Open Access Article
M. C.
Gandikota
a,
Shibananda
Das
ab and
A.
Cacciuto
*a
aDepartment of Chemistry, Columbia University, 3000 Broadway, NY 10027, New York, USA. E-mail: ac2822@columbia.edu
bInstitute for Theoretical Physics, Georg-August University, Friedrich-Hund-Platz 1, 37077 Göttingen, Germany
First published on 15th April 2024
The existence of a crumpled phase for self-avoiding elastic surfaces was postulated more than three decades ago using simple Flory-like scaling arguments. Despite much effort, its stability in a microscopic environment has been the subject of much debate. In this paper we show how a crumpled phase develops reliably and consistently upon subjecting a thin spherical shell to active fluctuations. We find a master curve describing how the relative volume of a shell changes with the strength of the active forces, that applies for every shell independent of size and elastic constants. Furthermore, we extract a general expression for the onset active force beyond which a shell begins to crumple. Finally, we calculate how the size exponent varies along the crumpling curve.
The theory of elasticity developed for continuum mechanics has been successfully used to study a number of microscopic systems, including viral capsids,8 graphite-oxide9,10 and graphene sheets,11,12 cross polymerized membranes13 and gels,14 the spectrin-actin network forming the cytoskeleton of red blood cells15,16 and close-packed nanoparticle arrays.17 Significantly, at this length-scale, the nonlinear coupling between the different elastic modes can also be induced by thermal fluctuations with significant consequences for the structure of microscopic surfaces. Thermal fluctuations renormalize the bending rigidity of thin elastic sheets which become stiffer as their size increases18–20 leading to the stabilization of a flat phase for two-dimensional unsupported surfaces. In thin spherical shells, thermal fluctuations act as an effective negative internal pressure capable of buckling the shell.21
Simple Flory-like arguments22 that work so well in establishing the scaling laws of self-avoiding polymers,23 predict that self-avoiding elastic sheets should be found in a crumpled state for negligible bending rigidities. This state is characterized by the scaling of the radius of gyration of the sheet, Rg, with its side length, L, of the form Rg ∼ Lν with the Flory exponent ν = 4/5.24,25 Yet, numerical simulations of fully crystalline, self-avoiding elastic sheets indicate that these surfaces always acquire a rough, but overall extended (flat), state with a size exponent along their longitudinal directions ν ≃ 1, even in the absence of bending rigidity.26–29 As of today, it is fair to say that the existence of a crumpled phase for large tethered membranes in equilibrium remains uncertain.
Inspired by early experiments of graphite-oxide sheets in poor solvent30 which seemed to indicate the presence of a crumpled phase upon improving the quality of the solvent, simulations were performed to include the presence of attractive interactions, but the crumpled phase was not observed.29 Interestingly, thin elastic spherical shells in the presence of explicit attractive forces were initially reported to have a Flory exponent compatible with a crumpled phase in a temperature window that falls between the flat and the compact regimes,31 but simulations with larger shells did not find such intermediate regime.32 For a comprehensive review on the subject, we refer the reader to ref. 3, 21, 22, 28 and 33. What is certain at this point is that the one way to reliably obtain a crumpled phase out of elastic thin surfaces is by quickly compressing them using a large external force,34–37 or by rapidly dehydrating graphene-oxide nanopaper.38
In this paper, we reconsider this problem within the framework of active matter, and study the effect of active, non-equilibrium fluctuations on the structure of a thin spherical shell. Crucially, we show how a crumpled phase, develops systematically and reliably for sufficiently large active forces. While a significant amount of work has been done to understand the structural and dynamic properties of active linear and ring polymers,39–44 and more recent work considered the behavior of fluid vesicles in the presence of active fluctuations or active agents,45–49 apart from a few recent papers,50–52 very little is known about how elastic surfaces respond to non-equilibrium fluctuations, and this is an important problem given their relevance to biological and synthetic materials.53–55
To enforce self-avoiding interactions, we place a spherical particle of diameter σ at each vertex. Each of these vertex particles are connected to their nearest neighbors with a harmonic potential. The interaction potential of the system can be written as
![]() | (1) |
![]() | (2) |
is the axis of propulsion. The conservative forces on each particle are denoted by fi = −∂U/∂ri. The translational diffusion coefficient D, temperature T0 and the translational friction γ are constrained to follow the Stokes–Einstein relation D = kBT0γ−1. Likewise, the rotational diffusion coefficient is constrained to be Dr = kBT0γr−1, with Dr = 3Dσ−2. The Gaussian white-noise terms induced by the solvent for the translational ξ and rotational ξr motions are characterized by the relations 〈ξ(t)〉 = 0 and 〈ξp(t)ξq(t′)〉 = δpqδ(t − t′) (here the indices p and q stand for the Cartesian components x, y, z).
