Makoto Obata*a,
Eika Ishiharaa and
Shiho Hiroharab
aGraduate Faculty of Interdisciplinary Research, University of Yamanashi, 4-4-37 Takeda, Kofu 400-8510, Japan. E-mail: mobata@yamanashi.ac.jp; Fax: +81 55 220 8549; Tel: +81 55 220 8549
bDepartment of Chemical and Biological Engineering, National Institute of Technology, Ube College, 2-14-1 Tokiwadai, Ube 755-8555, Japan
First published on 21st June 2022
Polymer micelles are promising nanocarriers for hydrophobic photosensitizers of photodynamic therapy (PDT). Poly(styrene-co-(2-(N,N-dimethylamino)ethyl acrylate))-block-poly(polyethylene glycol monomethyl ether acrylate) (P(St-co-DMAEA)-b-PPEGA; 1) was prepared via reversible addition and fragmentation chain transfer (RAFT) polymerization as a carrier for a zinc phthalocyanine (ZnPc) photosensitizer to be used in PDT. The DMAEA-unit composition in the P(St-co-DMAEA) segment was adjusted to 0.40 molar ratio, which caused a sharp increase in water-solubility when the pH decreased from 7.4 to 5.0. The polymer 1 micelle size distribution also shifted to lower when the pH decreased, whereas this change was not observed in PSt-co-PPEGA (2), which was previously reported. The UV-vis spectrum of the ZnPc-loaded micelles of polymer 1 exhibited relatively sharp Q bands, comparable to those measured in DMSO, indicating good compatibility of the condensed core with ZnPc. ZnPc-loaded micelles of polymer 1 exerted excellent photocytotoxicity in the MNNG-induced mutant of the rat murine RGM-1 gastric epithelial cell line (RGK-1). In contrast, the ZnPc-loaded micelles of polymer 2 were completely inactive under the same conditions. Fluorescence from the RGK-1 cells treated with ZnPc-loaded micelles of polymer 1 was observed after 4 h of co-incubation, while no fluorescence was observed in cells treated with ZnPc-loaded micelles of polymer 2. These results indicate that the pH-responsive nature and good compatibility with ZnPc exhibited by the polymer 1 micelles are essential characteristics of ZnPc carriers for efficient photodynamic therapy.
Zinc phthalocyanine (ZnPc) derivatives have many advantages such as high absorption ability in the first near-infrared (NIR-I) window, good ROS-generation efficiency, and excellent photostability.12–14 However, ZnPc derivatives are highly hydrophobic and tend to aggregate which decreases their photosensitizing ability. Therefore, many attempts have been made to increase the water solubility of phthalocyanine derivatives. The most straightforward approach is the conjugation of hydrophilic elements such as sulfo,15–19 carboxyl,19–21 amino,22 ammonio,20,23–26 hydroxy,27 guanidyl,28,29 and morpholine groups,30 as well as polyethylene glycol moieties31–37 at peripheral and non-peripheral positions. This strategy also affords additional functionalities such as tumor-targeting ligands, including carbohydrates38–42 and peptides.43–48 However, this approach frequently requires laborious synthetic work, and the resulting photosensitizers are very costly.
Another promising approach is the use of drug delivery system (DDS) technology. This allows us to design the photosensitizer and carrier separately to meet photophysical and physiological requirements, respectively. Among the many types of carriers for PDT photosensitizers, polymer micelles are very promising nanomaterials because of their biocompatibility and synthetic availability. Several ZnPc-loaded polymer micelles have been prepared using amphiphilic block copolymers such as poly(ethylene glycol)-b-poly(L-lactide) (PEG-b-PLLA),49–51 poly(ethylene glycol)-b-poly(ε-caprolacton) (PEG-b-PCL),52 and more highly sophisticated polymers.53–55 ZnPc can be physically trapped in the hydrophobic core of the polymer micelle. However, most ZnPc-loaded polymer micelles show severely broadened UV-vis spectra, indicating the formation of ZnPc aggregates. Aggregation changes the photophysical properties of ZnPc molecules, and deactivates the photodynamic effect.56,57 Previously, we demonstrated the synthesis of polystyrene-b-poly(polyethylene glycol monomethyl ether acrylate) (PSt-b-PPEGA) and the preparation of ZnPc-loaded polymer micelles.58 The efficiency of encapsulating ZnPc depended on the molecular architecture of PSt-b-PPEGA. Disappointingly, the photocytotoxicity of the resulting ZnPc-loaded polymer micelles was very low in HeLa cells. Similar to their behavior in other polymer micelles, ZnPc molecules are strongly aggregated in the polymer micelles, as evidenced by the UV-vis spectra. In addition, the ZnPc-loaded polymer micelles were kinetically frozen and lacked the ability to release ZnPc. Hence, the ZnPc molecules trapped in the polymer micelles were photochemically inactivated. This might have caused the low photocytotoxicity of ZnPc-loaded polymer micelles. Therefore to achieve successful PDT treatment, it is crucial that carriers physically encapsulate ZnPc and prevent its aggregation.
