Shuangshuang
Zeng‡
a,
Mauro
Chinappi
b,
Fabio
Cecconi
cd,
Theo
Odijk
e and
Zhen
Zhang
*a
aDivision of Solid-State Electronics, Department of Electrical Engineering, Uppsala University, SE-751 03 Uppsala, Sweden. E-mail: zhen.zhang@angstrom.uu.se
bDipartimento di Ingegneria Industriale, Università di Roma Tor Vergata, Via del Politecnico 1, 00133 Roma, Italy
cCNR-Istituto dei Sistemi Complessi, Via dei Taurini 19, 00185 Roma, Italy
dINFN, Unità di Roma 1, 00185, Roma, Italy
eLorentz Institute for Theoretical Physics, University of Leiden, Niels Bohrweg 2, 2333 CA Leiden, The Netherlands
First published on 9th August 2022
Confinement of biopolymers inside volumes with micro- or nanoscale lateral dimensions is ubiquitous in nature. Investigating the behavior of biopolymers in a confined environment is essential to improve our basic understanding in life sciences. In this work, we present a nanopore gated sub-attoliter silicon nanocavity device, which allows DNA compaction similar to that in virus capsids. Single DNA molecules can be electrically driven into the nanocavity, and then get compacted inside the nanocavity under certain conditions. The dynamic fluctuations of the compacted DNA can be monitored via ionic current measurements. The mechanism for the DNA compaction is elucidated by varying the DNA length or concentration, voltage polarity, nanocavity dimensions and ionic strength. Furthermore, Brownian dynamics simulations reveal the dynamic fluctuations of the compacted DNA, which are reflected in the measured ionic current. Our nanocavity device is anticipated to provide a controlled environment in extremely small volumes for investigating the physics of confined biopolymers.
The development of nanotechnology has enabled observing, manipulating, assembling and manufacturing matter at the nanometer scale with high precision.22 Nanofabricated structures precisely generated one- or two-dimensional constraints on DNA molecules, and prompted in vitro single molecule studies to model the emergent features of confined DNA.23–25 However, special nanofabricated structures that are capable of three-dimensional confinement of DNA still remain to be explored. In addition, measurement techniques to monitor the conformation changes of confined DNA are also desired to reveal the dynamics of the confined DNA. Among different nanofabricated structures, solid-state nanopore sensors have attracted great interest as a single-molecule detection tool for DNA sequencing,26 protein profiling,27,28 data storage29 and study of protein aggregation.30 The detection principle is monitoring the modulation of the ionic current induced by the blockage of the nanopore when an analyte molecule translocates through the nanopore.
In this work, we fabricated a nanopore gated sub-attoliter silicon (Si) nanocavity device for DNA compaction and analysis. This device is composed of three parts: a top silicon nitride (SiNx) nanopore, a sub-attoliter Si nanocavity and a bottom Si nanopore. The top SiNx nanopore and the nanocavity act as compartments to accommodate DNA, while the bottom Si nanopore acts as a readout unit of the ionic current measurement. Inspired by the micrometer sized cavity devices fabricated in bulk Si substrates (Pedone et al.31,32), we significantly improved the process controllability by fabricating the Si cavity in an ultra-thin Si membrane and extended the dimensions of the cavity to nanoscale. DNA compaction was then realized by applying an electric field to drive the DNA into the nanocavity through the top SiNx nanopore. The dynamic fluctuations of compacted DNA were monitored through an ionic current. The underlying mechanism of DNA compaction in the nanocavity was elucidated by varying the DNA length or concentration, voltage polarity, nanocavity dimensions and ionic strength. The dynamic fluctuations of the confined DNA were also studied with coarse-grained Brownian dynamics simulations. Our nanopore gated nanocavity device is anticipated to provide a controlled environment in extremely small volumes for investigating the physics of confined biopolymers.
Three devices with different Si pore dimensions (14 nm, 19 nm and 27 nm; see Fig. 2(a) for the SEM images) were employed for the DNA compaction experiments. The corresponding volume of each device is 0.62 aL, 0.69 aL, and 0.81 aL, respectively. The devices were first characterized electrically with ionic current measurements, by sandwiching the nanocavity chip with top and bottom liquid reservoirs, and applying a voltage bias between the two reservoirs. Fig. 2(b) shows almost ideal Ohmic current–voltage (I–V) characteristics of these 3 devices in 4 M LiCl.
