T. J.
Sanders
*,
J. L.
Allen
,
J.
Horvat
and
R. A.
Lewis
Institute of Superconducting and Electronic Materials, School of Physics, University of Wollongong, Wollongong, NSW 2522, Australia. E-mail: tjs804@uowmail.edu.au
First published on 18th December 2020
The terahertz (THz) spectrum of DL-alanine has been measured for the first time at cryogenic temperatures and with a pure sample. Several sharp absorptions are observed, over a wide frequency range (0.8–4.8 THz), at 8 K. The sample structure and purity were confirmed with both Raman spectroscopy and X-ray diffraction. Temperature dependent spectra revealed redshifting, with increasing temperature, for all modes except one at 2.70 THz. This mode exhibits blueshifting until ≈120 K, where it starts to redshift. A Bose–Einstein distribution has been used to model the frequency shift with temperature for the four lowest energy modes. Strong correlations between the fits and data indicate that these modes are caused by phonon excitation in an anharmonic potential. Density functional theory has also been used to identify the origin of these low frequency modes. They are attributed to large scale molecular vibrations.
Amino acids are an important class of organic material that are the building blocks of proteins required for living tissue. The important biological functions of amino acids are achieved by strong intermolecular bonds. These are formed from the zwitterionic structure, where positive amine and negative carboxyl groups attract between neighbouring molecules.
All amino acids, excluding the simplest (glycine), have a mirror symmetry known as chirality. The second simplest amino acid, alanine (C3H7NO2), has these chiral counterparts, as shown in Fig. 1, with the L-form being commonly found within living organisms. L-Alanine has been extensively studied using terahertz spectroscopy,7–11 often in comparison to the D-enantiomer. Very few studies into the racemic compound DL-alanine have been undertaken,4,12–14 all of which focus on the individual enantiomers. Interestingly, DL-alanine still forms the same head to tail amine–carboxyl bonds as its enantiomer constituents.
The molecular structure of DL-alanine is visualised in Fig. 2 which shows the unique crystal structure, where planes of each enantiomer can be seen parallel to the bc-plane. Intermolecular bonds in these planes are very similar to those in the pure enantiomer as they are composed of the same molecules in the same orientation with the same distance between molecules.15 However, intermolecular bonds along the a-axis are unique to the chiral form, as they are between D- and L-molecules.
Fig. 2 1.5 × 2 unit cells of DL-alanine, with the hydrogen bond threshold set to 2.5 Å. The box represents one unit cell. The unit vectors â and ĉ are shown, with the unit vector out of the page. Atomic positions and bond lengths, a = 12.0 Å, b = 6.0 Å, c = 5.8 Å, are taken from Nandhini et al.15 |
Previous terahertz spectra of DL-alanine4,12–14 have only been reported at room temperature and within limited spectral ranges. Here, both the use of cryogenic temperatures and a wide frequency range of 0.8–4.8 THz have been employed. The temperature dependence of this spectrum and the absorptions within this broader range have been investigated for the first time.
The shift in the absorption position with temperature can be fitted with a Bose–Einstein distribution,24 assuming it is entirely mediated by phonons. In this quantum description of vibrational modes, the change in mode energy, ω, with temperature, T, is given by:
(1) |
Single crystals were also investigated as a potential sample form; however only small needle-like crystals26 of the order of 2.0 × 1.0 × 0.5 mm3 have been previously reported.27 Crystals of this size are too small and fragile to be effectively mounted and positioned for temperature dependent measurements. Hence a pure pellet of powder was chosen as the most suitable sample form.
