Igor
Kowalec
a,
Lara
Kabalan
a,
C. Richard A.
Catlow
abc and
Andrew J.
Logsdail
*a
aCardiff Catalysis Institute, School of Chemistry, Cardiff University, Cardiff, CF10 3AT, UK. E-mail: LogsdailA@cardiff.ac.uk
bUK Catalysis Hub, Research Complex at Harwell, RAL, Oxford, OX11 0FA, UK
cDepartment of Chemistry, University College London, London, WC1H 0AJ, UK
First published on 21st March 2022
The reaction mechanism of direct CO2 hydrogenation to methanol is investigated in detail on Pd (111), (100) and (110) surfaces using density functional theory (DFT), supporting investigations into emergent Pd-based catalysts. Hydrogen adsorption and surface mobility are firstly considered, with high-coordination surface sites having the largest adsorption energy and being connected by diffusion channels with low energy barriers. Surface chemisorption of CO2, forming a partially charged CO2δ−, is weakly endothermic on a Pd (111) whilst slightly exothermic on Pd (100) and (110), with adsorption enthalpies of 0.09, −0.09 and −0.19 eV, respectively; the low stability of CO2δ− on the Pd (111) surface is attributed to negative charge accumulating on the surface Pd atoms that interact directly with the CO2δ− adsorbate. Detailed consideration for sequential hydrogenation of the CO2 shows that HCOOH hydrogenation to H2COOH would be the rate determining step in the conversion to methanol, for all surfaces, with activation barriers of 1.41, 1.51, and 0.84 eV on Pd (111), (100) and (110) facets, respectively. The Pd (110) surface exhibits overall lower activation energies than the most studied Pd (111) and (100) surfaces, and therefore should be considered in more detail in future Pd catalytic studies.
A crucial step in the direct hydrogenation of CO2 to methanol is the initial CO2 activation. On a heterogeneous catalyst, the reverse water-gas shift (RWGS) reaction needs to be inhibited while maintaining a strong interaction between CO2 and the catalytic surface.5,6 Pd alone exhibits poor selectivity to methanol for direct CO2 hydrogenation, but the selectivity is greatly enhanced when it is alloyed with other transition metals, such as Zn.5,7–11 In order to understand fully the Pd-based alloy reactivity, it is necessary first to know the nature of the interactions between CO2 and Pd. The available experimental data for the interaction of CO2 with Pd facets are limited, but computation using density functional theory (DFT) is providing insight into the processes.12–15 Burghaus et al. reported that CO2 reactivity on clean Pd surfaces is weak, not favouring dissociation to CO unless an alkali metal species is coadsorbed.15 The weak interaction is considered to be predominantly a van der Waals physisorption, based on the theoretical and experimental observations at the Pd (111) surface.14,16,17 CO2 adsorption on Pd has been studied in the context of the RWGS reaction and utilisation of syngas, and desorption of CO2 from the Pd (111) surface is reported as requiring 0.26 eV of energy.14 Solymosi et al. reported that CO2 desorption from the Pd (100) surface also has a relatively low energy of 0.35 eV, which was, in contrast, associated with a chemisorption, involving a metal to empty CO2 π* orbital electron transfer.12 Evidence of CO2 chemisorption on Pd (110) in the presence of water was also reported by Brosseau et al.18 Therefore, the character of the CO2 interaction with Pd surfaces seems to depend on the surface structure. The differing adsorption energies can be correlated with surface energies, given physisorption was exclusively observed on the lowest energy (111) surface, and experimental evidence of chemisorption was observed for CO2 on the higher energy Pd (100) and (110) surfaces, though the latter is noted as being in the presence of water.12–14,18
Complementary to these observations, the rate of catalytic hydrogenation of CO2 on Pd increases greatly when the active species is paired with suitable metal oxide supports, such as TiO2 and ZnO, as they facilitate CO2 adsorption and activation.9,19,20 Ko et al. computed the adsorption of CO2 on transition metal surfaces, using the dispersion-corrected PBE-D2 density functional, and reported two types of CO2 adsorption on Pd (111): an exothermic physisorption (−0.33 eV) of undistorted CO2, parallel to the surface; and a less exothermic chemisorption (−0.18 eV) with CO2 in a bent geometry, and having a partial negative charge.21 In contrast, Zhang et al. recently calculated the CO2 chemisorption on Pd (111) to be endothermic (0.06 eV) using the PBE density functional, in agreement with Habas et al., who reported the adsorption energy of CO2 to be 0.22 eV above the dissociation limit, using DFT with the B3LYP density functional.22 Liu et al. have also shown that, when using the PBE density functional, the inclusion of the DFT-D2 correction dramatically changes the adsorption energy of chemisorbed species on the Pd (111) surface, from 0.30 eV to −0.18 eV.17 Although there is no consensus on the matter of the endo- or exothermicity of CO2 chemisorption on Pd surfaces, the reported values are generally small, which agrees with the experimental reports of a weak interaction between CO2 and Pd surfaces.