When DNA molecules are added to the liquid reservoirs, they can be captured into the nanocavities by an electrophoretic force since DNA is highly negatively charged.33 Individual spikes on a stable baseline were observed in the ionic current measurements on device 1, with a positive bias (Fig. 2(c)) and 100 pM, 20 kb double stranded DNA (dsDNA) molecules. The baseline current was in the same level as the open pore current (Io). The individual spikes indicate normal trans-to-cis DNA translocation events. For completeness, different positive biases ranging from 300 mV to 500 mV were applied and the duration and relative amplitude of the translocation events at different biases are shown in Fig. S2(a and b†). However, when a negative 400 mV bias was applied to induce cis-to-trans DNA translocations, completely different behavior was observed in the ionic current trace (see Fig. 2(c)). The ionic current was smaller than Io, and strong ionic current fluctuations with both upward and downward spikes were also observed. By reversing the applied bias from +400 mV to −400 mV (remaining for 120 s at each bias polarity) twice, similar phenomena were observed.
Since the bottom Si pore is the dominant constriction in the nanocavity device, it determines the measured ionic current. The ionic current reduction in the baseline can therefore be mainly attributed to a certain blockage of the Si pore constriction. However, normal DNA translocation events can only result in transient blockage of the nanopore and the baseline current should return to Io when DNA exits the nanopore. This indicates that the baseline current reduction can be caused by the DNA molecule trapped inside the nanocavity, thus partially blocking the Si pore constriction for a long time. Similar current fluctuations with both upward and downward spikes have been reported for hairpin DNA molecules trapped inside a biological nanopore.34,35 In our nanocavity device, the trapped DNA can be formed either by DNA compaction into a globule shape36 or by multiple DNA strands residing in the Si pore constriction at the same time.37,38 The dominating DNA trapping mechanism in our nanocavity will be discussed later. More evidence is shown in Fig. S2(c)† by switching the voltage 10 times. It can be explained that at +400 mV, the translocated DNA remained in the vicinity of the device, but out of the sensing zone of the Si pore; therefore the ionic current restored to the open pore current. When switching the voltage to a negative bias, the DNA could be quickly recaptured and trapped, leading to an immediate current drop.
Similar experiments (100 pM DNA in 4 M LiCl under a −400 mV bias) were also performed with different DNA lengths from 5 kb and 10 kb to 20 kb. As shown in Fig. 3(a), all the relative current (I/Io) traces measured through device 1 display strong fluctuations and the current levels are all smaller than the open pore current. Longer DNA shows stronger fluctuations, while normal translocation events were measured for these DNA molecules with different lengths at +400 mV (Fig. S3†). We also performed experiments at −400 mV in the three different devices shown in Fig. 2(a)† with 20 kb DNA, and similar ionic current fluctuation results were obtained as shown in Fig. 3(b). Device 1 with the smallest Si pore size displays the strongest fluctuations. These experiments demonstrated the generality of DNA trapping in our nanocavity devices.
Further DNA translocation experiments were performed with a ten times lower concentration (10 pM 20 kb DNA in 4 M LiCl), as shown in Fig. S4.† At −400 mV, similar DNA trapping signals were reproducibly observed. In addition, the sparse distribution of DNA translocation spikes at a positive bias (+400 mV) implies that the time interval between two DNA capture events is too long to result in multiple DNA molecules being captured in the nanocavity at the same time. If multiple DNA molecules are captured into the nanocavity sequentially, the ionic current would drop step by step, as shown in the measurements of Laohakunakorn et al.38 The DNA trapping in our nanocavity is therefore highly plausible to be induced by the compaction of single DNA instead of multiple DNA molecules inside the device.
