Clark Zhang and
Xuan Luo
*
National Graphene Research and Development Center, Heming Avenue, Springfield, Virginia, USA
First published on 23rd June 2020
Methylammonium lead triiodide perovskites, CH3NH3PbI3 (MAPbI3), are solution-processable materials with photovoltaic properties capable of surpassing those of silicon solar cells. However, concerns over lead toxicity and lack of exploration into transition metal perovskites drove this ab initio Density Functional Theory screening for environmentally friendly perovskite materials by incorporating transition and post-transition metals at the B-site of MAPbI3. This revealed fourteen replacements to be suitable: their band structures are highly dispersive while band gaps of such materials fall within ideal ranges for single-junction and tandem cells. Transition metal monoreplacements are shown to be viable perovskites after reducing the size of the halide, corroborating that tunability of the band gap is observed in halide replacement at the X-site. Strong peaks in the imaginary output of the dielectric function below 3.5 eV indicate high sunlight absorption efficiency for select materials. Excellent carrier mobility is expected of studied materials as their effective mass is low. This work helps gain further insight into the viability of transition metals for lower toxicity and higher absorption divalent perovskites.
MAPbI3 has an extremely high absorption coefficient, long charge diffusion length, high defect tolerance, and high ambipolar transport. It has an experimental band gap of 1.55 eV,1,2 close to that of the ideal band gap (which yields the highest theoretical conversion efficiency), 1.35 eV.3 The outstanding performance of these materials proves useful for other optoelectronic applications.4
However, there are two main issues: the stability and the toxicity of lead (Pb). The presence of Pb in high performing perovskites poses serious environmental and health concerns. Solar cells are placed in direct contact with nature, so exposure to rainfall and solar heating is inevitable. Degradation into volatile PbI2 is highly likely due to the low thermal stability of MAPbI3, causing severe chronic health problems.5 Lead pollution further impacts natural resources, diffusing into the atmosphere, contaminating water sources, and emitting greenhouse gases.6 Elimination of the Pb toxicity from perovskite cells requires complete replacement of Pb with other non-toxic elements.
The present study is a systematic search for stable methylammonium-metallic halide alternatives to Pb-based perovskites. Each suitable metal candidate was trialed as a single replacement of Pb at the B-site. Replacements of iodine at the X site with bromine were conducted for every B-site replacement, and with X-site replacement with chlorine for select perovskites. The paper details methods used to perform first-principles calculations, presents, discusses and compares results to other theoretical and experimental researches. The results show that proposed lead-free perovskite materials display heightened optoelectrical properties, greater stability, and much potential for use in single-junction and tandem solar cells.
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Fig. 1 (a) Unit cell of MAPbI3 (ball and stick) from an isometric view, Pb represented in grey, I in pink, C in yellow, N in greyish blue, H in bright blue. (b) Elements used to replace lead at the B-site are colored green. Elements with Q3D Class 1 and 2A of toxicity16 are colored blue. Previously studied elements for single-replacement of Pb are colored orange. Triangles in the corner represent two colorings. (c) A diagram of the research process and order of calculations used in this project. Orange trapezoids represent major calculations and processes. Green rectangles represent obtained data. Blue rhombuses represent final results. |
Convergence studies (see Fig. S1†) in the energy cutoff and the density of the k-mesh revealed 25 hartree and a density of 6 × 6 × 6 to be sufficiently converged. A homogenous shift in the grid of k-points of 0.5, 0.5, 0.5 (reduced coordinates in the coordinate system defining the k-point lattice) was implemented to increasing the calculation efficiency. Perovskites were relaxed to a pseudo-cubic crystal structure with the tolerance on the maximal force of 5 × 105 hartree per bohr and with a tolerance on the differences in forces per self-consistent cycle of 5 × 106 hartree per bohr. Dilation of primitive vectors was conducted with the Broyden–Fletcher–Goldfarb–Shanno minimization.9–12
For the band structure, k-points S, X, U, R, Γ, Z, T, and Y were selected as the circuit to sample the irreducible first Brillouin zone, taking into account spin–orbit coupling.