Direct CO2 hydrogenation to methanol is proposed to proceed via a surface formate intermediate (HCOO*, where * indicates an adsorbed species), with Medford et al. having shown that HCOO* could act as a poison for other reaction pathways due to its high thermodynamic stability on the catalyst surface.23 Variations of the mechanism proposed by Grabow, which progresses via formic acid (HCOOH) as shown in Fig. 1, have been presented, such as an initial Eley–Rideal type mechanism on Cu-based catalytic systems, where CO2 in the gas phase reacts with surface-bound hydrogen to yield formate.24 Recently, Huš et al. concluded that dioxymethylene (H2COO*) should be preferably considered over formic acid (HCOOH*) on Cu-based catalysts as the former is more strongly bound to the metallic surface and the activation energy towards hydroxymethoxy (H2COOH*) is lower.25
![]() | ||
Fig. 1 Formate pathway of direct CO2 hydrogenation to methanol on metallic surfaces, as proposed by Grabow et al. (via HCOOH*, blue) and Huš et al. (via H2COO*, orange). * indicates a surface-bound species and δ-indicates that CO2 is partially charged (i.e. activated).25,26 |
Pd-based catalysts supported on ZnO are potent alternative catalysts for this reaction, with their reactivity attributed to the Pd-Zn binary metallic phases and their stabilisation of the HCOO* intermediate, similar to the Cu-based catalyst.9,20 Zhang et al. have reported DFT studies of an alternative CO2 formate mechanism that involves dissociation of HCOOH to HCO and OH, and subsequent hydrogenations of HCO to produce CH3OH.27 Furthermore, Brix et al. have recently considered the initial CO2 hydrogenation on Pd (111) to proceed via carboxylic acid (COOH), instead of formate, in a DFT study using the dispersion-corrected PBE-D3 density functional, and they observed a high energy barrier of 2.23 eV for CO2 hydrogenation to formate on Pd (111), in contrast to the barrier of 0.85 eV reported by Zhang et al.23,24
Whilst binary metallic alloy catalysts may offer more desirable selectivity, stability, and tunability than their monometallic counterparts, the lack of basic understanding of the behaviour of monometallic materials hinders the design of emergent multi-component materials. To achieve the required insight in the context of CO2 hydrogenation over Pd, we need to understand reactivity across all the prominent surface facets. Thus, we present here an in-depth investigation of CO2 interaction with low energy Pd (111), (110) and (100) surfaces using DFT calculations, followed by investigation of the direct CO2 hydrogenation to CH3OH, via the Grabow mechanism, on the Pd (111), (110) and (100) surfaces, in the context of rationalising CO2 reactivity on Pd-based catalysts.
Due to the closed-shell electronic configuration of Pd ([Kr] 4d10), spin-paired calculations were used in periodic calculations; gas-phase adsorbate structures were calculated both spin-paired and spin-unpaired, and the energy of the more stable configuration considered for reference in subsequent periodic calculations. The effect of the spin-paired approximation has been assessed towards the activation energies in relevant surface hydrogenation reactions in Section S3 of the ESI,† with a spin-paired treatment shown to introduce small error bars of ±0.05 eV.
