Zahra
Ebrahimpourboura
a,
Manish
Mosalpuri
a,
Cheng
Yang
b,
Aditya
Ponukumati
c,
Corey
Stephenson
b,
Marcus
Foston
c and
Mark Mba
Wright
*a
aDepartment of Mechanical Engineering, Iowa State University, Ames, IA 50011, USA. E-mail: markmw@iastate.edu
bDepartment of Chemistry, University of Michigan, 48109 Ann Arbor, MI, USA
cDepartment of Energy, Environmental, and Chemical Engineering, McKelvey School of Engineering, Washington University in St Louis, MO 63130, USA
First published on 8th October 2024
This study explores the potential of using electrochemical (EC) methods for valorizing lignin, a lignocellulosic biomass cell wall component, into biofuels and high-value compounds. Traditional direct electroreduction as well as oxidation of lignin have faced challenges in efficiency and selectivity due to the requirement of high oxidation potentials and expensive, toxic electrodes, leading to uncontrolled degradation. We propose using a hydrogen atom transfer (HAT) mediator to achieve benzylic oxidation, enhancing efficiency and selectivity under milder conditions. The research employs the NREL model for producing ethanol to evaluate the commercial viability of EC lignin conversion. We carried out a techno-economic analysis (TEA) and a life cycle assessment (LCA) using BioSTEAM and GREET® 2022, respectively, to evaluate the process's economic and environmental impacts over 20 years. Sensitivity analysis has been conducted to examine base case values extracted from the catalytic performance of phthalimide-N-oxyl type HAT mediators. Our findings suggest that a 2000 metric tonnes per day biorefinery using this method could produce approximately 49.56 tpd of chemicals, with the EC unit consuming 3.5% of the input energy. The TEA operating cost for chemical production was estimated at $16.86 per kg, with a total capital expenditure of $403769 MM. The LCA revealed that producing by-products in ethanol production can lead to around 10 to 46% reduction in total CO2 emissions, depending on the employed allocation methods. The study indicates that integrating an EC unit using a HAT mediator into second-generation biorefineries for lignin oxidation followed by a reduction in chemicals could offer additional revenue streams and lower environmental impacts compared to conventional methods.
Electrochemical (EC) depolymerization, which generates reactive, high-energy electrons despite operating at milder temperatures and pressure conditions, has gained popularity as a method for targeting aryl–ether bonds and facilitating selective depolymerization. Electrochemical technologies have emerged as promising alternatives to traditional fossil-based methods for the sustainable synthesis of chemicals. Similarly, electrocatalytic and photo-assisted electrocatalytic routes have been investigated for the degradation of lignin, offering efficient pathways to convert biomass into valuable products.7,8
Among the several approaches to the EC depolymerization of lignin, one involves the EC oxidation of the Cα alcohol of the β-O-4 linkage to a ketone.9,10 This oxidized lignin linkage is more susceptible to cleavage under mild chemo-, electro-, or photo-catalytic conditions. Such advancements in EC depolymerization techniques highlight the potential to offer low-cost, reagent-free, and environmentally friendly solutions for lignin depolymerization, making it a promising and sustainable technique.11 Due to their ability to be conducted at low temperatures and pressures, EC methods can be extremely important in refining the selectivity of reactions and preventing unintended secondary reactions during lignin depolymerization.12 These advantages of electrochemical lignin valorization have not gone unnoticed, and several strategies on both model compounds and real lignin have recently been a subject of interest.6,13–16
