Amir
Mahdian
,
Arsalan
Hashemi
and
Kari
Laasonen
*
Department of Chemistry and Material Science, School of Chemical Engineering, Aalto University, 02150 Espoo, Finland. E-mail: kari.laasonen@aalto.fi
First published on 9th June 2025
Mechanistic redox and acid–base reactions play pivotal roles in numerous applications in both chemistry and biology. Bridging the gap between computational insights and experimental observations is crucial to illuminate the mechanisms underlying these redox processes. In this study, we investigate electrochemical reactions by using the scheme of squares framework for a set of tens of molecules that have been examined for redox flow batteries. Furthermore, we focused on developing our computational models by calibrating the calculated redox potentials against experimental data, thereby enhancing the predictive accuracy of our approach. These findings are relevant across a wide range of applications from energy storage to medicine and synthetic chemistry.
In flow batteries,9,10 reversible electrochemical reactions are essential for facilitating successful charging and discharging. Full reversibility occurs when electrons move back and force between an electrode and a redox-active molecule in a potential cycle. This means that any additional reactions consuming electrons11 must be minimal. An acid–base reaction,12 disproportionation,13 electrode passivation,14 and molecule decomposition15 are examples of chemical reactions, which add complexity to the mechanism of electron transfer and potentially introducing irreversibility into the desired redox reaction. Of these reactions, the acid–base reaction is a relatively simple reaction where an acid donates a proton (H+) to a base, forming a conjugate base and a conjugate acid. When this reaction takes place alongside the redox reactions, it will alter the overall process.16 The acid–base reaction is rather easy to model and should be added to the redox potential modelling whereas the other reactions are more difficult to model.
Cyclic voltammetry (CV) is one of the most widely used techniques for characterizing redox-active systems.17–20 This involves applying a potential to an electrode relative to a fixed reference potential, such as the standard hydrogen electrode (SHE).21 The potential varies linearly over time within the electrochemical potential window of the electrolyte. As an indicator of the number of electrons transferred, the current is measured simultaneously. Therefore, it is possible to determine the number of oxidation states and their stability, reaction rates, and redox potentials.22 With common experimental methods, it is challenging to obtain atomic-level details. Consequently, computational analyses are very useful for gaining a deeper understanding of electrochemical properties and redox mechanisms.
Through electrochemical reaction analyses, kinetics assessments, however, require very time consuming computations or model simplification.23–25 The thermodynamic data are easily evaluated by determining the changes in the Gibbs free energy (ΔG) of the reactants and products which are equivalent to the experimental redox potential obtained from the CV analysis. Therefore, the key is to computationally examine various reaction pathways to determine whether the process involves a decoupled electron transfer (ET) and proton transfer (PT) or a coupled (simultaneous) proton–electron transfer (PET).26,27 These pathways can be systematically diagrammed along the sides and diagonal of a square, forming a representation known as an electrochemical scheme of squares.28–30
The density functional theory (DFT) approach31,32 in combination with implicit solvation models33 and a computational standard hydrogen electrode (SHE)34 are frequently used to simulate electrochemical environments. Despite their widespread use, these methods face challenges, including the accurate modeling of charged systems and addressing deficiencies in exchange–correlation (XC) functionals.35 These limitations can lead to discrepancies, for example, in the Gibbs free energy, compared to the experimental values.36
To address this issue, one can scale the DFT results to the corresponding experimental results. This adjustment should eliminate discrepancies and indirectly incorporate the experimental effects into the calculated values. Generally, the validity and diversity of the collected data are crucial. For instance, our group,37 along with others,38–40 scaled theoretical pKa values to match experimental values in various solvents for organic molecules. ET redox potential has also been calibrated to align with experimental values with accuracy as good as about 0.1 V.41–44 For example, Hamza et al.42 adjusted the redox potential for pyridinium derivatives. These studies focus only on ET whereas we will also include the PET reactions.
In what follows, we explain how the electrochemical scheme of squares can be employed to interpret and predict the experiments. We also scale the redox potentials for both the ET and PET reactions to align with experimental data. To this end, a systematic effort was made to establish a relationship that reconciles the discrepancies between theoretical predictions and experimental measurements. This approach not only deepens our understanding of redox behavior but also establishes a foundational framework for accurately predicting the electrochemical properties of new molecular systems in other related fields of research.