The energy penalty for breaking chemical bonds at the surface of a material (Ecleave) is calculated as:
![]() | (1) |
To calculate the surface energy (Esurf), the energy of stabilisation provided by geometry relaxation (Erelax) needs to be obtained from the difference in total DFT energy of the optimised slab (ERelaxedSlab) and EUnrelaxedSlab:
![]() | (2) |
In summary, accurate results have been achieved herein with a 3 × 3 × 5 supercell surface model, with the bottom two layers constrained to their bulk positions and the three top surface layers unconstrained. The surface energies (Esurf) can subsequently be calculated as follows:
Esurf = Ecleave + Erelax. | (3) |
Ref. | XC | E surf/(J m−2) | ||
---|---|---|---|---|
Pd (111) | Pd (100) | Pd (110) | ||
This work | PBE + vdW | 1.72 | 1.91 | 1.99 |
Methfessel et al.35 | LDA | 1.64 | 1.86 | 1.97 |
Vitos et al.36 | GGA | 1.92 | 2.33 | 2.23 |
Patra et al.37 | LDA | 1.88 | 2.43 | 2.25 |
PBE | 1.36 | 1.79 | 1.61 | |
PBEsol | 1.63 | 2.15 | 1.93 | |
SCAN | 1.54 | 2.03 | 1.83 | |
SCAN + rVV10 | 1.77 | 2.29 | 2.05 | |
Singh-Miller et al.38 | PBE | 1.31 | 1.49 | 1.55 |
Da Silva et al.39 | LDA | 1.87 | — | — |
PBE | 1.33 | — | — | |
Skriver et al.40 | LDA | 1.88 | — | — |
Tyson et al.41 | Experiment | 2.00 | — | — |
Boer et al.42 | Experiment | 2.01 | — | — |
Eads = EA–S − (EA + ES). | (4) |
EBSSE = [EA(A–S) − EA(A)] + [ES(A–S) − ES(S)]. | (5) |
A more negative EBSSE indicates a greater overbinding error; however, by subtracting EBSSE from Eads, the counterpoise corrected adsorption energy can be established (ECPads) as:
ECPads = Eads − EBSSE. | (6) |
With the “light” basis set, EBSSE is −0.08 eV for CO2 on Pd (111), but EBSSE was reduced to −0.02 eV with the “tight” basis set. Considering the low BSSE with the “tight” basis, which is used subsequently throughout this work, the EBSSE contribution to Eads was deemed negligible and was not subsequently calculated for species other than CO2.
Species | Pd surface | ||||||||
---|---|---|---|---|---|---|---|---|---|
111 | 100 | 110 | |||||||
H ads | d (C–Pd1) | ∠O–C–O | H ads | d (C–Pd1) | ∠O–C–O | H ads | d (C–Pd1) | ∠O–C–O | |
CO2 | −0.21 | 3.45 | 179.5 | −0.18 | 3.28 | 179.1 | −0.16 | 3.26 | 179.2 |
CO2TS | 0.12 | 2.37 | 154.8 | 0.00 | 2.45 | 160.6 | No energy barrier | ||
CO2δ− | 0.09 | 2.10 | 140.3 | −0.09 | 2.06 | 140.6 | −0.19 | 2.06 | 140.2 |
The stronger physisorption, rather than chemisorption, observed for CO2 on the Pd (111) surface (Eads(CO2) = −0.21 eV) was reported previously by Ko et al.22 (−0.33 eV); they also identify a chemisorbed state CO2δ− with Eads = −0.16 eV,17 which compares with our observation of Hads(CO2δ−) = 0.09 eV. Similarly, Huš et al. observed that on Cu catalysts, CO2 binds to the metal surface in a bent geometry, where one of the oxygens binds to a secondary metal atom and the carbon binds to a metal atom underneath.25 Higham et al. observed an endothermic CO2 chemisorption on Cu (100) and (110) surfaces, similarly to our result on Pd (111).50 Energy differences between our results and those of Ko et al. are probably due to the choice of van der Waals correction;21 never-the-less, the observed trends are very similar, and the stability of the physisorbed CO2 implies that there is an energy barrier on the Pd (111) surface for the activation of CO2.
H ads(CO2δ−) is endothermic (0.09 eV) on the Pd (111) surface, matching the work of Zhang et al.,27 and exothermic (−0.09 and −0.19 eV) on the Pd (100) and (110) surfaces, respectively.27 Reduction of the size of the model surface, such that 1/4 monolayer (ML) coverage of CO2 is achieved on Pd (111), (100) and (110) surfaces, results in Hads(CO2δ−) of 0.12 eV, −0.03 eV and −0.16 eV, respectively. The higher (less favourable) Hads(CO2δ−) values for 1/4 ML coverage, when compared to the 1/9 ML coverage presented in Table 2, are intuitively linked to unfavourable interactions between neighbouring adsorbates. Hads(CO2δ−) is noted as increasingly negative (i.e. strengthens) with increasing Esurf for the Pd facets, and the energy difference between surface-bound CO2 and CO2δ− also decreases; these observations agree with experimental data that show an absence of chemisorption on the Pd (111) surface, and both physisorption and chemisorption on the Pd (100) surface.12–14 Despite differences in Hads(CO2δ−) on the surfaces examined, the adsorbed geometries of CO2 and CO2δ− are consistent across all surfaces (Table 2); only a small difference in angles (0.4°) is calculated for either the physisorbed or chemisorbed geometries when compared across the three facets. The impact of steric interactions for adsorbed CO2 can be quantified via the distortion energy, i.e., the gas-phase energy of the adsorbed bent CO2 geometry relative to the preferred linear CO2 configuration, which is 1.35, 1.33 and 1.33 eV for Pd (111), Pd (110), and (100) facets, respectively. Given that the overall adsorption energies are exothermic on Pd (100) and (110) surface facets, it can be concluded that the binding energy between surface Pd atoms and the CO2 must be significant to negate the distortion energy arising from the unfavourable bent CO2 geometry.
