Angela De Rose*ab,
Gabriele Mikolascha,
Mathias Kampa,
Achim Krafta and
Mathias Nowottnickb
aFraunhofer Institute for Solar Energy Systems ISE, Heidenhofstraße 2, 79110 Freiburg, Germany. E-mail: angela.de.rose@ise.fraunhofer.de
bInstitute of Electronic Appliances and Circuits, Faculty of Computer Science and Electrical Engineering, University of Rostock, Albert-Einstein-Straße 2, 18059 Rostock, Germany
First published on 4th November 2020
Within this work, we demonstrate that an easy soldering process in combination with wet chemical coating is suitable to realize a strong and reliable solder interconnection of Al substrates, even at short soldering times <5 s in ambient air. The microstructure of solder joints on wet chemically treated aluminum foils is investigated. A single and double zincate pre-treatment are compared to activate the Al surface, followed by electroless Ni plating. The quality of the solderable Ni surface is characterized by contact angle measurements, yielding good wettability (<60°), which is also achieved after isothermally heating (250 °C) the Ni-coated Al foils for 100 min. The microstructure of the Sn62Pb36Ag2 solder joints is investigated by SEM and EDX of cross sections, directly after soldering as well as after isothermal aging at 85 °C. Under the used soldering conditions, with a soldering temperature at about 280 °C, diffusion zones <500 nm were identified. Nonetheless, high peel forces after soldering >5 N mm−1 show stable values under aging conditions of 85 °C for 1000 hours. This could be correlated to a mixed fracture pattern, promoting the high adhesion due to the absence of a dominant failure mechanism.
The possibility of creating a variety of Al alloys makes it suitable for a wide range of applications. It has an outstanding strength-to-weight ratio (lightweight yet still extremely strong), which is advantageous for aerospace and modern buildings, i.e. skyscrapers. Its high formability allows Al to be used for nearly every conceivable shape, e.g. for architectural structures. In electrical engineering, many electronic components (capacitors, antennae, radar) are made of Al due to its high electrical and thermal conductivity. For marine applications, the high resistance of Al to corrosion is utilized to withstand many different environmental settings, requiring a minimum of maintenance due to a long lifespan. Although the recyclability of Al is comparably high,2 the demand for Al and the recirculated quantity of Al is still increasing worldwide, e.g. in power lines, rolled products, refrigerators, air conditioning, solar modules, automotive industry, heat sinks for cooling in microelectronics, etc.1,3
A major challenge of Al is the formation of solder joints. It is well known that Al forms a thin native oxide film as soon as it is exposed to air.4 Besides other joining technologies as vacuum brazing,5,6 inert gas welding,7 ultrasonic welding8 or laser welding,9 one possibility is to coat the bare Al surface to enable a solder connection. Several easy and industrially feasible coating methods are known, which are reviewed in one of our previous publications.10 Solderable Al surfaces extend the usage of Al components, especially for applications in a lower temperature range.
In this work, we investigate a wet chemical coating by zincate treatment and electroless nickel plating to allow solder joint formation within very short (<5 s) soldering times.
A pre-treatment of Al surfaces with zincate has been reported in literature11,12 and was first patented in 1927 by Hewitson et al.,13 to the best of the author's knowledge. A key attractiveness is the simple and low cost process14 and the possibility to use batch and inline processes. Other research investigated the influence of the number of cycles of the Zn process (w/o, single, double or even triple)15,16 as well as the variation of the NaOH content17 on the deposited metal layers. Several studies include surface analysis (of Zn and Ni), adhesion issues and analysis of failure modes. In addition, zincate treatment is examined in combination with sputtered Al films15 or Al sheets.16,18,19
The fundamental approach of this process sequence can be illustrated by the standard electrode potential E0. In Fig. 1, this quantity is correlated with the measured static contact angle α of a Sn60Pb40 solder droplet on different surfaces. On a 200 μm thick Al foil, a high contact angle of αAl = (141.7 ± 4.3)° is measured (magenta in Fig. 1). When such a foil is coated with a double Zn process, as explored in this work, the measured contact angle decreases to αZn = (117.0 ± 15.1)° (grey). After subsequent Ni plating, the angle could be reduced to αNi = (27.7 ± 2.9)° (cyan). A small contact angle implies good wettability, which is the main requirement for solder joint formation. From a technical point of view, α < 90° leads to wetting, so that 117° for Zn is not satisfactory.
