Nathalie
Vonrüti
and
Ulrich
Aschauer
*
University of Bern, Department of Chemistry and Biochemistry, Bern, Switzerland. E-mail: ulrich.aschauer@dcb.unibe.ch; Tel: +41 31 631 5629
First published on 14th June 2019
Polarity in heterogeneous photocatalysts was shown to enhance charge-carrier separation, resulting in superior efficiency for example for photocatalytic water splitting. Oxynitrides are promising photocatalysts due to their small band gaps and can be rendered polar by epitaxial strain. However, while the low electronegativity of nitrogen results in small band gaps in non-polar oxynitrides, it is also responsible for a large increase in band gap with increasing polar distortion amplitude. This suggests a trade-off between small band gaps and polar distortions – both being crucial for the catalyst's performance. Due to the even lower electronegativity of sulfur, sulfides normally have band gaps that are too small for water splitting but polar distortions could shift their band gap to a suitable range. In this paper we investigate, using density functional theory calculations, the suitability of polar AB(OxS1−x)3 perovskites for photocatalytic water splitting. We find that polar distortions – induced by epitaxial strain or substitution of sulfur by oxygen – can indeed increase the band gap to a suitable range. In particular, our calculations predict compressively strained BaZryTi1−yO2S compounds to be highly promising for photocatalytic water splitting.
Bulk oxynitrides are not ferroelectric but out-of-plane ferroelectricity can be induced using compressive biaxial strain,8,9 applied for example by lattice matching during coherent epitaxial growth by pulsed layer deposition or molecular beam epitaxy. Whereas the in-plane lattice parameters shorten with increasing compressive strain, the out-of-plane lattice parameter expands due to Poisson's effect. This elongation affects the balance between coulombic and covalent interactions and eventually leads to ferroelectric distortions along the elongated direction.10,11 Ferroelectric distortions in oxides and oxynitrides however also increase the band gap due to a stabilizing effect on the O 2p respectively N 2p orbitals forming the valence-band edge together with a destabilization of the transition-metal t2g π* orbitals forming the conduction-band edge.12,13 The band gap in strained oxide and oxynitride materials hence depends on the strain-dependent existence and amplitude of the ferroelectric distortion as illustrated in Fig. 1(a) and (b). While this effect is rather small in oxides,14 we have shown it to be much more pronounced in oxynitrides, where the reduced electronegativity of nitrogen leads to stronger bonds and hence larger ferroelectric distortions that increase the band gap by up to 1.5 eV, effectively disabling visible light absorption.13 More details on the physical mechanisms behind band-gap changes as a function of strain, ferroelectric distortions and octahedral rotations in oxides and oxynitrides can be found elsewhere.13,14
In search for polar materials with suitable band gaps, we investigate in this study perovskite (oxy)sulfides. Due to band gaps below 2 eV resulting from the low electronegativity of sulfur (η = 2.58), this class of materials has so far mainly been investigated for photovoltaics15,16 or for Z-scheme water splitting.17,18 A polar distortion, induced for example by epitaxial strain or anisotropic chemical strain, could however increase the band gap to slightly above 2 eV and yield materials suitable for photocatalytic water splitting.
Besides the smaller electronegativity, sulfur also has a much larger ionic radius19 (r = 1.84 Å) compared to oxygen (r = 1.40 Å) and nitrogen (r = 1.46 Å). Considering the tolerance factor20 and Pauling's first rule,21 this leads to a limited number of possible elements on the A and B site in the perovskite ABS3 structure. Indeed only compounds with A = Ca, Sr, Ba, Eu and B = Zr, Hf, U have been reported in the GdFeO3 perovskite structure22. Mixed-anion materials with both sulfur and oxygen were reported to be difficult to synthesize and mainly crystallize in Ruddlesden-Popper structures with different coordination environments for apical and equatorial anion sites.23
We therefore start our density functional theory (DFT) investigation of the AB(OxS1−x)3 system with BaZrS3, which is one of the most investigated perovskite sulfides24–28 and for which sulfur was partially substituted with oxygen.24 We then systematically investigate polarity and band gaps in related compounds obtained by partial substitution of sulfur by oxygen as well as by changing the A site (Ca, Sr, Ba) and the B site (Ti, Zr, Hf). We find the BaZryTi1−yO2S system to be most promising in terms of a simultaneous polarization and small band gaps (Eg = 2.8 eV at the HSE level of theory for BaZr0.625Ti0.375O2S under 3% compressive strain). The actual band gap could even be significantly lower as experiments for BaZrO2S (ref. 24) indicate that the measured band gap is systematically lower (ΔEg ≈ 1 eV) than HSE predictions, which could be related to a small degree of anion disorder. These materials also have a strong out-of-plane polarization but are unlikely to be ferroelectric due to their large theoretical coercive fields.