Mulliken charge analysis of the CO2 and CO2δ− species adsorbed on the Pd (111), (110), and (100) facets provides insight into the electronic charge of the surface species, and the data acquired are reported in Table 3. The notation used for describing charges on atoms of interest is shown in Fig. 6: O1 and O2 are oxygen atoms on CO2 molecule; the two closest Pd atoms interacting with CO2 are labelled Pd1 and Pd2, where Pd1 is closest to O1 and Pd2 is closest to O2; and Pdsurf, Pdsublayer, and Pdslab refer to the first, second and all layers of Pd atoms in the model, respectively.
Pristine surfaces | CO2 | CO2δ− | ||||||||
---|---|---|---|---|---|---|---|---|---|---|
Pd (111) | Pd (110) | Pd (100) | Gas | Pd (111) | Pd (110) | Pd (100) | Pd (111) | Pd (110) | Pd (100) | |
q c | — | — | — | +0.48 | +0.47 | +0.45 | +0.44 | +0.39 | +0.38 | +0.38 |
q O 1 | — | — | — | −0.24 | −0.22 | −0.22 | −0.22 | −0.19 | −0.26 | −0.23 |
q O 2 | — | — | — | −0.24 | −0.23 | −0.22 | −0.22 | −0.23 | −0.24 | −0.25 |
q Pd 1 | — | — | — | — | −0.02 | −0.05 | −0.05 | −0.32 | −0.10 | −0.15 |
q Pd 2 | — | — | — | — | −0.01 | −0.02 | 0.00 | −0.30 | +0.04 | −0.07 |
q Pdsublayer | +0.03 | +0.02 | +0.02 | — | +0.02 | +0.05 | 0.00 | −0.02 | +0.03 | 0.00 |
q Pdsurf | −0.03 | −0.03 | −0.02 | — | 0.00 | −0.01 | 0.00 | −0.07 | 0.00 | −0.02 |
q Pdslab | 0.00 | 0.00 | 0.00 | — | −0.02 | −0.01 | 0.00 | +0.04 | +0.11 | +0.10 |
For CO2 physisorption on the Pd (111) surface (Fig. 7a), the charge of the carbon (qC) is +0.47 e, very similar to the gas phase CO2 (qC = +0.48 e), and only small changes are observed on the surface Pd. For CO2δ− on the Pd (111) surface (Fig. 7b), negatively charged Pd atoms bond to an oxygen and carbon (qPd1 = −0.30 e, qPd2 = −0.32 e). The distance d(C–Pd2) is 2.85 Å, and there is a direct electronic interaction between Pd2 and the carbon atom of CO2. The average charge on the second layer of Pd atoms, qPdsublayer, decreases from +0.03 to +0.02 e upon physisorption and decreases further to −0.02 e upon chemisorption. The average charge on the first surface atomic layer of Pd, qPdsurf, is −0.03 e, 0.00 e and −0.07 e for pristine Pd (111) surface, Pd (111) slab with CO2, and Pd (111) slab with CO2δ−, respectively, suggesting that the electron density has been pulled to the first two layers of Pd, and to the CO2δ− adsorbate via Pd1 and Pd2. qC has decreased from +0.47 e to +0.39 e, indicating some metal (Pd1) to empty CO2 π* orbital electron transfer.12 The negatively charged oxygen close to the negative qPd1 and qPd2 will result in electrostatic repulsion, and thus are likely to contribute in the decreased stability of CO2δ− on the Pd (111) surface.22,51
![]() | ||
Fig. 7 A red-white-blue (negative-neutral-positive charges) color-coded visualisation of the net Mulliken charge on atoms for (a) CO2 physisorbed and (b) CO2δ− chemisorbed on the Pd (111) surface. |
In contrast, for CO2δ− on Pd (110) the qC reduction is by 0.07 e upon chemisorption, with higher electron density on the oxygens and much less charge redistribution on the surface Pd atoms compared to the Pd (111) surface (qPd1 of −0.10 e and −0.30 e, respectively), which all contribute to the overall stability (i.e. lower Hads). For CO2δ− on a Pd (100) facet, the charges calculated are intermediary between the results on the Pd (111) and (110) surfaces, and Hads also falls between the values observed for Pd (111) and (110) surfaces.
