 Open Access Article
 Open Access Article
      
        
          
            Rossella 
            Greco‡
          
        
        
      a, 
      
        
          
            Guillermo 
            García-Lainez‡
          
        
      b, 
      
        
          
            Judit 
            Oliver-Meseguer
          
        
       a, 
      
        
          
            Carlo 
            Marini
          
        
      c, 
      
        
          
            Irene 
            Domínguez
          
        
      d, 
      
        
          
            Miguel 
            López-Haro
a, 
      
        
          
            Carlo 
            Marini
          
        
      c, 
      
        
          
            Irene 
            Domínguez
          
        
      d, 
      
        
          
            Miguel 
            López-Haro
          
        
       e, 
      
        
          
            Juan Carlos 
            Hernández-Garrido
e, 
      
        
          
            Juan Carlos 
            Hernández-Garrido
          
        
       e, 
      
        
          
            José Pedro 
            Cerón-Carrasco
e, 
      
        
          
            José Pedro 
            Cerón-Carrasco
          
        
       f, 
      
        
          
            Inmaculada 
            Andreu
          
        
      *bg and 
      
        
          
            Antonio 
            Leyva-Pérez
f, 
      
        
          
            Inmaculada 
            Andreu
          
        
      *bg and 
      
        
          
            Antonio 
            Leyva-Pérez
          
        
       *a
*a
      
aInstituto de Tecnología Química (UPV-CSIC) Universitat Politècnica de València-Consejo Superior de Investigaciones Científicas, Avda. de los Naranjos s/n, 46022 Valencia, Spain. E-mail: anleyva@itq.upv.es
      
bInstituto de Investigación Sanitaria (IIS) La Fe, Unidad Mixta de Investigación UPV/IIS La Fe, Hospital Universitari i Politècnic La Fe, Avenida de Fernando Abril Martorell 106, 46026 Valencia, Spain. E-mail: iandreur@qim.upv.es
      
cCELLS-ALBA Synchrotron, E-08290 Cerdanyola del Vallès, Barcelona, Spain
      
dDepartment of Chemistry and Physics, University of Almeria, Agrifood Campus of International Excellence, ceiA3, 04120 Almeria, Spain
      
eDepartamento de Ciencia de los Materiales e Ingeniería Metalúrgica y Química Inorgánica, Facultad de Ciencias, Universidad de Cádiz, Campus Río San Pedro, 11510 Puerto Real, Cádiz, Spain
      
fCentro Universitario de la Defensa, Academia General del Aire. Universidad Politécnica de Cartagena. C/ Coronel López Peña S/N, Santiago de La Ribera, 30720, Murcia, Spain
      
gDepartamento de Química, Universitat Politècnica de València Camino de Vera s/n, 46022 València, Spain
    