The bare Al has a negative E0Al = −1.662 V, when measured under standard conditions (298 K, 100 kPa, 1.0 mol dm−3) with respect to the standard hydrogen electrode.20 Fundamentally, coating of Al with less reactive metals changes |E0| to higher values.20 This is the case for zinc (Zn). When deposited out of an alkaline solution, this can remove the problematic native Al2O3 layer. With E0Zn = −0.762 V, Zn is less reactive to oxygen then Al, but reactive enough to build a ZnO layer, which also impedes wetting by solder. Nevertheless, the Zn clusters on top of the Al surface prevent reoxidation of the Al underneath and serve as nuclei for subsequent electroless Ni plating. The Ni surface has a standard electrode potential of E0Ni = −0.250 V, closer to those of Sn (E0Sn = −0.138 V), Cu (E0Cu = 0.521 V) and Ag (E0Ag = 0.7996 V).20 On these more noble surfaces wetting with liquid solder is excellent, which enables reliable soldering processes. The relevant microstructure of the surface modifications and subsequently employed solder joints are investigated in this work. We focus on solder joints, formed within less than 5 s soldering time (contact soldering), to evaluate suitability for applications with a high throughput.
Coating of the aluminium foils can be separated into two main process steps: zincate treatment and nickel plating. Both processes are carried out on lab scale equipment at Fraunhofer ISE and are described in the following.
A commercially available Zn bath of SurTec® 652Q based on NaOH and ZnSO4 with pH = 14 is used at room temperature (RT). The ingredients of the bath are listed in Table 2.
This alkaline NaOH based solution reacts with the Al2O3 surface layer and leads to dissolution in the bath:21
2NaOH + Al2O3 + 3H2O → 2NaAl(OH)4 | (1) |
The underlying Al can then react with the Zn leading to Zn deposition in the form of small seeds. This displacement reaction during Zn treatment is described by:
3Na2Zn(OH)4 + 2Al → 2NaAl(OH)4 + 4NaOH + 3Zn | (2) |
Zn is reduced and Al is oxidized in this reaction. Electrons, released by the anodic reaction, are used within the cathodic reaction resulting in Zn deposition. Within this work, the process time for the s-Zn treatment is kept constant at 30 s bath time. For the d-Zn treatment, we dipped the samples into nitric acid (30%) after the first Zn step, to remove the deposited Zn layer and to clean the Al:
Zn + 2HNO3 + 6H2O → Zn(NO3)2·6H2O + H2 | (3) |
A second Zn step leads to improved homogeneity of the Zn layer, with more seeds on top of the Al as shown in the results. Table 1 summarises the process variations for Zn treatment and Ni plating applied in this work. A variation of the second zincate treatment between 15 s and 30 s does not yield significant differences for the parameters tested in this work, and will be collectively referred to as d-Zn.
Zincate treatment | Electroless plating | ||
---|---|---|---|
Single (s-Zn) | Double (d-Zn) | Ni | |
Process time | 30 s | 30 s + (15–30) s | 8 min |
Bath temperature | RT | RT | 88 °C |
pH | 14 | 14 | 4.8 |
Amount (%) | Ingredient | |
---|---|---|
10–20 | Sodium hydroxide | NaOH |
5–10 | Zinc sulfate heptahydrate | ZnSO4·7H2O |
3–7 | Nickel(II) sulfate hexahydrate | NiSO4·6H2O |
<1 | Copper(II) sulfate pentahydrate | CuSO4·5H2O |
Ni2+ + H2PO2− + H2O → Ni + H2PO3− + 2H+ | (4) |
Hydrated sodium hypophosphite reacts as reducing agent with the Ni ions of the electrolyte.
