Veronica
Ianno
a,
Simon
Clevers
b,
Philippe
Négrier
c,
Valérie
Dupray
b,
Gérard
Coquerel
b and
Philippe
Espeau
*a
aChemical and Biological Technologies for Health (UTCBS), CNRS UMR8258, INSERM U1022, Paris Descartes University, Sorbonne-Paris-Cité, Chimie ParisTech, PSL Research University, School of Pharmacy, 4 avenue de l'Observatoire, 75006 Paris, France. E-mail: philippe.espeau@u-paris.fr
bLaboratoire Ondes et Matière d'Aquitaine, Université de Bordeaux, UMR CNRS 5798, 351 cours de la Libération, 33405 Talence Cedex, France
cSMS Laboratory EA 3233, University of Rouen Normandie, 76821 Mont Saint Aignan, France
First published on 2nd September 2020
The crystal structure of (S)-(+)-p-synephrine was refined at 296 K from X-ray powder diffraction. The compound crystallizes in the orthorhombic system P212121 with four molecules per unit cell and Z′ = 1. The cell parameters are equal to a = 6.5925(12) Å, b = 7.9915(14) Å, and c = 17.035(4) Å. The melting characteristics of the enantiomers were determined at high DSC scan rates. The pure enantiomers melt at Tfus = 176.6 ± 0.9 °C with a melting enthalpy equal to 234.2 ± 3.9 J g−1. Coupling DSC and crystallographic analysis, a stable binary phase diagram between these chiral molecules was established taking into account the racemic compound. Two symmetrical eutectic invariants at: 172.7 ± 0.5 °C for x = 0.05 and x = 0.95 were found pretty close to the melting temperature of the enantiomers. Additionally, the equimolar mechanical mixture of the two enantiomers led to a metastable conglomerate whose melting temperature was estimated to be 149 °C, thanks to the Schröder–van Laar relation. The activation energy of the transition from the metastable conglomerate toward the racemic compound was estimated to be Ea = 145 kJ mol−1 by a nonlinear optical method. This new isothermal second harmonic generation application performed at different temperatures is of general applicability for the assessment of the activation energy associated with the irreversible heterogeneous reaction: <R> + <S> → <RS>.
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Scheme 1 Molecular structure of p-synephrine: (R)-(−)-4-[1-hydroxy-2-(methylamino)ethyl]phenol (left) and (S)-(+)-4-[1-hydroxy-2-(methylamino)ethyl]phenol (right). |
The crystal structure of the crystalline racemic compound was previously solved in a monoclinic system (space group P21/c, Z = 4 (Z′ = 1), with a = 8.8504(11) Å, b = 12.1166(15) Å, c = 9.7820(11) Å, and β = 122.551(2)°).2 The melting point of the racemic compound was found to be equal to 199.8 ± 1.3 °C with a melting enthalpy of 57 ± 3 kJ mol−1.2
Regarding the enantiomers, the melting point has been estimated at 169 °C (ref. 3) but no indication was given on the measurement technique of the melting point and no enthalpy value was determined. As for the racemic compound, the enantiomers degrade upon melting. To bypass the degradation process occurring upon melting, differential scanning calorimetry (DSC) can be conducted at high DSC scan rates, as has been previously demonstrated.2,4 Then, values of temperature and enthalpy of melting can be proposed with accuracy. As far as the crystal structure of the enantiomer is concerned, nothing was reported in the literature. So to complete the study on this chiral molecule, the crystal structure of the enantiomer was determined from X-ray powder diffraction data obtained at room temperature.
The relative stability between the racemic compound and the enantiomers was established by constructing a stable binary phase diagram between one of the two enantiomers and the racemic compound. This study also reports the study of the transition of a metastable conglomerate to the racemic compound by second harmonic generation temperature resolved microscopy (SHG-TR-M). From the results, the activation energy of the transition is then estimated.
