Open Access Article
D. Arl
*,
V. Rogé,
N. Adjeroud,
B. R. Pistillo
,
M. Sarr,
N. Bahlawane
and
D. Lenoble
Luxembourg Institute of Science and Technology, 41 rue du Brill, L-4422, Luxembourg. E-mail: didier.arl@list.lu
First published on 11th May 2020
In this study, less contaminated and porous SiO2 films were grown via ALD at room temperature. In addition to the well-known catalytic effect of ammonia, the self-limitation of the reaction was demonstrated by tuning the exposure of SiCl4, NH3 and H2O. This pure ALD approach generated porous oxide layers with very low chloride contamination in films. This optimized RT-ALD process could be applied to a wide range of substrates that need to be 3D-coated, similar to mesoporous structured membranes.
SiO2 thin films obtained through ALD have widely been described as binary surface reactions dealing with various types of precursors Si(C2H5O)4,29 SiCl4 (ref. 13 and 30–33) or Si(NCO)4 (ref. 34) with H2O; CH3OSi(NCO)3 (ref. 35 and 36) with H2O2; Si(NCH3)2)4, ((CH3)2N)3SiH37 or SiH2(NEt2)2 (ref. 38)). Besides the necessity to work at high temperatures (i.e. >100–350 °C), most of the reactions require large reactant exposure of ≥109 L (1 L = 10−6 Torr s) with a growth rate of59 ∼1–2 Å per cycle.39 One approach to decrease the deposition temperature and the level of contamination is to use plasma-enhanced-ALD (PE-ALD).40,58,59 It is possible to decrease the temperature below 50 °C, and these SiO2 films are described as excellent candidates for thin film encapsulation in organic devices or TFT gate insulators due to the absence of impurities and good electrical properties.41–43,60 Currently, the use of amino ligands as precursors leads to promising results, even on large surfaces; however, a final annealing step at 900–1000 °C is required to decrease interface defects or carbon contamination.44,45 Many efforts have been done, in terms of parameters and choice of precursors, in order to optimise ALD process, for the growth of SiO2 coatings at high temperatures. Nevertheless, it is commonly agreed that there is a strong interest in the development of the process at room temperature. George et al. described the atomic layer-controlled growth using SiCl4 and H2O many times.13,31,44,46 They demonstrated that a reaction catalyzed using Lewis bases such as pyridine (C5H5N) or ammonia (NH3) avoids large precursor flow rates and can only occur close to room temperature. Nevertheless, in these studies, C5H5N or NH3 were never really considered as “precursors”. The proposed mechanism, which took into account the hydrogen bonding between the Lewis base and either the SiOH* surface species or the H2O reactant, was studied by considering the global residual pressure of the continuous flow of the catalyst. Moreover, the secondary reaction of the catalyst reservoir (continuous flow), available in the reactor with HCl as the byproduct, drastically increased the probability of the inclusion of contaminants in the film. Therefore, a sequential approach could enhance the quality of the film and the understanding of the role of the catalyst.
This paper describes a pure ALD study of SiO2 using the optimized sequential exposure of SiCl4, H2O and NH3(g) precursors at room temperature. The ALD mode was confirmed by tuning the exposition of each precursor and the related purges. The initiation of the exposition was followed by using the residual gas analysis (RGA) mass spectrometer. Atomic growth control was investigated by the in situ Quartz Crystal Microbalance (QCM) and X-ray Photoelectron Spectroscopy (XPS), Dynamic-Secondary Mass Ion Spectroscopy (D-SIMS) and X-ray Diffraction (XRD) post-characterizations. A comparison between our investigation and the state-of-the-art of low temperature ALD SiO2 synthesis revealed the possibility to deposit ultra-thin films with very low contaminations at room temperature. The film conformality is shown and the capability of this optimized binary reaction, to be used on various types of temperature-sensitive supports with high aspect ratios, is confirmed.
