Open Access Article
Ju Zhang
,
Shiqi Zhong and
San-Huang Ke*
MOE Key Laboratory of Microstructured Materials, School of Physics Science and Engineering, Tongji University, 1239 Siping Road, Shanghai 200092, China. E-mail: shke@tongji.edu.cn
First published on 11th January 2022
Prior experimental work showed that Bi2Se3, as a sister compound of the best room-temperature thermoelectric material Bi2Te3, has remarkably improved thermoelectric performance by Sb–Br codoping. But the relationship between its crystalline structure and thermoelectric properties is still unclear to date. Here, we use first-principles calculations to explore the possible reasons for such improvement. The electronic structures of Bi2−xSbx(Se1−yBry)3 (x = 0, 1, 2; y = 0, 0.08) are systematically investigated. Significant effects of 8% Br codoping in BiSbSe3 are found. First, the Br atom acts as an electron donor, thus greatly increasing the carrier concentration. Second, similar to the effect of Sb doping, Br codoping further improves greatly the degeneracy of the conduction band edge, which leads to a remarkably increased density-of-states effective mass without deterioration of the carrier mobility, and simultaneously preserves a large Seebeck coefficient of ∼−254 μV K−1 at 800 K. In addition, the Br codoping softens the chemical bonds, which enhances anharmonic scattering and further reduces the lattice thermal conductivity. We predict that the maximum zT of BiSb(Se0.92Br0.08)3 at 800 K can reach 0.96 with the carrier concentration of 9.22 × 1019 cm−3. This study rationalizes a potential strategy to improve the thermoelectric performance of Bi2Se3-based thermoelectric materials.
It is well known that the electrical transport properties of a material are dominated by the details of its band structure and scattering mechanism. The optimized electrical transport properties of a thermoelectric material depend on the weighted mobility,10
, here μ,
and me are the mobility of carriers, density-of-states (DOS) effective mass and electron mass, respectively. The DOS effective mass is given as11
, where Nv is the band degeneracy and
is the band effective mass. Actually, for the charge carriers predominantly scattered by acoustic phonons, the mobility is expected that
.12 Consequently, increasing the
should be detrimental to the thermoelectric performance. In contrast, the convergence of many charge carrying valleys has virtually no detrimental effects. Therefore, multiple degenerate valleys are generally desired, thanks to the separate pockets of Fermi surface with the same energy, which have the effect of producing large
without explicitly increasing
. Besides, materials with soft chemical bonds and anharmonic lattice dynamics would suppress the lattice thermal conductivity.1,13,14 However, the combination of all these features has been identified12,15 with a large challenge in achieving high-performance thermoelectrics through an avenue simultaneously possessing large band degeneracy and strong anharmonic lattice dynamics, which are highly inter-dependent. As the best commercialized thermoelectric material found so far, Bi2Te3 has excellent σ, S, and large zT (for both n-type and p-type), and therefore have been widely applied for TE power generation and electronic cooling around room temperature.16 However, Te is a scarce element in the crust of the earth and its cost would rise sharply along with large-scale applications. Therefore, Te-free TE materials have attracted great attention.
