Open Access Article
Kristoffer
Eggestad
,
Benjamin A. D.
Williamson
,
Dennis
Meier
and
Sverre M.
Selbach
*
Department of Materials Science and Engineering, NTNU Norwegian University of Science and Technology, Trondheim, Norway. E-mail: selbach@ntnu.no
First published on 11th September 2024
Conductive ferroelectric domain walls (DWs) hold great promise for neuromorphic nanoelectronics as they can contribute to realize multi-level diodes and nanoscale memristors. Point defects accumulating at DWs will change the local electrical transport properties. Hence, local, inter-switchable n- and p-type conductivity at DWs can be achieved through point defect population control. Here, we study the impact of point defects on the electronic structure at neutral domain walls in LiNbO3 by density functional theory (DFT). Segregation of Li and O vacancies was found to be energetically favourable at neutral DWs, implying that charge-compensating electrons or holes can give rise to n- or p-type conductivity. Changes in the electronic band gap and defect transition levels are discussed with respect to local property engineering, opening the pathway for reversible tuning between n- and p-type conduction at neutral ferroelectric DWs. Specifically, the high Curie temperature of LiNbO3 and the significant calculated mobility of O and Li vacancies suggest that thermal annealing and applied electric fields can be used experimentally to control point defect populations, and thus enable rewritable pn-junctions.
Similar to the case of BiFeO3, point defects were associated with the emergence of DW conduction in various systems, especially at neutral DWs. For example, point defects at DWs in PbZrxTi1−xO3,12–14 h-RMnO315–20 and LiNbO3,21–26 are typically reported with reduced formation energies and often alter electronic transport, DW mobility and DW structure.
Ferroelectric LiNbO3 has been studied extensively for its DWs27–32 and more recently also because of hyperferroelectricity.33,34 The ground state structure is perovskite with space group R3c,35 and the measured spontaneous polarisation is ∼70 μC cm−2,36,37 and the TC ∼ 1200 °C.38 While the R3c structure allows 71°, 109° and 180° DWs,39 as observed in isostructural BiFeO3,40 the large distortion amplitude of LiNbO3 compared to aristotype cubic perovskite makes the coercive field for non-180° switching prohibitively large, rendering the material a uniaxial ferroelectric with only two accessible polar directions.41 Consequently, only two different neutral ferroelectric DWs are possible, commonly referred to as X- and Y-type DWs (Fig. S1, ESI†). The experimentally observed Y-type neutral DW is the most stable41 and thus the primary focus of this work.
DWs in LiNbO3 can display record-high conductivity ratio of 1012 higher than the surrounding domains.42 Seminal experiments demonstrated that the DWs enable non-volatile field-effect transistors,43 memory devices44,45 and memristors.42,46–48 Furthermore, integration of LiNbO3-based DW devices on silicon has been achieved,44,49,50 emphasizing the imminent application potential. However, the possibilities carried by point defects for emergent DW properties in LiNbO3 remains largely unexplored. As a perovskite with volatile Li occupying the A-site, both oxygen and lithium vacancies are expected to form. Finite concentrations of O or Li vacancies will be charge-compensated by electrons or holes, giving rise to n- and p-type conductivity, respectively.
Here, we study neutral 180° DWs in LiNbO3 using density functional theory (DFT) to calculate interactions between intrinsic point defects and DWs. Electronic structure along with the energetics and mobility of point defects are calculated and the possibility of reversibly tuning between n- and p-type conductivity at DWs is evaluated. Both Li and O vacancies are found to be relatively mobile and to prefer accumulation at neutral DWs, where they can reversibly induce p- and n-type conductivity, respectively. Finally, possible experimental realisation of this potential by thermal annealing and applied electric fields is discussed.
Y-type DWs have a lower calculated energy (141 mJ m−2) than X-type (158 mJ m−2), implying that Y-type DWs in the {xx0} planes are more stable41 (Fig. S1, ESI†), thus only Y-type DWs are studied here. For referense, DW energies reported for neutral 180° DWs in PbTiO3, BaTiO3, YMnO3 and YGaO3 of 132,52 7.552 and 1153 and 13–1554 mJ m−2, respectively, are all lower than for LiNbO3, following an expected correlation between polarisation magnitude and DW energy.6 In isostructural BiFeO3 a large DW energy of 829 mJ m−2 for 180° DWs has been reported,6 likely reflecting octahedral deformations and rotations across the DWs in BiFeO3,6 which are not observed across DWs in LiNbO3.
