Marzieh Mirzamania,
Arnab Dawn
a,
Vinod K. Aswal
b,
Ronald L. Jonesc,
Ed D. Smithd and
Harshita Kumari
*a
aJames L. Winkle College of Pharmacy, University of Cincinnati, 231 Albert Sabin Way, MSB 3109C, Cincinnati, OH 45267, USA. E-mail: kumariha@ucmail.uc.edu
bSolid State Physics Division, Bhabha Atomic Research Center, Mumbai, Maharashtra 400085, India
cNIST Center for Neutron Research, 100 Bureau Drive, National Institute of Standards and Technology, Gaithersburg, MD 20899, USA
dProcter & Gamble, Mason Montgomery Road, Cincinnati, OH 45040, USA
First published on 27th July 2021
The phase analysis of a mixed surfactant system is much more complex than that for a single surfactant system. The addition of fragrance further enhances the complexity of such colloidal systems. The wide variation in structure and logP values of perfume raw materials influence its partitioning into the micellar phase. Herein, we have created a simplified perfume accord consisting of three perfume raw materials (3-PRM) and investigated its loading within a mixed-surfactant system consisting of sodium trideceth-2 sulfate/ST2S and cocamidopropyl betaine/CAPB, along with citric acid and dipropylene glycol. We performed a systematic phase diagram analysis and identified the isotropic phases and compositions of interest. Select compositions from the phase diagram were further investigated to learn how the geometry of the surfactant self-assembly and the localization of the PRMs within the surfactant self-assembly changed when water or perfume is added. A combined small-angle neutron scattering/SANS and NMR methodology was used to identify variation in colloidal domains and positioning of perfume molecules at varying dilutions/rinse off scenarios. The results obtained were utilized to better distinguish distorted micelles from true microemulsions. The systematic investigation here provides a fundamental understanding about the self-assembly, encapsulation and perfume release from a commercially relevant mixed surfactant system.
Surfactants are broadly shown to self-assemble into (a) discrete entities such as spheres, prolate ellipsoids, cylinders11–13 or (b) continuous geometries wherein they are connected through macroscopic distances into hexagonal (1D),14,15 lamellar (2D)16–18 or bicontinuous/sponge phase (3D).19–21 These three dimensional structures, also referred to as liquid crystalline structures, provide high viscosity and fluidity to surfactants. Liquid crystalline structures yield sharp lines in X-ray studies due to the inherent order/periodicity within the network. They possess an intermediate order or a long-range order which resides between that of low viscosity liquids and crystalline solids and are often identified through phase diagrams. The clear solution and cubic crystal lattice are isotropic, whereas hexagonal and lamellar phases are often cloudy and anisotropic.
X-ray and neutron scattering can provide information to deduce the packing arrangement.22 Small-angle neutron scattering/SANS, in particular, provides information about the shape and size of colloidal domains.23 Polarized light microscopy can also indicate anisotropy in a sample. A more intricate and less frequently utilized method is NMR spectroscopy. The quadrupole splitting in deuterium and magnitude of splitting can yield valuable information about the degree of anisotropy. A narrow singlet is observed for an isotropic phase (micellar/cubic/sponge phase) whereas a doublet is observed for an anisotropic phase (lamellar/hexagonal). The splitting is larger for a lamellar phase than a hexagonal phase. One can also discern two- or three-phase regions through NMR by noting the types and combinations of peak splits.