Nonetheless, direct oxidation of the Cα alcohol is made complicated by the polymeric structure of lignin, which poses transport limitations toward the electrode surface. Typical ways to combat this drawback include the need for high potentials and the use of costly and toxic electrodes, leading to unselective oxidation and potential uncontrolled degradation.9 To address these challenges, the employment of a mediator proves beneficial. The mediator, in this case, is a smaller, more mobile molecule that readily oxidizes on the electrode surface and then diffuses towards target functional groups to deliver the desired oxidation reaction. In doing so, the mediator acts as a catalyst by lowering the necessary potential for targeted oxidations, resulting in gentler conditions, improved selectivity, and enhanced overall efficiency. Specifically, employing a hydrogen atom transfer (HAT) mediator for lignin proves effective, as it facilitates the desired selective benzylic oxidation through the abstraction of benzylic hydrogen. According to Wang and Stahl's study, mediators can dramatically reduce the overpotentials needed for the EC oxidation of organic molecules. This is especially true for mediators that can facilitate hydride and HAT reactions.17 As reported by Luo and Liu, mediated electro-oxidation has a high chemical selectivity when it comes to breaking the β-O-4 linkage, which effectively reduces side reactions and keeps lignin-derived products from being overoxidized.18
Tu et al. discovered that integrating electrocatalysis with a low-carbon-intensity power grid can lower the global warming potential (GWP) by 57% when producing lactic acid and lignocellulosic biofuel, compared to a conventional fossil-based system that produces similar products.19 Moreover, several authors have examined market data to identify market opportunities for lignin-derived products. Techno-economic analysis (TEA) evaluates economic feasibility, optimizes resource utilization, and supports decision-making in scaling up processes and helps assess costs, risks, and market competitiveness for informed project planning.20,21 Also, to compare conventional products with organic alternatives, life cycle assessments (LCAs), need to be used to evaluate the environmental benefits of lignin-derived products.22 Utilizing suitable techniques for analysis and environmental effect evaluation, LCA serves as a standardized approach for modeling a product's or mechanism's entire life cycle, from the extraction of resources until the end of life.23,24
There have been numerous studies that investigate the TEA and LCA of lignin conversion to chemicals and fuel. In order to convert biorefinery lignin into higher-value industrial chemicals while simultaneously producing hydrogen, NaderiNasrabadi et al. proposed a TEA for incorporating an EC reactor into a lignocellulosic biorefinery. They discovered that at greater lignin conversion levels, the break-even output stream value might range from $1.00 to $2.00 per kg, based on capital cost as well as manufacturing expenses like a decrease in value, making it potentially attractive to the industry.25 In an evaluation of the minimum selling price (MSP) of ethanol for a corn stover biorefinery incorporated with hydrothermal liquefaction, Bbosa et al. found that taking into account lignin-derived biochemicals, the MSP of ethanol was $1.03 per gal. The price of feedstock, fixed capital investment, and internal rate of return (IRR) were found to be crucial variables.26 Khwanjaisakun et al. explored the valorization of Kraft lignin waste into vanillin through oxidation. They optimized reaction temperature, lignin feed content, and oxygen partial pressure to maximize vanillin production, achieving a yield of 9.25% with specific conditions. Three distinct separation situations have been studied: Case I involved solvent extraction and distillation, Case II used solvent extraction only, and Case III involved vacuum distillation. According to their analysis, Case I produced the largest return on investment, with an IRR of 22.63% as well as a payback period of 6.19 years.27
Although there are many studies in lignin valorization, the research in the TEA and LCA of a combined system consisting of an EC reactor for producing chemicals and ethanol production from lignocellulosic biomass remains limited. Moreover, the additional process design requirements cost of the HAT mediators, and the potential for HAT mediator degradation or lost, the economic benefit of HAT mediator use is unclear.
The present study aims to evaluate the sustainability of a novel EC conversion technology as a strategy for lignin valorization to produce commodity and specialty chemicals. The research contributes detailed TEA and LCA analysis to understand the economic potential and GHG emissions across the products’ lifecycle. Sensitivity analysis is conducted to identify key TEA parameters. Various GHG product allocation methods are evaluated to understand their impact on the LCA. Finally, we discuss the limitations of the study and opportunities for improving the development of EC biorefineries.