[electrode]n + Xm → [electrode]n−ne + Xm+ne | (1) |
In this reaction, n and m represent the numbers of electrons in the electrode and molecule X, respectively. Additionally, ne represents the number of electrons transferred from the electrode to X during the reduction reaction. A reverse reaction, known as oxidation, can also be considered. During the redox (reduction–oxidation) process, each species may also undergo proton (H+) transfer reactions:
Xm + npH+ → [XHnp]m−np. | (2) |
When the electrode potential is applied, the current peaks as a function of the ratio of the activities of the oxidized (ox) and reduced (red) species at the potential E:
![]() | (3) |
This equation is referred to as the Nernst equation.45 Here, E0ox/red is defined as the standard potential, which is equal for both the reduction and oxidation reactions. The parameter ai, which denotes the activity of species i, is defined as follows:
Now, let us examine how different reactions impact E:
![]() | (4) |
[electrode]n + Xm + npH+ → [electrode]n−ne + [XHne]m+ne−np. | (5) |
In such a reaction, the activity of H+ is conventionally set to 1 (pH of 0) to determine E0ox/red. Eqn (4) is used again, but in this instance, with . The activity of the H+ species can be adjusted by the pH of the solution, as described by the following equation:
pH = −log(aH+) | (6) |
Consequently, the activity aH+ is determined as follows:
aH+ = 10−pH | (7) |
In reactions where there are np protons involved (as outlined in eqn (5)), the activity ratio can be expressed as follows:
![]() | (8) |
Integrating eqn (3), (7) and (8), the Nernst equation can be reformulated for our specific system as follows:
![]() | (9) |
At room temperature, the value of RTln(10)/F is approximately 0.059 eV.
The irreversibility can be caused by the PT (or PET) reaction. The pKa 's of a molecule depend strongly on the charge state of it and we can assume that the pH is constant during the potential cycle. At certain voltage, a molecule can get to a protonation state which it cannot return to the earlier state via ET or PET, as demonstrated in examples presented later in this manuscript. As we study only a single molecule without changing its backbone connectivity, we cannot address irreversibility by molecule breaking, dimerization or other more complex reactions.
XHn ⇌ [XHn−np]ne + npH+ + nee− | (10) |
As previously discussed, the required H+ is sourced from an aqueous solution, while e− is derived from an electrode.
To assess the thermodynamics of the reaction, it is essential to determine the Gibbs free energy of each state involved in the process. The Gibbs free energies of the XHn and [XHn−np]ne species can be readily analyzed, while the energetics of H+ and e− prove to be more complex. To address this issue, two following reactions are essential:
(i) The standard potential of the hydrogen electrode, as the reference electrode, is 0 V for the reaction written as
![]() | (11) |
(ii) An experimental pKa, as a reference, is employed to capture the H+(aq) Gibbs free energy. Herein, the formic acid (HCOOH) dissociation reaction with a pKref.a of 3.77 is employed:60
HCOOH → HCOO− + H+. | (12) |
The logarithm of an acidity constant (Ka), represented by the pKa value, is defined as follows:
![]() | (13) |
Therefore, the reference Gibbs free energy change for reaction (12), denoted as ΔGref.PT, is calculated to be 0.224 eV.
The calculation of the Gibbs free energies for HCOOH and HCOO− can be easily performed. We determined that the Gibbs free energy of the solvated proton, denoted as GH+(aq), is −11.798 eV. Referring back to eqn (11), we can compute that Ge− = −4.115 eV. This value is based on computations defined above and it differs a bit from the IUPAC recommendation of −4.44 eV.
Subsequently, the obtained pKa values need to be adjusted to address limitations inherent in the implicit solvation model used in our study,37 as described below:
pKscaleda = 0.49 × pKa + 3.2 | (14) |
As previously noted, no scaling formula has been established for the redox potentials of the ET and PET reactions that fit our computational setup. In the present study, we delineated these relationships.
![]() | ||
Fig. 2 (a) OTDFL participates in the ET and PET reactions during the reduction process. The oxygen atom in the ketone group is protonated. (b) Experimental cyclic voltammetry of OTDFL at different pH values from 3 to 7, taken from ref. 61. (c) The electrochemical scheme of the squares of OTDFL at pH 7. Vertical, horizontal, and diagonal arrows indicate the PT, ET, and PET reactions, respectively. PT is gauged by pKa, whereas ET and PET are assessed by redox potentials in V, with PET potentials adjusted for the corresponding pH. The redox potential was referenced to the SHE. X represents the OTDFL compound. |
CV experiments were conducted using 1 mM OTDFL at various pH values. The redox potential for the initial redox process remained untouched at 0.16 V. In contrast, the redox potential for the subsequent redox process exhibited a downward shift from 0.12 V to −0.09 V as the pH increased from 3 to 7. This pH-dependent variation in the second redox process demonstrated a slope of 0.059 V per pH unit, indicative of a PET reaction (Fig. 2(b)). Consequently, a single peak with a slight shoulder evolves into a two-peak diagram, where the higher-potential-positioned peak is always fixed. All reactions were reversible.
