Alan J. R.
Smith
a,
Graeme
Moore
b,
Andrea J. C.
Semiao
c and
Dušan
Uhrín
*a
aEaStCHEM School of Chemistry, University of Edinburgh, Joseph Black Building, David Brewster Rd, Edinburgh EH9 3FJ, UK. E-mail: dusan.uhrin@ed.ac.uk; Tel: +44 (0)131 650 4742
bScottish Water, Castle House, 6 Castle Drive, Dunfermline KY11 8GG, UK
cSchool of Engineering, Institute for Infrastructure and Environment, University of Edinburgh, Edinburgh EH8 9YL, UK
First published on 1st April 2020
FT-ICR MS, NMR and ATR-FTIR were used to gain insight into the dissolved organic matter (DOM) removal process throughout a pilot water treatment system. The pilot plant under study utilises suspended ion exchange (SIX) followed by in-line coagulation with (ILCA) polyaluminium chloride and ceramic membrane filtration (CMF). MS results indicate that the SIX treatment is removing DOM irrespective of the compound type (>90% formulae similarity between SIX treated and raw water). However, the ILCA–CMF treatment substantially altered the chemical composition of the DOM by removing a high proportion of the aromatic and phenolic compounds. This was also confirmed by NMR and ATR-FTIR. An adjoining WTW plant which uses the same coagulant as the pilot plant, flocculation mixers for inline flocculation and filtration via MEMCOR® hydrophilic membranes did not show any selectivity when processing the same inlet water. Removal of aromatics/polyphenols in the pilot plant can therefore be attributed to the CMF step. Removal of aromatic/phenolic compounds is important, as these are known to react more readily with chlorine, potentially producing trihalomethanes – substances regulated in potable water.
Water impactThe effects of suspended ion exchange, in-line coagulation and ceramic membrane filtration (CMF) on dissolved organic matter removal during water treatment were investigated on a molecular level using FT-ICR MS, NMR and ATR-FTIR. Unlike flocculation followed by filtration, CMF resulted in a dramatic decrease of aromatic, highly oxygenated compounds prone to form DBPs. CMF thus has a potential to reduce formation of DBPs. |
Climate change and anthropogenic activities over the last few decades have caused DOM levels to rise across the northern hemisphere, placing high demands on its removal. Studies have linked increasing organic carbon levels in water to increased temperature, which in turn has been linked to an increase in microbial activity, enhancing the breakdown of organic matter (OM) into more soluble compounds.4–6 It was suggested that higher sulphur deposition of the past had led to increased soil and water acidity, which hampered microbial activity and therefore slowed down the release of OM into waters.7,8 Since sulphur emissions were regulated, aquatic and terrestrial systems began to recover and microbial activity has been returning to normal levels, increasing DOM concentration. This impacts on the performance of the treatment processes and some treatment plants are now operating at or beyond their original design envelope for DOM.
To address the increasing DOM levels, water treatment companies are introducing more efficient methods for DOM removal, upgrading existing technology, e.g. coupling coagulation with hollow-fibre nanofiltration or advanced oxidation processes for alteration and removal of DOM.9–11 Scottish Water are exploring alternative and complimentary treatment technologies of DOM removal, including ceramic filtration and ion exchange processes. The interests in ceramic membranes goes beyond DOM removal and DBP reduction, as ceramic membranes act as bacterial barriers. Their long operational lives, potentially beyond 20 years, are attractive and their performance, especially when part of a coagulated treatment process is promising. Another method for DOM removal, suspended ion exchange, was investigated in combination with coagulation using model organic compounds. However, due to the complexity and variability of NOM in real source waters, the removal mechanism is not well understood.
To address these issues, Scottish Water based on preliminary lab experiments, designed a pilot plant that combines suspended ion exchange (SIX®) with in-line coagulation (ILCA®) and ceramic membrane filtration (CMF®).12 These processes have been studied, both individually and in combination, with liquid chromatography-organic carbon detection (LC-OCD) results suggesting that the SIX and ILCA–CMF are removing different size fractions of NOM,12 however, this technique cannot provide information about types of molecules being removed.