Effective mass was calculated using a linear response function that eliminates the need for spin–orbit coupling (SOC) and temperature smearing.13 Degenerate bands were treated by using transport equivalent effective mass to avoid double perturbation.
For absorption, the Kohn–Sham band structure is further corrected using a one-shot G0W0 quasiparticle calculation14 for solids with an energy cutoff of the wavefunction, sigma exchange, and a dielectric energy cutoff of 25 hartree (an exact treatment of the exchange part can be achieved with these parameters set to the value of the energy cutoff15). The lowest occupied band considered was band number six, with a total of 44 bands for the Bethe–Salpeter calculation. This screening was formatted with an unsymmetrical k-mesh (shifted along the primitive axis by 0.11, 0.21, 0.31) and a 6 × 6 × 6 q-point mesh, and solved with Bethe–Salpeter equations. The imaginary output was plotted against light intensities from 0 to 4 eV, with intervals of 0.02 eV. The research process is depicted in Fig. 1c.
Material | Fund. (eV) | Opt. (eV) | PBE prev. (eV) | Exp. (eV) |
---|---|---|---|---|
MAPbI3 | 1.59 | 1.59 | 1.63,1 1.59![]() |
1.55![]() |
MASiI3 | 1.70 | 1.70 | 0.14![]() |
— |
MAVI3 | 0.00 | 0.00 | 0 | — |
MACrI3 | 0.00 | 0.00 | — | — |
MAMnI3 | 0.00 | 0.00 | — | — |
MAFeI3 | 0.00 | 0.00 | — | — |
MACoI3 | 0.00 | 0.00 | — | — |
MANiI3 | 0.00 | 0.00 | — | — |
MACuI3 | 0.85 | 1.25 | — | — |
MAZnI3 | 1.89 | 1.89 | 2.72![]() |
— |
MAGaI3 | 1.45 | 1.45 | 0.72![]() |
— |
MAGeI3 | 1.38 | 1.38 | — | 1.90![]() |
MAMoI3 | 0.00 | 0.00 | — | — |
MARhI3 | 0.00 | 0.00 | — | — |
MARuI3 | 0.00 | 0.00 | — | — |
MAPdI3 | 0.00 | 0.00 | — | — |
MAInI3 | 0.61 | 0.61 | — | — |
MASnI3 | 1.52 | 1.52 | 0.50![]() |
1.10![]() |
MASbI3 | 0.00 | 0.00 | — | — |
MAWI3 | 0.00 | 0.00 | — | — |
MAReI3 | 0.00 | 0.00 | — | — |
MAIrI3 | 0.00 | 0.00 | — | — |
MAPtI3 | 0.00 | 0.00 | — | — |
MABiI3 | 0.00 | 0.00 | — | — |
In general, the VB and CB dispersion is similar for most transition metals (see Tables S1 and S2†), especially the conduction band edge. In general, the VBM is dominated by the 5px,y,z orbitals of iodine while the CBM is dominated by the P orbitals in the B cation, see Fig. S2.† For certain monoreplacements, their metallic nature dwarfed the effects of methylammonium and iodine, resulting in a loss of the semiconductor properties of those materials.
Most transition metal monoreplacements didn't form any band gaps. However, MACuI3 formed an indirect band gap with the VBM at point R and a CBM and point Z. MAZnI3 formed a direct band gap of 1.89 eV at point R, see Fig. S5(4a).† Partial experimental replacement of Pb with Zn (MAI[PbI2]0.97[ZnCl2]0.03) shows heightened conversion efficiency of 1.8% compared to MAPbI3.19 This indicates ZnCl is a viable PV material, and its other properties are explored throughout this study.
The post-transition metal monoreplacement band gaps mostly fell between 1.3 and 1.7 eV. From group XIII elements, MAGaI3 was studied by Ali et al.1 and they found it to have a band gap of 0.72 eV, while this study finds it to be 1.45 eV. This discrepancy is attributed to the denser k-point mesh used in this study. Both the gallium and indium replacements had a single very high energy valance band (near the Fermi level) compared to the other valance bands (see Fig. S5(4b) and S6(5c),† respectively), therefore, their conversion efficiencies would be lower due to the energy expended during the phonon-assisted recombination.