Our scheme of squares (Fig. 2(c)) elucidates the following aspects of the redox reactions: (i) at all studied pH levels, OTDFL is first reduced through the ET reaction; (ii) the second electron transfer proceeds via a PET reaction, influencing the redox potential downshifts in response to the pH increases; (iii) the pathway X-to-X−-to-XH− remains consistent throughout the redox processes; (iv) at pH values less than 3 or greater than 9.3, redox reactions should not be reversible, terminating at XH2 under acidic conditions or X2− under alkaline conditions; (v) a minor discrepancy between experimental and computational redox potentials. This will be discussed in the Scaling redox potential section. Overall, we found good agreement between our calculations and the experimental results. The scheme of squares for pH values of 3 and 6 is found in Fig. S1 of the ESI.†
![]() | ||
Fig. 3 (a) Graphical representation of 9-fluorenone (FL) with numbered functionalization sites. (b) Experimental cyclic voltammetry measurements were conducted on 10 mM solutions of carboxylic acid-functionalized FL compounds in 1 M KOH. The scan rate was set at 100 mV s−1, as reported by Rodriguez et al.62 The compounds are named FL-1CA, FL-2CA, and FL-4CA. (c)–(f) Electrochemical scheme of squares of 9-fluorenone derivatives (FL-nCA) including FL-1CA, FL-2CA, FL-3CA, and FL-4CA, at a pH of 14. Vertical, horizontal, and diagonal arrows indicate PT, ET, and PET reactions, respectively. PT is evaluated by pKa, while ET and PET are assessed by redox potentials in VSHE, with PET potentials adjusted for a pH of 14. XH+ represents the initial compound before equilibration (with COOH). |
The electrochemical tests of FL-1CA, FL-2CA, and FL-4CA isomers are shown in Fig. 3(b). The FL-1CA compound underwent an irreversible reaction, whereas both FL-2CA and FL-4CA showed reversiblity. FL-1CA was reduced at a lower potential (≈−0.812 V), indicating that it is more difficult to add an electron to it compared to FL-2CA and FL-4CA, which both had a similar reduction potential of approximately −0.69 V. In experiments, a wider range of electrode potentials was used in the CV analysis of FL-1CA.
Adding the CA functional group not only increases the solubility of the compounds but also makes them more likely to undergo PT reactions during the stabilization process before starting CV measurements. FL-nCA derivatives can release H+ depending on the pH of the environment. If the compound is more acidic than its surroundings, it acts as a proton donor, releasing hydrogen ions and transforming –COOH into –COO−.
The calculated pKa values for FL-1CA, FL-2CA, FL-3CA, and FL-4CA are 5.8, 4.4, 5.9, and 4.8, respectively, as shown in Fig. 3(c)–(f). The initial compound in each scheme is denoted as XH+. Our calculated values indicate that these compounds are acidic and can immediately lose a proton under alkaline conditions. XH+ is converted into X.
It is important to note that when –COOH is positioned next to the ketone group (CO), it can form an internal hydrogen bond, significantly altering the electrochemical properties of the compound. As illustrated in Fig S2 (ESI†), the FL-1CA-H radical (XH form) is more stable than the other isomers due to the close proximity of the COOH hydrogen to the ketone oxygen. This increased stability reduces its acidic nature; compare the pKa values of different isomers in their XH form. FL-1CA-H has a pKa value of above 10, and the others are around 6.5. So it is less likely to be deprotonated. Overall, a planar structure is more favorable for all species in their XH radical form.
To analyze the CV diagrams, one should begin with the deprotonated form X. The redox reaction of FL-1CA is irreversible, exhibiting only one peak at a pH of 14. This indicates that it can be reduced but cannot be fully oxidized back to its original state. Fig. 3(c) shows that X participates in two distinct reactions at similar redox potentials: ET and PET. For example, if X undergoes a PET reaction and forms an XH radical, it can evolve into either XH−, XH2, or X−. The first two pathways involve reduction, while the third pathway involves a deprotonation reaction. Conversely, if X forms X− radicals via an ET reaction, the subsequent step is a PET reaction, in which XH− equilibrates with XH2. The predominant pathway is determined by the reaction kinetics. However, the presence of multiple reactive species in the solution not only reduces the oxidation rate but may also increase the likelihood of side reactions.
The placement of the –COOH group at sites 2, 3, and 4 completely changed the reaction mechanism. Only one reaction can occur: the formation of X− from X. The X-to-XH pathway is blocked because at a pH of 14 it is hard to source H+. Applying more potential could push the PET reaction to occur in the range of −1.062 to −1.071 V. In the experiment, the applied potential was increased to −0.9 V; therefore, only one peak is expected.