The phase analyses are much more complex for a mixed-surfactant system than for a single-surfactant system. The complexity is compounded by the addition of fragrance, which is a complex mixture of varying perfume raw materials/PRMs. Surfactant mixtures, such as an anionic surfactant with a zwitterionic cosurfactant, are commonly used in personal care formulations for various reasons, such as to make the cleanser milder, increase detergency, increase the effective temperature range, achieve fabric softening properties, and increased foaming.24–26 These mixed-surfactant systems result in the formation of micelles composed of the surfactants in the mixture as opposed to a single surfactant. The widely varying structures and lipophilicities of the PRMs in the accord influence how a molecule partitions in the micelle. When investigated individually, the most hydrophobic perfumes were found to localize within the hydrophobic core of the micelle, hydrophilic perfumes were in the aqueous phase or partially near the hydrophilic head of the micelle, and intermediately hydrophobic perfumes varied in their degree of incorporation depending on the molecular structure.27–29
Herein, we have created a simplified perfume accord and investigated its loading within a mixed-surfactant system through systematic phase diagram analyses. In doing so, we were able to identify the isotropic phases and compositions of interest, which we studied further to learn how the geometry of the surfactant self-assembly and the localization of the PRMs within the surfactant self-assembly changed when water or perfume is added, and to better distinguish distorted micelles from true microemulsions. We have simulated a rinse off scenario by creating phase diagrams at varying dilutions and identified variation in colloidal domains and positioning of perfume molecules through combined SANS and NMR methodology. Specifically, we have studied encapsulation and release upon dilution of a 3-PRM accord comprising of phenylethyl alcohol, dihydromercenol and hexyl cinnamic aldehyde. The 3-PRM accord is stabilized in a sodium trideceth-2 sulfate/ST2S and cocamidopropyl betaine/CAPB mixed-surfactant system, citric acid and dipropylene glycol/DPG. The systematic investigation here provides a fundamental understanding about the self-assembly, encapsulation and perfume release from a commercially relevant mixed-surfactant system.
Specifically, the samples on each phase diagram had a constant water concentration, hence the points shown on the phase diagram represent the total surfactant/perfume/cosolvent composition of the non-water fraction. This was achieved by calculating the amount of water added to the system via the surfactant raw materials, then adding the remaining amount of water needed to reach the required water concentration. The ratio of sodium trideceth-2 sulfate to cocamidopropyl betaine was held constant at 6.402:
1.098. A small amount of citric acid was added as buffer to the samples to adjust the pH to approximately 6.0. All samples were prepared at room temperature (approximately 23 °C) and allowed to equilibrate for 72 hours. After the equilibration period, the phase of the sample was assessed via the conditions listed in Table 2.
Phase | Conditions |
---|---|
Lamellar | Structured, >10 wt%/wt% surfactant, suspended air bubbles for >24 hours; similar to prior compositions determined lamellar by X-ray diffraction (not shown) |
Micelle | Optically clear, isotropic, low viscosity, perfume![]() ![]() ![]() ![]() |
Microemulsion | Optically clear, isotropic, low viscosity, perfume![]() ![]() ![]() ![]() |
Micelle–microemulsion transition | Optically clear, isotropic, low viscosity, perfume![]() ![]() ![]() ![]() ![]() ![]() |
O/W emulsion | Opaque to milky white, often separated into layers |
Two-phase | Lamellar, oily, or emulsion phase present with micelle or microemulsion phase, visible separation |
Rheology, microscopy, X-ray diffraction, and DLS were used in our previous work to assign the phase of each sample on a phase diagram; based on that work, trends in the sample macroscopic appearance and ratio of perfume:
surfactant were identified to develop simpler conditions by which phases could be assigned. It should be noted that assignments with regards to the microemulsion and micelle–microemulsion transition phases in particular are putative, due to the difficulty in differentiating micelles distorted with oil from true microemulsions.
Compositions within and along the assumed boundaries of the transition and microemulsion regions were specifically chosen to study any changes that occurred at these points. The compositions of each sample studied with SANS and NMR are shown in Tables 3 and 4 (35 wt% and 50 wt% water, respectively).