Fourier transform ion cyclotron resonance mass spectrometry (FT-ICR MS), nuclear magnetic resonance (NMR) spectroscopy and Fourier transform attenuated total reflection infrared spectroscopy (ATR-FTIR) have been increasingly used to provide molecular insight into the water treatment processes.13–17 Here they are used to determine which molecular species are most affected, removed or altered by SIX and ILCA–CMF. For comparison, an adjoining water treatment works (WTW) using coagulant flocculation followed by filtration, is also included in this study.
Processing of the collected water samples outlined below was dictated by the requirements of the FT-ICR MS and NMR. Samples needed to be concentrated, desalted and freeze-dried so that sufficient amount of DOM was obtained and exact masses of organic material determined to allow for a comparison of NMR spectra of the reconstituted samples. Desalting is also important for FT-ICR MS, as the complexity of mass spectra increases in the presence of salts through the creation of adducts. The filtration and concentration methods used were adopted as per IHSS guidelines.18,19 Samples were filtered through a Whatman ME25 mixed cellulose ester filter (0.45 μm) on the day of collection. Solutions were then concentrated using a custom built cross-flow reverse osmosis (RO) rig utilising BW30 membranes (DOW Filmtec), a cross flow rate of approximately 1 litre per min and pressure between 13–15 bar. The solution was concentrated ∼20×, portions were taken and reconstituted using ultrapure water (Milli-Q, 18.2 Ω) for total organic carbon (TOC) analyses. This allowed sample concentration with minimal losses of DOM, as elaborated on in section 3.1. In order to remove monovalent and divalent salts and metals, the solutions were subjected to electrodialysis. A two chamber electrodialysis cell (PCCell) containing 10 cell pairs with a membrane area of 0.25 m2 was used, each pair consisting of a cation and anion exchange membrane. The process was stopped when the initial conductivity (between 250–350 μS) dropped to less than 50 μS. Samples were then freeze dried and stored in glass vials for further analyses. TOC values (Shimadzu, TOC-V CPH) reported are the average of five injections.
NMR spectra were acquired on an Avance III HD 600 MHz Bruker spectrometer equipped with a 5 mm TCI cryoprobe. 1 mg of sample was dissolved in 600 μl of D2O. Spectra were collected using the NOESY based water suppression technique with relaxation and acquisition times set to 8.3 and 1.3 seconds respectively. 128 scans were acquired per spectrum. Spectra were zero filled to 128k points and exponential line broadening of 5 Hz was applied prior to Fourier transformation.
ATR-FTIR spectra were acquired (Perkin Elmer Spectrum Two) between 450 and 4000 cm−1 with a resolution of 0.5 cm−1. Samples were run in triplicate; a standard normal variate correction was applied to each individual spectrum. Data was input into SIMCA version 14.1 (Umetrics) and principal component analysis (PCA) was performed using Pareto scaling for wavenumbers 800–2000 cm−1 due to either sparsity of signals or instrumental interference out with this region. A broad band centred at ∼3375 cm−1 (H-bonded OH stretch), which could be affected by a varying amount of moisture in the samples was also excluded. Relative signal intensities were calculated individually for each spectrum as Ti/∑Ti, where Ti is the transmittance at individual wave number.
The graphs presented throughout this paper were plotted in R version 3.5.2, using the ggplot2 package (version 3.2.1).
Sample | TOC (mg C per L) | |
---|---|---|
June | July | |
a Standard deviations are based on five injections. | ||
Raw | 8.6 ± 0.23 | 3.5 ± 0.22 |
SIX | 5.4 ± 0.26 | 1.8 ± 0.07 |
ILCA–CMF | 0.7 ± 0.18 | 0.5 ± 0.08 |
WTW-raw | — | 3.7 ± 0.11 |
WTW-UF | — | 0.9 ± 0.16 |
The DOM retention by reverse osmosis was assessed by measuring the TOC after the RO concentration step by diluting a portion of the sample to the appropriate original volume. The yields found were 92 ± 3%. This method of concentration thus performed better than some other methods, e.g. SPE;22 RO generally achieves much higher level of organic matter retention.23
Sufficient peak intensities were obtained for masses between m/z 200 and 600. This region was analysed in terms of molecular formulae (Table 2). Only CHO compounds were considered, as nitrogen species are typically not represented in (−) ESI spectra.24 The average assignment rate of 81.5 (±5) % was achieved.