As an important low-cost thermoelectric material, Bi2Se3, a sister compound of Bi2Te3, has also been receiving attention due to the constituent of abundant elements. Specifically, it possesses the same layered structure and the weak inter-layer van der Waals bonding, which makes it easier to be separated into plates.17 Smaller plates with more interfaces mean lower κL theoretically, which is very favorable to thermoelectric applications. However, Bi2Se3 has drawn little attention owing to its relatively poor TE performance with zT being ∼0.4.18 Many efforts have been focused on optimizing the TE merit value of Bi2Se3 in recent years. Liu et al. demonstrated that the key limitations for the zT of Bi2Se3 are its poor electrical transport properties and high κ.18,19 With the intrinsically small band gap (Eg) ∼ 0.3 eV and low carrier concentration (n), Bi2Se3 displays bipolar effect.20 The excitation of minor carriers attenuates the S, while the κe is enhanced at the same time, suggesting a small PF and a high κe.21 Shakouri et al. proposed that enlarging the band gap would be an effective method to avoid bipolar conduction.57 Increasing n directly is another adequate means to minify the effects of minority carriers. In addition, the single valley of conduction band minimum (CBM) (Nv = 1) will lead to a low DOS and also a small power factor for n-type Bi2Se3.22 In the meantime, suppression of phonon transport is also critical to largely enhance the zT of Bi2Se3. Recently, Zhao et al. successfully introduced Sb–Br into the intrinsic semiconductor Bi2Se3 and obtained a maximum zT of 1.4 for n-type BiSb(Se0.94Br0.06)3 at 800 K. That is analogous to the most n-type Te-free TE materials, indicating that Sb–Br codoping is an effective approach in improving TE properties of Bi2Se3 alloy compounds. They found that Sb doping reduced κ on account of strong anharmonicity and soft bonds.23 But the electrical transport properties of BiSbSe3 is still poor because of the extremely low n and the imbalance between the effective mass and n. Then, via heavy Br-doping in BiSbSe3, Liu et al. acquired a high n and further optimized TE properties. Although there is a computational work about the electronic structure of BiSbSe3 alloy22 and a parameterized model theoretical analysis about the effects of Br doping,23 the detailed physical reasons in atomic level for Br codoping to further significantly improve TE properties have not been investigated yet. Particularly, the relationship between the crystalline atomic structure and the TE performance for Bi2−xSbx(Se1−yBry)3 (x = 0, 1, 2; y = 0, 0.08) is still unclear so far.
In this work, we report a systematic first-principles study on the TE properties of the Bi2−xSbx(Se1−yBry)3 (x = 0, 1, 2; y = 0, 0.08) alloy. The calculations are based on the density functional theory (DFT) for the atomic and electronic structures and based on the Boltzmann transport theory for the electron and phonon transport processes. It has been shown in literature that DFT is one of the most common and successful theoretical tools for probing TE materials, such as Cu12Sb4S13.56 x = 0, 1 in the Bi2−xSbxSe3 system is identified to be the transition boundary of the rhombohedral structure and orthorhombic structure. The strong hybridization between Sb and Se atoms in the complex crystal structure of orthorhombic BiSbSe3 with alloying 50% Sb on Bi sites makes it have a lower κL. In addition, the increase of structural symmetry is helpful to obtain a large energy valley degeneracy (Nv), and a large σ can be achieved by increasing conductive channels. The Nv and chemical bond softening can be further improved significantly by codoping 8% Br at Se sites. The improved Nv will enhance the
without reducing the μ. The further softened phonons are beneficial to enhancing anharmonic scattering and further decrease the κL. The Br codoping also moves the Fermi level (EF) into the conduction band (CB), resulting in a significant increase of n and σ. Interestingly, the increase of n does not reduce largely S because of the increased
. Eventually, a peak zT value of ∼0.96 at 800 K can be realized in n-type alloy compounds BiSb(Se0.92Br0.08)3 with the carrier concentration of 9.22 × 1019 cm−3.
m) no. 166 (Fig. 1(a)). In order to generate a reliable atomic structure for this compound, we first optimized its crystal structure with PBE functional as implemented in VASP in the total energy method. Its lattice constants a, b and c are found to be 4.19, 4.19 and 30.8 Å, respectively, which are in good agreement with the experimental values 4.14, 4.14 and 28.63 Å,27 proving the reliability of our theoretical modeling. The distinct layered structure consists of a regular octahedron structure with Bi atom as the center and Se atom as the vertex. On the other hand, Sb2Se3 exhibits an orthorhombic structure composed of a tetragonal conical pentahedron with Sb as the bottom center and Se as the vertex, as shown in Fig. 1(b). According to the previous results of Zhao et al.,23 the substitution of Sb for 50% Bi atoms in Bi2Se3 will induce a phase transition from the rhombohedral structure to the orthorhombic structure. Therefore, we utilize Bi atoms to replace the two nonequivalent sites of Sb1 atom in Sb2Se3, and adopt a structure with the lower energy to simulate the BiSbSe3. It displays a significant chain-like structure of orthorhombic phase by forming an octahedral structure with Bi atom as the center and Se atom as the vertex, and a triangular pyramidal tetrahedron with Sb and three Se atoms as the vertex is also formed (Fig. 1(c)).