The morphology and thickness of the obtained samples were characterized using a FEI Heliosnanolab 650 Focused Ion Beam Secondary Electron Microscope (FIB-SEM). The structure of the films deposited on dedicated Kapton tape was probed by small-angle X-ray scattering (SAXS) using an X-ray Diffractometer (X'Pert Pro (Panalytical)) equipped with a focusing mirror and a Pixcel 1D detector in the transmission mode. The elemental composition depth profile was assessed using D-SIMS (Cameca, IMSLAM); however, the quantification was performed by XPS (Thermo VG Scientific, MicroLab 350) using Al Kα source.
The amount of contaminants integrated in RT-SiO2 films is inherently dependent on the way of tuning the surface exposure to precursors. Based on studies by George et al.,31 we investigated the growth of SiO2 at room temperature (RT)-ALD by alternatively exposing the surface to SiCl4 and H2O under a constant flow of NH3. The exposure time was fixed at 90 s for SiCl4 with a purge time of 1 min. H2O exposure was fixed at 90 s with a purge time of 5 min to ensure a perfect saturation of the surface.31 The in situ monitoring of the film growth obtained by the QCM is shown in Fig. S2, ESI.† As already described,31 the reduction reaction of SiCl4 with water is depicted through the minimum of SiCl4 weight gain (Fig. S2b, ESI†) and the longer reaction of the NH3–H2O mixture (Fig. S2c–e, ESI†). Then, as shown in Fig. S2b, ESI,† the gain of mass that is observed in one ALD cycle is predominantly obtained from the half reaction of H2O. Nevertheless, the growth rate of ∼1.5 Å per cycle (297 nm/2000 cycles), experimentally obtained through this process with a constant flow of NH3, tends to reach the 2 Å per cycle value described by George et al.31
XPS elemental analysis of the SiO2 film (deposited on Al2O3/Si) (Fig. 1) shows the presence of carbon, nitrogen and chlorine in addition to silicon and oxygen within the SiO2 deposited film. A depth profiling analysis reveals that the carbon is restricted to the surface of the film.
The asymmetry of the C 1s peak suggests the presence of C–H, C–O–C or C
O bonds at the surface due to air exposure. The Si 2p peak of the Si–O layer appeared at 104.4 eV with a 1.77 eV (broadened up to 2.22 eV due to charge effects during the depth profiling) full width at half maximum (FWHM). The sharp and symmetric Si 2p peak centred at ∼104 eV suggests an oxidation state of +1, which was attributed to the presence of SiO2. A high contribution of the byproducts of the reaction is detected through the presence of Cl and N elements in the films. The Si/Cl ratio increased from ∼1.3 at the surface to 3.2 in the bulk of the film (Table 1).
| Name | At% | At% (depth profiling) |
|---|---|---|
| Si 2p | 17.6 | 29.5 |
| O 1s | 45.9 | 47.7 |
| N 1s | 16.5 | 13.5 |
| Cl 2p | 13.6 | 9.1 |
| C 1s | 6.4 | <1 |
Furthermore, the reaction of the lone pair of active –Cl with the hydrogen of water induced a significant formation of HCl. The higher detection limit of D-SIMS was used to screen the chemical elements present in the “bulk” of the film, particularly for light elements such as hydrogen. As shown in Fig. 2, all typical elements of the deposited film, i.e. Si, O, Cl, N, H and C, are detected. The intensity of Cl is similar to that of Si and O while a difference in the intensity is observed for H, N and C. It can be seen from the depth profile analysis that the signal of C decreases rapidly, which is in agreement with the XPS results. As H% is roughly constant, the slow decrease in N and Cl tends to confirm that a part of the film is composed of NH4Cl contaminants.