The calculated narrow DWs in LiNbO3, with bulk structure almost fully restored about 7 Å away, agree with previous DFT studies,55,56 and is expected from the high TC as the wall width is proportional to |T–TC|−1/2.57 Polarisation from a point charge model with formal charges, and Nb–O bond lengths, are displayed as a function of distance from a DW in Fig. 1(a) and (b), respectively. The deviation from bulk polarisation at the DWs diminishes abruptly and is almost gone about 4 Å from the DW. Across the DW, Nb ions shift their location within the Nb–O octahedra, as seen in Fig. 1(b), implying that three of the Nb–O bonds contract from more than 2.1 Å to less than 1.9 Å, and opposite for the remaining three Nb–O bonds in the octahedra.
The layer-resolved electronic DOS across a DW is displayed in Fig. 2. The DOSes in the middle of the domains is very similar to that of bulk and the band gap is reduced by 0.41 eV at the DWs compared to bulk (ESI,† Fig. S3). As the structure approaches non-polar R
c structure at the DW, overlap between Op and Nbd (t2g) becomes less favourable, and valence band (VB) bonding states stabilised by second-order Jahn–Teller effect becomes less stable while anti-bonding states in the conduction band (CB) are shifted down in energy. The net result is a smaller band gap, with a larger contribution from CB minimum (CBM) lowering than raising of VB maximum (VBM).
The conduction band is significantly wider in energy at the DW than in bulk, but with no significant changes in band curvature (Fig. S7, ESI†). Degenerate bands at the CBM in the Γ-point in bulk become more localised at the DW, with the least curvy band being the one with the lowest energy. From these electronic structure features we can expect enhanced conductivity at the neutral Y-type DWs, with smaller band gap as the main contribution.
All transition levels are within the band gap, and most defects show either deep acceptor or donor behaviour. Calculations with PBEsol give a transition level of VLi close to the valence band maximum (VBM), but more than 1 eV into the band gap for the HSE06 calculations. A similar result is also displayed in the calculated electronic defect DOS-es, displayed in Fig. S9 (ESI†). PBEsol shows the charge compensating hole being in the valence band (VB) while the HSE06 calculations show the hole in the middle of the band gap. The partial charge densities of the unoccupied state resulting from PBEsol and HSE06 are displayed in ESI,† Fig. S14 and S15, respectively. The HSE06 calculations clearly result in the localisation of the hole while the hole in the PBEsol calculation is delocalised over several O ions. The HSE06 functional is known to more correctly localise holes and electrons,61,62 and should in principle give more correct results than PBEsol. In general, all transition levels found using the HSE06 functional lie deeper in the band gap than those found with PBEsol. As seen in the DOS plots in ESI,† Fig. S9, all defects investigated using HSE06 result in states localised well within the band gap.
From CI-NEB calculations, VLi and VO show migration barriers of ∼1.14 and ∼0.82 eV for both charged and neutral cells, respectively, as displayed in Fig. 4. DFT-calculated migration barriers of VO in perovskites are typically in the range of 0.5–0.9 eV.63–65 The migration barrier of VO in LiNbO3 falls in the higher end of this range, likely due to the high positive charge of Nb which is expected to impede the oxygen mobility. In Li solid-state electrolytes, reported migration barriers of VLi are often under 0.4 eV,66,67 considerably lower than the migration barrier calculated for LiNbO3 here, and than values reported in literature.68 In addition, the migration barrier of VLi, in LiNbO3, is substantially larger than the migration barrier of VO. This may be explained by the difference in interatomic distances; the O–O distance is ∼2.65 Å, while the Li–Li distance, of ∼3.78 Å, is significantly longer. Importantly, the calculated migration barriers are still sufficiently low to allow self-diffusion and field-migration of both VLi and VO below TC.