The overall charge transfer from the metal to CO2δ− is −0.04, −0.10 and −0.11 e on Pd (111), (100), and (110) surfaces, respectively, which is small but correlates directly with adsorption strength. In the previous literature, Bader charge analysis has been considered for CO2 chemisorption on Pd (111) surfaces, and the transfer to CO2δ− reported as −0.28 and −0.43 e by Tang et al. and Habas et al., respectively;22,52 the direction of charge transfer is consistent with our own observations, with the quantitative difference attributed to methodological differences, i.e. Mulliken charge analysis has a stronger basis set dependency than Bader analysis.53,54 Importantly, we show qualitatively that the charge transfer to CO2δ− increases over Pd (111), (100), and (110) surfaces, indicating that Pd (100) and (110) surfaces are more suitable for CO2 activation than the most stable Pd (111) surface.
![]() | ||
Fig. 8 H ads of the intermediates in the direct CO2 hydrogenation to methanol, as studied on the low-index Pd surfaces, presented in order of increasing Esurf: (111), (100) and (110),26 in blue, orange and grey, respectively. Error bars of ±0.05 eV are provided to account for the spin-paired approximation applied to the adsorbed species, as described in Section 2.3. |
For the intermediates considered, the average difference between the highest and lowest Hads across the three surfaces is 0.22 eV; the smallest difference is for the CO2 molecule (0.05 eV), and the largest for H2CO, H2COOH, and CO2δ− (0.36, 0.33, and 0.29 eV, respectively). Plotting the surface energy (Esurf) of the low-index Pd surfaces against the adsorption enthalpy (Hads) of these intermediates on the corresponding surfaces (Fig. 9) illustrates where surface properties associate with these observations. In particular, Hads of CO2, CO2δ−, H2COOH, and H2CO present clear linear correlations with the stability of the surface facets, giving R2 of 0.988, 0.997, 0.987, and 1.000, respectively. HCOO, HCOOH, H3CO, and CH3OH give a poor linear fit, which indicates that other factors, such as steric effects, should be considered for rationalising the strength of these adsorbate interactions with the Pd surfaces. For example, due to additional space on the long-bridge site on the Pd (110) surface, the HCOOH can be accommodated in a different orientation from that on the Pd (111) and (100) surfaces (i.e. C–H atoms facing down, rather than up), which makes the resulting structures more difficult to compare directly.