![]() | ||
Fig. 4 BenPy participates in the ET and PET reactions during the reduction process when a potential of up to −1 V is applied. (b) Experimental cyclic voltammetry of BenPy at different applied potentials of −0.73 and −1 V versus the SHE, taken from ref. 63. (c) The electrochemical scheme of the squares of BenPy at pH 7. Vertical, horizontal, and diagonal arrows indicate the PT, ET, and PET reactions, respectively. PT is gauged by pKa, whereas ET and PET are assessed by redox potentials in V, with PET potentials adjusted for the corresponding pH. The redox potential was referenced to the SHE. X represents the BenPy. |
The CV analysis exhibited two peaks at −0.63 and −0.73 V, with poor reversibility (Fig. 4(b), green symbols). Nonetheless, adhering to a conservative CV sweep limit of −0.73 V prevented adverse second reduction, revealing a reversible diagram (Fig. 4(b), blue symbols). Furthermore, during the bulk electrolysis experiments, the dissolution of compound X− in 1 M KOH (pH ≈ 14) at room temperature without the application of any potential demonstrated no reactivity. Conversely, dissolving in a 0.1 M HCl (pH ≈ 1) aqueous solution resulted in nearly instantaneous bleaching of the purple color of the radical.
Using the electrochemical scheme (Fig. 4(c)), starting with species X at a pH of 7, a potential of −0.331 V is required to initiate the first ET reaction. Subsequently, the second electron is transferred at −0.492 V through a PET mechanism, converting X− to XH−. Because this reaction is influenced by the pH, the redox potential becomes more negative as the pH increases. Eventually, compound XH−, which displays stronger basic characteristics than the medium, can be protonated, forming species XH2. The deprotonation reaction is no longer favored, and the system remains trapped in this state, unless the applied potential facilitates its reversibility through a PET reaction.
Given that the PET oxidation reaction (XH2 to XH path) is thermodynamically unfavorable, a much higher positive electrode potential is required. A comparison of the reduction and oxidation potentials highlights a significant overpotential, indicating that the reaction proceeds sluggishly and ultimately irreversibly.
Similar to the experiment, our calculations revealed a gap between the redox potentials of the ET (from X to X−) and PET (from X− to XH−) reactions. However, similar to the previous example, the calculated potentials were overestimated compared to the experimental values. Thus, calibration of the calculated values against the experimental data becomes useful.
Additionally, the bulk electrolysis results are supported by a pKa value of 3 for the XH-to-X− deprotonation reaction. This indicates that at a pH of >3, X− will remain stable in the solution, while at lower pH values, it will accept a proton and will be converted into XH. This explains the observed color change of the solution.
For the PET reactions, the redox potentials were adjusted to a pH of 0 using the Nernst equation (eqn (9)). All experiments were performed at room temperature. In total, 60 and 36 samples were used to establish linear scaling relationships for ET and PET, respectively.
To calculate the scheme of squares, we considered two computational setups. First, a more precise M062X-Def2TZVP setup was used which is suitable for the single-case studies, due to its high computational cost. Second, a PM7-Def2TZVP combination was employed, which is crucial for large database generation, as we did previously.30
As shown in Fig. 5, our computational setup demonstrated notable accuracy, particularly in the realm of ET reactions. Here, we report a R2 value of 0.98 and a scaling relationship of 0.91E0dft − 0.12. Our PET model has a small intercept value of 0.04 V. With a slope of 0.85, the calculations slightly overestimates the redox potential. The R2 value of 0.89 indicates a good level of reliability. Comparing to the fast calculations (see Fig. S3, ESI†), where a different method was used for geometry optimization (DFT vs. semiempirical method), we observed only slight variations in the coefficients of the linear model. This outcome is consistent with the findings reported in ref. 37 regarding pKa. The values reported earlier in this paper are unscaled but applying fitting relationships for the potentials, we generally find closer agreement with the experiments.
We see that the good scaling relationship is strong proof that our simple computational approach has good predictive power. The experimental systems are complex, with real electrodes, done in various pH values, possible concentrations and transport effects, whereas we model only one molecule with the continuum solvation model, and still the agreement is good on a large set of molecules. More detailed models for electrochemical reactions can be used23,73 but they are very time consuming and unsuitable for molecular screening. The current scaling results are very encouraging but if this computational approach is used for quite different molecules than studied here, careful comparisons to experimental results are needed.
The molecules presented in the ESI† provide a lot of details of the ET, PT and PET reactions of a rather broad range of molecules. With compounds 1–36, the agreement with experiments is good. Compounds A–F are more challenging and some results are not in good agreement. This is partly due to the complexity of the molecules and there can be other reactions, than the proton reactions we studied here, which affect the measured redox potentials.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5cp01464f |
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