This work [THz] | This work [cm−1] | Ref. 28 [cm−1] | Ref. 29 [cm−1] | Ref. 30 [cm−1] |
---|---|---|---|---|
a Peak positions extracted from graphs. Spectral range from 1200–1350 cm−1 not reported. | ||||
2.22 | 74 | 72 | ||
2.69 | 90 | 90 | 89 | |
2.99 | 100 | 99 | 98 | |
3.51 | 117 | 117 | 119 | 115 |
4.43 | 148 | 147 | 149 | |
4.82 | 161 | 160 | 159 | 160 |
5.58 | 186 | 186 | 180 | |
6.84 | 228 | 229 | 259 | |
8.47 | 282 | 283 | 286 | |
10.05 | 335 | 337 | ||
12.21 | 407 | 408 | 412 | 408 |
16.26 | 543 | 542 | 547 | 543 |
19.33 | 645 | 645 | 645 | 644 |
23.07 | 770 | 772 | 771 | 770 |
25.51 | 851 | 852 | 854 | 852 |
27.62 | 921 | 926 | 921 | 918 |
30.40 | 1014 | 1016 | 1015 | 1014 |
30.76 | 1026 | 1027 | 1030 | 1030 |
33.41 | 1114 | 1115 | 1115 | 1115 |
34.23 | 1141 | 1143 | 1141 | 1143 |
34.89 | 1164 | 1158 | 1155 | |
37.21 | 1241 | 1237 | ||
39.20 | 1308 | 1308 | 1307 | |
40.68 | 1357 | 1359 | 1356 | |
41.38 | 1380 | 1381 | 1380 | |
42.35 | 1413 | 1410 | 1413 | 1412 |
43.75 | 1459 | 1461 | 1461 | 1460 |
44.40 | 1481 | 1481 | 1483 | |
45.57 | 1520 | 1518 | 1526 | 1520 |
47.79 | 1594 | 1592 | 1595 | 1593 |
1618 | 1621 | |||
49.57 | 1654 | 1648 | 1653 |
Fig. 4 High frequency (6–60 THz) Raman spectra of powdered DL-alanine, with 474 THz laser excitation and a pump power of 8.5 mW incident on the sample. |
The low frequency limit of the reported spectra is restricted by the instrumentation used. Lower frequency data still has been previously reported by Aviv et al.,31 who report the same peaks below 6.00 THz as seen here with the addition of another, even lower energy peak at 1.2 THz (40 cm−1). This peak, along with the next two lowest energy features at 2.22 and 2.69 THz, are also visible in the optical terahertz spectrum of DL-alanine, as will be shown in the Results and discussion section.
Fig. 5 Powder X-ray diffraction of DL-alanine measured at room temperature and the VESTA32 calculated model, constructed using atomic parameters from Nandhini et al.15 Miller indices have been labelled vertically above prominent peaks. |
Temperature dependent measurements were also obtained to investigate if and how the crystal structure changes with temperature. A temperature range of 13–296 K was used, spanning the same range as the THz spectra, giving further insight into the changing intermolecular bonds. The results are presented in Fig. 6 where all planes are observed to increase in interplanar spacing with increasing temperature. This shifting is quantified in Table 2. Pairs of parallel planes are observed to shift by a comparable amount, validating the assignment of Miller indices. The largest change is seen in the 131, 331 and 620 planes with 1.12% difference in spacing from cryogenic to room temperature, while the 12 plane undergoes the least shifting with only 0.28% expansion over the temperature range studied. Along with 12, the 112 and 113 planes also undergo a comparable minimal increase of 0.29%. These three planes are additionally the closest to being parallel with the ab plane. The planes closer to parallel with either the ac or bc planes then show the larger percentage increases in interplanar spacing with temperature. This indicates that the a and b axes are more affected by thermal expansion, as opposed to the c axis of the crystal. Head to tail intermolecular bonds between neighbouring amine and carboxyl groups along the c axis, seen in Fig. 2, may be responsible for the least shifting in this direction.
Miller index | 13 K | 296 K | % increase |
---|---|---|---|
1 2 0 | 5.827 | 5.877 | 0.87 |
1 1 0 | 5.269 | 5.316 | 0.88 |
2 1 0 | 4.166 | 4.212 | 1.11 |
2 0 | 4.091 | 4.111 | 0.48 |
2 1 | 3.387 | 3.407 | 0.59 |
3 1 0 | 3.273 | 3.305 | 0.96 |
4 0 0 | 2.948 | 2.978 | 1.03 |
4 1 0 | 2.649 | 2.677 | 1.07 |
1 1 2 | 2.536 | 2.544 | 0.29 |
2 2 | 2.408 | 2.430 | 0.91 |
2 1 | 2.372 | 2.396 | 1.03 |
3 2 1 | 2.197 | 2.219 | 0.99 |
4 2 0 | 2.098 | 2.121 | 1.09 |
4 0 2 | 2.066 | 2.077 | 0.53 |
1 2 | 2.050 | 2.056 | 0.28 |
4 2 | 1.971 | 1.990 | 0.96 |
4 1 2 | 1.958 | 1.971 | 0.68 |
6 0 1 | 1.869 | 1.889 | 1.06 |
1 3 1 | 1.850 | 1.871 | 1.12 |
1 1 3 | 1.819 | 1.824 | 0.29 |
5 1 | 1.763 | 1.772 | 0.49 |
3 3 1 | 1.693 | 1.711 | 1.12 |
6 2 0 | 1.647 | 1.665 | 1.12 |
Fig. 7 Comparison of FTS and TDS experimental DL-alanine spectrum at cryogenic temperatures. TDS spectrum vertically offset for clarity. |
The THz spectra of DL-alanine were taken using the FTS system over a wide temperature range, 8–295 K, and are shown in Fig. 8. A resolution of 0.5 cm−1 was used to record spectra while the sample slowly cooled to base temperature. The THz spectra have been analysed with zero-padding applied, to appear smoother, extending the initial interferograms from 4729 up to 65536 points. No adopisation has been used.