Several factors, including the electric field,36,39 geometrical confinement1,40 and ionic strength,41 can induce the conformation change of DNA molecules. In what follows, theoretical discussions and experimental verification of the contribution of these factors to the DNA compaction inside our nanocavity devices are provided. First, it is experimentally observed that a moderate electric field (∼2 × 104 V m−1) strongly compresses the isolated DNA polymer into isotropic globules,36 while large electric fields may stretch already compacted DNA.39 In our nanocavity devices, the electric field distribution is not uniform. In particular, the electric field intensity in the Si pore constriction at −400 mV is around 4.5 × 106 V m−1, which is much higher than the electric field (∼2 × 105 V m−1) in the cylindrical SiNx pore region. Hence, in the cis-to-trans translocation at a −400 mV bias, the lower electric field around the cylindrical SiNx pore region may induce DNA compression before entering the nanocavity. Yamazaki et al. discovered that the DNA at the vicinity of a nanopore could indeed be compressed by the electro-osmotic flow induced by the electric field.42 Second, to study the geometrical confinement effects induced by the top SiNx pore, we also used bare Si nanocavities (without the top SiNx pore) to translocate DNA with different lengths. As shown in Fig. S5,† all the experiments performed in 4 M LiCl showed normal translocation events with no evidence of DNA trapping and compaction inside the bare nanocavities. This demonstrated the critical role of the top SiNx pore for DNA compaction inside the nanocavity device. In addition, the scatter plot of the translocation events through bare Si nanocavities shows that the duration at a negative bias is overall longer than that at a positive bias; see Fig. S5(c, e and g).† The gradually reduced dimensions near the bottom of the Si nanocavity poses increasing spatial confinement and further slowdown of the DNA translocation, as evidenced by the ultra-long translocation events (duration up to a few hundred microseconds) observed at a negative bias measured in the bare Si nanocavities. Third, the influence of ionic strength was studied by performing DNA translocation experiments with device 2 in 1 M LiCl. As shown in Fig. S6,† in 1 M LiCl, only normal translocation events were observed at both bias polarities (i.e. +400 mV and −400 mV) for different DNA lengths. The scatter plot of the distribution of amplitude and duration shows that the translocation of DNA with different lengths has almost the same amplitude but the duration of longer DNA is longer, which agrees well with the results reported by Wanunu et al.43 Our experiments in 1 M LiCl show a direct contrast to the results in 4 M LiCl, and confirm the critical role of ionic strength for the observed DNA compaction. The MD simulations by Kowalczyk et al.33 show that changing the ion concentration changes the number of bound ions per base along the DNA. As the LiCl concentration increases from 1 M to 4 M, the number of bound Li+ along the DNA molecules increases, which reduces the effective DNA charge and thus the repulsion force between neighboring segments.44 As a result, DNA molecules can be more closely packed under 4 M LiCl. Overall, the DNA compaction inside our nanocavities could have resulted from the combined contributions from all the three aforementioned factors.
The interpretation of the observed different current signals of DNA in 4 M LiCl passing through the nanocavity device under different bias polarities is qualitatively illustrated in Fig. 4(a). Under a negative bias, DNA passes through the SiNx pore first before entering the nanocavity. During this process, DNA is first compressed by the electric field around the top SiNx pore, and then the geometrical confinement inside the nanocavity can locally compact the DNA to form self-entanglements and knots.45–47 The entangled DNA can further form globules (similar to a DNA origami sphere48), which cannot pass through the gradually reduced space near the bottom of the Si nanocavity, thus finally being compacted in the bottom Si pore constriction. However, the compacted DNA could only partially block the Si pore due to its permeable nanostructure to ions.49,50 The rearrangement of such globules inside the nanocavity can lead to the current fluctuation. Under a positive bias, the bottom Si pore size is too small to allow a large bundle of DNA to pass through directly. Instead, DNA is driven through the Si pore either folded or unfolded in a linear fashion under the strong electric field, as demonstrated from the translocation events with a single level and multiple levels in Fig. S3(b).† Thus, the nanocavity can only be occupied by a few DNA threads that can be smoothly translocated through the SiNx pore towards the cis side by the electric field. Hence, no DNA compaction is expected under a positive bias.
