating that within the gas-phase ensemble measured, we have a distribution of these vibrationally hot ground state structures. From our kinetic fits in Fig. 3c of the 7.5–8.6 eV region, we expect these structures to be accessed on a sub-picosecond timescale. Based on these calculations, we tentatively assign the peak at 8.8 eV in Fig. 3b to imidazole.
Previous experiments have observed H-atom photodissociation dynamics. To determine the spectral signature of this process, we calculated the binding energy of the pyrazolyl radical (C3H3N2) which would be formed as a co-fragment. The binding energy was determined to be 10.6 eV (B3LYP/aug-cc-pVDZ), overlapping with ground state background signals (see Fig. S1). This overlap complicates the isolation of this signal as the corresponding region of the photoelectron spectrum is largely dominated by ionisation from ground state pyrazole. However, given the barrier to N–H bond dissociation from the 1ππ* state, and the ultrafast relaxation observed we suggest that any N–H dissociation from the channel is minor. This agrees with previous measurements of the N–H photolysis reaction performed at similar wavelengths that suggest the N–H photolysis occurs following excitation into a close lying 1πσ* states.6,18,19 Importantly, these studies have employed detection techniques that are uniquely sensitive to the dissociating H atom. Our measurements do not provide any direct observation of this pathway, suggesting that the fragments produced by this channel are below our limit of detection. To rationalise this finding, we calculated the oscillator strengths of both the 1ππ* and 1πσ* states at the TD-B3LYP/aug-cc-pVDZ level of theory. Although both states are energetically accessible in our pumping regime (1πσ* = 6.1 eV; 1ππ* = 5.8 eV), the oscillator strength of the 1ππ* transition (6.54 × 10−3) is over two orders of magnitude greater than that of the 1πσ* transition (4.26 × 10−5). This large disparity suggests that direct excitation to the dissociative 1πσ* state is much less probable, consistent with the absence of experimental evidence for this channel in our measurements.
Recently performed ultrafast electron diffraction experiments will provide a further test of the conclusions here, allowing us to directly identify key intermediate structures. Combining such structural probes with the electronic state sensitivity of photoelectron spectroscopy and advanced theoretical modelling will provide a unified picture of the coupled electronic and geometric structure changes involved here and in other important photochemical systems.
While these results show that the biradical pathway is the dominant isomerisation pathway in the gas-phase, they may not necessarily reflect the dynamics that occur in solution where the dominant pathway may be mediated by bicyclic intermediates, or by the destabilisation of the biradical intermediate by solvent effects which would change the electronic character of the excited state. Further transient vibrational absorption studies should be conducted to elucidate the difference in isomerisation pathways, if any, in solution.
Supplementary information: Photoelectron spectrum calibration, centre of mass calculation description, case resampling bootstrap method description, S0 and S1 optimised geometries and frequencies, SA-CASSCF(14,12) N1–H potential energy curves, optimised conical intersection geometries, intrinsic reaction coordinate plot, nudged elastic band local minimum frequencies, and coordinates of the local minimum, transition state, and imidazole from the nudged elastic band calculations. See DOI: https://doi.org/10.1039/d5cp02684a
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