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| Fig. 2 SIMS depth profile of the SiO2 film obtained with a constant flow of NH3. A thickness of 297 nm is calculated by the sputtering time. | ||
H* on SiCl4 and that from (ii) H2O on SiCl*.46 Nevertheless, to the best of our knowledge, no specific data have been reported on the variation of the chemical composition and the morphology of such films. Based on the catalytic effect of NH3, it can be clearly deduced that a constant flow of NH3 statistically ensures a maximized reaction of –O on all –O–Si–(Cl)n available sites. Nevertheless, the perfect delimitation of the exposure windows at room temperature could be enhanced by working in a non-conventional high vacuum state (<10−6 Torr). As it is not the case for standard ALD reactors, we attempted to understand and control the contaminant inclusion mechanism in the pulsed NH3 regime. Thus, the state-of-the-art production of SiO2 at RT using a constant flow of NH3 has been compared to pulse NH3-catalysed RT-ALD. Inspired by the reactivity of chlorinated precursors described by Damyanov et al.,49 the amount of contamination could be cautiously explained by the functionality x of the adsorbed species at the surface explained hereafter:x( Si–OH) + SiCl4 → ( Si–O)xSiCl4−x + xHCl |
The injected precursor SiCl4 reacted with the surface (
) hydroxyl species. Moreover, the competition between the single bond case (x = 1) and multiple bonds (1 < x ≤ 3) was directly linked to the stagnancy of precursors in the ALD regime. As far as the concentration of hydroxyl groups on the surface increased, the saturation of H2O directly enhanced the formation of HCl. Along with the constant flow of NH3, the ∼2.2 Si/N ratio measured by XPS in the bulk of the film indicates a strong nitrogen contamination exceeding acceptable limits, especially through the inclusion of NH4Cl salt. As indicated by George et al.,31 this salt is formed as a result of the NH3 catalyst complexing with HCl. Because of the vapour pressure of the NH4Cl salt (i.e. 4 × 10−5 Torr (ref. 50)), some quantity of the salt remained within the film. In that context, note that compared to an inert gas, using NH3 as a carrier gas may not contribute to a pure ALD process performed at RT. Indeed, a significant contamination of the surface is attributed to the excessive dose of NH3. The contamination depicted here confirms the already described importance of adjusting the quantity of NH3 to limit the reaction with HCl.31 Thus, we considered that pulsing NH3 similar to the other precursors could minimize unfavourable reactions at room temperature.
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| Fig. 3 Saturation curves of SiCl4, H2O and NH3 along the SiO2 thin film growth. The kinetic growth is shown for 5 cycles with sequential exposure of the surface. | ||
Based on the trends observed in Fig. 4, the growth of a SiO2 film in a pure ALD regime at RT has been investigated. SiCl4, NH3 and H2O exposure times were fixed at 90 s and extended purges were applied after NH3 and H2O pulses at 180 s and 300 s, respectively. As shown in Fig. S5a, ESI,† the 0.02 μg cm−2 per cycle weight gain is 30 times lower than the process with a constant flow of NH3 (Fig. S2, ESI†). Nevertheless, the injection of NH3 and H2O precursors significantly contributes to a certain gain of mass (Fig. S5 panel b, ESI†), and then a growth rate of 0.5 Å per cycle is obtained for 500 deposition cycles. It can be observed that the high H2O mass adsorbed during the interaction of H2O molecules with active complexes at the surface ends through the efficient replacement of chlorine by hydroxyl groups (Fig. S3, ESI†).
The XPS elemental analysis (Fig. 4) still shows the presence of chlorine, nitrogen and carbon in addition to silicon and oxygen. The amount of contaminants (Table 2) is nonetheless substantially decreased. Firstly, the Si/Cl ratio increased from ∼4 (surface) to ∼8.7 in the bulk of the film. Secondly, compared to the films obtained with a constant flow of ammonia, the Si/Cl ratio improved significantly (threefold). Moreover, the Si/N ratio increased from 1.1 to 3.8 (2.2 to 5.9 inside the film). This indicates a limited reaction between HCl and NH3 to form NH4Cl. The best fitting procedure of the high-resolution spectrum of N 1s reveals a single binding energy peak at 401.1 ± 0.3 eV, corresponding to NH3+. This confirms the formation of the NH4Cl salt, and the small amount of detected Al is attributed to the alumina sub-layer (i.e. SiO2/Al2O3/Si).