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Fig. 1 Simplified process flow diagram for a dilute-acid pretreatment of corn stover to ethanol biorefinery with lignin EC conversion to chemicals. |
The lignin stream is initially separated in the lignin splitter section using dilute-acid pretreatment to break it down into intermediate molecular-weight compounds, although there are more advanced pretreatment methods for biomass that could offer more efficiency and yield.28 This extracted lignin then undergoes EC depolymerization, facilitated by an oxidation step employing electrocatalytic oxidation with HAT mediators, which specifically targets Cα alcohols in the β-O-4 lignin linkage to ketones. This selective benzylic oxidation, achieved by abstracting benzylic hydrogen atoms, is integrated into our EC system for TEA and LCA. A subsequent chemo-catalytic reduction step is then utilized to depolymerize oxidized lignin into monomers, following which target chemical products and intermediates are isolated via multi-stage distillation and purification methods. Notably, the Bosque et al. method, combining electrocatalytic oxidation via HAT mediators with photocatalytic reduction, showcases effective cleavage of crucial lignin linkages.29
The ethanol production part is derived from earlier research conducted by the National Renewable Energy Laboratory (NREL).28 As can be seen in Fig. 1, the corn stover biomass first undergoes dilute-acid pretreatment to extract lignin, and the resulting pretreated lignocellulosic biomass is then exposed to enzymatic hydrolysis to form hydrolysate. Cellulose and hemicellulose are broken down into fermentable sugars during enzymatic hydrolysis. Various phases of the synthesis of cellulosic ethanol can employ ammonia to aid in the breakdown of lignocellulosic biomass. Ammonia functions as a pH buffer and aids in establishing the ideal conditions for enzymatic hydrolysis, which transforms cellulose and hemicellulose into fermentable sugars. The activity and stability of the enzymes are increased when the pH is brought into the correct range, generally pH 4–5, with the aid of ammonia.28 The main end product of the fermentation process is Ethanol. The ethanol should be extracted from the fermentation broth. To extract and concentrate the ethanol from the mixture, distillation is performed. High-purity ethanol can be obtained by adding further purification stages.
The final section is the heat recovery and waste treatment step. This section receives lignin from the ethanol and chemical production steps. The ethanol production step results in a lignin waste stream. The lignin from the chemical production step is split based on the energy requirements of the plant. Lignocellulosic biorefineries export excess heat and power from lignin combustion. Thus, the EC conversion section employs only a portion of the lignin that is not required for process heat and power. Wastewater treatment is a required step. Common techniques for treating wastewater include physical (like filtration or sedimentation), biological (like aerobic or anaerobic treatment), and chemical (like coagulation, flocculation, or oxidation) procedures. These procedures assist in ensuring wastewater complies with environmental regulations by removing organic material, suspended particles, and other pollutants.28
Scaling up any electrochemical reactor is challenging due to transport requirements. While other processes have addressed similar issues, the purpose of our TEA and LCA is to provide a model for early-stage research, highlighting key areas like oxidation yield that could significantly impact the overall process.
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Fig. 3 TCNHPI electrocatalytic oxidation of lignin catalyst performance (yield, conversion, oxidation, faradaic Efficiency, and potential). |
Product composition data for the EC process is based on the Alherech et al. study shown in Table 1.36 The molecular structure (drawn in ChemDraw software) in the table was gathered from the reference.36 Characterization for lignin model substrates and products can be found in ref. 37 The tetrachloroNHPI catalyst is commercially available through online merchants.
Chemo-catalysis is an alternative approach to recovering lignin chemicals.38 Chemocatalysis employs a catalyst to accelerate chemical reactions by lowering activation energy. Reactants interact with the catalyst, facilitating bond breaking and product formation. After the reaction, products detach, and the catalyst can be reused. This process boosts reaction rates, selectivity, and efficiency while reducing energy consumption and waste generation, making it vital in various industries. Although we did not model this pathway, it presents an intriguing avenue for future investigation, especially considering its potential to yield aromatics from lignin. Quinones were not formed, and the reduction was not performed in this study. Product distributions were extracted from ref. 36 and 38.
