Antonio G.
Martínez
*a,
Hans-Ulrich
Siehl
b,
Santiago
de la Moya
a and
Pedro C.
Gómez
*ac
aDepartamento de Química Orgánica, Facultad de Ciencias Químicas, Universidad Complutense de Madrid, 28040, Madrid, Spain. E-mail: agamar@ucm.es
bAbteilung Organische Chemie I, Universität Ulm, Albert Einstein Alee 11, 89069 Ulm, Germany
cDepartamento de Química Física, Universidad Complutense de Madrid, Facultad de Ciencias Químicas, 28040 Madrid, Spain. E-mail: pgomez@ucm.es
First published on 25th October 2023
An expeditious procedure for the challenging computation of the free energy barriers (ΔG≠) for the solvation of carbocations is presented. This procedure is based on Marcus Theory (MT) and the popular B3LYP/6-31G(d)//PCM method, and it allows the easy, accurate and inexpensive prediction of these barriers for carbocations of very different stability. This method was validated by the fair mean absolute error (ca. 1.5 kcal mol−1) achieved in the prediction of 19 known experimental barriers covering a range of ca. 50 kcal mol−1. Interestingly, the new procedure also uses an original method for the calculation of the required inner reorganization energy (Λi) and free energy of reaction (ΔG). This procedure should pave the way to face computationally the pivotal issue of carbocation chemistry and could be easily extended to any bimolecular organic reaction.
Carbocations are pivotal in organic chemistry because of their role as reactive intermediates in many organic transformations, such as the common unimolecular nucleophilic substitution (SN1) and elimination (E1) reactions.1–5 Moreover, carbocations are involved in the biosynthetic routes of a plethora of natural products like polyketides and terpenes.6
Since solvation, especially water solvation, is an essential topic for understanding conventional carbocation chemistry in solution, there has been a good deal of experimental and theoretical work devoted to the determination of solvation–reaction barriers.
Theoretical work on this issue has implied a notorious computational effort. So far, many aspects of the chemistry and properties of carbocations, such as thermochemistry, non-bonded interactions and reaction kinetics, have been studied using ab initio Density Functional Theory (DFT) and hybrid quantum mechanics-molecular mechanics (QM/MM) methods.6 However, the important subject of the reactivity with nucleophiles was performed not by computational methods but by linear free-energy relationships (LFERs),7,8 like the Mayr equation.9 The first successful computations of the pseudo-first order rate constants (kw) for the water solvation of carbocations were performed by Guthrie et al. for benzyl and benzyl-like cations based on no barrier theory (NBT).10 Unfortunately, the NBT method requires the computationally expensive optimization of eight structures, four before and four after the supposed transition state (TS) structure, according to a cubic reaction diagram.10 In this context, the need for a simple and efficient computational method, allowing the accurate prediction of the experimental outcome of these processes, is obvious and has been sought for a long time ago. Herein, we demonstrate that the free energy barriers (ΔG≠) for the solvation of carbocations with very different stability can be accurately computed by using a new procedure based on Marcus Theory (MT),11 which is much simpler than the NBT method. This simplicity should pave the way to computationally study the fundamental carbocation chemistry.
R+ + H2O → R-OH + Haq+ | (1) |
R+ + :OH2 → [R+⋯:OH2 ↔ R˙···˙+OH2]≠ → R-+OH2 | (2) |
![]() | (3) |
![]() | ||
Fig. 1 Adiabatic crossing (TS) of the MT parabolas for the proposed exergonic SET-based reaction mechanism (see eqn (2)). The tunneling rate is proportional to 2H. |
Λ i value is usually computed by the quadratic variational method, which requires knowledge of the geometries of the initial (IS) and final (FS) reaction states.15,16 However, determining the equilibrium geometry of the IS is challenging in the case of intermolecular reactions, as our case is, and usually performed either according to time dependent DFT (TD-DFT) or scanning methods.12a,d,e These scanning methods usually guess the geometry of the TS and then determine the IS and FS geometries by following the intrinsic reaction coordinate (IRC) from the assumed TS in the proper direction.12e To address better the determination of Λi, we now propose a new and very simple procedure on the basis of using eqn (4), where G(R+) and G(RF+) are the free energies of the fully optimized carbocation and the corresponding frozen carbocation, respectively, the latter resulting from deleting the water molecule from the TS structure. This “frozen” carbocation represents the adaptation of the planar carbocation geometry to the sp3 one, which is required to enable the proposed SET process (see eqn (2)) without any further geometrical changes. In all cases, the most stable conformation of R+ is used in this approach.