Hact = HTS (species) − Hads (species). | (7) |
H act(CO2δ−) | 2.5H2 + H* + CO2*chem → TS1 + 2.5H2 | H act(H2COOH) | 1.5H2 + H2COOH* → TS4 + 1.5H2 |
H act(HCOO) | 2H2 + HCOO* + H* → TS2 + 2H2 | H act(H2CO) | 0.5H2 + H2CO* + H* + H2O → TS5 + 0.5H2 + H2O |
H act(HCOOH) | 1.5H2 + HCOOH* + H* → TS3 + 1.5H2 | H act(H3CO) | CH3O* + H* + H2O → TS6 + H2O |
The activation energy for CO2δ− hydrogenation, Hact(CO2δ−), is 1.13 eV, 1.10 eV and 0.81 eV on the Pd (111), (100) and (110) surfaces, respectively. The observation that Hact(CO2δ−) is lowest on the Pd (110) surface can be attributed to the additional space underneath the CO2δ− on the preferred long-bridge site, which facilitates the hydrogen atom binding to the carbon. The Hact(CO2δ−) on the Pd (111) surface (1.13 eV) matches the work of Zhang et al. (0.85 eV), though differs somewhat from the results of Brix et al. (2.23 eV); we believe that this difference stems from the use of a physisorbed CO2 geometry in their calculations, with a chemisorbed structure considered in our work and the calculations by Zhang et al.27,55
H act(HCOOH) is observed to follow the trend (100) > (111) > (110), i.e. different from the Esurf trend. The Hact(HCOOH) of 1.41 eV evaluated for the most commonly studied Pd (111) surface is larger than the 1.13 eV reported by Brix et al. Given that the adsorption energy of HCOOH on the Pd (111) surface is calculated as −0.58 eV, and desorption is considered as the reverse process, the high Hact(HCOOH) observed (1.41 eV) for the Pd (111) surface suggests that HCOOH is more likely to desorb than react further. The high activation barrier for HCOOH hydrogenation agrees with work by Huš et al. on Cu-based catalysts; however, formic acid is not amongst the product stream observed when using Pd catalysts experimentally, with CH3OH, CO and trace to significant amounts of CH4 reported.5,9,20,25,56 Thus, another intermediate, such as H2COO, might be of importance in leading to the experimental products, as was determined for Cu-based catalysts.25 In our work, the Hact(HCOOH) on the Pd (110) surface is about 40% lower than on Pd (111) and almost 45% lower than on the Pd (100). The reduction of Hact(HCOOH) might stem from lower stability of the HCOOH, and reduced stability of the hydrogen atom on Pd (110), which translates into a more accessible transition state.
The activation enthalpy for dissociation of H2COOH species, Hact(H2COOH), is highest on the Pd (100) surface, where the H2COOH intermediate is stabilised. Brix et al. reported a high Hact(H2COOH) of 2.01 eV on Pd (111), while we calculate Hact(H2COOH) to be only 0.40 eV; the significant discrepancy of 1.61 eV arises from a considerable difference in the transition state geometry, i.e., our transition state involves breaking of a single C–O bond, whereas both C–O bonds were broken in the transition state found by Brix et al. For hydrogenation of formaldehyde, Hact(H2CO) is similarly low (0.67–0.74 eV) on the three surfaces; however, on the (111) surface it is higher than Hads of H2CO (−0.58 eV), whilst on Pd (100) and (110) surfaces, H2CO is stabilised more (−0.83 and −0.94 eV) than on Pd (111). The stronger Hads on (100) and (110) surfaces means that H2CO desorption is less likely, and reactivity favoured, whilst desorption would be a competitive process on the (111) surface. Desorption of H2CO during CO2 hydrogenation to methanol on Pd catalysts is a major concern in experiment,5 and thus the Pd (100) and (110) surfaces may be preferable in catalyst design.
In most hydrogenation steps examined on the three Pd surfaces, the reaction pathway favoured migration of the hydrogen atom towards the least stable on-top site before bonding to the intermediate. Therefore, the relative stability of the hydrogen adsorption sites, as shown in Section 3.1, has a major impact on the Hact for most hydrogenation reactions on the Pd (111), (100) and (110) surfaces. Reducing the difference in stability for hydrogen atoms on the possible surface sites might be an important factor in the design of catalysts for CO2 hydrogenation to methanol, as it could lead to reduction of Hact for species reacting on a Pd-based catalyst.
A reaction profile based on the energy of initial, TS and final geometries, relative to the energy of isolated Pd (111), (100) and (110) surfaces and gas-phase reactants, is plotted in Fig. 11, with each individual step balanced stoichiometrically by energies of gas-phase molecules.