Sample | Total peaks picked | Monoisotopic | Isotopic | Unassigned | Assigned (%) | |||||
---|---|---|---|---|---|---|---|---|---|---|
June | July | June | July | June | July | June | July | June | July | |
Raw | 4956 | 4845 | 2518 | 2427 | 1364 | 1301 | 1074 | 1117 | 78 | 77 |
SIX | 4217 | 4440 | 2568 | 2543 | 1104 | 1072 | 545 | 825 | 87 | 81 |
ILCA–CMF | 3482 | 2885 | 1981 | 1656 | 920 | 631 | 581 | 598 | 83 | 79 |
WTW-raw | — | 4083 | — | 2393 | — | 1091 | — | 599 | — | 85 |
WTW-UF | — | 4090 | — | 2266 | — | 1079 | — | 745 | — | 82 |
Differences/similarities between samples were investigated by examining the intersections of assigned molecular formulae using UpSet plots.25 These plots show in a graphical way the number of formulae that are common to different subsets of samples within the interrogated sample set. Here, the UpSet plots were initially used to compare the raw and final WTW samples (Fig. 2a). Their inspection indicates that a vast majority of assigned formulae (2004) is identical between the four samples compared and therefore shows that (i) the raw-July and raw-June samples are of a very similar composition of ionisable compounds despite a dramatic difference in TOC values (Table 1); (ii) the inlet water into the pilot plant (raw-June and raw-July) and the July water works water (WTW-raw) is very similar, and (iii) the WTW treatment did not change the DOM profile, as can be seen by 2004 identical molecular formulae detected by FT-ICR MS in the WTW-raw and WTF-UF samples. A perhaps surprising finding, as coagulation has been shown in previous studies to result in the targeted removal of high O/C containing species.26,27
On the other hand, the UpSet plot for the pilot plant samples (Fig. 2b) showed selectivity in the removal of compounds. They revealed a large similarity between the July-Raw and July-SIX samples (1355 + 865 compounds, i.e. 93.2%). Practically the same number was obtained for the equivalent June samples (91.5%, Fig. S4†) suggesting that the SIX treatment is indiscriminately removing DOM (Table 1) or is targeting a range of masses much larger than observed by the FT-ICR-MS. At the same time the final ILCA–CMF treated samples were substantially different with 865 compounds (or 39.0%) common to the raw and SIX treated water missing.
To investigate these differences on the level of MS spectra, individual m/z regions of several mass spectra were inspected. Fig. 3 shows, as an example, a comparison of m/z 365 region of three spectra obtained from different stages of the pilot plant water treatment, including raw water, SIX treated and ILCA–CMF treated July samples.
It can be seen that the signals on the left-hand side of the displayed m/z range are missing or have a substantially reduced intensity, often below the specified SNR of 5 used for peak picking. A similar profile was observed across all m/z values. This comparison and the UpSet plots in Fig. 2b highlight the significant differences between the organic matter profile of the input and output waters in the pilot plant. It also indicates that the SIX treatment did not alter the chemical composition of the species observed, while the ILCA–CMF treatment did.