Fig. 8 Temperature dependent terahertz transmittance spectra of DL-alanine using FTS. Numerical labels represent the frequency of each mode at 8 K. |
The high quality spectra are a feature of the cryogenic temperatures, where thermal vibrations are greatly reduced and the material becomes less absorbing and more transmissive. Spectra on a more transmissive sample will have more signal while background fluctuations remain constant, leading to a larger signal to noise ratio and thus higher quality spectra.
In Fig. 8, four distinct absorptions are identified below 3 THz. The fundamental mode at 1.35 THz is observed to be highly absorbing in comparison to the following three modes. Additionally, there are three modes observed between 3–4.8 THz; however, these are too absorbing for the sample thickness employed and consequently the absorption features hit the noise floor. These three features will not be analysed to the same extent as those below 3 THz due to poor signal to noise ratio, making fitting less reliable. For all absorptions observed, a Gaussian fit has been used to determine the peak position at each temperature. The peak positions are shown in Fig. 9. All features here are observed to redshift with increasing temperature as expected, apart from the mode at 2.70 THz, which blueshifts.
Fig. 9 All absorption bands determined using FTS system for DL-alanine. Data is from Table 3. Positions were calculated by Gaussian fits to the spectral data. Statistical fitting uncertainties are too small to be shown on this scale. |
A prominent feature of the Bose–Einstein fitting is the constant frequency of the mode at low temperatures. The extent of this region, as seen in Fig. 10, is governed by the fitting parameter TC which is related to the ground state energy of the phonons in a particular mode. The modes at 2.24 and 2.89 THz have TC values of ≈300 K, indicating that these modes may share a common phonon bath. The observation of this constant frequency region in all four low energy modes supports the theory of these modes being mediated by phonons.
Contrary to what thermal expansion predicts, the absorption at 2.70 THz blueshifts, by 0.015 THz from 8–116 K, while only initially following a Bose–Einstein fit. The rate of shifting appears to decrease after ≈80 K, before changing to redshifting. Unfortunately, above 125 K this mode is no longer observable. As this behaviour is not well described by either the thermal expansion or phonon model its origin remains undetermined.
An assumption of the Bose–Einstein fitting is that the potential energy surface for the atoms is constant at all temperatures. This assumption is not entirely accurate, yet for the redshifting modes this effect must be negligible due to the accuracy of the fits. However, the absorption at 2.70 THz demonstrates a mode where the potential energy surface may change enough that the Bose–Einstein model no longer fits. This could be due to thermal expansion, where the separation of the molecules with increasing temperature starts to dominate the shifting of the mode. So, initially, we observe blueshifting; but, as the potential energy surface changes due to thermal expansion, it leads to redshifting at higher temperatures. This behaviour is similar to observed shifting in sucrose,34 where deuteration of the hydrogen atoms produced a stronger shifting indicating the importance of hydrogen bonds in this absorption. A precursor to the explosive TNT has also shown this unusual blueshifting behaviour below 100 K,5 with DFT modelling showing a complex interplay of inter- and intra-molecular hydrogen bonds leading to the observed blueshifting. Temperature dependent modelling for DL-alanine is thus desirable to verify the mechanism for the observed blueshifting.
In Fig. 11, quadratic fits have been used, of the form Γ0 + Γ1T + Γ2T2, and the fit parameters are recorded in Table 4. As the quadratic fit shows good agreement, a T2 dependence on the linewidth is implied. Additionally as the number of phonons, n, is proportional to temperature, the broadening has an n2 dependence, as has been shown for α-glycine24 another molecular amino acid crystal.