| Name | At% | At% (depth profiling) |
|---|---|---|
| Si 2p | 12.9 | 4.1 |
| O 1s | 54.2 | 59.7 |
| N 1s | 3.6 | 0.7 |
| Cl 2p | 3.2 | 0.5 |
| C 1s | 11.4 | <1.0 |
| Al 2p | 14.7 | 34.9 |
The SIMS depth profile of the SiO2 film is shown in Fig. 5. The intensity of chlorine decreases ∼30 times faster than the process performed with the constant NH3 flow. In fact, less than 100 s sputtering is needed to decrease the intensity below 1 × 105 cnts per s compared to ∼2800 s for the NH3 constant flow process. Moreover, the intensity of nitrogen seems to be in the same range of 10–100 cnts per s. Compared to the XPS results, this corroborates the formation of the NH4Cl salt. Note that the intensity of Si is higher than that of Al, confirming the coating process of SiO2 on Al2O3. From the depth profile, we can estimate the SiO2 film thickness to be around 25 nm. Based on the XPS and SIMS results, it can be assumed that this RT process is optimized in terms of surface exposure. Nevertheless, the residual traces of HCl still react with NH3 because of the difficulties to purge H2O or NH3 at RT. Moreover, small quantities of byproducts, such as NH4Cl, were consequently integrated into the film.
Fig. 6a and b show top-view SEM images of the SiO2 film. We observed a rough layer with grain sizes of up to 200 nm. This roughness is highlighted in the 45° tilted view (Fig. 6c).
Furthermore, cross-section analyses evidence the presence of a compact film (Fig. 6d). From these pictures, we can conclude that this pulsed NH3 growth process leads to dense but rough SiO2 thin films. A thickness of 30 ± 5 nm is measured through the cross-section, close to the 25 nm value deduced from the SIMS analysis. This leads to a lower growth rate of ∼0.5 Å per cycle related to the lower weight gain observed with QCM (i.e. 30× lower than the SiO2 film processed under a constant flow of NH3). Nevertheless, the irregular surface aspect reveals that the process does not correspond to a pure ALD growth mode, as expected.51–53 This peculiar non-homogeneous growth at RT suggests that the surface reaction is in competition with the integration of contaminants. The self-limiting process actually promotes the deposition of species onto the substrate and onto the deposits (e.g. islands) with equal probability.54–56 The inclusion of contaminants at a sub-atomic growth rate (i.e. <1 Å per cycle) could explain the morphology of the obtained film. Moreover, the high amount of –OH surface groups could affect the dehydroxylation/rehydroxylation equilibrium (section: Contaminant inclusion mechanism), leading to the production of a higher quantity of HCl in the case of trifunctional bonds. Nevertheless, the oxide thin film displays a significant density in volume with limited inhomogeneity. This is in line with the sub-atomic growth rate mechanism surrounded by limited contamination. The tailoring of ALD parameters in this RT-SiO2 growth process shows a substantial adaptability in terms of morphology and chemical composition. These results suggest that a tuning of the growth parameters could influence the crystallisation. Hence, different types of SiO2 layers could be processed at RT.
As shown in Fig. S6, ESI,† a growth rate of 1.54 μg cm−2 per cycle was obtained. Compared to the process described in the previous section, the exposure reaction used here generates ∼50 times higher weight gain. In order to disentangle any physico-chemical influence from the substrate, silicon oxide films were grown on a pre-characterized barrier layer. Hence, SiO2 growth was investigated on two different sub-layers, i.e. TiO2 deposited by ALD and Si bulk.
Fig. 7 shows the XPS experiment results. As expected, Cl, C, N elements were detected in both samples. For SiO2 deposited on TiO2, the detection of Ti 2p before etching confirms the low thickness of the film.