All donor defects are more shallow at the DW, but the transition level of the only acceptor defect investigated, VLi, is slightly deeper at the DW. VO shows the largest reduction in formation energy of −0.80 eV in neutral cells and the changes in defect formation energies from bulk are displayed in Table 1. The reduction in formation energy of donor defects in neutral cells calculated in this work is significantly larger than values reported for other oxides, e.g. ∼ 0.1,70 0.12,18 −0.02371 and −0.29971 eV for VO in h-LuFeO3, h-YMnO3, BaTiO3 and PbTiO3, respectively. Acceptor defects and defects in charge compensated cells show segregation energies closer to what is expected from strain fields associated with the domain walls,72 indicating that the reduced energy of the CBM significantly affects the formation energy of donor defects in neutral cells. LiNbO3 is thus a promising model system for the purpose of having mobile intrinsic donor and acceptor point defects which will accumulate at DWs in order to induce local n-type and p-type conductivity, respectively. The technological potential of such a model ferroelectric material is discussed further below.
| Energy difference (eV) | ||||
|---|---|---|---|---|
| 1.3 (0.3) Å | 3.9 (2.2) Å | |||
| Defect | Neutral | Charged | Neutral | Charged |
| VLi | −0.16 | −0.09 | −0.13 | −0.08 |
| Lii | −0.46 | −0.12 | −0.33 | −0.03 |
| NbLi | −0.63 | 0.00 | −0.58 | −0.06 |
| VO | −0.80 | −0.15 | −0.69 | −0.06 |
52 are of similar magnitude to our calculated values for pristine LiNbO3. Far away from the point defect, the DW migration barriers for the charged defect cells closely resembles the DW migration barrier of the pristine cell. This is also true for neutral VLi, but not for the donor defects, indicating that even larger cells would have been needed in order to properly restore bulk values. For comparison with the segregation energies, the migration barriers are also plotted in eV in Fig. S19 (ESI†).
Compared to the present study of neutral Y-type DWs, the band gap reduction at charged head-to-head (HH) and tail-to-tail (TT) DWs in LiNbO3 of ∼1.5 eV is much larger.75 Additionally, a significant increase in band curvature was also found at the DWs, explaining why DWs with an inclination angle, and thus also some HH character, show a greater conductivity than what we can predict in this study for neutral DWs.
As a result of the reduced CBM, a significant reduction in defect formation energies of neutral donor defects is observed at the DW, displayed in Fig. 3, thus shifting the transition levels towards the middle of the band gap. Comparing this change to the reduction of the CBM, all donor defects investigated show a more shallow transition level at the DW than in bulk. As a result, the probability of excitation of electrons from the n-type defects states to the conduction band, is enhanced at the DW. However, the predicted transition levels are still not ideally situated within the band gap for maximizing the DW conductivity, but nevertheless we can foresee a significant ratio in DW to bulk conductivity. As the VBM does not change at the DW, no large change in defect formation energy is observed for neutral VLi. The transition level of this defect is, as previously stated, slightly deeper at the DW, but this may be an artefact of PBEsol not easily localising the hole on O 2p, and more so in bulk than at the domain wall. With this in mind, the transition level in bulk should be slightly deeper than what we calculate and very similar to the transition level at the DW.