Code | Wt% component | ||||||
---|---|---|---|---|---|---|---|
ST2S | CAPB | DPG | perfume | Citric Acid | H2O | D2O | |
L1-noPRM-35 | 27.74 | 4.76 | 32.50 | 0.00 | 0.48 | 26.04 | 8.48 |
L1-35 | 26.35 | 4.52 | 30.88 | 3.25 | 0.45 | 24.74 | 9.81 |
L1T-35 | 24.66 | 4.23 | 28.89 | 7.22 | 0.42 | 23.14 | 11.44 |
T-35 | 23.36 | 4.01 | 27.37 | 10.26 | 0.40 | 21.93 | 12.67 |
MeT-35 | 22.19 | 3.81 | 26.00 | 13.00 | 0.38 | 20.83 | 13.79 |
Me-35 | 20.81 | 3.57 | 24.38 | 16.25 | 0.36 | 19.53 | 15.11 |
MeB-35 | 18.86 | 3.24 | 22.10 | 20.80 | 0.32 | 17.02 | 17.66 |
Code | Wt% component | ||||||
---|---|---|---|---|---|---|---|
ST2S | CAPB | DPG | Perfume | Citric acid | H2O | D2O | |
L1-noPRM-50 | 21.34 | 3.66 | 25.00 | 0.00 | 0.37 | 20.03 | 29.60 |
L1-50 | 20.27 | 3.48 | 23.75 | 2.50 | 0.35 | 19.03 | 30.62 |
L1T-50 | 18.97 | 3.25 | 22.22 | 5.56 | 0.33 | 17.80 | 31.88 |
T-50 | 17.97 | 3.08 | 21.05 | 7.89 | 0.31 | 16.87 | 32.82 |
MeT-50 | 17.07 | 2.93 | 20.00 | 10.00 | 0.29 | 16.02 | 33.68 |
Me-50 | 16.01 | 2.75 | 18.75 | 12.50 | 0.28 | 15.02 | 34.70 |
MeB-50 | 14.51 | 2.49 | 17.00 | 16.00 | 0.25 | 13.09 | 36.66 |
The samples containing 35 wt% water were first made by weighing surfactant, DPG, D2O, and perfume accord into vials. A portion of the 35 wt% water samples was weighed into separate vials and then diluted to 50 wt% water with D2O. The solvent phase of each sample therefore contained a mix of H2O and D2O due to the surfactants carrying H2O. Each sample was vortexed until mixed and then set aside to equilibrate for at least 24 h. Equilibrated samples were injected into pre-assembled titanium sample holders with a 1 mm path length and quartz windows. The sample holders were then sealed to minimize evaporation.
The SANS study was conducted on the 10 m NGB-SANS beamline at the NCNR (Gaithersburg, MD, USA), operated as part of the nSoft Consortium. Three instrument configurations were used as follows: the high-q configuration consisted of 1.2 m sample-to-detector distance (SDD), a neutron wavelength of λ = 5 Å, with measurements lasting 7.5 min; the mid-q configuration had a SDD of 5.2 m, a neutron wavelength of λ = 10 Å, and a measurement time of 25 min; and the low-q configuration had a SDD of 5.2 m, a beam wavelength of λ = 10 Å, and measurement time of 50 min. Reduction macros for Igor Pro provided by NIST were used to reduce the raw data to correct for background scattering, detector sensitivity and resolution, instrument geometry, and beam transmission. The reduced data were set to absolute scale by radial averaging, and then combined to create the complete data set spanning a q-range of 0.006 Å−1 <q < 0.53 Å−1. All measurements were performed at approximately 22 °C.
Fig. 1a shows that the L1, T, and Me regions are approximately the same size. They do not make up a large portion of the diagram altogether, and appear approximately similar in size to the Lα region. Once diluted to 50 wt% water (Fig. 1b), the Me region dramatically shrank to nearly disappearing, while the T region shrank to about half its original size. The L1 region expanded slightly toward the surfactant corner and retracted somewhat from the DPG corner, thus remaining approximately the same size overall. The Me region's strong reaction to added water suggests that this combination of surfactant, cosolvent, and perfume accord does not support the formation of MEs very well. Instead of maintaining the ME structure at higher water concentrations, the system phase-separates.