The samples were gently crushed before being introduced into Lindemann glass capillaries with a 0.5 mm inner diameter, which were then rotated perpendicular to the X-ray beam direction in order to decrease as much as possible the effects of preferred orientations.
The crystal structure was determined with the reflex plus module of Materials Studio Modeling 5.5.5 First, the pattern was indexed by means of the peak picking option of the software package. Potential solutions for cell parameters and space group were found using the X-cell algorithm.6 Then, a Pawley profile-fitting procedure was applied including refined cell parameter experimental profile fitting with a pseudo-Voigt function, zero shift and asymmetry Finger–Cox–Jephcoat function.7 Distances, angles and torsions in the molecule were obtained via energy-minimization calculations with the Forcite module using the Dreiding force field.8 Then, a Monte-Carlo approach, included in the reflex plus module, was carried out in the direct space to solve the structure moving the molecule as a rigid-body and allowing the change of the chain torsion angles.9
The spectral acquisition was performed using an internal hybrid detector. Collected photons were dispersed by a prism and a specific motorized split mirror selected the spectral detected band before the hybrid detector. Acquisitions were performed between 380 nm and 780 nm every 3 nm and a spectral bandwidth of 5 nm. Typically, the sample is excited at a given wavelength (e.g. 1200 nm or 900 nm) while scanned through the emission wavelength (e.g. in the 380–780 nm range). The SHG and THG should appear at the half and at the third of the excitation wavelength, respectively.
The asymmetric unit with atom numbering is given in Fig. 3. The refinement was achieved by placing the hydrogen atoms in theoretical positions to get the best H-bonds. Then, as shown in Fig. 3, disorder has been introduced for the hydrogen atoms: two positions for the hydrogen atoms of the secondary amine (N9), two positions for the ones of the hydroxyl group (O12) and three positions for the ones of the hydroxyl group (O11). This leads to an occupancy factor of 0.33 for each hydrogen of the hydroxyl group (O11). The occupancy factors are equal to 0.67 for H9A and H12A and 0.33 for H9B and H12B.
The molecular structure is maintained through seven possible inter-molecular H-bonds (Table 1). The refinement also revealed two intra-molecular H-bonds via N9 and O12. This double interaction is caused by possible disorder of the hydrogen on the secondary amine and the hydroxyl group, as encountered for the racemic compound.2
D | H | A | D–H (Å) | H⋯A (Å) | D⋯A (Å) | D–H⋯A (deg.) | Symmetry |
---|---|---|---|---|---|---|---|
(a) 1 − x, 1/2 + y, 1/2 − z; (b) 1/2 − x, 1 − y, −1/2 + z; (c) 1/2 − x, 1 − y, 1/2 + z; (d) 1 − x, −1/2 + y, 1/2 − z; (e) −x, −1/2 + y, 1/2 − z; (f) −x, 1/2 + y, 1/2 − z; (g) x, y, z. | |||||||
N9 | H9A | O11 | 0.981(17) | 1.766(18) | 2.736(10) | 169.4(16) | a |
N9 | H9B | O11 | 0.981(19) | 1.950(18) | 2.849(12) | 151.2(14) | b |
O11 | H11A | N9 | 0.964(10) | 1.908(12) | 2.849(12) | 164.8(8) | c |
O11 | H11B | N9 | 0.963(10) | 1.801(11) | 2.736(10) | 163.1(9) | d |
O11 | H11C | O12 | 0.963(10) | 1.670(9) | 2.627(9) | 172.3(9) | e |
O12 | H12A | O11 | 0.948(8) | 1.742(8) | 2.627(9) | 154.0(8) | f |
O12 | H12B | O11 | 0.949(10) | 2.385(9) | 3.243(9) | 150.4(5) | b |
N9 | H9B | O12 | 0.981(19) | 2.300(15) | 2.785(12) | 109.4(13) | g |
O12 | H12B | N9 | 0.949(10) | 2.091(12) | 2.785(12) | 128.7(7) | g |
The main conformation differences between the asymmetric units of the enantiomer and the racemic form of p-synephrine are mainly noticeable for the hydroxy-methylamino-ethyl group (Fig. 4). The chain is therefore slightly more twisted in the enantiomer than that in the racemic compound (Table 2).