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| Fig. 1 Crystal structure of Bi2Se3 (a), Sb2Se3 (b), BiSbSe3 (c), and BiSb(Se0.92Br0.08)3 (d), with Bi, Sb, Se, and Br atoms shown as red, brown, green, and blue spheres, respectively. | ||
This complex crystal structure of BiSbSe3 is favorable to reducing the κL because of the structural phase transition and the formation of the chain-like structure. Since the structural rhombohedral–orthorhombic phase transition is related to the breakage of part of the cation–anion bonds, half of the octahedral coordination cations are converted to five coordination, as reported previously by Yang et al.22 Finally, we consider the possible substitution of single Br atom for Se. There are three nonequivalent sites of Se atom in BiSbSe3, therefore, three possible structures can be formed. It is found by calculation that the total energies per cell of the three structures are −78.373, −78.285 and −78.308 eV, respectively. Furthermore, we calculate the energy band structures and thermoelectric transport properties for the three structures, respectively. The results are compared in Fig. S1 and S2,† which show that the results are qualitatively similar. Herein, we take the lowest energy structure with Se3 replaced by Br atom to model the BiSb(Se0.92Br0.08)3.
As shown in Fig. 1(d), this structure also possesses a stable orthorhombic structure (space group Pnma) but is more complex: not only an octahedral structure with Bi atom as the center and Se atom as the apex, and a triangular pyramidal tetrahedron with one Sb and three Se atoms as the apex are formed, but also formed is an octahedral structure with Bi as the center and both Se and Br atoms as the vertices. This more complex structure may be helpful to further suppressing the lattice thermal conductivity.
The conduction band and valence band model can be used to analyze how the carrier concentration and the band gap affect the TE properties. The calculated electronic band structures of Bi2−xSbx(Se1−yBry)3 (x = 0, 1, 2; y = 0, 0.08) are shown in Fig. 2. It is worth mentioning that the band structures of Bi2−xSbx(Se1−yBry)3 (x = 1, 2; y = 0, 0.08) are given by the TB-mBJ functional, while those of Bi2Se3 (band gap ∼ 0.17 eV) is given by the PBE-GGA functional so that we can have a direct comparison with a previous PBE-GGA result (∼0.16 eV), as shown in Table 1.
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| Fig. 2 Calculated electronic band structures of Bi2Se3 (a), Sb2Se3 (b), BiSbSe3 (c), and BiSb(Se0.92Br0.08)3 (d). | ||
| Compounds | Experimental value | Previously calculated value | Our calculated value | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| a | b | c | Eg | a | b | c | Eg | a | b | c | Eg | |
| a Result from ref. 27.b Result from ref. 28.c Result from ref. 29.d Result from ref. 23. | ||||||||||||
| Bi2Se3 | 4.14a | 4.14a | 28.63a | 0.25a | 4.17a | 4.17a | 30.29a | 0.16a | 4.19 | 4.19 | 30.80 | 0.17 |
| Sb2Se3 | 11.77b | 3.96b | 11.62b | 1.17b | 11.53b | 3.96b | 11.22b | 0.75b | 12.82 | 4.03 | 11.53 | 1.11 |
| BiSbSe3 | 11.70c | 3.91c | 11.62c | 0.88c | 12.59c | 4.10c | 11.65c | 0.63c | 12.63 | 4.10 | 11.62 | 1.05 |
| BiSb(Se0.92Br0.08)3 | 10.52d | 5.26d | 10.17d | — | 11.84d | 4.07d | 11.67d | — | 12.36 | 4.16 | 11.65 | 1.02 |
One can see in Table 1 that the previous PBE-GGA result of the Eg of Sb2Se3 (∼0.7 eV) is largely underestimated with respect to the experimental value (∼1.17 eV), while our TB-mBJ result (∼1.11 eV) is in good agreement. In order to ensure the accuracy of the calculated results, we use TB-mBJ to calculate the band structures of Bi2−xSbx(Se1−yBry)3 (x = 1, 2; y = 0, 0.08). The SOC are considered in our calculations due to the heavy element. As can be seen in Table 1 and Fig. 2, the Bi2−xSbx(Se1−yBry)3 (x = 1, 2; y = 0, 0.08) have much larger band gaps than Bi2Se3, which can largely suppress the intrinsic excitation and the bipolar effect to prevent them from reaching a higher zT value. In addition, the 8% Br codoping further makes the Fermi level (EF) shifted to deeper conduction states, indicating that the Br codoping increases significantly the majority carrier concentration.