As perfume content increased from the L1-noPRM through T samples, the volume fraction consistently decreased as perfume was titrated into the system. Additionally, the radius and volume of the scattering particles increase as perfume is added, indicating that the added perfume is taken up in the surfactant assembly (Table 5). These trends suggest that the volume fraction decreased because the surfactant concentration decreased to account for the increasing perfume concentration, resulting in fewer but larger globules that made up a smaller portion of the overall system. Past the transition region, a change to the geometry of the assembly in the MeT, Me, and MeB samples occurs (Table 5). The assembly became ellipsoidal instead of spherical possibly due to the large amount of perfume loaded into the assembly relative to the amount of surfactant in the system. Due to how the ellipsoid model functions, if Ra > Rb then the micelle is a prolate ellipsoid, and if Ra < Rb then the micelle is an oblate ellipsoid. Therefore, the micelles in these three samples formed oblate ellipsoids. As perfume was added, Ra gradually lengthened from 9.32 Å to 10.35 Å in samples MeT and MeB respectively. Rb was more strongly affected by the perfume addition, especially seen by the 5 Å increase from sample Me to MeB. The increasing micelle volume again indicates that the perfume was solubilized into the micelles. The increasing micelle volume and decreasing volume fraction values continue following the trends of the L1-noPRM, L1, L1T, and T samples. The effective radius is the radius within which no other particle can enter; in other words, the particles are hard spheres. The effective radius is consistently larger than Ra and Rb because the Ra and Rb are primarily the dimensions of the oil core of the micelles, so the effective radius includes the shell in addition to the core. This is because the micelle shell cannot be distinguished from the solvent in SANS data due to their similar compositions and solvation of the surfactant headgroups. The effective radius also increased with Ra and Rb (but at a separate rate) as the perfume concentration increased, further demonstrating that the perfume was incorporated into the core of the structure.
Parameter | L1-noPRM-35 | L1-35 | L1T-35 | T-35 | MeT-35 | Me-35 | MeB-35 |
---|---|---|---|---|---|---|---|
Volume fraction | 0.38 | 0.37 | 0.35 | 0.34 | 0.32 | 0.29 | 0.25 |
Ra rotation axis (Å) | 9.77 | 11.37 | 12.01 | 12.29 | 9.34 | 9.62 | 10.35 |
Rb (Å) | 9.77 | 11.37 | 12.01 | 12.29 | 16.28 | 17.50 | 22.01 |
Effective radius (Å) | 19.40 | 19.79 | 20.73 | 22.03 | 22.94 | 24.90 | 28.58 |
Volume (Å3) | 3911 | 6157 | 7258 | 7772 | 10![]() |
12![]() |
20![]() |
Aspect ratio | 1.00 | 1.00 | 1.00 | 1.00 | 1.74 | 1.82 | 2.13 |
1H-NMR studies were conducted on L1-noPRM through MeB in a mixture of H2O and D2O in order to assess the localization sites of various components. The individual components—namely ST2S, CAPB, DPG, citric acid, and the 3-PRM mixture (solubilized with a small amount of the mixed-surfactant system)—were first dissolved in D2O. Spectra of the individual components were obtained to identify and assign the peaks associated with each component. Spectra for the seven samples, L1-noPRM through MeB, were then obtained, and the peaks corresponding to each component were assigned and followed under varying system compositions. To analyse the effect of perfume on the ST2S/CAPB micellar assembly, the L1-noPRM sample was used as the reference to calculate differential changes in NMR signals associated with ST2S due to the addition of perfume in the sample. Likewise, the L1 sample with lowest amount of perfume was used as the reference for further analysing the changes in perfume molecules in relation to the interaction with ST2S, because L1 contained the lowest concentration of perfume.