The process model is implemented in BioSTEAM.39 BioSTEAM is a chemical process design framework financed by U.S. Department of Energy. It includes validated packages based on the NREL's corn stover to ethanol biorefinery design.40 For this project, we modified the BioSTEAM stover to ethanol design to incorporate the EC conversion step.
The TEA estimates capital costs based on the material and energy flow stream data. Equipment purchase costs are based on power-law economies-of-scale calculations utilizing cost elements gathered by NREL from equipment vendors. The purchase cost is then multiplied by the bare module factor to determine the installation cost. This approach does not rely on a LANG factor to estimate the facility's fixed capital investment.
Operating costs are calculated based on the material and energy flow rates and fixed cost factors. Raw materials include corn stover and chemicals such as ammonia, sulfuric acid, and boiler chemicals. Fixed cost factors include equipment maintenance, labor and overhead, and field expenses. The operating cost calculation also accounts for revenues from electricity generation, ethanol production, and chemical sales.
Considering a 20-year project lifetime with 350 operating days annually, the profitability analysis is performed. The biorefinery is initially built over a 2-year period prior to operation. During that period, the facility incurs labor and operation costs and generates a fraction of total sales. Forty percent of the capital investment is done throughout the initial year of the construction period. The facility is financed through 40% equity and 60% loan at an 8% interest rate with a 10-year payback period.28 The facility equipment depreciates over a 7-year period based on a MACRS7 depreciation schedule and the steam power plant depreciates over a 10-year period (MACRS20) due to its technological maturity. The income tax rate is 35%, which is comparable to NREL's tax rate in the original study. The target IRR is 10%.28Table 2 displays the financial assumptions and various parameters related to the profitability analysis.
Parameter | Value/method | Parameter | Value/method |
---|---|---|---|
IRR | 0.10 | Corn stover | $51.60 per tonne |
Duration | 20 years | Sulfuric acid | $89.72 per tonne |
Depreciation | MACRS7 | Ammonia | $448.60 per tonne |
The tax rate applied to the taxable income | 0.35 | Cellulase | $212.00 per tonne |
Operating days | 350.4 | CSL | $56.82 per tonne |
LANG factor | 3 | Caustic | $74.80 per tonne |
Startup months | 3 | Denaturant | $756.00 per tonne |
The fraction of FOC during the startup phase | 1 | FGD_lime | $199.40 per tonne |
Sale fraction during the startup | 0.5 | Boiler chemicals | $4995.90 per tonne |
The finance interest rate | 0.08 | Cooling tower chemicals | $3000.00 per tonne |
The finance year | 10 | Labor cost | $2.5 million |
The fraction of the project's total capital expenditure | 0.4 | Field expenses | 0.10 |
The ratio between working capital and FCI | 0.05 | Steam power depreciation | MACRS20 |
The design of the EC system is based on the study by Orella et al.41 Their study builds upon the U.S. Department of Energy H2A model.42 They estimated costs for 50 tonne per day hydrogen EC system was about $5 per kg consisting of ∼$3.4 (electricity), ∼$0.4 per kg (capital), ∼$0.5 per kg (balance of plant), and ∼$0.65 per kg (additional) costs. The model was modified to account for the performance of the catalysts employed in this study. Based on the NREL report,43 we assumed a catalyst cost of $44 per kg with a 2-year replacement cycle for our analysis. According to recent research,44 HAT catalysts are potentially more cost-effective compared to traditional catalysts. Since market prices for HAT catalysts are not currently available, this assumption is considered conservative.
The EC process generates a wide range of lignin-derived chemicals. We gathered market average price data for various chemicals, as shown in Table 3.45 These are commodity prices that may not reflect the greater economic value of biobased chemicals. Some bio-based chemicals are more expensive than fossil-based alternatives. However, NREL evaluated various bio-based chemicals and determined that their market supply remains too low to affect market prices and more development is needed to determine their market competitiveness.46 We believe our conservative assumption is necessary to establish a baseline. Future work may evaluate the value of specialty chemicals as we learn more about the composition, separation process, and performance of the products.