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Fig. 4 Conformation of (S)-(+)-p-synephrine asymmetric unit: enantiomer (top) and racemic compound (bottom). |
Torsion angles | Enantiomer | Racemate | Difference |
---|---|---|---|
C3–C4–C7–O12 | −135.4 | −149.4 | 14 |
C3–C4–C7–C8 | −69.6 | −87.6 | 18 |
C4–C7–C8–N9 | −175.5 | 169.3 | 15.2 |
C7–C8–N9–C10 | −162.4 | 180.0 | 17.6 |
DSC analyses were carried out at different heating rates on both enantiomers. Two independent samples of each enantiomer were analyzed for each heating rate. Then an average value was calculated for the melting temperature and enthalpy. On heating at low scan rates, both enantiomers of p-synephrine degrade upon and after melting, as can be seen in Fig. 5 for (R)-p-synephrine at 5 °C min−1. The apparent melting peak is then shifted to low temperatures due to mixing of the degraded product with the pure substance. The DSC signal shows an abrupt return to baseline followed by an exothermic peak characteristic of degradation. On increasing the DSC scan rate up to 100 °C min−1, the apparent melting temperature shifts to high temperatures and the degradation process moves to higher temperatures (Fig. 5). As previously reported, the decomposition reaction occurring upon melting is significantly shifted towards higher temperatures by increasing the heating rate.4,11,12
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Fig. 5 Selected normalized DSC curves of (R)-(−)-p-synephrine at 5 (black), 20 (blue), 40 (red), 80 (magenta) and 100 °C min−1 (green). |
The onset of the apparent melting temperature was reported as a function of the heating rate (Fig. 6A). The melting temperature increases with the scan rate to reach a plateau value at 176.6 ± 0.9 °C for high scan rates, much higher than the 169 °C reported in ref. 3.
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Fig. 6 Temperature (A) and enthalpy (B) of melting of p-synephrine enantiomers as functions of the heating rate. |
As far as the apparent melting enthalpy is concerned, the same behavior was observed when the DSC scan rate increased. Then, the values plotted as a function of the scan rate led to a constant value at high scan rates equal to 234.2 ± 3.9 J g−1 (39.2 ± 0.7 kJ mol−1) as shown in Fig. 6B. By comparison, the racemic compound melts at a higher temperature with a higher enthalpy (199.8 ± 1.3 °C and 57 ± 3 kJ mol−1, respectively).2
The mean value of the eutectic temperature, obtained from the DSC curves, was determined at 172.7 ± 0.5 °C (445.7 ± 0.5 K). Moreover, no miscibility in the solid state between enantiomers nor any polymorphism was observed by powder X-ray diffraction (results not shown).
For that, the two enantiomers were directly mixed in equimolar proportions by mechanical stirring at room temperature. The diffraction pattern of a conglomerate was observed and remained unchanged even after several days of storage. Nevertheless, on heating the mixture, the X-ray diffraction experiments revealed that the equimolar physical mixture transformed into the racemic compound. As we can see in Fig. 9, the X-ray diffraction pattern of the equimolar mixture heated at 130 °C with a heating rate of 60 °C min−1 and quenched at room temperature is the superposition of the X-ray diffraction patterns of the pure enantiomer and the racemic compound.
DSC experiments were conducted on a 50/50 physical mixture of R- and (S)-p-synephrine with a scan rate of 60 °C min−1. Instead of obtaining a single peak, which corresponds to the melting of the eutectic composition, we obtained two peaks (Fig. 10), with an onset temperature corresponding to the eutectic temperature of the stable phase diagram (Fig. 7). This corroborates the fact that crystallization of the racemic compounds takes place when temperature is increased.