Group XIV consists of Si, Ge, Sn, and Pb. MASiI3 has the largest band gap of the group, at 1.70 eV. MASnI3 has a band gap of 1.52 eV, however, differs from the previously reported results. MAGeI3 is also a prospective alternative to MAPbI3. It has an experimental band gap of 1.90 eV, larger than the calculated band gap of 1.38 eV. A binary mixture of Sn/Ge or with other suitable replacements could result in very strong absorption efficiencies.
Group XV consists of metalloids As and Sb, and poor metal Bi. Arsenic was not studied due to its toxicity. Both Sb and Bi monoreplacements have an intermediate band. This is interesting for intermediate band solar cells, but not for the current study, so group XV materials are not suitable for making a direct band gap material (Table 2).
Material | Fund. (eV) | Opt. (eV) | PBE prev. (eV) | Exp. (eV) |
---|---|---|---|---|
MAPbBr3 | 2.23 | 2.23 | 2.1![]() |
2.3![]() |
MASiBr3 | 2.57 | 2.57 | — | — |
MAVBr3 | 0.00 | 0.00 | — | — |
MACrBr3 | 0.00 | 0.00 | — | — |
MAMnBr3 | 0.14 | 0.11 | — | — |
MAFeBr3 | 0.12 | 0.08 | — | — |
MACoBr3 | 0.00 | 0.00 | — | — |
MANiBr3 | 0.00 | 0.00 | — | — |
MACuBr3 | 3.74 | 3.74 | — | — |
MAZnBr3 | 1.49 | 1.49 | — | — |
MAGaBr3 | 1.85 | 1.85 | — | — |
MAGeBr3 | 2.45 | 2.45 | — | — |
MAMoBr3 | 0.00 | 0.00 | — | — |
MARhBr3 | 0.00 | 0.00 | — | — |
MARuBr3 | 0.19 | 0.18 | — | — |
MAPdBr3 | 0.00 | 0.00 | — | — |
MAInBr3 | 1.57 | 1.57 | — | — |
MASnBr3 | 1.97 | 1.97 | — | — |
MASbBr3 | 0.00 | 0.00 | — | — |
MAWBr3 | 0.00 | 0.00 | — | — |
MAReBr3 | 0.00 | 0.00 | — | — |
MAIrBr3 | 0.00 | 0.00 | — | — |
MAPtBr3 | 0.00 | 0.00 | — | — |
MABiBr3 | 0.75 | 0.25 | — | — |
Further replacement of the X triple anion was studied with bromine (X-site = Br).
Replacing iodine with lighter halogens increased the bandgap; methylammonium triiodide perovskites with direct band gaps had an increase in their band gap, much higher than the ideal band gap for single junction cells (1.35 eV), when the triiodide was replaced with tribromide. However, replacement of triiodide with tribromide opened up an optical band gap of some transition metal monoreplacements, indicating they have semimetal properties. This can be noted in MAMnBr3, MAFeBr3, and MARuBr3. The VBM and CBM is shown in more detail in Fig. S3,† represented in yellow fill. This is crucial for further research into the incorporation of transition metals in PV materials.
After noting how MAZnBr3 had a band gap of 1.49 eV, we decided to study MAZnCl3 and MAZnF3 as well because replacement at the X-site with a lighter halogen could result in another perovskite with a close-to-ideal band gap. As predicted, MAZnCl3 had a band gap of 1.69 eV, shown in Fig. 2, but MAZnF3 had a band gap of 3.55 eV. In all later sections, MAZnCl3 is another perovskite that we studied and found the properties of. Its prospects as a new foundation for experimental PV investigations will be made clear as its properties are discussed in later sections.
No other trichloride materials were studied since the tunability nature of the band gap would increase the band gap of all trichloride monoreplacements beyond that of the ideal band gap. Therefore, studying them would be counterintuitive.