Λi = G(R+) − G(RF+) | (4) |
![]() | (5) |
![]() | (6) |
![]() | (7) |
Entry | R+ | Λ i | Λ ELo | ΔG | ΔG≠ | ΔG≠ (NBT)a | ΔG≠ (exp) |
---|---|---|---|---|---|---|---|
a Data from ref. 10a. b Data from ref. 22. c Data from ref. 21. d Mean value of those reported in ref. 21 and 23. | |||||||
1 | t-Bu+ (C3v) | 15.5 | 6.40 | −49.8 | 4.03 | — | 3.90b |
2 | Bn+ (C2v) | 11.0 | 5.71 | −48.4 | 1.30 | 1.26 | 1.47a |
3 | Ph(Me)CH+ (Cs) | 14.3 | 5.37 | −41.8 | 4.06 | 3.28 | 2.15a |
4 | Benzhydryl+ (C2) | 14.2 | 4.74 | −33.3 | 5.94 | — | 5.02c |
5 | Cumyl+ (Cs) | 13.8 | 4.85 | −37.0 | 4.73 | 4.11 | 3.2a |
6 | (p-MeOPh)(CF3)2C+ (Cs) | 16.9 | 4.60 | −37.2 | 8.60 | 4.80 | 7.07c |
7 | (p-MeOPh)(Me)2C+ (Cs) | 16.7 | 4.87 | −30.4 | 9.06 | 9.91 | 7.85c |
8 | Trityl+ (C3v) | 14.2 | 4.32 | −20.3 | 9.74 | — | 10.3c |
9 | Tropylium+ (D7) | 23.5 | 5.35 | −18.3 | 20.5 | — | 17.0c |
10 | Ph(MeO)2C+ (C1) | 15.7 | 5.00 | −29.0 | 9.81 | — | 10.6c |
11 | Ph(CH2O)2C+ (C2v) | 14.0 | 4.90 | −19.4 | 10.4 | — | 11.3c |
12 | (MeO)3C+ (C3h) | 17.6 | 5.35 | −20.2 | 14.0 | — | 11.8c |
13 | (MeO)(CH2O)2C+ (C1) | 18.8 | 5.90 | −24.0 | 14.2 | — | 11.4c |
14 | Me(MeO)2C+ (C1) | 20.8 | 5.77 | −27.7 | 12.4 | — | 10.5c |
15 | Me(CH2O)2C+ (Cs) | 16.2 | 5.60 | −26.2 | 10.6 | — | 9.1c |
16 | Ph(MeO)(Me)C+ (C1) | 15.2 | 5.00 | −27.2 | 8.86 | — | 6.92c |
17 | Me2(MeO)C+ (Cs) | 16.2 | 6.08 | −23.7 | 8.48 | — | 5.17c |
18 | Ph(MeO)CH+ (Cs) | 14.0 | 5.92 | −34.0 | 6.28 | — | 4.85c |
19 | Xanthylium+ (C2v) | 13.8 | 14.4 | −15.4 | 10.1 | — | 9.58d |
The mean absolute error (MAE) of our calculated ΔG≠ values in relation to the experimental ones is 1.51 kcal mol−1, within a range of ca. 20 kcal mol−1. This ΔG≠ range corresponds to kw values between 6.16 × 1012 s−1 and 14.3 s−1, for Bn+ and xanthylium+, respectively, at 25 °C. Hence, the accordance between experimental and calculated values can be qualified as excellent, not far away from the so-called “chemical accuracy” (1.0 kcal mol−1). It must be noted that the MAE of our computed ΔG≠ values is the same as that obtained from previously reported data computed using the more expensive NBT procedure in a more restricted set of carbocations (see Table 1).