However, the percentage of chlorine was clearly maintained below the limit of 3% (obtained for the previous process with extended exposures) (Table 3). The higher chlorine concentration observed after etching (3.79 at%) was attributed to the chlorine inherent to the TiO2 ALD process. This was confirmed by the low chlorine concentration for SiO2 deposited directly on the silicon wafer (Table 3, SiO2/Si). In order to screen the composition and morphology of the film, thicker SiO2 layer (2500 cycles) were processed on a chlorine-free material, i.e. Al2O3 (50 nm) on Si.
| Name | At% | At% (depth profiling) |
|---|---|---|
| SiO2/TiO2/Si | ||
| Si 2p | 16.4 | — |
| O 1s | 58.8 | 63.4 |
| N 1s | 1.4 | — |
| Cl 2p | 1.1 | 3.8 |
| C 1s | 14.6 | — |
| Ti 2p | 7.7 | 32.8 |
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||
| SiO2/Si | ||
| Si 2p | 25.9 | 34.4 |
| O 1s | 60.5 | 62.9 |
| N 1s | 1.6 | 2.3 |
| Cl 2p | 1.0 | 0.5 |
| C 1s | 11.1 | <1 |
The SIMS depth profiling of the synthesized SiO2 thick film exhibits a concentration of chlorine that rapidly decreases as a function of sputtering time (Fig. 8). Compared to the previous process, the intensity of Cl is starting a decade less, around 3.5 × 104 cnts per s. Moreover, the amount of C and N is very low, which confirms the low level of NH4Cl contamination in a thick volume of SiO2.
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| Fig. 8 SIMS depth profile of porous SiO2 film obtained with 100 ms pulse of SiCl4, 2s of NH3 and H2O precursors. | ||
Furthermore, the higher concentration of chlorine close to the surface of the film indicated the slow dissociative chemisorption of water, which induced the desorption of HCl. This recombination clearly affected the growth mechanism of SiO2. As shown in Fig. 9, SEM analyses highlighted the porous state of the oxide film. In addition to the 200–500 nm diameter aggregates on the surface of the layer, the top and tilted view (Fig. 9a) revealed a SiO2 sponge-like structure. The porosity of the film was confirmed by SAXS where a periodical arrangement of pores could be fitted with an average radius of 130 Å (std dev 30% and most frequent radius ∼ 110 Å). The applied FIB cross-section (Fig. 9b) reveals the presence of 20–50 nm cavities (merging pores due to the preparation) and isolated pores of ∼15 nm. As explained by Puurunen in the ALD random deposition approach,56 if the growth per cycle is not constant, the increase in the surface roughness should be fast at the beginning of the growth and slow thereafter. This naturally indicates that a smaller number of ALD reaction cycles are required to fit a conformal deposition in a close-packed array as far as the growth rate is adjacent to an atomic monolayer.
By considering the growth rate of ∼0.11 Å per cycle obtained in this process, it could explain why the SiO2 film is less “closed” as the one processed via the pure ALD approach. The sponge-like porous structure growth may be related to the limited surface diffusion of the by-products (NH4Cl, HCl) generated during each half cycle. Indeed, the diffusion/desorption of byproducts is slower in the case of low reaction temperature (here RT) and short purge time. In this case, residual water or byproducts (NH4Cl, HCl) are considered as surface fractions where the supplementary amount of the injected precursor will be adsorbed instead of the –Si–OH surface groups. This prevents the growth of SiO2 and leads to non-uniform porous thin films. Nevertheless, this peculiar structure is very attractive for applications that need to be processed at RT. Even if other techniques such as PE-ALD are able to produce SiO2 dense thin films with no impurities at reduced temperatures (50–80 °C) for specific applications,41–43,57 we evidenced our ability to fabricate a highly porous SiO2 layer at room temperature with a significant level of control of the contamination. This specific characteristic of this porous SiO2 layer is clearly transferred to complex and temperature-sensitive 3D materials. Hence, ALD SiO2 could be deposited in a porous anodic aluminum oxide (AAO) membrane, and the results are shown in Fig. 10. It clearly appears that the porosity obtained on planar substrates is perfectly transferable to 3D surfaces. This suggests that the ALD technique for SiO2 thin film synthesis could be applied to any 3D complex substrate. Further studies are in progress.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/d0ra01602k |
| This journal is © The Royal Society of Chemistry 2020 |