As is well known, a large Nv is beneficial to a large DOS effective mass
without deterioration of the carrier mobility μ.4,39 Nv is the effective total number of independent carrier pockets or valleys in the Brillouin zone, including both symmetry and orbital degeneracies. For Bi2Se3, it can be seen that alloying 50% Sb on Bi sites increases the valley number of effective energy from the degeneracy 2 to 10. As one can see in Fig. 2(c), the energy difference between the CBM and the fourth valence valley is less than ∼0.14 eV, which is smaller than the 0.15 eV between the first and the second valence bands of PbTe.40 Such small energy difference can be easily crossed at elevated temperatures, making it possible to improve the electrical transport properties. Furthermore, 8% Br subsequent codoping at Se12 position exhibits remarkably distinct electronic structures, which further significantly increases the effective Nv, accompanied by pushing the EF deep into the band structure, which significantly enlarges the n. A high Nv number generally results in a larger
for the conduction band and eventually maintains a high S for n-type samples in spite of the increased n. Interestingly, the conduction bands of BiSb(Se0.92Br0.08)3 are much more complex than those of BiSbSe3: the activated multiple conduction-band minima lie close together in energy, forming complex multiband valence states. Another illustration of the complex band structure is shown in the Fermi surface, which has multiple types of valleys coming from the four conduction bands of EF crossing, all within a small energy window (see Fig. 3(a)–(d)). Such a good band feature may be associated with excellent thermoelectric properties, as found in other thermoelectric materials.39,41
To clearly understand the states near the EF, we calculate the total density of states (TDOS) for Bi2Se3, BiSbSe3, and BiSb(Se0.92Br0.08)3 respectively, as shown in Fig. 4(a). It should be noted that TDOS near the Fermi level of doped Bi2Se3 is larger than that of pristine Bi2Se3. 50% Sb doping on Bi sites of Bi2Se3 slightly increased the TDOS near the EF. This is mainly originated from the substitution of Sb for Bi, which increases Nv. Furthermore, 8% Br codoping at Se12 site in BiSbSe3 tremendously increases the TDOS in the vicinity of the EF, which will enhance σ significantly. These results manifest that Sb and Br dual doped Bi2Se3 can be expected to have enhanced electrical transport and thermoelectric properties. To analyze the reasons for the enhanced TDOS by Br substitution, we calculate the partial density of states (PDOS) of BiSb(Se0.92Br0.08)3. As can be seen in Fig. 4(b), the bottom of CB edge is mainly contributed by the hybridized p orbitals from Bi, Se, Br, and Sb atoms (see the next section for more details). Thus, the Br atom replacement on the Se12 site can effectively adjust the band structure near the CB edge, and strongly enhances the thermoelectric performance.