For our study, we kept the plating time constant at 8 min, leading to a Ni layer of about 2.0–2.5 μm thickness.
Cu ribbons with a cross section of 0.2 × 1.5 mm2 and length of (160 ± 5) mm are soldered onto the coated Al foils. They are coated with a layer of Sn62Pb36Ag2 (Tliq = 179 °C) of about (15 ± 5) μm thickness to realize a solder connection between coating and Cu core of the ribbon. For oxide removal, a no-clean organic flux based on adipic acid is used.
The evaluated coatings are optimized to allow for a solder formation within very short soldering times. This enables a high throughput in production lines as it is required in soldering of silicon solar cells in industry.22 In our experiments, we used short soldering times, estimated to be ts < 5 s, as far as manual soldering allows. Therefore, eutectic or even near-eutectic solder alloys are used for the interconnection. Subject to the regulations in Art. 2(4)(i) in 2011/65/EU (RoHS),23 the usage of Pb in photovoltaics is excluded, whereas Sn62Pb36Ag2 or the cheaper alternative Sn60Pb40 (Tliq = 183 °C) are used.
Each coating is characterised by 10 measurements on individual samples. For each measurement, (11 ± 1) mg of Sn60Pb40 are placed onto the fluxed coating, whereafter the mean of left and right contact angle is determined. Good wettability is given for a contact angle α < 60°, excellent wetting for α < 30°.25,26
Within this work, Sn62Pb36Ag2 solder is used to compare our results to older work. Only for contact angle measurements, we applied Sn60Pb40 as it is meanwhile the most commonly used solder alloy in PV. It known, that both alloys perform very similar, whereas additional Ag within the solder slightly improves wettability. Therefore, the results obtained in this work for Sn60Pb40 indicate an upper limit (slightly higher contact angle) of the Sn62Pb36Ag2 alloy.
For topography scans, a confocal microscope (μsurf solar) of NanoFocus AG is used. An area of (0.8 × 0.8) mm2 of the sample surface is scanned with a monochromatic LED light source with a wavelength of 505 nm and an objective with 20× magnification, NA = 0.6 and a z-resolution of Δz = 4 nm.
To extract height profiles, the mean of 21 line scans along 33 μm is calculated and levelled to the sample substrate.
For mechanical characterisation, peel tests according to DIN EN 50461 (ref. 27) are performed on a zwicki Z0.5 TN peel testing machine of Zwick Roell. After soldering, one end of the ribbon is mounted into a clamp and peeled off with 50 mm min−1 under an angle of 90° to the sample surface. To take inhomogeneities both of the coating and the solder joints into account, each test is carried out for a length of 150 mm and repeated with at least five samples. The peel force F is measured along the position x of the measurement length. The width w = 1.5 mm of the soldered ribbons is used to normalize the recorded force values Fi per position to a defined contact width of the joint.
After testing, the fracture pattern is inspected by scanning electron microscopy in top view or tilted images.
Scanning electron microscopy (SEM) is done on the Auriga 60 setup of Carl Zeiss Microscopy on a crossbeam workstation, using a secondary electron detector. To get information on the involved material combinations, energy dispersive X-ray spectroscopy (EDX) is carried out with a Bruker Quantax XFlash 6|60 detector.
Isothermal aging of the solder joints is done within an oven in ambient air. The temperature is kept constant at (85 ± 5) °C.