![]() | ||
Fig. 11 The ZPE-corrected energy profile of CO2 hydrogenation to methanol, via the formate pathway, on Pd (111), (100), and (110) surfaces, plotted in blue, orange, and grey, respectively, relative to the energy of pristine surface and gas phase reactants.26 Energies of intermediate structures and transition state geometries have been stoichiometrically balanced with energies of gas phase reactants; * indicates surface bound species. |
Based on total electronic energy for all the surfaces, which is presented in the ESI,† the reaction energy for the conversion of CO2 to methanol is exothermic (−1.05 eV) relative to gas phase reactants, which agrees with reaction energy (−1.17 eV) derived from atomization energies.5,57,58 The gas-phase reaction enthalpy presented above (−0.26 eV) is underestimated by 0.26 eV with respect to experimental values reported in literature,5 and the magnitude of the error in gas-phase energies of molecules is typical for gradient corrected functionals, such as PBE.59 The highest Hact in the CO2 hydrogenation reaction across the Pd (100), (111) and (110) surfaces is Hact(HCOOH), with values of 1.51, 1.41, and 0.84 eV, respectively, which is therefore a likely rate determining step (RDS) for the reaction. However, in an experimental study by Aas et al., the decomposition of HCOOH on Pd (110) was shown to require 0.42 eV, which is only 50% of the Hact(HCOOH) on Pd (110), and therefore much more likely.60 An important feature of the reaction energy profile is that TS1 remains endothermic on all three surfaces, with respect to the gas phase reactants, which would inevitably influence the rate of the reaction. All transition states on Pd (110) remain either below net zero energy of the reaction or significantly lower than Pd (111) and Pd (100) when above, which indicates that Pd (110) is the most active among the surfaces investigated here. As highlighted in Section 3.1, the hydrogen atoms are stabilised strongly on the Pd (111), (100), and (110) surfaces; the binding energies of intermediates with a neighbouring hydrogen atom do not vary significantly from the sum of binding energies of the adsorbates calculated separately, which suggests that the presence of hydrogen neither stabilises nor destabilises the intermediates at the low 1/9 ML coverage of hydrogen considered.26 However, presence of a hydrogen atom at the nearest neighbouring site to chemisorbed CO2 was observed to result in CO2 desorption during geometry optimisation, to form a linear physisorbed species, which may indicate a lower stability of chemisorbed CO2 with increasing hydrogen ML coverage. Experimentally, the presence of H2 appears to induce a larger CO2 intake both at increased temperature and/or pressure, but this phenomenon has been linked to CO2 dissociation.61
(a) 3H2 + CO2*phys → TS0 + 3H2 | (b) 3H2 + TS0 → CO2*chem + 3H2 |
(c) 3H2 + CO2*chem → CO2*chem+ H* +2.5H2 | (d) 2.5H2 + H* + CO2*chem → TS1 + 2.5H2 |
(e) 2.5H2 + TS1 → HCOO* + 2.5H2 | (f) 2.5H2 + HCOO* → HCOO* + H* + 2H2 |
(g) 2H2 + HCOO* + H* → TS2 + H2 | (h) 2H2 + TS2 → HCOOH* +2H2 |
(i) 2H2 + HCOOH* → HCOOH* + H* + 1.5H2 | (j) 1.5H2 + HCOOH* + H* → TS3 + 1.5H2 |
(k) 1.5H2 + TS3 → H2COOH* + 1.5H2 | (l) 1.5H2 + H2COOH* → H2COOH*rotated + 1.5H2 |
(m) 1.5H2 + H2COOH*rotated → TS4 + 1.5H2 | (n) 1.5H2 + TS4 → H2CO* + OH* + 1.5H2 |
(o) 1.5H2 + H2CO* + OH* → H2CO* + H2O* +H2 | (p) H2 + H2CO* + H2O* → H2CO* + H2 + H2O |
(q) H2 +H2CO* + H2O → H2CO* + H* + 0.5 H2 + H2O | (r) 0.5H2 + H2CO* + H* + H2O → TS5 + 0.5H2 + H2O |
(s) 0.5H2 + TS5 + H2O → CH3O* + 0.5H2 + H2O | (t) CH3O* + 0.5H2 + H2O → CH3O* + H* + H2O |
(u) CH3O* + H* + H2O → TS6 + H2O | (v) H2O + TS6 → CH3OH* + H2O |
![]() | ||
Fig. 12 The Gibbs free energy changes between reaction steps in CO2 hydrogenation reaction via formate on Pd (111) at p of 1 atm and T of 0 K, 300 K and 500 K; reaction steps a–v are explained in Table 5. |
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Fig. 13 The Gibbs free energy changes between reaction steps in CO2 hydrogenation reaction via formate on Pd (111), (110), and (100) at p of 1 atm and T of 500 K; reaction steps a–v are explained in Table 5. |
As T increases (Fig. 12), formation of species on Pd (111) from respective TS structure shows more negative (favourable) ΔG for formation of H2COOH (k), H2CO* (n) and H3CO* (s), and less negative for CO2δ− (b) and HCOOH* (h), while HCOO* (e) and CH3OH* (v) are not significantly affected. On Pd (100), formation of species from respective TS structure shows similar trends to Pd (111) with an increase of T, but formation of H2CO* (n) and CH3OH* (v) is increasingly more favourable also. On Pd (110), elevated T facilitates formation of CO2δ− (b), HCOO* (e), H2COOH (k) and CH3OH* (v), but formation of HCOOH* (h) shows a ΔG increase, while H2CO (n) and H3CO* (s) are not significantly affected. Overall, the changes are subtle and are most prominent for processes involving H adsorption, which becomes less favourable as T increases, and for H2O desorption, which is more favourable as T increases.