Product | Average price |
---|---|
Vanillic acid | 22 $ per kg |
Vanillin | 25 $ per kg |
Syringic acid | 30 $ per kg |
Syringaldehyde | 25 $ per kg |
Acetosyringone | 45 $ per kg |
Phenol | 10 $ per kg |
Process economics also depends significantly on catalyst costs. Sensitivity analysis enables decision-makers to evaluate how changes in catalyst costs will affect the overall profitability of the process. This research aids in locating cost-cutting opportunities and investigating potential catalyst alternatives. Sensitivity analysis also takes into account the impact of product pricing on process profitability. Decision-makers can gauge how sensitive the economics of the process is to market conditions by varying the cost of the final goods derived through lignin conversion. Understanding the possible risks brought on by market volatility and creating methods to reduce them, such as diversifying the product line or focusing on certain markets, are made easier with the aid of this knowledge. For this study, we varied parameters by a common value of 20% to understand their impacts on the chemicals’ MSP.
Crop production, power generation, and other downstream and upstream activities are considered outside the scope of this analysis. The functional unit is 1 MJ of ethanol.
The LCA is implemented in the GREET.NET software developed by Argonne National Laboratory (ANL).48 We modified the existing corn to ethanol GREET.NET model to incorporate the material and energy flow changes from the EC system addition.
The model includes all the steps from crop production to ethanol biorefinery products. Only the ethanol production step is modified for the purpose of this study. The inventory table is provided in Table 4. It is worth mentioning that some compounds are not available in the database in Greet software, and we replaced them with the closest compatible substitutes based on their most common industrial use such as sugar and methanol substitute. The industrial applications considered are alcohol (methanol) or solvent substitutes and food (sugar) additives. After modifying the existing cornstover to ethanol pathway in GREET, the original emission factor was reduced from 415 to 348.
GHG emission source | Emission factor (g CO2 per kg) |
---|---|
Corn stover | 43.8 |
Sulfuric acid | 44.1 |
Ammonia | 2840 |
Corn steep Liquor | 1720 |
Diammonium phosphate | 1740 |
Sodium hydroxide | 2120 |
Calcium oxide | 1280 |
Glucose | 791 |
Electricity (export credit) | −130 |
Plasma power | 1.98 |
Chemicals | Emission factor (g CO2 per kg) (export credit) |
Vanillic acid | −496 |
Vanillin | −798 |
Syringic acid | −798 |
Syringaldehyde | −798 |
Acetosyringone | −496 |
Phenol | −496 |
Ethanol | Emission factor (g CO2 per kg) |
Corn stover ethanol (no by-products) | 415 |
Corn stover ethanol with by-products | 348 |
Then, allocation methods are employed in attributional LCA to define how the environmental impacts are distributed among multiple by-products. There are four main types of allocation methods: displacement, energy, mass, and economic allocation. These methods significantly impact the estimated environmental benefits of EC lignin chemicals because they have very different energy density and economic value than ethanol. The displacement is broadly considered the best approach to properly account for the LCA impacts, but we investigated all methods to understand the range of possible estimates. Following is a detailed description of each method.
Using this approach would be widely recommended by economists. This approach is used in several LCA purposes of general equilibrium designs. It assumes that decisions and actions are motivated by economic factors and that responsibilities should be distributed in a way that maximizes those advantages. The unique advantage of this approach is that it standardizes all products on a single basis (economic values).49
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Fig. 4 (a) Mass balance and (b) Energy balance for converting corn stover to sugars followed by ethanol, and lignin conversion to chemicals. |
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Fig. 5 Process diagram and material stream table for the corn stover to ethanol and EC lignin chemicals biorefinery. |
For this study, we followed the common techno-economic analysis approach of valorizing chemical groups based on industrial prices.25 In previous studies, we evaluated separation costs for lignin-derived chemical mixtures.26 However, there is limited data available on the separation and recovery of the electrochemical products. Therefore, we decided to limit the scope to the chemical mixtures pending future experimental data that can validate their recovery. We believe this approach provides supporting evidence for continued research and development of this pathway.