The simulations have been carried out using the numerical package LAMMPS63 and the units of length, time and energy respectively are set to be σ, τ = σ2D−1 and kBT0. Consequently, the spring constant K, bending constant κ and self-propulsion speed vp are measured in units of kBT0/σ2, kBT0 and σ/τ respectively. Physically, τ is the time taken for a passive particle to diffuse a length of σ. All simulations were run with a time step smaller than Δt = 2 × 10−6τ. We record the state of the system every 105 time steps. After the system reaches a steady state as indicated by the saturating values of the shell volume, we collect statistics for a time period ∼(103 − 104)τ, which amounts to a minimum of one billion time steps for the smaller systems and up to 10 billion time steps for the largest. For both crystalline and amorphous shells, most of the data we report are for elastic constants of K = 160 and κ = 10.
for every shell radius R considered in this study for N ∈ [1922, 12
002]. We begin our analysis by monitoring the volume of the shell as a function of increasing values of the strength of the active forces. For small values of vp, the shells develop smooth surface undulations on the scale of the shell radius without altering its overall shape. Upon increasing the activity, these undulations deepen resulting in a monotonically decreasing shell volume and a disruption of its global symmetry. For even larger self-propulsion velocities, the shell crumples to a volume that saturates at roughly 20% of its original value V0 = (4/3)πR3. See the ESI† for the cross-sections of locally flat and crumpled spheres.
Interestingly, repeating the same calculations with different crystalline8 and amorphous shell59 sizes N ∈ [1922, 12
002] result in normalized volume V/V0 curves with only a weak size dependence at larger self-propulsion speeds (ESI†). Fig. 1 shows the results of this analysis. We find the flex of this curve, calculated by evaluating the maximum of |dV/dvp|, to be a reasonable estimator of the onset self-propulsion speed,
, beyond which the shells begin to crumple. Our results clearly show that the activity-induced crumpling of the shell is quite general and does not depend on the initial specific structure of the shell (crystalline or amorphous). We should also stress that the maximum of |dV/dvp| does not show a diverging peak with system size, suggesting that for this system, crumpling is a smooth process devoid of singularities rather than a real phase transition.
To understand how the onset value,
, depends on the elastic parameters of the membrane, we performed the same calculations with different sets of stretching and bending rigidities, in the range of K ∈ [160, 3000] and κ ∈ [10, 80]. Remarkably, as shown in Fig. 2, all data collapse into an empirical master curve of V/V0 against vp/(K0.125κ0.5). This suggests a universal crumpling onset for any shell size and any set of elastic constants beyond
. To ensure that the collapse of data is not an artifact of the choice of bending energy chosen in eqn (1), we also considered a bending energy based on calculating squares of local averages of mean curvature.58,64 We find that the results stand independently of the specific discretization of the bending energy (ESI†). If the dependence on κ could be, in principle, rationalized by reinterpreting activity as an effective temperature generating fluctuations that carry an energy that scales as vp2, and one would expect vp2 > κ, i.e. vp > κ1/2, for the shell to begin to crumple, this simple argument does not, however, explain the weaker dependence on the stretching constant. Furthermore, despite our best attempts, we were unable to use temperature to crumple our shells in equilibrium. Although, partial buckling of the shell can be achieved by increasing the temperature of the bath at equilibrium,21,59 our simulations at high temperatures show no crumpling of the shell.