Calculations were performed in a 40 atom 2 × 2 × 2 supercell of the 5-atom perovskite unit cell. Reciprocal space was sampled with a 4 × 4 × 4 Monkhorst–Pack grid.34 All atoms are represented by ultrasoft pseudopotentials35 with Ca(3s, 3p, 4s, 3d), Sr(4s, 4p, 5s), Ba(5s, 5p, 5d, 6s, 6p), Ti(3s, 3p, 3d, 4s), Zr(4s, 4p, 5s, 5p, 4d), Hf(5s, 6s, 5p, 6p, 5d), O(2s, 2p) and S(3s, 3p, 3d) valence electrons. The cutoff for the plane-wave basis set was 40 Ry for the kinetic energy combined with 400 Ry for the augmented density.
The convergence criteria for geometry relaxations were 0.05 eV Å−1 for forces and 1.4 × 10−5 eV for the total energy. Atomic positions, cell shape and volume were fully relaxed for unstrained structures. For known compounds such as pure sulfides and oxides we use experimental structures as the starting point for the structural relaxations. For the ABX2Y compositions (X and Y being either sulfur or oxygen) we search the most stable unstrained 2D cis (Fig. 3(a)) and 1D trans (Fig. 3(b)) structures by starting the geometry relaxation from a slightly expanded unit cell with small random atomic displacements with respect to the high-symmetry structure to allow for relaxation into the preferred octahedral rotation patterns. For low-energy (i.e. trans) structures we further tested different octahedral rotation patterns, previously observed in oxynitrides9,13 and identified the same low-energy structures as with the first method. For polar trans structures with the polarization along c we test the a0b0c0, a0b0c+ and a0b0c− rotation patterns (in Glazer notation36). The occurrence of only these three patterns is compatible with the usual competition between polar distortions and octahedral rotations along the same axis.37,38 For zirconium substituted BaZryTi1−yO2S compounds we used the most stable BaZrO2S structure as the starting point for structural optimizations. The most important crystal structures can be found in the ESI Section S3.†
Epitaxial strain imposed by the (001) facet of a cubic substrate is modeled by setting the in-plane lattice parameters to equal lengths and orthogonal to each other. Strain was applied in all three {001} planes and defined with respect to the average in-plane lattice constant of the unstrained structure. In strained calculations only the atomic positions and the out-of-plane lattice vector were relaxed. Strain was applied to all unstrained structures to test for strain induced phase changes. We used climbing-image nudged elastic band (cNEB) calculations39 to obtain the energy profile along the ferroelectric switching pathway. Paths in cNEB calculations were relaxed until the norm of the force orthogonal to the path was smaller than 0.05 eV Å−1 for all images. The electric polarization was calculated using the Berry phase method40–42 with 6 k-points along the symmetry-reduced string. Crystal orbital Hamilton population (COHP) analysis43,44 was performed with LOBSTER45–47 and atomic structures were visualized using VESTA.48
We induce ferroelectricity in BaZrS3 by applying epitaxial strain. We show the strain-dependent energy for different polar and non-polar phases in the ESI Section S1† and monitor octahedral rotations and the polar distortion as these two distortions were shown to often compete with each other.37,38 We characterise the former by the deviation of the out-of-plane Zr–S–Zr bond angle from 180°, while the latter is measured via the deviation from 1 of the ratio of two consecutive S–Zr bonds along a given direction
A = dD/dN − 1 | (1) |
The tolerance factor20 is a good descriptor for structural distortions such as octahedral rotations or ferroelectric distortion in oxides. It is defined as
![]() | (2) |
rX: = x·rO + (1 − x)·rS | (3) |
In these mixed-anion compounds the anion order represents a further degree of freedom. In BaZrOS2 and BaZrO2S, the oxygen and sulfur anions within one BX6 octahedron can order either in cis or trans configuration shown in Fig. 3(a) and (b). We refer here to the anion configuration with respect to the minority anion species (O in BaZrOS2 and S in BaZrO2S). While the cis configuration is preferred in many mixed-anion perovskites such as oxynitrides,49 the trans configuration is generally rare,23 one example being SrVO2H, for which the hydride ions fully order on apical sites.50 For both BaZrOS2 and BaZrO2S we find the energetically most stable trans order to be energetically much more favorable than the energetically most stable cis order (by 0.23 eV f.u.−1 and 0.33 eV f.u.−1 respectively). This preference stems from the large mismatch the radii of oxygen and sulfur that result in very different ideal Zr–S and Zr–O bond lengths. A trans order is optimal as the presence of either only Zr–S or Zr–O bonds along each pseudocubic direction leads to the smallest deviations from the optimal bond lengths. These large energy differences also indicate that the synthesis of perovskite oxysulfides with anion stoichiometries different from X2Y might be difficult.