To analyse this difference in term of compound classes, van Krevelen diagrams were produced. These diagrams show individual molecular formulae as dots with coordinates of hydrogen/carbon (H/C) vs. oxygen/carbon (O/C). Different regions of van Krevelen diagrams are occupied by different compound classes, e.g. carbohydrate, lipids, aliphatic or aromatic compounds.28
Although not unambiguous, these diagrams can be used to visualise the compound class distribution in DOM samples. Fig. 4 shows a comparison of van Krevelen diagrams focusing on the SIX and ILCA–CMF treated samples. The middle plot (Fig. 4b) shows the molecular formulae that were removed by the ILCA–CMF treatment. As can be seen, the majority of these compounds have H/C ratios between 0.5 and 1. This is typical for highly aromatic species. A portion of the removed compounds also have high oxygen content, potentially indicating that these are polyphenolic carboxylic acids. It is known that such compounds tend to produce higher levels of disinfection by-products,29 hence their removal by ILCA–CMF is expected to reduce DBP formation after disinfection.
![]() | ||
Fig. 4 Van Krevelen diagrams of (a) the July pilot plant sample after the ILCA–CMF treatment; (b) formulae that are no longer present after ILCA–CMF treatment and (c) the SIX-July sample. An equivalent plot for June sample is in Fig. S5.† |
To investigate the distribution of compound classes further, assigned molecular formulae were characterised using a modified aromaticity index (AImod),21 a classification that categorises compounds as non-aromatic, aromatic and condensed aromatic (see Materials and methods). Here the formulae with an AImod value ≤ 0.5 are designated as non-aromatic species, those with a value between 0.5 and 0.67 are deemed aromatic, and those which are ≥0.67 are categorised as condensed aromatics. Fig. 5 shows the relative abundance of individual compound types at different treatment stages normalised to 100% individually for each July sample. This metric shows practically no change between the raw and SIX treated pilot plant water, while the ILCA–CMF treated water shows a significant drop in the aromatic compounds and almost complete depletion of condensed aromatics, further expanding on the classification presented in van Krevelen plots in Fig. 4. In contrast, the July WTW-UF samples show slight reduction in the aromatic fraction; there is however a significant reduction in the condensed aromatic species (47% less than in July WTW-raw samples).
![]() | ||
Fig. 5 Distribution of compounds based on the modified aromaticity index, AImod, in the July pilot plant and WTW samples. Equivalent plot for June samples is shown in Fig. S6.† Bar order is consistent with legend order. |
The van Krevelen plot in Fig. 4 highlighted that a large proportion of oxygen containing compounds have been removed by the ILCA–CMF treatment. To investigate their distribution in terms of the number of oxygen atoms they contain, oxygen class plots were produced that visualise the oxygen distribution in the compounds of the pilot plant samples. As can be seen in Fig. 6, the proportion of assignments above O6 started declining for the ILCA–CMF samples, while those in the raw and SIX treated water were still growing. This trend further accelerated at O11, and depletion of higher oxygen species became more and more severe. For example, the O15 species represent almost 4 percent of the raw sample assignments but only 0.2 percent for the ILCA–CMF treated samples. The higher oxygen class compounds removed are generally larger, mostly aromatic molecules (data not shown).
![]() | ||
Fig. 6 Oxygen class plot of the July pilot plant samples. Equivalent plot for June samples is shown in Fig. S7.† Bar order is consistent with legend order. |
In summary, analysis of FT-ICR MS spectra of the pilot plant and adjacent WTWs showed that while the ion exchange significantly reduced the TOC content, it was non-selective in terms of the species removal of small organic molecules and less efficient in overall TOC removal than ILCA–CMF (see Table 1). On the other hand, the ILCA–CMF treatment selectively removed aromatic/condensed aromatics with high oxygen numbers.
These results are summarised in Fig. 8. It can be seen that the SIX treatment did not affect the ratios of individual proton types substantially. In the ILCA–CMF sample, the relative amount of aliphatic compounds has increased, while the amount of carbohydrates has increased. At the same time, aromatic compounds have been significantly depleted with the aromatic signals representing 9% and 1% of the total signal intensity in the raw and the ILCA–CMF treated water, respectively. The 1H NMR spectra of WTW samples also corroborate the result from the mass spectrometry. Here a reduction in aromatic signal intensities from 9 to 5%, was observed, i.e. much less than seen for the ILCA–CMF treated water in the pilot plant.