![]() | ||
| Fig. 2 The collapse of normalized volumes (V/V0) as a function of vp/(K0.125κ0.5) for various elastic spring constants K and bending constants κ. The size of the crystalline shell is N = 4322. | ||
As a possible estimate of the size of the active fluctuations to be mapped into an effective temperature in our system, we considered a recent work on ideal active membranes which used the same model for an open elastic sheet. In that case an effective temperature was obtained by matching temperature and activity at the crumpling transition point, yielding an effective temperature Teff = (1 + 1/42vp2)T0.50 For a bending of κ = 10, the crumpling of active shells at
would then correspond to Teff ≈ 22 T0. Alternatively, one could try to estimate the extent of the active fluctuations using the active energy scale ksTs = γvp2/(6Dr).65 In this case one would obtain an effective temperature Teff ≈ 55T0. We however find that even at temperatures of the thermal bath reaching values as large as 100–200T0, passive equilibrated shells do not show signs of crumpling. For instance, at T = 100T0, even when we provide a crumpled shell as the initial configuration, the volume of the shell re-swells over time to 60% of its original volume (ESI†). This suggests that the crumpled conformation of the shell is distinctly non-equilibrium in nature, and a simple temperature mapping of the activity is not sufficient to explain our data.
We also evaluated how the size exponent of the shell depends on the strength of the active forces along the full spectrum of the shape transformation. What we find is that the size exponent crosses over continuously from ν = 1 in the icosahedral/spherical state, to ν = 0.76 in the collapsed state. We do observe somewhat faster change beyond vp = 30 which we had identified as the onset self-propulsion speed for crumpling. The results are shown in Fig. 4. Given the computational cost of these calculations, the values of ν in Fig. 4 for the largest values of vp are obtained by collapsing the power-law regime of the structure factor as discussed above using five curves (rather than seven) associated with shells of size N = 1922, 3002, 4322, 5882, 7682. We calculate the exponents and error bars using a measure that quantifies the quality of collapse.66 Given that for vp ≤ 30, the shell has a simpler icosahedral shape, the structure factor has multiple peaks and does not exhibit a power-law behaviour. In this low-activity regime, we instead find the size exponent by fitting the size scaling of the radius of gyration Rg(R) = aRν.
The crumpled structures of quasi non-extensile surfaces such as paper or aluminium-foil unattainable by simple equilibration of their microscopic counterparts can also only be formed by non-equilibrium means and are found to be in the Flory phase.35–37 While these remain static in a quenched disordered state, the crumpled phase of active shells continuously fluctuates exploring the ensemble of crumpled configurations.
It is known that sufficiently large thin spherical shells buckle due to an effective negative pressure generated by thermal fluctuations.21,59 However, in the absence of an explicit internal pressure,67 we found no evidence of crumpling in such equilibrated shells even when the strength of the thermal fluctuations become comparable to that of the harmonic bonds that keep the shell together. This is not surprising as a crumpled phase at such large temperatures would be entropically unfavorable, suggesting that activity cannot be mapped into an effective temperature for thin spherical shells. For equilibrated shells with large negative internal pressure, the shells collapse into shapes with a size exponent of ν = 1.00 ± 0.03 (ESI†). Thus the crumpled phase of active shells cannot be qualitatively mapped to shells that are collapsed using explicit inward pressure. The crumpling of active shells is a particularly intriguing result because we have recently shown that active elastic sheets (rather than spherical shells) behave similarly to high temperature passive sheets.50 Specifically, a crumpled phase was not found in that instance as the sheet remained extended for all self-propulsion velocities considered in that study. Our results thus raise questions about the role of intrinsic curvature and topology in these systems. More work is currently underway to sort out their roles.
It is worth noting that studies of the one-dimensional analogs of our system, active rings in two dimensions, present a re-entrant behavior of the radius of gyration with activity. In that case, a narrow region for intermediate activities where the ring collapses has also been observed, but this is immediately followed by a re-swelling at larger activities.44 We verified that re-swelling does not occur in our system by running a few simulations at larger activities vp = 200, 400 (data not shown), making the two-dimensional shell qualitatively different from its lower dimensional counterpart.
More recently, the role of non-equilibrium fluctuations on the shape of an elastic shell has also been tested by performing Monte Carlo simulations with an explicit detail-balance breaking rule.52 In this case, buckling of the shell was observed as a function of the degree of detailed balance breaking, but a crumpled phase was not observed.
Potential realizations of active shells could be constructed with water permeable elastic capsules using polymers. In principle one could use porous cross-linked polymeric vesicles with tethers connecting active particles to their surface, or cross-polymerized colloidosomes built from active particles.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4sm00015c |
| This journal is © The Royal Society of Chemistry 2024 |