As seen in Table 6 and Fig. S1 (see ESI†), the proton signals (1 and 2) (Scheme 1) associated with the hydrophobic tail group of ST2S shifted upfield as perfume was added, indicating increased shielding. In contrast, the proton signals (3 and 4) related to the polar head group region of ST2S shifted upfield to a much lesser extent with the addition of perfume (refer to Scheme 1 for proton assignments). These results show that the perfume molecules preferentially interacted with the hydrophobic tail group of ST2S, and are therefore localized near the core of the micellar assembly regardless of chemical nature of each perfume molecule. Additionally, hexyl cinnamic aldehyde and phenylethyl alcohol, the PRMs with the highest and lowest logP values at 4.3 and 1.3, respectively, exhibited stronger interactions with ST2S (greater extent of upfield shift) than dihydromyrcenol, which had an intermediate log
P value of 3.1. Therefore, the lipophilicity or hydrophilicity of the individual PRMs no longer become important; instead, the complete perfume accord acts as a single entity when interacting with the surfactant. As such effect becomes most prominent in presence of highest content of perfume accord, intermolecular interactions among the perfume molecules (especially at enhanced concentration) might be a contributing factor for this. Lastly, it was observed from the consistent changes in NMR signal that the mixed-surfactant assembly underwent a continuous transformation from micelle (L1) to microemulsion (Me) via a transition region (T).
Sample | 1 | 2 | 3 | 4 | a | b | c | d | e | f | h | i | j | l |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
a Negative sign signifies upfield shift or shielding. | ||||||||||||||
L1-noPRM-35 | 0.00 | 0.00 | 0.00 | 0.00 | — | — | — | — | — | — | — | — | — | — |
L1-35 | −0.02 | −0.02 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
L1T-35 | −0.05 | −0.05 | −0.01 | 0.00 | −0.05 | −0.04 | −0.05 | −0.04 | −0.02 | −0.01 | −0.04 | −0.04 | −0.03 | −0.03 |
T-35 | −0.08 | −0.07 | −0.01 | −0.01 | −0.08 | −0.08 | −0.09 | −0.08 | −0.04 | −0.03 | −0.07 | −0.08 | −0.06 | −0.05 |
MeT-35 | −0.10 | −0.10 | −0.02 | −0.02 | −0.11 | −0.10 | −0.11 | −0.10 | −0.05 | −0.03 | −0.09 | −0.11 | −0.07 | −0.07 |
Me-35 | −0.14 | −0.12 | −0.03 | −0.03 | −0.14 | −0.14 | −0.15 | −0.14 | −0.07 | −0.06 | −0.12 | −0.15 | −0.09 | −0.10 |
MeB-35 | −0.16 | −0.14 | −0.03 | −0.03 | −0.17 | −0.17 | −0.19 | −0.20 | −0.08 | −0.08 | −0.14 | −0.19 | −0.11 | −0.11 |
Parameter | L1-noPRM-50 | L1-50 | L1T-50 | T-50 | MeT-50 |
---|---|---|---|---|---|
Volume fraction | 0.34 | 0.33 | 0.31 | 0.30 | 0.29 |
Ra rotation axis (Å) | 10.96 | 11.11 | 12.07 | 12.37 | 13.06 |
Rb (Å) | 17.34 | 18.82 | 20.50 | 22.77 | 25.25 |
Effective radius (Å) | 22.86 | 24.03 | 25.92 | 28.27 | 30.72 |
Volume (Å3) | 13![]() |
16![]() |
21![]() |
26![]() |
34![]() |
Aspect ratio | 1.58 | 1.69 | 1.70 | 1.84 | 1.93 |
1H-NMR data of the samples containing 50 wt% H2O/D2O did not reflect any significant differences caused by dilution (Table 8 and Fig. S2,-see ESI†). The perfume molecules still preferentially interacted with the surfactant hydrophobic region and therefore remained near the micelle core. However, two new changes could be identified with the increase in dilution: first, there was a somewhat greater extent of interaction with the hydrophilic head group region of ST2S; and second, the perfume–surfactant interaction became stronger. The larger mixed-surfactant assemblies may have allowed the perfume molecules to become more distributed, causing the intermolecular interactions between them to be reduced. As a result, the perfume–surfactant interaction was strengthened (associated with greater shielding of the perfume molecules), and the perfume molecules became somewhat less localized (related to increased shielding of the surfactant head groups).