First published on 10th October 2022
Ligand-free sub-nanometer metal clusters (MCs) of Pt, Ir, Rh, Au and Cu, are prepared here in neat water and used as extremely active (nM) antitumoral agents for HeLa and A2870 cells. The preparation just consists of adding the biocompatible polymer ethylene-vinyl alcohol (EVOH) to an aqueous solution of the corresponding metal salt, to give liters of a MC solution after filtration of the polymer. Since the MC solution is composed of just neat metal atoms and water, the intrinsic antitumoral activity of the different sub-nanometer metal clusters can now fairly be evaluated. Pt clusters show an IC50 of 0.48 μM for HeLa and A2870 cancer cells, 23 times higher than that of cisplatin and 1000 times higher than that of Pt NPs, and this extremely high cytotoxicity also occurs for cisplatin-resistant (A2870 cis) cells, with a resistance factor of 1.4 (IC50 = 0.68 μM). Rh and Ir clusters showed an IC50 ∼ 1 μM. Combined experimental and computational studies support an enhanced internalization and cytotoxic activation.
In medicinal inorganic chemistry, the use of metallic complexes in cancer treatment is a burning topic, where cisplatin [PtCl2(NH3)2] represents the principal drug in widespread clinical studies3 and moreover, it appears in the essential medicine World Health Organization's List.4 However, it shows side effects, including cell-death resistance generated during prolonged treatments.5 Besides, as indicated in Fig. 1, cisplatin costs >200 € per gram, which is a lot more expensive than the public health budget.
In the last few decades, nanotechnology has received special attention because it offers challenging opportunities to improve efficacy and simultaneously decrease toxicity. In this sense, the advent of nanoscience boosted studies on different types of Pt nanoparticles (NPs) as antitumoral agents, but the nanometer size of the particles seems to be inadequate for the internalization process by direct diffusion across the lipid bilayer.6 This inherent drawback for NPs has only been overcome with functionalization strategies7 and, for instance, nanodevices based on Pt NPs have shown great therapeutic success8 when linked to easily recognizable and cell-degradable transport-facilitating modifiers such as PEGylated and polyamidoamine (PAMAM) tails. Thus, the search for alternative forms of Pt is continuously spurred,9 in particular, for finding a Pt drug able to overcome cisplatin resistance in ovarian cancer. Incidentally, these studies have clearly unveiled that the smaller the Pt NP released into the inner cell the higher the antitumoral activity,8b not only because of better dynamics across the membrane but also because of a faster disaggregation of the Pt NPs within the cell, to give highly cytotoxic ligand-free aqueous Pt ions. Besides, ultrasmall nanoparticles are expected to have fewer adverse effects because of better renal clearance.10 These precedents suggest that naked sub-nanometer platinum clusters (Pt NCs)9a,b may show a higher cytotoxic action by faster internalization, through direct diffusion across the cellular membrane.11
Hence, Pt clusters could be an appropriate material for delivering platinum inside tumour cells.12–15 The cytotoxic activity of ligand-free Pt MCs has not been reported so far. Likewise, Pt MCs are intrinsically much more challenging to prepare than other metal clusters because metal agglomeration is favored by relativistic effects.16 Apart from mass-selected synchrotron techniques17 and some remarkable examples of solid surface stabilized Pt clusters,18 biocompatible Pt clusters have only been prepared with complex dendrimer-encapsulated systems,18b,19 which require a tedious synthetic approach with cell recognizable chemical links for endocytosis internalization. All these precedents severely limit the availability and biological applications of Pt; thus, it would be of high interest to investigate the ability of Pt MCs to induce cell death and their application in cancer therapy.
It is known that amide solvents (N-methyl formamide, N-methyl pyrrolidone,…) are able to generate Cu,20 Pd,21 Ag22 and Au MCs23 in solution by endogenous reduction of the corresponding metal salts and, in accordance, the amide polymer polyvinylpyrrolidone (PVP) is a particularly good solid support for generating and stabilizing very tiny (≈1 nm) noble metal aggregates.22a,24 This methodology has recently been modified by us with the bio- and water-compatible polymer EVOH, where an alcohol replaces an amide functionality as a mild reductant on a solid support, to generate metal clusters in organic solutions.25 With this in mind, it was envisioned here that EVOH could generate MCs in water, and give neat MC aqueous solutions after cool filtration of the EVOH polymer. This approach will open the door for a cheap, general, biocompatible, and scalable synthesis of MCs in water, circumventing the toxicologic drawbacks associated with typical reductants, i.e., amides or NaBH4. The fact that Cu, Au, and Ag MCs, prepared by electrochemical methods in water, had shown significant biological activity,22b strongly suggests that other metal clusters could be also biologically active. With this background, here we report the multigram synthesis of ligand- and additive-free, sub-nanometer MCs of Pt in aqueous solutions, and assessment of cytotoxic activity towards several cell lines, including cisplatin-resistant tumor cells.