For monoreplacements, it can be concluded that Ge, Sn, Si, and Zn perovskites are the best replacements of Pb in MAPbI3 for high performing solar cells. However, perovskites with band gaps inconsistent with the single-junction ideal can still be used in creation of tandem solar cells.21,22
![]() | (1) |
The thermal stability of each perovskite is determined via its energy of formation. MAPbI3 is thermally unstable, decomposing into the compounds MAI + PbI2 above 333 K.26 Similarly, this study considers the decomposition of all mono-replacements in the form ABX3 → AX + BX2. The enthalpy of formation can be computed through the following equation:
ΔH = E(ABX3) − [E(AX) + E(BX2)] | (2) |
Material | me | mh | me (prev.) | mh (prev.) |
---|---|---|---|---|
Si | 0.20 | 0.15 | 0.19![]() |
0.16![]() |
MAPbI3 | 0.18 | 0.24 | 0.19,27 0.30![]() |
0.25![]() |
MAGaI3 | 0.24 | 0.18 | — | — |
MACuI3 | 0.88 | 0.88 | — | — |
MAGeI3 | 0.24 | 0.32 | — | — |
MAInI3 | 0.45 | 0.14 | — | — |
MASnI3 | 0.17 | 0.14 | — | — |
MAZnI3 | 0.65 | 0.33 | — | — |
MAGaBr3 | 0.30 | 0.60 | — | — |
MACuBr3 | 0.73 | 0.73 | — | — |
MAGeBr3 | 0.24 | 0.32 | — | — |
MAInBr3 | 0.15 | 0.30 | — | — |
MASnBr3 | 0.07 | 0.15 | — | — |
MABiBr3 | 0.14 | 0.22 | — | — |
MAZnBr3 | 0.61 | 0.21 | — | — |
MAZnCl3 | 0.25 | 0.25 | — | — |
In general, m* of most monoreplacements are higher than that of MAPbI3 and of crystalline silicon cells. However, the tin monoreplacement performed exceptionally well, consistently achieving lower effective mass of holes and electrons than MAPbI3 with both triiodide and tribromide. As triiodide is replaced with lighter halogens, the m* was reduced. Based on these trends, the lighter the substance at the X-site leads to lower m*.
MAZnCl3 fits into the above trend well. The zinc triiodide, tribromide, and trichloride perovskites had decreasing effective masses. MAZnCl3 has effective masses of electrons is comparable to that of conventional crystalline silicon PV materials while its effective mass of electrons is comparable to that of MAPbI3.
![]() | (3) |
Ninety-eight percent of solar flux is below 3.4 eV,22 concentrated towards infrared light, indicating that such materials with peak absorption below 3.4 eV are strongly efficient for PV applications.
The imaginary part of the dielectric function (ε2) is displayed in Fig. S4† for select monoreplacements, compared to MAPbI3. The MAPbI3 results are comparable to those of previous DFT studies and of experimental results.27,29 All of the selected monoreplacements display absorption peaks at energies lower than that of MAPbI3 (below 2.5 eV). Secondary and higher order peaks appear in lead-free perovskites because there are fewer degenerate bands at critical points S, Q, R, Γ, and T.
Replacement of iodine with bromine shifted the strongest absorption peaks from between 1 eV to 1.8 eV, clustered around 1.75 eV, corresponding to 700 nm red light (in the center of the solar flux concentration). These two trends indicate that lighter halogens at the X-site and lighter monoreplacements at the B-site red-shift absorption towards the bulk of solar concentration, minimizing thermalization loss.
Fig. 4 displays the ε2 of MAPbI3 in comparison to the ε2 of MAZnCl3. MAZnCl3 displayed similar absorption peaks to MAPbI3: one strong absorption peak between 2 eV and 2.5 eV and a second absorption peak around 3 eV. This indicates MAZnCl3 could have high conversion efficiencies for the same energies of light as MAPbI3. Interestingly, MAZnCl3 displayed its strongest absorption peak around 4 eV. Since energy peak is greater than most of the solar flux energy, MAZnCl3 could find use in concentrator solar cells, where the incident energy is much higher.
Footnote |
† Electronic supplementary information (ESI) available: PDOS and TDOS of MAPbI3, studied band structures, and highlights in transition metal perovskite band gaps. See DOI: 10.1039/d0ra03034a |
This journal is © The Royal Society of Chemistry 2020 |