It is worth mentioning that the ΔG≠ values computed according to our method (see Table 1) predict the kinetically stabilizing stereoelectronic effect exerted by alkyl (see Table 1 and cf. data in entries 2,3 and 5), phenyl (cf. entries 2 and 4) and alkoxyl groups (cf. entries 5 and 10) when attached to the cationic centre. These effects are cast, in quantitative terms, by plotting logkwvs. the sum of the Hammett–Brown σ+ constants for the attached groups, as suggested by Kresge et al.23 However, as highlighted by McClelland, a simple linear free-energy relationship (LFER) is not clearly evident.21 Thus, for example, selecting carbocations bearing H, alkyl and alkoxyl groups attached to the carbocationic centre produces a linear correlation with a slope, ρ+, equal to 6.1; whereas selecting carbocations bearing a single phenyl produces a different LFER with a lower slope (5.5).21 Moreover, increasing the number of phenyl substituents in benzyl carbocation (Ph2CH+ and Ph3C+) generates points out of the latter line.21 In this context, it is clear that our simple computational procedure is free of these LFER inconsistencies. Even more, it is also striking that alkyl substitution at the carbocationic centre results in reactivity changes that follow neither the steric nor the electronic effects of the substituents.17
Another intriguing fact explained by our computations is the lack of kinetic destabilization associated with the involvement of electron-withdrawing groups directly attached to the carbocationic center. Thus, Richard et al. observed that (p-MeOPh)(CF3)2C+ is only slightly more reactive than (p-MeOPh)(Me)2C+ (see ΔG≠ (exp) in Table 1, entries 6 and 7).13 This fact was cleverly rationalized by Richard considering that the strong electron-withdrawing polar effect exerted by the trifluoromethyl groups in the case of (p-MeOPh)(CF3)2C+ (destabilizing charge-dipole interaction with the carbocationic center) is however almost relieved by an enhanced stabilizing charge-delocalization effect exerted by the methoxyl group located at para position in the aromatic ring (resonance effect).13 However, our computation of the HOMOs of the water complexes of (p-MeOPh)(CF3)2C+ and (p-MeOPh)(Me)2C+ at their solvation TSs shows that there is no enhanced resonance effect. Thus, these HOMOs (see Fig. 3 and ESI†) resemble the Ψ3 orbital of benzene, showing a through-bond nodal plane which electronically isolates the methoxyl group from the carbocation center. Moreover, our computations reveal another explanation for the unexpectedly high stability of the (p-MeOPh)(CF3)2C+ carbocation: the back-donation of the trifluoromethyl carbons to the cationic center, as supported by the significant π-bonding interaction found between the trifluoromethyl carbons and the cationic one in the computed HOMO (see Fig. 3). More importantly, our computations agree better with the experimental results than the NBT approach (cf. the corresponding ΔG≠, ΔG≠(NBT) and ΔG≠(exp) data in Table 1) and give a quantitative answer to the question: the destabilizing polar effect exerted by the trifluoromethyl groups is behind the high exergonicity of the (p-MeOPh)(CF3)2C+ water-solvation reaction when compared to that of (p-MeOPh)(Me)2C+ (ΔG = −37.2 kcal mol−1vs. −30.4 kcal mol−1; see Table 1) and such an effect is compensated by the working back-donation effect, which results in just a slightly higher solvation reactivity for (p-MeOPh)(CF3)2C+ (ΔG≠ = 8.60 kcal mol−1vs. 9.06 kcal mol−1; see Table 1).
![]() | ||
Fig. 3 Electron density contour maps (ρ = 10−3) of HOMOs for the water complexes of (p-MeOPh)(Me)2C+ (left) and (p-MeOPh)(CF3)2C+ (right) at the solvation reaction TS. |
The relative stability of t-Bu+ and Bn+, which is an often-discussed question, can be accounted for by our procedure. From calculations of an isodesmic reaction involving both carbocations in the gas-phase, it was previously concluded that t-Bu+ is ca. 6 kcal mol−1 more stable than Bn+,24 despite the highly stabilizing resonance effect exerted by the phenyl group in the case of the Bn+.