![[thin space (1/6-em)]](https://www.rsc.org/images/entities/char_2009.gif) :
:![[thin space (1/6-em)]](https://www.rsc.org/images/entities/char_2009.gif) 1 v/v) solution of K2PtCl4 (1–10 μM) with the EVOH polymer at room temperature for 2 h, and filtering the polymer. Fig. 2a shows that the final material is a clear solution of Pt in water/ethanol, which is stable in a fridge for months, since the fluorescence spectra and the biological activity do not change during this time. The synthesis can be scaled up to 1 L of solution with the same final Pt content. For the sake of comparison, Pt clusters were prepared by a solid-phase procedure, dissolving EVOH at 75 °C, then adding K2PtCl4, and finally cooling to re-precipitate the polymer. The final material is, in this case, a solid film with the MCs directly embedded into the polymer.25Fig. 2b shows the UV-visible emission spectra of the Pt cluster aqueous solution (see also Fig. S1†) and Pt@EVOH (inset), where fluorescence signals can be clearly seen, with values that fit well with sub-nanometer Pt clusters according to the jellium model.21 The corresponding absorption spectrum shows the absence of the typical atomic and plasmonic bands corresponding to K2PtCl4 and NPs (Fig. S2†). These results suggest that Pt clusters are generated in water after EVOH treatment at the expense of K2PtCl4, without significant formation of NPs, in agreement with the ability of clusters and the impossibility of single atoms and NPs to fluoresce.
1 v/v) solution of K2PtCl4 (1–10 μM) with the EVOH polymer at room temperature for 2 h, and filtering the polymer. Fig. 2a shows that the final material is a clear solution of Pt in water/ethanol, which is stable in a fridge for months, since the fluorescence spectra and the biological activity do not change during this time. The synthesis can be scaled up to 1 L of solution with the same final Pt content. For the sake of comparison, Pt clusters were prepared by a solid-phase procedure, dissolving EVOH at 75 °C, then adding K2PtCl4, and finally cooling to re-precipitate the polymer. The final material is, in this case, a solid film with the MCs directly embedded into the polymer.25Fig. 2b shows the UV-visible emission spectra of the Pt cluster aqueous solution (see also Fig. S1†) and Pt@EVOH (inset), where fluorescence signals can be clearly seen, with values that fit well with sub-nanometer Pt clusters according to the jellium model.21 The corresponding absorption spectrum shows the absence of the typical atomic and plasmonic bands corresponding to K2PtCl4 and NPs (Fig. S2†). These results suggest that Pt clusters are generated in water after EVOH treatment at the expense of K2PtCl4, without significant formation of NPs, in agreement with the ability of clusters and the impossibility of single atoms and NPs to fluoresce.
        Mass determination of the micromolar aqueous Pt clusters is extremely difficult by conventional techniques such as MALDI-TOF, since the concentration is well below the detection limit. However, we tried here to circumvent this drawback by using an Orbitrap analyser (HPLC-Orbitrap MS) with flow injection-high resolution mass spectrometry (HRMS). The use of an Orbitrap analyser was envisioned by virtue of its high sensitivity when operating in full scan mode and the valuable mass information provided, capable of determining low concentrations of analytes while allowing retrospective analysis. Its potential has been previously explored in the analysis of trace levels of organic contaminants,26 but, to our knowledge, there are no applications involving metal clusters so far. As shown in Fig. 2c, the mass spectrum of the Pt clusters obtained using the Orbitrap revealed masses for Pt3 hydroxide, oxide and chloride clusters, according to the m/z value, the isotopic Pt distribution and the recurrent loss of 16 a.u. fragments (oxygen atoms) when compared with the blank sample (Fig. S3†). Besides, the spectrum does not show any peak of the starting K2PtCl4.
Fig. 2d shows different aberration-corrected high angle annular dark field-scanning transmission electron images (AC-HAADF-STEM) of the Pt clusters in water, just deposited on the grid. The presence of MCs, as the major species, can be clearly observed (see also Fig. S4 and S5†). Fig. 2e–g shows a denoised HAADF-STEM image with the corresponding κ-means clustering analysis.27 The selection of the κ-means cluster number which corresponds to the Pt signal has allowed the image to be binarized, where Pt is displayed in orange and the background in blue. The Pt cluster size is estimated from these binarized images by calculating the equivalent diameter of the orange areas, considered as circles, providing a reliable histogram of the MC size distribution. The results unveil that c.a. 90% of the Pt particles are in the sub-nanometer range, with a Pt atomicity between 3 and 10, in accordance with the fluorescence measurements. The direct visualization of the MCs was complemented with X-ray absorption near edge structure (XANES) and extended X-ray absorption fine structure (EXAFS) spectra. Due to the detection limit of the detector and the low concentration of Pt in the MC water solutions, spectroscopic data have been collected on Pt@EVOH. Fig. 2h and i show that, these clusters are partially oxidized, as evidenced by the Orbitrap analyses. Pt foil and Pt (II) compounds were used to obtain a “white line” intensity vs. oxidation state calibration curve (Fig. S6†), since all the “white lines” at Pt L3-edge peaks are quite sharp; thus, their energy position is simple to identify by looking at the derivative, and the Pt species analysed are surrounded by either oxygen or Pt atoms. With these standards in hand, the Pt clusters having between 3 and 10 atoms show an oxidation state of +0.66 (Fig. 2h), while a more oxidized but biologically inactive sample (vide infra) shows a slightly higher oxidation state (+0.82, Table S1†). The analysis of the EXAFS region (Fig. 2i) in the K range available fits with Pt–Pt and Pt–O–Pt bonds for the Pt clusters and the XPS spectra (Fig. 2j) is in good agreement with the XANES and EXAFS measurements, where all the Pt present in the cluster is partially oxidized (74.5 eV).