Sample | 1 | 2 | 3 | 4 | a | b | c | d | e | f | h | i | j | l |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
a Negative sign signifies upfield shift or shielding. | ||||||||||||||
L1-noPRM-50 | 0.00 | 0.00 | 0.00 | 0.00 | — | — | — | — | — | — | — | — | — | — |
L1-50 | −0.03 | −0.04 | 0.02 | −0.01 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
L1T-50 | −0.07 | −0.08 | −0.03 | −0.02 | −0.05 | −0.06 | −0.05 | −0.1 | −0.03 | −0.02 | −0.05 | −0.05 | −0.04 | −0.03 |
T-50 | −0.09 | −0.11 | −0.03 | −0.02 | −0.10 | −0.11 | −0.09 | −0.16 | −0.04 | −0.03 | −0.08 | −0.09 | −0.06 | −0.06 |
MeT-50 | −0.10 | −0.11 | −0.04 | −0.03 | −0.13 | −0.15 | −0.12 | −0.22 | −0.06 | −0.04 | −0.11 | −0.13 | −0.08 | −0.08 |
Me-50 | −0.12 | −0.11 | −0.04 | −0.04 | −0.16 | −0.17 | −0.16 | −0.28 | −0.07 | −0.05 | −0.14 | −0.17 | −0.10 | −0.10 |
MeB-50 | −0.13 | −0.12 | −0.05 | −0.04 | −0.18 | −0.19 | −0.18 | −0.30 | −0.08 | −0.06 | −0.15 | −0.19 | −0.11 | −0.11 |
This data also permits us to comment on the differences between micellar structures and microemulsion structures. It is known that a typical sodium dodecylsulfate (SDS) micelle is approximately 35–37 Å in diameter,30,31 which would be 22450–26
522 Å3. All the samples containing 35 wt% water consist of micelles smaller in volume than a SDS micelle, as shown in Fig. 4a. The smallest dimension of these micelles, Ra, becomes longer than the length of the extended tail group, 11.32 Å (see ESI†), as soon as perfume is added at 5 wt% (actives basis), suggesting that these micelles begin to swell once perfume is added. The micelles continue to swell to 8.6% with the addition of 15 wt% (actives basis, corresponding to sample T) perfume in the 35 wt% water samples. Upon further perfume addition, the aspect ratio of these structures changes from 1 (spherical) to 1.7 (oblate ellipsoidal, Fig. 4b) and Ra becomes smaller than the extended length of the tail group; thus, the micelles are distorted but no longer swollen. Additionally, the aspect ratio continues to increase when more perfume was added, suggesting that the perfume preferentially packs along the longer axis (Rb) to create flatter micelles. Once water is added to reach a total water content of 50 wt%, the point at which the micelles finally become larger than SDS micelles is when the perfume content is close to 11 wt% (actives basis). Ra becomes longer than the extended length of the tail group at 10 wt% perfume (corresponding to L1T) at 50 wt% water concentration, indicating that swelling can begin at somewhat lower perfume concentrations if the water concentration is high enough. These trends suggest that micelles and microemulsions can be differentiated by the volume of the aggregates and when the smaller dimension becomes larger than the extended length of the surfactant tail group. These trends also indicate that although increasing the perfume
:
surfactant ratio can distort the micelle from swollen spheres to ellipsoids, the water concentration must be high enough to allow a complete phase change from micelles to a microemulsion. Finally, it appears that the assumed perfume
:
surfactant ratios that mark the boundaries of the transition region, outlined in Table 2, are approximately accurate.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/d1ra03458h |
This journal is © The Royal Society of Chemistry 2021 |