However, according to the relative ion-stability scale of Abboud et al.,8 the relative stabilities of both carbocations in the gas-phase are almost the same, considering the error range (
and −5.8 ± 1.0 kcal mol−1 for Bn+ and t-Bu+, respectively). This situation is very different in solution. Thus, from extrapolation of experimental solvolytic rate results of different substrates in different solvents, tert-butyl chloride should solvolyze ca. 176 times faster than benzyl chloride at 45 °C in 50% aqueous EtOH, also suggesting that t-Bu+ is more stable than Bn+ in solution too.24 This fact could be explained by the strongly stabilizing inductive (polar) and hyperconjugative effects exerted by the methyl groups of t-Bu+, overweighing the said phenyl resonance effect. Our computations in water at 25 °C support these solvolytic conclusions. Thus, Bn+ should react with water (at 25 °C) ca. 100 times faster than t-Bu+, as calculated by us from the corresponding computed ΔG≠ values (see Table 1, entries 1 and 2) using the Eyring equation.25 In the gas phase, at the same temperature, this difference is predicted to be even larger (3.65 × 105 times faster; see Table 2). The main ground for this difference seems to be the high exergonicity of the reaction with water for Bn+ (C2v) in the gas phase (see Table 1, entries 1 and 2, and Table 2, and cf. ΔG values).
R+ | Λ i | Λ ELo | ΔG | ΔG≠ | k |
---|---|---|---|---|---|
a Λ EL0 is 0 because the optical (εop) and static (εs) dielectric constants of vacuum are both equal to 1 (see eqn (6)). b As calculated by applying the Eyring equation from the corresponding ΔG≠ values. | |||||
t-Bu+ | |||||
(C3v) | 17.3 | 0.00 | −5.40 | 14.7 | 1.03 × 102 |
Bn+ | |||||
(C2v) | 13.1 | 0.00 | −13.9 | 7.11 | 3.76 × 107 |
The conformational analysis of t-Bu+ is especially complex. Thus, a previous study in the gas phase at the MP2(full)/6-31G** level, conducted by v. R. Schleyer et al.,26 revealed that the energy barrier for CH3-rotation is extremely low and that the Cs conformation, which is energetically very close to the C3h one, is the global minimum, the latter being preferred by ca. 1.2 kcal mol−1 to the C3v conformation. According to our computations in the gas phase, C3h is also 1.52 kcal mol−1 more stable than the C3v structure. However, in solution (PCM), we found that the barrier to CH3-rotation is even lower than in the gas phase, but now the C3v conformation is slightly (by only 0.4 kcal mol−1) more stable than the C3h one.
The effect of cyclization on the reaction rates of acyclic oxocarbocations can also be detected by our method. Thus, McClelland explained the different water-solvation reactivity of acyclic Ph(OMe)2C+ and cyclic Ph(CH2O)2C+ (ΔG≠(exp) = 10.6 and 11.3 kcal mol−1, respectively; see entries 10 and 11 in Table 1) on the basis of a differential steric interaction involving the phenyl group, and inhibiting its full stabilizing resonance effect in the acyclic case.21 Our computations agree with a higher reactivity for acyclic Ph(OMe)2C+ (see Table 1). This differential effect does not exist in the related Me(MeO)2C+/Me(CH2O)2C+ couple bearing methyl instead of phenyl, as evidenced by the corresponding ΔG≠(exp) values (higher for the acyclic partner; cf. entries 14 and 15 in Table 1). Once again, our computational method reproduces this situation with computational accuracy (Table 1). Finally, the related (MeO)3C+/(MeO)(CH2O)2C+couple can be considered an intermediate case between the previous ones, due to the presence of a methoxyl group instead of phenyl or methyl. This group, as the phenyl one, has the ability to exert a stabilizing resonance effect, but this effect should not be significantly different for both the cyclic and the acyclic cations, due to its small steric effect. As a matter of fact, the corresponding ΔG≠(exp) values are very similar (11.8 and 11.4 kcal mol−1, respectively; see entries 12 and 13 in Table 1), and our computations reproduce this similarity within the above-said accuracy as well.