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Fig. 10 DSC curves of the 50/50 mixture of (R)-(−) and (S)-(+) p-synephrine obtained at 60 °C min−1. The inset corresponds to a zoom of the DSC trace of the metastable eutectic invariant. |
However, as indicated by the arrow in Fig. 10, a small endothermic event arises at around 145 °C. This signal could be the trace of the portion of the sample that remained as a conglomerate and therefore undergoes the eutectic reaction calculated at 149 °C. This suggests that the entire sample is not in the racemic compound form when the temperature of 172 °C is reached at 60 °C min−1. This is in line with the observation of the second peak in Fig. 10, which then corresponds to the crossing of the liquidus curve. Indeed, the composition which undergoes the eutectic reaction at 172 °C is no longer the equimolar composition.
Because of the weakness of the thermal event associated with the transition from the metastable conglomerate to the stable racemic compound, it is difficult or even impossible to monitor the kinetics of this phase transition by DSC.
Therefore, in order to determine the activation energy of this transformation, temperature resolved second harmonic generation microscopy (TR-SHG-M) was used. Among the various nonlinear effects, second harmonic generation (SHG) is certainly the most popular and can simply be viewed as the interaction of two electromagnetic waves (of the same frequency) in a material that gives rise to a third wave at twice the initial frequency. Nevertheless, SHG is only possible in non-centrosymmetric crystals. Therefore, this technique is of relevance to detect non-centrosymmetry and particularly dedicated to the monitoring of phase transitions involving at least one non-centrosymmetric phase. This technique is also thus useful when conglomerate and racemic compounds have to be differentiated.16
In order to quantify the SHG intensity emitted by (S)-(+)-p-synephrine and to check if the sample produces fluorescence (that can lead to misleading results), spectral emission scans at laser excitation wavelengths of 800 nm, 900 nm, 1000 nm, 1100 nm, 1200 nm and 1300 nm were performed and shown in Fig. S1.† The power of the laser was set to 0.12 W. Fig. S1† shows that (S)-p-synephrine produces a relatively strong SHG signal and (for excitation wavelengths of 800, 900 and 1000 nm) a very weak fluorescence. One can also notice that the SHG produced at an excitation wavelength of 900 nm is much higher than at other excitation wavelengths (e.g. 100 times higher compared to the second harmonic emitted at an excitation wavelength of 1300 nm). The small variation of the sensitivity of the detector with the wavelength does not change this ratio. This behavior is probably due to a greater phase mismatch for refractive indexes at 1300 nm and its second harmonic wavelength (650 nm).
To monitor the phase transition, the 900 nm excitation wavelength was selected. This choice is motivated by the weak fluorescence and the strong second harmonic signal at 450 nm that ensures good detection sensitivity.
Fig. 11 shows the comparison between bright field and SHG images of an (S)-(+)-p-synephrine sample at the excitation wavelength of 900 nm. One can notice that each particle in the sample emits a second harmonic signal proving that each crystal is non-centrosymmetric.
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Fig. 12 SHG-M, BF and overlay images of the p-synephrine physical racemic mixture of (R) and (S) crystals at 120 °C after 0 seconds (a) and circa 6700 seconds (b). |
The absence of signal means that the crystals evolved towards a centrosymmetric phase, most likely the racemic compound, as evidenced by thermal and XRPD analyses.
The evolution of the transformed fraction x versus time is plotted in Fig. 13: x is defined as the volume fraction of the stable phase (i.e. racemic compound) in the sample and is calculated from eqn (1):17
![]() | (1) |
The necessary time to complete the transition varies exponentially from circa 1100 seconds to 40000 seconds at 150 °C and 120 °C, respectively. The isothermal curves depicted in Fig. 13 exhibit a classical shape for the transformation profile. Nevertheless, the direct fit of these curves using the classical Avrami equation leads to an activation energy of circa 100 ± 10 kJ mol−1 with a relatively poor correlation factor of 0.983 (data not shown).