Recently, Borovkov et al. reported that a mixture of a π-accepting solvent such as chlorobenzene and a nitrogenous base such as triethylamine dissolves ZnPc to make a clear solution with molecular dispersion.59 In addition, we demonstrated that the side group of the hydrophobic chain affects the aggregating behavior of ZnPc in the polymer micelles.60 These two findings inspired us to investigate the molecular dispersion of ZnPc in polymer micelles with the hydrophobic chains consisting of repeating units with aromatic rings and tertiary amines. In addition, tertiary amines, with pKa values approximately 6.5–7.0, can be used as a pH-sensitive element between the extracellular physiological environment (pH = 7.4) and acidic organelles (pH = 5.0) during cellular internalization. In this study, we synthesized a pH-responsive amphiphilic block copolymer using 2-(N,N-dimethylamino)ethyl acrylate (DMAEA) as a pH-sensitive element, and preparation of the ZnPc-loaded polymer micelles. The pH-responsive properties, aggregating behavior of ZnPc, and photocytotoxicity of the polymer micelles are discussed.
The mole fractions of the DMAEA units (FDMAEA), number average molecular mass (Mn), and dispersity (Mw/Mn) of the resulting copolymers are listed in Table 1. The FDMAEA values varied from 0.12 to 0.64, while the Mn values were relatively constant at approximately 104, except for the case of FDMAEA = 0.64. The relative water solubility was examined in phosphate-buffered saline (PBS), and PBS adjusted to pH 5.0, by adding HCl. The amount of the copolymer dissolved in the buffered solution was quantified by the absorbance at 264 nm and divided by the weight fraction of styrene units to determine the water solubility of the copolymer. Fig. 1 shows the plots of the relative water solubility as a function of the FDMAEA value of the copolymer. The relative water solubility gradually increased with an increase in the FDMAEA value at pH 7.4. In contrast, the relative water solubility suddenly increased at an FDMAEA of approximately 0.3 at pH 5.0. This suggests that the copolymer FDMAEA of approximately 0.3 exerts a large water-solubility change between the physiological environment (pH = 7.4) and acidic intracellular organelles such as endosomes and lysosomes (pH = 5.0). Therefore, we choose the FDMAEA value of 0.4 for the hydrophobic P(St-co-DMAEA) segment for the pH-responsive amphiphilic block copolymer.