Notably, our method can be extended to other nucleophiles instead of water. As an example, we have computed ΔG≠ = 4.71 kcal mol−1 for the reaction of t-Bu+ with azide anion in water solution at 298 K. The calculated MT parameters are Λ = 30.9 kcal mol−1, ΔG = −90.6 kcal mol−1 and ΛELo = 5.28 kcal mol−1. Based on the Eyring equation, such an energy barrier allowed the calculation of a pseudo-first order rate (kw) for this reaction equal to 2.18 × 109 s−1. This value is in good agreement with that found by Richie et al. (5 × 109 s−1) for the pseudo-first order diffusion-controlled rate constant of any reactive carbocation with azide anions, which is based on the “azide clock method” for the experimental determination of rate constants for reactions of carbocations with water.21,27,28
In order to study the possible relevance of the long-range (LR) interactions in the studied reaction, we used the well-known MPWPW91/6-31+G(d,p) functional, which takes into account this kind of interaction.20 As an example, the hydration of Benzhydryl+ can be selected, since it exhibits intramolecular π–π and H–H interactions between the phenyl rings. For this case, MPWPW91/6-31+G(d,p)//PCM calculates Λi = 17.8 kcal mol−1 and ΔG = −35.4 kcal mol−1, giving place to ΔG≠ = 8.49 kcal mol−1 (Table 3). This computational barrier is significantly higher than the experimental one (ΔG≠(exp) = 5.02 kcal mol−1; see entry 4 in Table 1). To diminish this computational deviation, the C–O distance at the TS ([R+⋯:OH2]≠) should be enlarged with respect to the standard 1.688 Å value (see above). Moreover, this enlargement is substrate-dependent at variance with that occurring when the B3LYP functional was used. All this represents a serious complication in the computations when using the LR MPWPW91/6-31+G(d,p)//PCM method and supports the simpler use of the B3LYP/6-31G(d)//PCM one.
Entry | Method | ΔG≠ |
---|---|---|
1 | B3LYP/6-31G(d)//PCM | 5.94 |
2 | B3LYP/6-31+G(d,p)//PCM | 0.82 |
3 | MPWPW91/6-31+G(d,p)//PCM | 8.49 |
4 | B3LYP/6-31G(d)//SMD | 16.0 |
5 | MPWPW91/6-31+G(d,p)//SMD | 17.3 |
Interestingly, as shown in Table 3, the selection of the solvation model (PCM vs. SMD) is much more critical than the inclusion of LR effects in the selected functional. The origin of this fact seems to be a failure in the SMD model, giving place to more positive ΔG values than the PCM one (see Table 1, and Table S1 in the ESI,† and cf. related ΔG values). In our opinion, it is not worth using LC-corrected methods for the calculation of the ΔG≠ in systems as large as Trityl+ and Xanthylium+ (see Fig. 2) exhibiting no protobranching.29
In order to shed light on the influence of the basis set, we have also computed the energy barrier for the water solvation of benzhydryl+ using the B3LYP/6-31+G(d,p)//PCM methodology, which includes diffuse functions, while keeping the mentioned selected C–O distance and the PCM. As shown in Table 3, the computed barrier (0.82 kcal mol−1) is now extremely low, and far away from the experimental one (5.02 kcal mol−1; see Table 1). Thus, in this case, a shorter C–O distance should be used to get a reliable result, as a consequence of including diffuse functions (cf. entries 1 and 2 in Table 3). From all these results, we conclude that there is a C–O distance appropriate for each model chemistry.
Moreover, a very simple procedure is established for computationally determining the internal reorganization energy and the free energy of the reaction of carbocations with water and other nucleophiles. In this context, it must be noted that the difficulty in determining these energies is the main drawback limiting the application of the Marcus equations to the study of a plethora of fundamental intermolecular reactions, mainly within the organic framework, which could be now rapidly and accurately addressed, from the computational point of view, on the basis of this procedure.
Also, a relevant point is the idea that the C–O distance for the transition states for carbocation water solvation shouldn’t change significantly from a study case to another. As a result, this makes affordable the application of the methodology to a good deal of organic systems with a moderate computational effort. Finally, the good agreement of the computed energy barriers with the experimental ones supports the proposed SET-based mechanism for this fundamental reaction.
Footnote |
† Electronic supplementary information (ESI) available: Cartesian coordinates of the B3LYP optimized geometries for carbocations and carbocation–water complexes, as well as SMD energies (Table S1). See DOI: https://doi.org/10.1039/d3cp03544a |
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