s-Zn (30 s) | d-Zn (30 s + 15 s) | |
---|---|---|
Zn coverage ζ (%) | 4.0 ± 1.0 | 10.8 ± 2.0 |
Mean Zn particle size aZn (μm2) | 0.44 ± 0.05 | 0.41 ± 0.05 |
After 30 s of dipping the 200 μm thick milled Al foil (Fig. 2a) into the alkaline Zn bath, about ζs-Zn = (4.0 ± 1.0)% of the Al foil is covered with Zn seeds with a mean particle size of as-Zn = (0.44 ± 0.05) μm2 (Fig. 2b). Subsequent electroless Ni plating leads the Zn to dissolve in the bath, whereas a Ni layer is formed in direct contact with the Al surface. After 8 min of plating, a closed Ni layer of about 2 μm thickness is formed (Fig. 2c), which yields a lumpy surface, typical for plated Ni surfaces.12 A double zincate process (30 s + 15 s, Fig. 2d) results in a more homogeneous Ni layer (Fig. 2e). Due to a larger Zn coverage of ζd-Zn = (10.8 ± 2.0)%, the resulting Ni layer is smoother since more Zn seeds are starting points for Ni growth. It is interesting to point out that the mean Zn particle size stays the same (ad-Zn = (0.41 ± 0.05) μm2).
For the reliable formation of a solder joint on a metal surface, a good surface wettability with liquid solder is an important requirement. The static contact angle α between the substrate, liquid Sn60Pb40 solder and air is measured on a hotplate at (250 ± 5) °C.
Fig. 3a shows the results of the contact angle measurements for Al foil coated with pure Zn, for the Ni surface after s-Zn and Ni plating and for d-Zn and Ni plating. The evaluated d-Zn process (w/o Ni) is optimized to result in a closed Zn surface. Wetting of liquid Sn60Pb40 on pure Zn is poor (αZn = (117.0 ± 15.1)°), as it is expected from the electrochemical potential E0Zn = −0.762 V (cf. Fig. 1). The used no-clean flux is not able to remove all native oxides of the Zn surface. Both Ni-coated Al foils show excellent wetting. Despite the different surface morphology of the Ni surfaces (Fig. 2c and e), the contact angle is measured to be similar with αs-Zn+Ni = (27.7 ± 9.2)° and αd-Zn+Ni = (32.6 ± 4.3)°.
For the evaluation of the mean contact angle given in Fig. 3a, each surface is measured 10 times. The standard deviation is given by the error bars. For good wettable surfaces, a circular or elliptical fit is used for evaluating the shape of the droplet in the contrast image (see inset in Fig. 3b). The systematic error is given by the error bars in Fig. 3b. The elliptical fit considers asymmetric droplets and results in a difference between left and right contact angle. For the tested Al foils, the standard deviation is very small, indicating a homogeneously coated Al foil.
From those results, we conclude that both processes, s-Zn + Ni and d-Zn + Ni, are suitable to provide a solderable coating on Al which allows contact formation by SnPb-solders. Due to the very high adhesion, the process times for Zn and Ni may be further reduced, while maintaining a well adherent solder joint. This optimization was not focus of this contribution and could be addressed in future work.
The comparison of those two images illustrates the different surface morphology of the Ni layer for both processes, similar to the finding from the top view images in Fig. 2c and e. We analysed five cross sections each along the soldered ribbon, covering about 150 mm of coating, tested on several Al foils. For all foils treated with s-Zn + Ni, the resulting Ni layer is rougher, depending on the process time of the Zn treatment.
Our results show comparable performance of solder joints on Ni coated Al foils, either treated with s-Zn or d-Zn. In the following, we focus on solder joints on d-Zn + Ni coated Al, investigating their long-term stability under aging conditions.
• Stability of coating regarding oxidation
• No degradation of solder joints to not increase the series resistance or reduce the mechanical stability
• Minimized brittle phase formation within the solder joints.
After coating, the Al surface may re-oxidize if the time between coating and soldering is too long. Additionally, the surface quality may change during the soldering process at elevated temperature. To analyse this, we did in situ contact angle measurements at 250 °C, a typical soldering temperature for SnPb-based solder alloys.
In Fig. 5, the change of the contact angle αi/α0 is plotted against the time t of six identical samples placed on a hotplate heated up to 250 °C. Each value αi is normalized to the initial value α0 of the unaged sample at t = 0. For each sample 1–6, a different solder droplet with mSnPb = (11 ± 1) mg is used. We tested a coated Al foil, treated with a d-Zn and Ni plating.