![]() | ||
Fig. 8 NMR integration results for July pilot plant samples and WTW samples. Equivalent plot for the pilot plant June samples is show in Fig. S8.† Bar order is consistent with legend order. |
It is interesting to note that the NMR results follow the compound distribution determined by MS, albeit at a much higher concentration range. This indicates a genuine significant reduction in the aromatic molecules, as no ionisation is required for them to appear in NMR spectra.
To identify more subtle differences in the spectra, PCA analysis was performed. The principal component 1 (PC1) explained 83% of the data, with 6% being explained by PC2 (R2, a goodness of fit parameters), while the goodness of model parameters (Q2) were 0.82 and 0.05 for the PC1 and PC2, respectively. The corresponding score plots are shown in Fig. 9a. A close grouping in the PCA score plots along PC1 and PC2 for groups of sample triplicates from each month indicates a good reproducibility of the method.
![]() | ||
Fig. 9 (a) PCA scores plot of ATR-FTIR data for triplicates of samples listed in Table 1. The Hotelling's T2 ellipse represents 95% confidence interval. The June and July samples are represented by squares and circles respectively; (b) loadings plot for PC1 vs. wavenumber (a black and white friendly figure is presented Fig. S10†). |
Both June and July pilot plant ILCA–CMF samples are clearly separated from the rest along PC1. As the intermonth variations along PC2 exceed those between samples receiving different treatment, it cannot be claimed that PC2 can add more information with regard to sample differences, a premise that would have to be investigated on a larger data set. Nevertheless, the separation along PC1 of the ILCA–CMF is significant. A loadings plot (Fig. 9b) indicates that the variables contributing most to the definition of PC1 (negative values – i.e. those which decreased in the ILCA–CMF samples) are the wavenumbers 1380 cm−1 (phenolic CH2 and CH3 deformations),31 1610 cm−1 (olefinic and aromatic CC),32 and 1710 cm−1 (C
O stretch).33 Positive values (i.e. those that increased in the ILCA–CMF samples) correspond to 1060 cm−1 that can be attributed to C–O stretching, while that at 950 cm−1 corresponds to
C–H,
CH2 bending.34
The IR spectra therefore are in a broad agreement with the 1H spectra, where resonances of aromatic/olefinic and CH2 groups were seen to be depleted. On the other hand, it is difficult to explain the increase of the C–O stretches, despite a small decrease in carbohydrates seen by NMR.
As both the pilot plant and the WTW plant use the same coagulant and the WTW did not show any selectivity when processing the same inlet water, removal of aromatics/polyphenols in the pilot plant can therefore be attributed to the CMF step. A previous study by Metcalfe (2015), used the same combination of processes, SIX and ILCA–CMF to assess their ability to remove disinfection by-product precursors. They found via LC-OCD that SIX treatment preferentially removed low molecular weight species, while ILCA–CMF was more effective in removal of high molecular weight species. As discussed in section 2.3 these findings cannot be corroborated by FT-ICR-MS due to inability of this technique to observe simultaneously large and small compounds (in large numbers). Indeed, we saw little difference between the SIX treated and the raw water DOM. NMR spectroscopy would be able to observe proton signals from these larger molecular weight species, yet there is still little difference in the spectral profile. Metcalfe (2015) did find however, that the potential to form disinfection by-products was greatly reduced after CMF; this could be explained by the removal of the aromatic species seen in this study.35
Similar to our observations, high-resolution MS and differential absorbance and fluorescence were able to detect changes in DOM composition, which could not be detected with commonly used DOC-normalized parameters, emphasising the usefulness of high-end analytical techniques in assessing the efficiency of new water treatment technologies.36 As demonstrated by our work, while FT-ICR MS provides the most comprehensive, yet only qualitative information concerning small and medium size molecules, 1H NMR is a quantitative, low resolution technique, capable of unambiguously identifying the lack or presence of aromatic compounds. ATR-FTIR on the other hand is the most economical technique that is also sensitive to these types of compounds, although the overlap between the IR absorption bands can prevent unambiguous identification of structural fragments.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9ew01042d |
This journal is © The Royal Society of Chemistry 2020 |