From the characterization above, we cannot discard the presence of some single Pt atoms and dimers, since the AC-HAADF-STEM histogram lists some <0.4 nm particles and the synchrotron measurements detect single atom Pt coordination spheres, but, oxidized MCs seem to be the major species, representing around 90% of the total species. In order to confirm this calculation, the Pt cluster aqueous solution was treated with activated charcoal, since a smaller size and a higher ionic charge-to-radius ratio of single Pt atoms and dimers with respect to MCs should favour the adsorption of the former on the negatively charged high surface area of charcoal, thus providing a method for separation and analysis. The results (Fig. S7†) showed the exclusive adsorption of Pt1 and Pt2 species on the charcoal surface, which accounted for c.a. 10% of the total Pt species in water. Thus, Pt MCs are the main species in both water solution and the solid, accounting for ca. 90% of the total Pt species. The latter highlights that the K2PtCl4 precursor has reacted quantitatively, and that Pt single atoms and Pt NPs are not significantly formed during the aqueous synthesis.
Cisplatin drug resistance is significantly attributed to the loss of Pt internalization by active diffusion through the Cr1 Cu channels in resistant cells,29 and since the internalization of the Pt clusters is expected to also occur by passive diffusion, it may be that the Pt clusters circumvent the Cr1 Cu resistant channels to kill cisplatin-resistant tumour cells, regardless of how the final DNA damage occurs.30 To test this exciting hypothesis a new set of experiments were performed on the human ovarian cancer A2780 cell line and its cisplatin-resistant variant A2780cis. Fig. 3c shows that Pt clusters in water exhibited a nanomolar cytotoxic activity for cisplatin-resistant tumour cells, nearly similar to non-resistant cells (IC50 = 0.68 vs. 0.48 μM, respectively), with a resistance factor of just 1.4. This result is highly remarkable and provides a new strategy to treat cisplatin-resistant tumours beyond complex organometallic compounds or biomolecular systems.
To investigate whether the cytostatic properties displayed by Pt MCs could lead to cell death, cells treated for 24 h with the metal clusters were stained with annexin V-FITC/propidium iodide (AnnV/PI) and visualized using fluorescence microscopy. This assay detects phosphatidylserine translocation to the outer leaflet of the plasma membrane using recombinant annexin V conjugated with FITC (green-fluorescent dye) and membrane permeabilization with propidium iodide, giving red fluorescence. As shown in Fig. 3d, cells upon treatment with Pt MCs displayed mainly green and red fluorescence, indicative of late apoptotic cells or necrotic cells, whereas non-treated cells showed negligible fluorescence. Different apoptotic and necrotic cell death markers were further analyzed to explore the mechanism of Pt MC-induced cytotoxicity. In this sense, caspase-3 activity is usually considered a hallmark of apoptosis, whereas lactate dehydrogenase (LDH) release indicates compromised cell membranes, which is characteristic of necrotic cell death. The results displayed in Fig. 3d for both experiments indicate that Pt MC treatment induces significant activation of caspase-3, with non-significant LDH release to the medium, thus suggesting apoptosis as the underlying pathway promoting cell death by the clusters.
The top panel of Fig. 4 shows that the equilibrium associated with the reaction of Pt1–Pt10 MCs with guanine is largely shifted towards the adduct product, with interaction energies in the range of −38 and −59 kcal mol−1. However, a dissimilar biological activity is expected depending on the cluster size. Indeed, even though the smallest clusters (Pt1–Pt4) can platinate DNA, MCs with 5–8 metallic centres might be optimal for inducing cellular damage, as they correlate with the strongest interaction with DNA (Fig. S13†). Not only that, the performed calculations predict the reactivity of partially oxidized clusters with the same atomicity of the parent MCs (PtxOx–1, with 2 ≤ x ≤ 6), since the smallest oxidized entities (i.e. Pt2O and Pt3O2) produce adducts with a similar efficiency to those of the pure–Pt counterparts (Pt3 and Pt5, respectively). In contrast, larger oxidized forms (Pt4O3, Pt5O4 and Pt6O5) are associated with significantly more stable adducts (interaction energies of about −65 and −70 kcal mol−1).