Temp. [K] | 1.35 [THz] | 2.24 [THz] | 2.70 [THz] | 2.89 [THz] | 3.22 [THz] | 3.77 [THz] | 3.91 [THz] |
---|---|---|---|---|---|---|---|
8 | 1.352 | 2.244 | 2.699 | 2.885 | 3.222 | 3.774 | 3.914 |
12 | 1.352 | 2.244 | 2.700 | 2.885 | 3.223 | 3.774 | 3.915 |
13 | 1.351 | 2.244 | 2.700 | 2.885 | 3.222 | 3.774 | 3.914 |
29 | 1.351 | 2.244 | 2.700 | 2.885 | 3.219 | 3.773 | 3.914 |
42 | 1.349 | 2.244 | 2.702 | 2.885 | 3.218 | 3.772 | 3.898 |
52 | 1.348 | 2.243 | 2.703 | 2.885 | 3.216 | 3.769 | 3.894 |
63 | 1.345 | 2.243 | 2.706 | 2.883 | 3.213 | 3.767 | 3.886 |
71 | 1.342 | 2.243 | 2.708 | 2.880 | 3.208 | 3.765 | 3.884 |
79 | 1.340 | 2.243 | 2.709 | 2.879 | 3.201 | 3.758 | 3.882 |
87 | 1.338 | 2.242 | 2.711 | 2.878 | 3.198 | 3.746 | 3.878 |
97 | 1.335 | 2.242 | 2.712 | 2.876 | 3.197 | ||
105 | 1.331 | 2.241 | 2.713 | 2.874 | 3.196 | ||
116 | 1.328 | 2.241 | 2.714 | 2.871 | 3.189 | ||
125 | 1.326 | 2.240 | 2.713 | 2.868 | 3.176 | ||
135 | 1.321 | 2.239 | 2.864 | 3.169 | |||
145 | 1.317 | 2.239 | 2.859 | 3.163 | |||
155 | 1.314 | 2.237 | 2.857 | 3.159 | |||
166 | 1.310 | 2.236 | 2.850 | 3.151 | |||
178 | 1.304 | 2.236 | 2.845 | 3.145 | |||
190 | 1.300 | 2.235 | 2.841 | 3.137 | |||
203 | 1.294 | 2.233 | |||||
218 | 1.288 | 2.232 | |||||
232 | 1.281 | 2.230 | |||||
250 | 1.274 | 2.229 | |||||
264 | 1.269 | 2.227 | |||||
280 | 1.261 | 2.225 | |||||
295 | 1.257 | 2.221 |
Absorptions [THz] | Γ 0 | Γ 1 | Γ 2 |
---|---|---|---|
1.35 | 0.04493 | 1.011 × 10−4 | 6.585 × 10−9 |
2.24 | 0.02445 | 8.665 × 10−6 | 4.087 × 10−7 |
2.70 | 0.02857 | <1 × 10−9 | 5.147 × 10−7 |
2.89 | 0.04528 | 2.352× 10−5 | 9.737 × 10−7 |
Experimental peaks [THz] | Calculated peaks [THz] | Mode description |
---|---|---|
1.35 | 1.33 | Gliding of molecular planes, in the b-axis direction |
2.24 | 2.19 | Gliding of molecular planes, in the c-axis direction |
2.70 | 2.95 | Rotation of individual molecules around the c-axis |
2.89 | 3.06 | Rocking of molecules, with twisting of the COO− groups |
Fig. 12 Calculated absorbances (vertical lines) of DL-alanine compared to the experimental transmittance spectrum (full curve) at cryogenic temperatures. |
Fig. 13 Calculated THz vibrations of DL-alanine using the B97-3c functional. Solid rectangles represent one unit cell and the dashed boxes represent a region with a generally collective motion indicated by the arrows. Animated media files of these four modes are available in the ESI.† |
The two lowest energy modes observed in DL-alanine are attributed to the gliding of molecular planes. For the 1.35 THz mode, molecular planes parallel to the bc plane oscillate in the b-axis direction. Similarly for the 2.24 THz mode, molecular planes parallel to the bc plane oscillate in the c-axis direction. Previous DFT modelling of DL-alanine by Fu et al.,14 using the RPBE functional, only investigated the fundamental mode. They found a similar gliding mechanism to be the origin. Here we have experimental results that observe the next three absorptions, which further validates our model, as these are also calculated.
The terahertz spectrum of DL-alanine has been explored for the first time over a wide temperature range (8–295 K). Seven unique spectral absorptions have been identified at cryogenic temperatures. Only the first four absorptions are completely resolved with the others being too strong and hitting the noise floor. The temperature dependence of these first four modes has been studied further. Three of these modes redshift and are well described by Bose–Einstein statistics indicating their phonon origin. The other mode blueshifts, a phenomenon seen in molecular crystals with intricate hydrogen bonding. The precise mechanism remains to be determined and will be investigated further.
DFT calculations have been used to identify the vibrations that lead to the first four absorptions. Close correlation between the predicted theoretical modes and the experimental spectra validates these calculations. The modelling shows that large scale molecular vibrations are indeed the cause for the observed low frequency terahertz modes. These are mediated by the intermolecular bonds, some of which are shared with the enantiopure forms of alanine. In the future, a comparison of the intermolecular modes and the molecular vibrations they cause in these various forms of alanine will be investigated, both experimentally and theoretically.
Footnote |
† Electronic supplementary information (ESI) available: Overview document, numerical calculation output file and videos of the four lowest modes. See DOI: 10.1039/d0cp05432a |
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