In bulk, VLi, NbLi and Lii, followed by VO have been shown to be the defects with the lowest formation energies. Due to expected Li loss during synthesis, Lii are not expected to be found to any large extent in experiments. The formation energy of VO is relatively high compared to the other defects, but carefully annealing LiNbO3 in H2-containing atmosphere should result in the formation of a finite concentration of VO. Higher temperature and pO2 will favour VO formation because of entropy and le Chatelier's principle, respectively. Unlike VLi and NbLi, VO formation is fully reversible by low temperature annealing in high pO2. Point defect formation energies are lower at DWs than in bulk, reflecting that the local DW structure is different from bulk. As point defects, like DWs, distort the local structure, accumulation of point defects at DWs maximizes the total volume of unperturbed bulk material in the system, thus minimizing the total energy.17,74
Based on the calculated migration barriers for VLi and VO we expect them to be mobile in an applied external electric field. However, a migration barrier of 0.82 eV for VO is relatively large and implies negligible self-diffusion at room temperature. Hence, annealing is likely necessary to enable sufficient point defect mobility to allow the energetically favourable accumulation to take place on a reasonable time scale. Note that the high TC of ∼1200 °C implies that the strain fields surrounding neutral DWs survive to sufficiently high temperatures to allow self-diffusion of VLi and VO, and thus also their segregation to DWs. Applied electric fields can in principle drive accumulation or depletion of point defects e.g. where a scanning probe microscopy (SPM) tip is applied. Any field-induced accumulation or depletion can in turn be progressively reversed by annealing at progressively higher temperatures as configurational entropy will favour an even spatial distribution of point defects. Naturally, the DWs themselves are more mobile than the point defects, and can thus be moved by lower applied electric fields than those necessary for accumulating or depleting a local region of point defects. Herein lies an unexplored potential for reversibly engineering local properties by SPM, in analogy with our previous work on writing conducting regions by electric field-induced anti-Frenkel defects in h-RMnO3.76
We stress that the presence of mobile intrinsic point defects of opposite charge is not restricted to VLi and VO in LiNbO3. For oxides, VPb in PbTiO3, and VBi in BiFeO3, are expected to be reasonably mobile cation vacancies with negative relative charge. Furthermore, point defects are generally more mobile in halide perovskites with larger ions with smaller formal charges,77 hence ABX3 halide perovskite where A is an alkali metal cation and X is a halide anion should in principle also show promise for engineering DW functionality by accumulation of mobile intrinsic point defects. An open question is how the inherent electric field from ferroelectric polarisation will affect the point defect distributions as both elastic fields from neutral DWs and electric fields from polarisation will benefit from screening by vacancies.
Our results, predicting relatively poor conductivity of neutral DWs, agree with experimental observations.27,28 However, as we see a trend of shallower defect levels of n-type defects with decreasing energy of the CBM together with the fact that head-to-head DWs show drastically reduced energy of the CBM,75 one should in principle be able to make slightly inclined DWs where n-type conductivity easily can be tuned by altering the VO concentration at the DWs with an external electric field. Furthermore, experimentally neutral DWs created by poling often result in slightly inclined DWs.78
Investigations of DW mobility reveal NbLi acting as pinning points for Y-type DWs, and thus with an increasing concentration of NbLi an increased coercive field is expected. This interaction can easily be explained by the very low mobility of Nb ions in the structure. As the DW moves, Li ions move a notable distance, while Nb and O ions do not. The presence of NbLi requires a comparatively immobile Nb ion to move the same distance as the Li ions, thereby increasing the barrier for DW migration. Apart from the reduced defect formation energies at the DWs, VLi and VO do not cause any additional pinning of the DWs.
To summarise, both VLi and VO are predicted to be mobile under applied electric fields at ambient temperature, in principle enabling manipulation of local point defect populations. Furthermore, both VLi and VO are predicted to accumulate at neutral ferroelectric DWs and thus favour accumulation of holes and electrons, respectively. The significantly reduced band gap at DWs of about 0.41 eV also support the potential for making memristive p-type or n-type DWs in LiNbO3 as well as rewritable pn-junctions. However, it should be noted that the deep defect energy levels in the band gap are not ideal for enhancing the DW conductivity and applied electric fields are expected to be necessary to excite electrons and holes to give significant DW conduction.
A significant reduction in the CBM and band gap at DWs is observed and explained by a reduced second-order Jahn–Teller effect due to the polarisation inversion over the DW. Moreover, the reduction in the CBM results in a drastic reduction in the formation energy of donor defects in neutral cells, and more shallow transition levels of these defects.
We propose that neutral Y-type DWs in LiNbO3 can in principle be made reversibly n- and p-type conducting as mobile positive and negative intrinsic point defects can accumulate at the DWs. This implies locally enhanced charge carrier concentrations and thus enhanced DW conductivity compared to bulk. However, the deep transition levels of both VLi and VO as well as the relatively flat band edges are not optimal for enhancing the electronic conductivity and model materials with smaller band gaps and shallower defect transition levels should be explored further for designing memristive DWs and rewritable pn-junctions at DWs.