Aiming to gain a better understanding of such numeric values, the computational analysis is completed by monitoring the attack of the Pt species to guanine, which in turn allows for assessing the kinetics of the reaction. The most reactive oxidized clusters (i.e. Pt6 and Pt4O3, respectively) are compared to cisplatin. Fig. 4 (bottom panel) illustrates that cisplatin leads to a more stable adduct with guanine with a predicted interaction energy of −87 kcal mol−1. This observation agrees with that the formal 2+ positive charge on the metallic centre is concomitant with a larger interaction energy compared to MCs. However, theory demonstrates that cisplatin requires an early activation by hydrolysis of the chloride ligand, with an energetic barrier of 16.32 kcal mol−1. In striking contrast, MCs do not need such activation by hydrolysis and react with DNA through a barrierless profile as MCs undergo via barrierless processes. All these accumulated numeric outputs suggest that the smallest MC (with an atomicity of up to 5) will be equally reactive with DNA; however, larger oxidized MCs are expected to induce more permanent damage to DNA compared to their raw precursors. In both cases, the reaction of MCs with DNA is kinetically favoured over cisplatin.
To check the feasibility of binding Pt clusters to a guanine base, analysis by MALDI-TOF evidenced new peaks at m/z 347, which corresponds to an increment of 151 a.m.u. and is related to the formation of an adduct (Pt-guanine), and at m/z 1045, which is compatible with protonated Pt3-(guanine)3 and loses one and two Pt atoms to give new peaks at m/z 850 and 655, respectively. These results further support the good correlation between the calculated energies for the formation of the adduct Pt-guanine and the experimental studies, regardless of how the final DNA damage occurs.32
Cisplatin is most probably the cheapest antitumoral metal drug in the market, despite an estimated price >200 € per gram.4 The relatively high price of cisplatin comes from the four-step manufacturing method, which starts from K2PtCl4 and requires the use of expensive stoichiometric reagents such as AgNO3. The aqueous Pt cluster synthesis starts from the same Pt precursor as cisplatin, i.e., K2PtCl4, but requires just the cheap polymer EVOH as the only reagent and one synthetic step, which makes the price of the therapeutic Pt dramatically lower. For the sake of illustration, Fig. 1 compares the most relevant characteristics of representative Pt compounds: PtCl2,33 cisplatin, Pt NPs and the Pt clusters synthesized in this work, and it can be seen there that the Pt clusters are not only much more active than cisplatin and Pt NPs, but their synthesis clearly simplifies and strikingly improves current Pt drugs, with an estimated price at least 5–10 times cheaper, nearly as simple as PtCl2. Thus, the present study introduces not only fundamental but also synthetic and economic approaches to produce novel metal drugs for the treatment of ovarian cancer cell lines.
As shown in Fig. 5a, a significant amount of cell internalized metal was found for cisplatin compared to all the MCs tested. These results suggest that MCs act as a convenient shuttle for metal cell internalization, without the need of ligands or additives. Since the antitumoral activity only depends on the type of metal employed and not on the ligands or additive, different aqueous MCs can be used to fairly compare the intrinsic antitumoral activity between metals. Fig. 5a also shows the IC50 values obtained for the different metal compounds and, even though they have lower IC50 values, there is a remarkably higher activity for Rh and Ir MCs of 2.4 and 4.5 μM against HeLa tumour cells, respectively (see also Fig. S19†), compared with cisplatin (11 μM, see Fig. 3). These MCs are also stable under mimic conditions for intracellular conditions (Fig. S20†), and Fig. 5b shows that Rh MCs displayed a very similar cell death to Pt MCs at the IC50 concentrations. Fig. 5c shows that cell death occurs by apoptosis and not by necrosis, as revealed by the caspase-3 activity and LDH release experiments, respectively, which indicates that the Pt and Rh clusters specifically trigger the programmed death mechanism within the tumour cell. Overall, these results suggest that the Ir and Rh MCs also require special attention as promising new antitumor agents.34 Despite having the highest cell uptake of the MCs tested, Au clusters showed a very low cytotoxicity (IC50 ≥ 40 μM), which indicates that Au metal is intrinsically less cytotoxic than Pt, Rh and Ir. To further test this hypothesis, not only Pt but also Au and Cu, both metals associated with a low cytotoxicity, were prepared in the form of different clusters by an electrochemical method35 and also with PAMAM as a ligand (Fig. S21–S25†),36 and tested in the MTT assay. However, cell proliferative analysis (Fig. S26†) and dose-response viability curves (Fig. S27†) with HeLa cells showed that the IC50 value was very high for all PAMAM-MCs, regardless of the synthetic method or size, which showcases the relevance for the antitumoral activity of the ligand-free form of MCs. The stability of the naked MCs in solution without stabilizing agents comes from the high dilution, as assessed by fluorescence measurements at increasing concentrations of Pt, where the rapid disappearance of the Pt MC fluorescence at higher concentrations can be observed (Fig. S28†).
| Footnotes | 
| † Electronic supplementary information (ESI) available: Experimental details, Fig. S1–S28 and Table S1. See DOI: https://doi.org/10.1039/d2na00550f | 
| ‡ These authors equally contributed to the work. | 
| This journal is © The Royal Society of Chemistry 2022 |