As mentioned previously, the substitution of Sb for 50% Bi in Bi2Se3 decreases the κL partly due to the structural phase transition from rhombohedral to orthorhombic, and partly due to the formation of the more complex chain-like structure with respect to the layered structure, which induces enhanced intrinsic phonon scatterings. In Fig. 5 our ab initio results are compared with the experimental κL values of polycrystalline samples cited from ref. 23. It is worth mentioning that the calculated values are averaged over the three principal axes for the purpose of better vision and comparison with the experimental measurements on polycrystalline samples. It can be seen that the predicted values of BiSbSe3 are below 1.2 W m−1 K−1 at 300 K, which is pretty low in thermoelectric materials.47,48 However, the experimental values are even much lower at low temperatures though the agreement between theory and experiment is improved at high temperatures. The large discrepancy in κL at low temperatures may not be entirely attributed to grain boundary scattering, since this effect is usually small in materials with intrinsically low κL, where heat carrying phonons have smaller mean free paths than the size of the grains.49,50 It has to be noted that the theoretical calculation does not take into account the phonon scattering due to dynamic disorder, an omission that may be responsible for the overestimation of κL.
Here a possible mechanism is that the underlying atomic disorder plays an appreciable role in reducing κL at relatively low temperatures. While at high temperatures atoms occupy higher-symmetry positions,51 and intrinsic phonon–phonon scattering then dominates, as described by Eivari et al.55 For example, the previously mentioned lone-pair electrons may provide an origination of thus disorder which can act as a phonon-blocking mechanism that may help facilitate an ultralow κL. Moreover, we find that 8% Br codoping is also effective to further reduce κL as shown in Fig. 5. BiSb(Se0.92Br0.08)3 shows a lower κL than that of BiSbSe3 at the entire temperature. For instance, their κL are 0.29 and 0.44 W m−1 K−1 at 800 K, respectively. Clearly, the chemical bond softening between Br and Bi atoms is considerably higher than that between Se12 and Bi. As we know, the strong anharmonicity usually not only relies directly on the unsymmetrical and chemical bonds between the atoms in the crystal but also is often associated with atoms and their near neighbors (large coordination numbers). The calculated κL of BiSb(Se0.92Br0.08)3 is found to be in good agreement with an available experimental value 0.22 W m−1 K−1 at 800 K.23
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| Fig. 6 Calculated transport properties of n-type BiSbSe3 (a), and BiSb(Se0.92Br0.08)3 (b), respectively. | ||
Based on the estimated τ, we can calculate the κe using the BoltzTraP2 code. Unfortunately, with the significant increase of n, the κe augments from ∼0.05 W m−1 K−1 of BiSbSe3 at 300 K, to ∼0.34 W m−1 K−1 of BiSb(Se0.92Br0.08)3 at 800 K. However, as discussed previously, Br codoping notably reduces the κL from ∼1.11 W m−1 K−1 at 300 K to ∼0.29 W m−1 K−1 at 800 K. Therefore, a favorable κ (∼0.63 W m−1 K−1) could still be obtained for BiSb(Se0.092Br0.08)3 at 800 K. Then, by combining the calculated κL, κe, S, and σ of BiSbSe3 and BiSb(Se0.92Br0.08)3, we determine their zTs at different temperatures and carrier concentrations. Fascinatingly, compared with 50% Sb doped BiSbSe3 (maximum zT ∼ 0.23 with the optimal n of 1.163 × 1019 cm−3 at 800 K, see Fig. 6(a)), further 8% Br codoping enhances σ, hence strikingly improves the zT (maximum ∼ 0.96 with the optimal n of 9.224 × 1019 cm−3 at 800 K, see Fig. 6(b)). BiSb(Se0.92Br0.08)3 exhibits a still high S that may originate from the increase of
owing to the increase of Nv through Br codoping. On the other hand, the remarkably enhanced σ shown in Fig. 6(b) may originate from the increases of n and/or μ.