![]() | ||
Fig. 4 Explanation and simulation of the observed different current signals of DNA passing through the nanocavity under different bias polarities. (a) Schematic explanation for the observed phenomena under different bias polarities. (b) Brownian dynamics (BD) simulation of trapping and escape of an entangled 10 kb DNA inside device 1 under 4 M LiCl: the voltage is turned off (i), an electric field is applied from trans-to-cis, same as the negative bias in the experiments (ii) and the electric field is applied from cis-to-trans, same as the positive bias in the experiments (iii). Snapshots are obtained using the VMD software.51 (c) Number of threads in the Si pore constriction from BD simulations. The signal is obtained as a running average over a window of 1/100 of the entire simulation and, therefore, it is not an integer. Owing to the nature of coarse-grained simulations, the BD simulation can reflect the characteristics of the simulated process, but the timescale may not match the real process. |
To further support our interpretation, we performed coarse-grained molecular dynamics simulations of a self-entangled DNA inside device 1 using a Brownian dynamics (BD) in-house code. The DNA is modelled as a sequence of beads and springs plus additional forces to induce a prescribed persistence length of 50 nm and steric exclusion. The external electrophoretic and electroosmotic actions were included using electric and velocity fields from preliminary continuum simulations of the Navier–Stokes Poisson–Nernst–Planck system for our device. In our BD simulations, we initially placed the DNA inside the nanocavity. The model DNA was first equilibrated inside the nanocavity without any external bias, Fig. 4(b)_i. When a negative bias of 400 mV was applied, the DNA attempted to exit the Si pore but was stuck. Multiple DNA segments may occupy the Si pore constriction dynamically (Fig. 4(b)_ii). This explains the experimentally measured ionic current fluctuations reported in Fig. 2 and 3 at a negative bias. In contrast, when applying a positive bias of 400 mV, the model DNA made a smooth exit from the top SiNx pore (Fig. 4(b)_iii). Fig. 4(c) shows the time fluctuation of the number of DNA threads (Nt) in the Si pore constriction extracted from the simulation. Both upward and downward spikes resemble those observed in the measurements. More examples of the extracted signals are shown in Fig. S7.†
Inspired by the simulations, the upward spikes of the ionic current at a negative bias correspond to increased Nt in the Si pore constriction, while the downward spikes indicate the decreased Nt in the Si pore. By extracting both the upward and downward spikes from the measurements with the three different nanocavity devices in Fig. 3, the duration and relative amplitude of the spikes are statistically analyzed and shown in the box plot of Fig. 5(a and b). Fig. 5(a) shows that the characteristic time of the duration is on the order of milliseconds. Moreover, as the size of the Si pore increases (from device 1 to device 3), the duration of the observed spikes also increases. The volume increase of the nanocavity gives more freedom and relaxation time to the entangled DNA inside, resulting in a longer duration of the spikes. On the other hand, as the Si pore size increases, the relative amplitude of the extracted spikes decreases, as seen in Fig. 5(b). This is due to the fact that the percentage of the volume occupation of a fluctuating fraction of DNA in the Si pore constriction is smaller for a larger Si pore. For a simple calculation using the original size of the Si pore constriction measured from the SEM images in Fig. 2(a) and the diameter of dsDNA of 2 nm, the percentage of the cross-sectional occupation of a single folded DNA (two DNA threads) in the Si pore constriction is 4.1%, 2.2% and 1.1% for device 1, device 2 and device 3, respectively. The calculation results agree well with the data shown in Fig. 5(b), indicating that the upward and downward spikes might be generated by a single folded DNA fraction. Apart from simple upward and downward spikes, alternating spikes which switch quickly among upward and downward positions are also observed. Fig. 5(c) presents three examples of each type extracted from the measurement of 100 pM 20 kb DNA in device 1. The alternating spikes indicate that the entangled DNA is likely under high tension, which leads to fast conformation changes.
![]() | ||
Fig. 5 Box plot of extracted upward and downward spikes from the measurements of 100 pM 20 kb DNA with the three nanocavity devices in Fig. 3, and an exemplified view of different spikes extracted from the measurement with device 1. (a) Box plot of the duration of both upward and downward spikes extracted from the measurement in Fig. 3. (b) Box plot of the relative amplitude of both upward and downward spikes extracted from the measurement in Fig. 3. The relative amplitude is calculated as the extracted amplitude of the spikes with respect to the respective baseline current of the 3 devices at a negative bias. (c) Examples of different spikes from the measurements of 100 pM 20 kb DNA with device 1. |
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2nr02260e |
‡ Present address: Institute for Chemical and Bioengineering, ETH Zürich, 8093 Zürich, Switzerland. |
This journal is © The Royal Society of Chemistry 2022 |