The transition from the physical equimolar mixture of enantiomers to the racemic crystal involves three different crystal lattices and therefore belongs to a heterogeneous reaction. The kinetics will depend on the mobility of the components in the system where molecules are not readily available (in contrast to polymorphic transition for instance). Diffusion usually plays a role in the rates of reaction between reacting solids, when reactants are in separate crystal lattices (even if contact interfaces help the transition).
In diffusion-controlled reactions, the rate of formation of the new phase decreases proportionally with the growth because molecules must diffuse through the new solid. It can be shown (for spherical particles) in JMAEK models (which stands for Johnson, Mehl, Avrami, Erofeyev, and Kholmogorov) modified to account for diffusion (3D diffusion model) that the extent of reaction x is related to kinetic constant k(T) and time t by the following expression:18
![]() | (2) |
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Fig. 14
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T (°C) | k(T) × 105 (s−2) | R-Squared | Time to complete the reaction (s) |
---|---|---|---|
120 | 1.678 ± 0.003 | 0.990 | 40![]() |
130 | 8.082 ± 0.012 | 0.997 | 10![]() |
140 | 26.61 ± 0.09 | 0.992 | 3500 |
150 | 72.05 ± 0.18 | 0.998 | 1100 |
Isothermal monitoring of the transition at higher temperatures was also conducted but the R2 values were lower (for fitting from eqn (2)). The main reasons could be the existence of competitive processes: (i) phase transformation, (ii) metastable heterogenous equilibria that participate to decrease the SHG signal faster over time and (iii) enhanced chemical degradation. For instance, rapidly after reaching 160 °C, a liquid phase appears (see the ESI†). This liquid phase could be associated with the cross of the metastable eutectic although it does not recrystallize in the stable phase, probably because of chemical degradation of the molecule in the liquid phase. It evidences the existence of the metastable eutectic in the range of 150–160 °C, close to the calculated temperature (149 °C).
The k(T) parameter follows the Arrhenius law and can be expressed as:
![]() | (3) |
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Fig. 15 k(T) evolution upon temperature and fitted curve from eqn (3). Red zone corresponds to 95% confidence domain. |
The extracted activation energy is circa 145 ± 2 kJ mol−1 with a correlation factor R-squared of 0.999. The value of Ea is relatively high and could explain the kinetic stability of the conglomerate at room temperature. For instance, the conglomerate was kept for weeks at room temperature without any detection of the corresponding racemic compound.
An attempt to construct a metastable binary phase diagram between the two enantiomers was undertaken. Unfortunately, by heating an equimolar mixture of the two enantiomers, the transformation towards the racemic compound was too fast to obtain a clear DSC trace of the metastable eutectic invariant.
In order to bypass the irreversible formation of the racemic compound, it should be possible to use flash-DSC devices that can reach very high heating rates. Unfortunately, those calorimeters work with tiny mass of crystals. It is therefore extremely difficult to introduce an exact equal mixture of enantiomers and on top of that to ensure a good contact between the particles. However, this spontaneous solid–solid reaction could be tracked by TR-SHG microscopy. This method is only based on several isothermal optical responses of the solid phases and thus overcomes the problem of low thermal trace of the transition and its slow kinetics for most of the temperature ranges investigated. It is therefore conceived as a general method to assess the activation energy of the irreversible heterogeneous reaction: <R> + <S> → <RS> in racemic compound forming systems. The activation energy of the transition from the metastable conglomerate toward the stable racemic compound was estimated to be 145 ± 2 kJ mol−1. This value explains the relative kinetic stability of the physical racemic mixture at room temperature. Microscopy also confirms the existence of the metastable eutectic invariant in the range of 150–160 °C.
Footnote |
† Electronic supplementary information (ESI) available: Emission spectra of the racemic physical mixture of p-synephrine at excitation wavelengths of 800 nm, 900 nm, 1000 nm, 1100 nm, 1200 nm and 1300 nm (Fig. S1). Movies of SHG signals at different temperatures (ESI-1). See DOI: 10.1039/d0ce00841a |
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