Run no. | fDMAEAb | Yieldc (%) | FDMAEAd | Mn (Mw/Mn)e |
---|---|---|---|---|
a Bulk polymerization; [St + DMAEA]0/[CPADB]0/[AIBN]0 = 500/1/0.2; polym. temp., 60 °C; polym. time, 24 h.b Mole fraction of DMAEA in the feed.c Isolated yield.d Mole fraction of DMAEA unit in the copolymer.e Number average molecular mass and dispersity determined by SEC using polystyrene standards. | ||||
1 | 0.10 | 15 | 0.12 | 10![]() |
2 | 0.20 | 14 | 0.21 | 9900 (1.08) |
3 | 0.30 | 20 | 0.29 | 13![]() |
4 | 0.40 | 8 | 0.36 | 10![]() |
5 | 0.60 | 21 | 0.48 | 8300 (1.40) |
6 | 0.80 | 22 | 0.64 | 6200 (1.55) |
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Fig. 1 Relative solubility of P(St-co-DMAEA) in PBS (pH = 7.4; open circle) and in PBS adjusted to a pH of 5.0 by adding HCl (filled circle) as a function of the FDMAEA value. |
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Scheme 2 Synthesis of P(St17-co-DMAEA13)-b-PPEGA90 (1) and PSt37-b-PPEGA82 (2) via RAFT polymerization. |
It should be noted that we used trifluoromethyl-labeled CPADB (CF3-CPADB) as a chain transfer agent to determine the degree of polymerization (DPn) of each repeating unit by the combination of 1H and 19F NMR spectroscopies. First, a statistical copolymer, P(St-co-DMAEA) macroCTA, was synthesized by bulk RAFT polymerization of styrene with DMAEA using CF3-CPADB and azobisisobutyronitrile (AIBN) as a chain transfer agent and initiator, respectively, at 60 °C for 24 h. The DPn values of styrene and DMAEA of the resulting polymer were 16 and 12, respectively, indicating the FDMAEA value was 0.43 (Table 2).
Run no. | fDMAEAb | xStc | xDMAEAc | Yieldd (%) | ke | me | Mn,NMRf | Mn (Mw/Mn)g |
---|---|---|---|---|---|---|---|---|
a Bulk polymerization; [St + DMAEA]0/[CF3-CPADB]0/[AIBN]0 = 200/1/0.1; polym. temp., 60 °C; polym. time, 24 h.b Mole fraction of DMAEA in the feed.c Conversions of St (xSt) and DMAEA (xDMAEA) determined by 1H NMR spectroscopy.d Isolated yield.e Number average degree of polymerization of St (m) and DMAEA (k) determined by 1H and 19F NMR spectroscopies using cross reference.f Number average molecular mass calculated using the k and m values considering the mass of CF3-CPADB.g Number average molecular mass and dispersity determined by SEC using polystyrene standards. | ||||||||
1 | 0.40 | 0.29 | 0.13 | 7 | 16 | 12 | 3400 | 2800 (1.10) |
2 | 0 | 0.27 | — | 12 | 37 | 0 | 4300 | 3700 (1.08) |
For comparison, a homopolymer, PSt macroCTA, was also synthesized by a similar procedure. The resulting macroCTA was extended with PEGA using AIBN as an initiator in 1,4-dioxane at 60 °C for 24 h to produce block copolymer P(St-co-DMAEA)-b-PPEGA and PSt-b-PPEGA. Fig. 2 shows the SEC traces of P(St-co-DMAEA) macroCTA and P(St-co-DMAEA)-b-PPEGA. The SEC trace of P(St-co-DMAEA)-b-PPEGA clearly shifted toward a higher molecular mass than that of P(St-co-DMAEA) macroCTA without significant broadening.
Fig. 3 shows the 1H DOSY spectrum of P(St-co-DMAEA)-b-PPEGA, in which the styrene units exhibit a diffusion coefficient identical to that of the PEGA units. These results indicate the formation of a block copolymer, P(St-co-DMAEA)-b-PPEGA.
Fig. 4 shows the 1H and 19F NMR spectra of P(St-co-DMAEA)-b-PPEGA in acetone-d6 mixed with tris(trimethylsilyl)-2,2,2-trifluoroethoxysilane (CF3CH2OTTMS) as an internal cross-reference for peak area normalization between these two spectra. The trifluoromethyl group at the initiating end was unequivocally identified in the 19F NMR spectrum owing to the nuclear specificity of NMR spectroscopy. The 19F NMR spectrum affords the ratio of polymer to CF3CH2OTTMS, while the 1H NMR spectrum affords the ratio of each repeating unit to CF3CH2OTTMS. Therefore, the combination of these two spectra afforded DPn values for each repeating unit. This 1H–19F cross-reference technique is helpful for determining the DPn and Mn values by end group analysis, especially in the case that the polymer affords very intense peaks in the 1H NMR spectrum, such as a PPEGA segment.