Large positive ΔG is observed for all reaction steps involving breaking of Pd–H bonds and attaching of the hydrogen to the adsorbates, i.e. formation of TS1 (d), TS2 (g), TS3 (j), TS5 (r) and TS6 (u), which indicates that the very strong Pd–H interaction at 1/9 ML hydrogen coverage impedes the reaction on Pd (111), (100) and (110) surfaces even at the first hydrogenation step to formate.
The Pd (110) surface has the lowest ΔG values for TS formations, except for dissociation of H2COOH (m), which is more favourable on the Pd (111) surface. The ΔG associated with TS formation are not strongly affected by T, which suggests that the flat low-index surfaces of Pd are not the likely source of methanol formation in supported metallic Pd catalysts. The conclusion is in agreement with experiment, showing that pure unsupported Pd does not produce methanol at 463 K and atmospheric pressure.9 Moreover, changing T was shown to have a very limited effect on formation of intermediates in CO2 hydrogenation on Pd catalysts. Adsorbing hydrogen on Pd surfaces is less favourable at higher T, but formation of TS structures remains unaffected, thus rendering the process less feasible at high T; however, elevated T is necessary to activate CO2 on Pd (100), showing that low T CO2 activation is key for CO2 hydrogenation to be kinetically viable.
Firstly, we investigated the stability of H on the Pd surfaces, showing that high coordination sites have the largest adsorption energy, and these high stability sites are interlinked via channels with low diffusion barriers; we also show for CO2 adsorption that the preference of physical or chemical adsorption is dependent on the stability of the Pd surface facet. For the CO2 hydrogenation reaction, the transition state for CO2δ− hydrogenation (TS1), to form formate, is endothermic, which will influence the overall rate of the reaction. Hact(HCOOH) is the highest energy step in the reaction profile on the Pd (111), (100), and (110) surfaces (TS3), and it can be considered as the likely rate determining step of this reaction on the surfaces examined. Based on thermodynamical analysis, the formation of TS1 has a high barrier that is not significantly influenced by reaction conditions, which indicates that flat surfaces of metallic Pd are unlikely to be the source of formate, and subsequently, methanol in product streams of reactions using supported monometallic Pd catalysts. Increased temperature was found to facilitate CO2 chemisorption on Pd (100) and (110), but has an adverse effect on multiple other reaction steps, including the free energy of hydrogen adsorption. Novel Pd-based polymetallic nanoparticle catalysts for direct CO2 hydrogenation to methanol could be designed to lower the barrier to initial CO2 hydrogenation, TS1, and lower the barrier for formic acid hydrogenation (TS3) or facilitate a mechanism that proceeds via an alternative intermediate, such as H2COO. Importantly, a Pd-based CO2 hydrogenation catalyst should have lower Pd-H binding strength to facilitate the reaction.
Overall, we show that the most stable geometry of CO2 adsorbed on Pd surface varies across (111), (100) and (110) facets and future studies should not be limited to consideration of the lowest energy (111) surface facet. Inclusion of zero-point energy has shown the Pd (100) surface to be unsuitable for CO2 hydrogenation, highlighting that consideration of enthalpy is important for accuracy in computational catalysis. Low-index Pd surfaces are therefore unlikely to be the source of methanol formation on supported monometallic Pd catalysts, which indicates the potential importance of low-coordination metallic sites and metal-support interfacial sites. The H2COO intermediate could be alternatively considered as part of the formate pathway, and future work will entail modelling of the reaction with this intermediate also considered on multi-component Pd-based catalytic systems, which have been shown to manifest great selectivity to CH3OH in direct CO2 hydrogenation.20,62–64
Footnote |
† Electronic supplementary information (ESI) available: The accompanying supporting information contains details of the calculation methods, and detailed energetics for all steps in the reaction profiles. All structures associated with the presented work are available from the NOMAD repository at DOI: 10.17172/NOMAD/2021.05.24-1 (all data) and 10.17172/NOMAD/2021.05.25-1 (optimised structures). All underpinning energetic data is available at DOI: 10.17035/d.2022.0164034480. See DOI: 10.1039/d2cp01019d |
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