A detailed separation analysis will be needed to improve our understanding of the value of individual chemicals derived from lignin EC conversion.
Fig. 8(b) examines the impact of varying mediator performance metrics on the MSP within the framework of improving the process intensification. Each metric is evaluated to assess its influence on the MSP. Among the parameters examined, oxidation yield, conversion, and reduction yield emerged as significant influencers on MSP. A decrease of 20% from the base case in these metrics resulted in potential reductions in MSP, indicating the importance of optimizing mediator performance to enhance process efficiency and minimize costs. Conversely, optimistic scenarios, with a 20% increase from the base case, suggest potential improvements in MSP, emphasizing the potential cost-saving benefits of enhancing mediator performance. Other metrics, such as faradaic efficiency, HAT replacement, voltage, and mmol, demonstrated slight variations in sensitivity, indicating their secondary influence on MSP. These results underscore the importance of focusing on key performance metrics, particularly oxidation yield, conversion, and reduction yield, in the design of improved HAT mediators to achieve optimal cost-efficiency in chemical production processes.
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Fig. 9 LCA GHG emission comparison of allocation methods (economic, energy, mass, and displacement). |
These results suggest that lignin EC conversion to chemicals is a viable strategy to improve the profitability and environmental benefits of corn stover to ethanol biorefineries. However, there are a few limitations to consider. The background data employed in this study is based on laboratory experiments, and their scale-up may result in performance and composition differences. The separation and purification of individual chemicals could be challenging and require additional capital investment, result in material losses, and increase energy costs. The model chemical compounds require more detailed characterization and thermodynamic data to better represent the real chemicals identified in the experiments. Future work could evaluate these limitations as additional separation test data becomes available.
We found that approximately 49.56 metric tons per day (tpd) of chemicals could be produced by about a 2000 tonne per day (tpd) biorefinery. With ethanol production accounting for about 44.15% of input energy (1484.95 GJ h−1), it is evident from the energy balance that this process consumes the most energy. In addition, the generation of chemicals using EC technology uses about 3.5% of the input energy. Financial analyses highlighted both operating and installed costs, indicating a positive return on investment and underlining the economic feasibility of the proposed model. Based on an operating cost analysis, the average chemical cost is estimated at $16.86 per kilogram.
Sensitivity analysis showed that increasing the lignin fraction going to EC conversion could further increase the profitability of the facility, but the biorefinery may need to find an alternative energy source, resulting in additional environmental impacts. Through systematic adjustments representing both pessimistic and optimistic scenarios, the analysis elucidates the potential cost implications associated with alterations in mediator performance. These results underscore the sensitivity of MSP to changes in mediator performance, highlighting the importance of optimizing mediator characteristics to achieve desired outcomes in yield, conversion, and efficiency while mitigating potential cost implications.
The LCA estimated the GWP to range from 12.84 to 22.06 grams of CO2eq per MJ of ethanol, depending on the allocation method. Economic allocation yields the lowest GWP due to the high economic value of the chemicals. The displacement method, which is the most common method, yields a GWP of 21.5 grams of CO2eq per MJ. All GWP values are lower than the estimate for a conventional corn stover to ethanol biorefinery.
These findings could significantly impact the economic viability of biorefineries by demonstrating the potential for higher-value product streams from lignin. Factors such as policy incentives for bio-based products, market demand for sustainable chemicals, and advancements in electrochemical technologies could influence the adoption of our proposed technology.
Further investigations are essential to elucidate how variations in product formulations influence the commercial prospects of this technology. This exploration seeks to optimize the technology's potential advantages, both in terms of sustainability and economic viability, potentially revolutionizing biorefinery practices. Assessing scalability, performance over extended periods, and compatibility with existing infrastructure will be pivotal for evaluating its feasibility for widespread adoption.
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