Table 3 summarizes the DPn values for each repeating unit of the block copolymers. Finally, we obtained a pH-responsive block copolymer, P(St17-co-DMAEA13)-b-PPEGA90 (hereinafter denoted as 1), and the block copolymer, PSt37-b-PPEGA82 (hereinafter denoted as 2), as shown in Scheme 2. The pH-responsive nature of the resulting block copolymer was examined by acid–base titration. Fig. 5 shows the titration curves of polymers 1 and 2. The curve for polymer 1 had an inflection point at pH of approximate 7 due to the buffering capacity of DMAEA units, while polymer 2 showed no buffering nature.
Symble | xPEGAb | Yieldc (%) | md | kd | nd | Mn,NMRe | Mn (Mw/Mn)f |
---|---|---|---|---|---|---|---|
a [PEGA]0/[P(Stk-co-DMAEAm) macroCTA]0/[AIBN]0 = 100/1/0.2; polym. solv., 1,4-dioxane; polym. temp., 60 °C; polym. time, 24 h.b Conversion of PEGA (xPEGA) determined by 1H NMR spectroscopy.c Isolated yield.d Number average degree of polymerization of St (m), DMAEA (k) and PEGA (n) determined by 1H and 19F NMR spectroscopies using cross reference.e Number average molecular mass calculated using the k, m and n values considering the mass of CF3-CPADB.f Number average molecular mass and dispersity determined by SEC using polystyrene standards. | |||||||
1 | 0.49 | 43 | 17 | 13 | 90 | 47![]() |
16![]() |
2 | 0.68 | 57 | 37 | 0 | 82 | 44![]() |
15![]() |
Briefly, polymer 1 or 2 was dissolved in DMF and slowly added to the same amount of PBS, then DMF was removed by dialysis to afford a clear solution without any precipitates. After adjusting the polymer concentration to 2 mg mL−1, the solution was filtered through a membrane filter (pore size of 0.22 μm). The critical micelle concentration (CMC) in PBS (pH = 7.4) and acetate buffered saline (ABS, pH = 5.0) was estimated by the fluorometric method using pyrene as a hydrophobic fluorescent probe. Fig. 6 shows plots of the fluorescence intensity ratio (I338/I333) as a function of the logarithm of the polymer concentration.
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Fig. 6 I338/I333 values as a function of the concentration of polymers 1 (a) and 2 (b) in PBS (black, pH = 7.4) and ABS (red, pH = 5). [Pyrene] = 1 mM. |
Interestingly, the plots of polymer 1 in ABS slightly shifted toward higher concentrations than those measured in PBS, while no such shift was observed for polymer 2. The CMC value was determined by the crossing point of the baseline and the tangent at the inflection point of the best-fitted sigmoidal curve. The CMC value of polymer 1 was determined to be 40 mg L−1 in PBS and changed to 56 mg L−1 in ABS. Significant changes due to the pH switch were also observed in dynamic light scattering (DLS) measurements. Fig. 7 shows the size distribution of the micelles of polymers 1 and 2 in PBS and ABS at a polymer concentration of 1 mg mL−1. The size distribution of the micelles of polymer 1 shifted to lower when the pH changed from 7.4 to 5.0. In contrast, no changes were observed for polymer 2. These results suggest that DMAEA units act as pH-responsive moieties to destabilize the polymeric micelles under acidic conditions.
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Fig. 7 Size distribution of polymer 1 micelle (a) and polymer 2 micelle (b) in PBS (red, pH = 7.4) and ABS (blue, pH = 5). The polymer concentration was 1000 mg L−1. |
Zinc phthalocyanine (ZnPc), a highly hydrophobic photosensitizer, was used as the payload of these polymer micelles. ZnPc-loaded micelles were prepared by a procedure similar to that of free micelles except for the use of a DMF solution of ZnPc instead of pure DMF. After dialysis and adjustment of the polymer concentration, insoluble ZnPc precipitates were removed by filtration with a membrane filter (pore size 0.22 μm). The concentrations of ZnPc in the micelle solutions were determined spectrofluorometrically and are listed in Table 4.