To show this more clearly, we calculate n and μ as functions of temperature for BiSbSe3 and BiSb(Se0.92Br0.08)3, as depicted in Fig. 7. μ is obtained from the calculated σ and n by using the expression μ = σ/ne. One can see that, 8% Br codoping dramatically enlarges n, and in the meantime, μ is still promoted at medium high temperatures. The significant increase of n in BiSb(Se0.92Br0.08)3 is essentially due to the one more electron of Br atom with respect to Se. Thus, Br atom acts as an electron donor though it has a large electronegativity. Consequently, the EF shifts deeper in the CB and the differential conductivity turns into more symmetric regarding the Fermi level.54 Our Bader charge analyses show consistently that each nearest neighbor Bi atom of Br averagely obtains more 0.44 electrons from the Br atom than that from Se. In addition, the hybridization of the electronic states then provides a large DOS around the Fermi level, as already shown in Fig. 4(d). A direct result is the remarkably enhanced σ. However, the dramatically increased n in the Sb–Br codoping system does not significantly reduce the S: it is −261.93 μV K−1 for BiSbSe3 at 300 K and −254.12 μV K−1 for BiSb(Se0.92Br0.08)3 at 800 K. Based on the aforementioned data and analyses, this explicit increase is most likely due to the Nv augment, which is the key parameter for making a compromise between n and S. Normally, the optimum n for most good TE materials is in the range of 1019 to 1021 cm−3. Optimization of the carrier concentration is still one of the most effective approaches for improving TE performance. Especially, in the case of some TE materials with intrinsically low thermal conductivity, a high zT can be obtained solely through doping.
The electronic structures of Bi2−xSbx(Se1−yBry)3 (x = 0, 1, 2; y = 0, 0.08) are then calculated using the linearized augmented plane wave (LAPW) method,30 as implemented in the WIEN2k code.31 The muffin-tin radii (RMT) are set to 2.5, 2.46, 2.46, and 2.5 a.u. for Bi, Sb, Se, and Br, respectively. The cutoff parameter RMT × Kmax = 9 (Kmax is the magnitude of the largest k vector) is used. The self-consistent DFT calculations are performed with a (5 × 15 × 5) k-point mesh in the irreducible BZ, and the total energy is converged to within 0.0001 Ry. Since the local or semilocal exchange–correlation approximation underestimates band gaps as the presence of artificial self-interaction and the absence of the derivative discontinuity in the exchange–correlation functional,32 band gaps with better accuracy are calculated using the Tran–Blaha modified Becke–Johnson (TB-mBJ) functional.33 The calculated electronic structures with the TB-mBJ functional are further used to obtain electrical transport properties. The transport calculations are carried out using the semiclassical Boltzmann theory, as implemented in the BoltzTraP code34 within the constant scattering time approximation, by taking 20
000 k points in the irreducible BZ.
The lattice thermal conductivity can be determined by using an iterative self-consistent method for solving the phonon Boltzmann transport equation as implemented in the ShengBTE code.35,36 The harmonic lattice dynamics and the second-order interatomic force constants (IFCs) are determined by the density functional perturbation theory (DFPT)37 implemented in VASP with a supercell of 1 × 3 × 1 and the PHONOPY code38 interfaced to VASP. The third-order anharmonic IFCs are extracted from the DFT calculations by applying the finite displacement method with a supercell of 1 × 3 × 1 and a truncation for next–nearest–neighbor interactions up to the tenth order. As for the k-point sampling of the BZ, our test calculations adopting a 1 × 3 × 1 and a 3 × 3 × 3 k-point mesh show that the thermal conductivities are converged very well. In this work, a 3 × 3 × 3 mesh is used for all the supercell calculations.
and thus preserving a large S in spite of the dramatically increased n. Combined with the low κ and excellent electrical transport properties, the n-type BiSb(Se0.92Br0.08)3 presents an outstanding thermoelectric performance, especially around 800 K: the maximum zT can reach 0.96 with the optimal n of 9.224 × 1019 cm−3. This work shows theoretically the possibility for crystalline materials to achieve a high thermoelectric performance without introducing defects and/or nanostructures, and provides a possible guidance and inspiration for seeking new promising Te-free thermoelectric materials.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/d1ra08726f |
| This journal is © The Royal Society of Chemistry 2022 |