First, an initial optimisation of lattice parameters, angles and atomic positions was performed on the primitive structure (10 atoms). A Γ-centred k-point mesh of 5 × 5 × 5 was used for the 10 atoms rhombohedral unit cell with geometry relaxations until the force on all atoms was less than 0.1 meV Å−1 with both PBEsol and HSE06. Electronic structure was only calculated for Y-type DWs where the band structure was unfolded using the Easyunfold script85 onto the primitive unit cell.86 Spontaneous polarisation was calculated using the point charge model with formal charges and Born effective charges (BEC) with both PBEsol and HSE06 as well as with the Berry phase method87 (ESI,† Fig. S2). BEC were calculated with density functional perturbation theory with PBEsol.
An X-type neutral DW cell was created using a 1 × 8 × 1 expansion of the conventional cell with two domains of 20.5 Å each. A Y-type DW cell was constructed by expanding a 20-atom cell (displayed in ESI,† Fig. S16) with the Y-type DW parallel to the a–b plane, with two domains of 20.5 Å each. Γ-Centred k-points meshes of 5 × 1 × 2 and 3 × 4 × 1 were used for the X- and Y-type DW cells, respectively, and the geometries were relaxed until all forces on the ions were less than 0.01 eV Å−1.
The mobility of Y-type DWs was studied in pristine well as in the presence of intrinsic point defects using the climbing image nudged elastic band method (ciNEB)88,89 method with 5 images. For DW mobility calculations, the Y-type DW parallel to the a–b plane was constructed by a 1 × 1 × 8 expansion of a 40-atom cell (ESI,† Fig. S17) and Γ-centred k-point meshes of 3 × 3 × 1 were used. The ciNEB calculations were relaxed until all forces were less 0.03 eV Å−1.
Defect calculations were performed with PBEsol and HSE06 on 120 and 80 atom supercells, respectively (ESI,† Fig. S8). Ions were relaxed until forces on all atoms were less than 0.01 eV Å−1 with Γ-centred k-points meshes of 3 × 3 × 2 and 2 × 2 × 2 for PBEsol and HSE06 calculations, respectively. Calculations of defects at and close to Y-type DWs were done with a 2 × 2 × 8 expansion of the 20-atom cell (ESI,† Fig. S16) and a Γ-centred k-points mesh of 2 × 2 × 1 with ions relaxed until the forces were less than 0.02 eV Å−1.
Defect formation energies were calculated using90
![]() | (1) |
is the sum of the energies of elements removed from the structure, where ni, Ei and μi are the number, the reference energy and the chemical potential of element i. EF is the Fermi level, EVBM is the reference energy of the valence band maximum (VBM), and Epotcorr, EICcorr and EBFcorr are different types of correction schemes needed due to the finite supercell size. The potential alignment correction, Epotcorr, aligns the defect potential to that of the bulk, and the image charge correction, EICcorr, corrects for the long-range nature of Coulomb interactions,91 adapted for non-cubic cells.92 The band filling correction, EBFcorr, corrects for unphysical filling of electrons in the conduction band and holes in the valence band, respectively.91,93
The chemical potential limits analysis program (CPLAP)94 was used to find the thermodynamic stability regions of LiNbO3. The intermediate μO of −1.5 eV was chosen to reflect typical growth conditions for single crystals (1240 °C) using the Czochralski method. The Fermi level was determined self-consistently using the SC-FERMI script by Buckeridge,95 which uses charge neutrality and equilibrium defect concentrations. More details of the chemical potentials used and the Fermi level are provided in the ESI.†
The mobility of VLi and VO was studied using the ciNEB88,89 method with the 120-atom cell and PBEsol and 5 images and a spring constant of 5 eV−2 for both neutral and charged cells. Here, ions were relaxed until all forces on ions were less than 0.01 eV Å−1.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4tc02856b |
| This journal is © The Royal Society of Chemistry 2024 |