Run no. | In preparation | Micelle solution | ||||
---|---|---|---|---|---|---|
Polymerb | [ZnPc]c (μM) | Bufferd | [ZnPc]e (μM) | E.E.f (%) | D50%g (nm) | |
a [Polymer] = 2 mg mL−1.b 1, P(St17-co-DMAEA13)-b-PPEGA90; 2, PSt37-b-PPEGA82.c Concentration of ZnPc in DMF for dissolving the polymer.d PBS, phosphate buffered saline (pH 7.4); ABS, acetate-buffered saline (pH 5.0).e Concentration of ZnPc in the micelle solution determined by spectrofluorometry.f Encapsulation efficiency defined as E.E. (%) = ([ZnPc]micelle × 5)/([ZnPc]DMF × 2) × 100.g Median diameter, as determined by DLS. | ||||||
1 | 1 | 0 | PBS | 0 | — | 18 |
2 | 1 | 0 | ABS | 0 | — | 7 |
3 | 2 | 0 | PBS | 0 | — | 20 |
4 | 2 | 0 | ABS | 0 | — | 20 |
5 | 1 | 2.5 | PBS | 0.73 | 73 | 79 |
6 | 1 | 2.5 | PBS | 0.63 | 63 | n.d. |
7 | 1 | 2.5 | PBS | 0.52 | 52 | n.d. |
8 | 2 | 2.5 | PBS | 0.28 | 28 | 33 |
9 | 2 | 2.5 | PBS | 0.58 | 58 | n.d. |
10 | 2 | 2.5 | PBS | 0.44 | 44 | n.d. |
Triplicate experiments suggest that the encapsulation efficiency (E.E.) did not depend on the presence of DMAEA units, and ranged from 28% to 73%. Fig. 8 shows the UV-vis spectra of ZnPc-loaded polymer micelles in PBS. The ZnPc-loaded micelles of polymer 2 showed a broadened absorption band, indicating that ZnPc molecules were tightly aggregated in the hydrophobic core. In contrast, the ZnPc-loaded micelles of polymer 1 showed Q bands similar to those recorded in dimethyl sulfoxide (DMSO). Therefore, the micelles of polymer 1 afford the microenvironment to dissolve ZnPc in a monomeric form. The difference in the microenvironment of the polymer micelles crucially affects the photophysical and photodynamic effects of ZnPc.
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Fig. 8 UV-vis spectra of ZnPc-loaded micelles of polymers 1 ([ZnPc] = 0.52 μM; solid line) and 2 ([ZnPc] = 0.44 μM) in PBS (a) and ZnPc in DMSO and PBS containing 1% DMSO ([ZnPc] = 0.5 μM; b). |
Fig. 10 shows the images of RGK-1 cells co-incubated with ZnPc-loaded polymer micelles captured by fluorescence microscopy. The red fluorescence from the cells treated with ZnPc-loaded micelles of 1 gradually increased with co-incubation time. In contrast, almost no fluorescence was observed in the cells treated with 2. This distinct difference in the photophysical behavior in the cellular microenvironment affected the photocytotoxicity of the ZnPc-loaded micelles.
The photodynamic behavior of ZnPc-loaded micelles of 1 and 2 should be related to the fate of polymer micelles co-incubated with cells, that is, cellular uptake via endocytosis, endosome escape, and ZnPc release or conservation in polymer micelles. The pH-responsive nature of 1 enhances endosome escape and facilitates ZnPc release. However, another mechanism is also possible. If the polymer micelle is stable enough in the cellular microenvironment, ZnPc encapsulated in the micelles of 1 must be photochemically active rather than that in 2. The first hypothesis is a line along with the usual drug delivery regime, in which polymer micelles act as simple carriers for photosensitizers. However, the latter hypothesis is beyond the simple drug delivery regime; polymer micelles provide a suitable microenvironment for photosensitizers. The key is the kinetic properties of polymer micelles, which are not yet fully understood, especially in very complicated microenvironments such as the cytosol. To address this issue, a study on the behavior of micelles of 1 is in progress in our laboratory using Förster resonance energy transfer (FRET) and aggregation-induced emission (AIE) dye labeling techniques.
Footnote |
† Electronic supplementary information (ESI) available. See https://doi.org/10.1039/d2ra02224a |
This journal is © The Royal Society of Chemistry 2022 |