We could not detect any dewetting (significant change of αi/α0) within the total measurement time t of about 100 min. Since the soldering process for solar cells processed in an automated stringer lasts less than 20 s in total at an elevated temperature between TPreheating ≈ 50–170 °C and TSoldering ≈ 190–260 °C, the tested Ni coating should be easily solderable within the stringer for solar module production22 and similar applications.
To address the second aspect, we prepared metallographic cross sections of aged solder joints to analyse possible degradation effects on microstructural level. Fig. 6 shows SEM images at 20000× magnification of the relevant interfaces. Each image from (a to d) shows a part of the solder joint in Fig. 4b, aged for a certain time t at 85 °C and polished again before the measurement.
In accordance with the constant adhesion, we could not find any crack formation or reoxidation at the interfaces. Vertical line scans (not shown here) are used to identify phase growth. When solid Al and Ni are in direct contact, they may form several intermetallic phases due to interdiffusion processes (Al3Ni, Al3Ni2, AlNi, Al3Ni5, AlNi3).29 In this binary system, the Ni-dominant phase AlNi3 is the most prominent phase to be built at temperatures T < 400 °C. Nevertheless, a small diffusion area of several 10 nm is detected at the Al/Ni interface, slightly growing for the aged samples, since the temperature during soldering was comparably low at (260 ± 20) °C.
Although not imaged in Fig. 6, the presence of Cu should be considered, due to the soldered Cu ribbon: the dissolved elements from the two different metal species (here Cu and Ni), can quickly diffuse across the molten solder and influence the interfacial reaction on the opposite side.30,31 Therefore, the present joints are so-called asymmetric Cu/Sn/Ni solder joints, including a Cu concentration gradient along the Sn-based solder joint. In our study, the exposure temperature of 85 °C is too low to detect a significant amount of Cu within the solder joint. Nevertheless, a thin Cu layer is formed on top of the Ni coating, directly after soldering. This layer slightly growths within 1000 hours of aging, as can be estimated from Fig. 6 and clarified by the sketches before (left) and after aging (right).
On a side note, the effect of the Zn treatment on the Al surface can be seen in these SEM cross section images: by increasing the roughness of the Al, the surface area is effectively increased.
To address the reliability aspect of the solder joint, we used isothermal aging at 85 °C. A set of solder joints with Sn62Pb36Ag2-coated Cu ribbons on d-Zn + Ni treated Al foil is fabricated and aged for 1000 hours at 85 °C in ambient air. After this treatment, the mechanical stability is characterised by 90° peel tests. Fig. 7 shows the results of the peel test measured after distinct time steps of aging. Any data point includes five peel tests of 150 mm evaluation length at different positions on the coated Al foils and dedicated standard deviation. The initial value of F/wt=0 = (5.5 ± 0.8) N mm−1 correlates well with the previous results in Fig. 3c, showing a mixture of fracture patterns on microstructural level. We could not measure any significant loss in adhesion within 1000 hours at 85 °C; only a slight decrease around 700 hours is observed, which however is far below the measurement uncertainty. The peel force stays above 4 N mm−1 without any change of the fracture pattern. This result indicates no reoxidation of the interfaces (Al/Ni and/or Ni/SnPbAg) and no increasing brittle intermetallic phase formation.
An area of 0.8 mm × 0.8 mm of the fracture is scanned by confocal scanning microscopy, resulting in a topography image given in Fig. 8a. From this part of the fracture, several investigations are carried out on microstructural level, presented in Fig. 8b–d and 9. All points of interest are labelled within the overview scan in Fig. 8a.
Apart from the quality of the Ni coating, the failure could be caused by two fracture mechanism of the solder itself. The most probable fracture is along intermetallic phases since they are known to be brittle.32 As already shown earlier in this paper, no dominant intermetallic compounds (IMCs) are formed at the interface to the coating. Nevertheless, the binary system of Sn and Cu shows interdiffusion, already at room temperature. At the interface of the Cu ribbon, a thin Cu6Sn5 IMC of about 1 μm thickness could lead to an adhesive failure.33 In Fig. 8b, the remaining interface after peeling off the ribbon is shown. Here, an SEM image (T1), tilted by 30°, shows a close-up with two different failure modes. In the front of the image, the failure is adhesive between Ni coating and Al foil, in the back, the remaining solder layer is intact with an assumed failure at the Cu6Sn5 IMC.
The second fracture, correlated to the solder, may occur within the solder itself. This cohesive failure is only of minor importance in these samples. An example is shown in Fig. 8c by a 30° tilted SEM image (T2). In the back of the image, the remaining solder layer has a thickness of 5–20 μm, featuring a rough, grooved surface. This failure is supported by void formation e.g. flux remnants. For element correlation, the corresponding EDX mapping is given in Fig. 8d.
The two solder-related failure modes (adhesive at the interface to the Cu ribbon and cohesive within the solder),33 can be nicely correlated with height profiles to quantify the measurements. In Fig. 9a, the topography along a part of the fracture of Fig. 8a is shown. For the analysis of the height profile, 21 line scans along the green line L1 are evaluated. The profile is levelled to the Al substrate, which is visible in the marked region 1 in the diagram. The thickness of the solder coating after fabrication of the ribbon can vary between 10 μm and 20 μm. At the evaluated position of the solder joint, the total solder thickness is nearly 20 μm, shown in region 2. The cohesive failure within the solder, shown in Fig. 8c and d, is located on the right side of this part of the SEM top view image in region 5 and 6, indicated by the area T2. The height is measured to be about 10 μm, also visible in region 3. In the case of an adhesive failure of the coating, the bare Al foil is visible (cf. region 1, 4 and 6).
Fig. 9b shows an EDX line scan (L2) with the corresponding section of the SEM top view image. On the left, the bare Al surface can be seen (magenta in the line scan), where the Al/Ni interface failed during the peel test. This failure may be supported by impurities on top of the Al foil or by reoxidation after plating due to oxygen or Al diffusion. On the right, the typical morphology of the Ni layer is observed (cyan, cf. Fig. 3e). Remnants of solder (Sn in green, Pb in blue) and a crack within the Ni layer are also visible. The dominant failure mechanism in this region is along the Ni/Sn interface, presumably due to an inhomogeneous soldering process due to manual contact soldering.
The detailed analysis of the fracture pattern shows no dominant failure mechanism for solder joints on Ni-coated Al foils after a 90° peel test. All parts of the solder joints perform similar; no material weakness is observed. This implies an optimal material combination for joining a Cu ribbon to an Al substrate by a fast soldering process.
In contrast to known literature, the innovation of our work is a detailed analysis of the solder joints on microstructural level and their long-term stability. Therefore, we investigate metallographic cross sections of the solder joints and the fracture pattern after the peel test. SEM and EDX investigations show small diffusion zones at the interfaces Al/Ni and Sn/Ni and no brittle intermetallic phase formation. For all joints after the peel test, as well as the aged samples, a mixed fracture pattern with different fracture modes is observed. Therefore, the quality of all interfaces (Al/Ni, Ni/Sn, Sn/Cu) is similar and highly reliable, resulting in excellent and uniform mean peel forces >4 N mm−1. This shows the high potential of this material combination and the suitability of the very simple and short soldering process to yield strong and reliable solder joints on Al foils.
The wet chemical coating (Zn treatment and electroless Ni plating) has been widely reported in literature and can be easily executed on inline or batch tools.11,15,17,21,34 For a higher throughput for the investigated coating in this work, the Ni plating time could be further reduced, depending on the quality of the Zn layer and the desired Ni thickness. Since the soldering time is really short (<5 s), the used solder alloy has to be eutectic or even near-eutectic to ensure fast and homogeneous liquidation and solidification. Therefore, Sn-based alloys with Tliq < 200 °C may be advantageous.
For the interconnection of silicon solar cells, this coating process might be suitable, as the rear electrode mostly consist of Al, either screen printed paste, PVD Al35 or Al foil.36,37 Since the presented wet chemical coating is a low-temperature process, it could also be used to coat temperature sensitive devices with Al components.
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