The relaxed structure of the mixed-anion compounds are shown in Fig. 3(c) and (d). While BaZrOS2 still has large octahedral rotations in the bc plane (a−b0c0), they completely vanish in BaZrO2S (a0b0c0) and the structure develops a strong polar distortion along the Zr–S bond. This distortion is so large that it changes the local B-site coordination from octahedral to tetrahedral. We confirm the weak bond strength of the elongated Zr–S bond by COHP analysis, which shows strong bonding contributions only for the short Zr–S bond; the integrated COHP up to the Fermi level revealing that the shorter Zr–S bond is one order of magnitude stronger than the longer Zr–S bond.
As oxysulfides are known to be difficult to synthesize due to the large mismatch in anionic radii, we assess the thermodynamic stability of BaZrO2S and BaZrOS2 by calculating different decomposition pathways. We calculate the decomposition energy Ed with respect to possible binary phases Ed(B), ternary phases Ed(T) as well different reasonable decomposition pathways for mixed binary and ternary phases Ed(B + T) (see ESI Section S2† for details). The smallest decomposition energy for each pathway is reported in Table 2, negative values indicating an instability of the perovskite structure. We find BaZrO2S to be unstable with respect to binary phases (Ed = −0.367 eV f.u.−1) and BaZrOS2 to be slightly unstable with respect to ternary phases (Ed = −0.063 eV f.u.−1). While these results suggest that these oxysulfides – especially BaZrO2S – might be difficult to synthesize, they also suggest that thin-film growth on a structure-imposing perovskite substrate could be easier than powder synthesis. We note however that both materials were recently synthesized as powders,24 which is in agreement with a small metastability (0.2 eV per atom) that is usually tolerated in high-throughput studies.51
Materials | T [eV f.u.−1] | B [eV f.u.−1] | B + T [eV f.u.−1] |
---|---|---|---|
BaZrO2S | 0.017 | −0.367 | 0.123 |
BaZrOS2 | −0.063 | 1.69 | 0.287 |
Having established the preferred anion order of the mixed-anion members as well as their structural distortions, we now turn to the electronic properties of the BaZr(OxS1−x)3 series. The conduction-band edge is Zr 4d dominated in all compounds. The valence-band edge in the pure oxide is O 2p dominated, but due to the smaller electronegativity of sulfur it is formed by S 3p states in the oxysulfides and the sulfide. We show the projected density of states (PDOS) for BaZrOS2 in Fig. 4(a). Fig. 4(b), shows the evolution of the DFT+U and HSE band gaps as a function of the oxygen content. Due to the S 3p dominated valence band-edge we expect no marked change in band gap for sulfur-containing compounds. This is indeed observed for BaZrS3 and BaZrOS2 but for BaZrO2S the band gap increases markedly. We can relate this to the emergence of the polar distortion shown in Fig. 2(d), which was shown to drastically increase the band gap for compounds with low-electronegativity anions such as nitrogen in oxynitrides.13 The same behavior was also observed experimentally, but not further investigated.24 While our HSE band gaps agree well with experiment for BaZrS3 and BaZrOS2, the value predicted for BaZrO2S (3.4 eV) is much larger than the experimental value of 2.5 eV.24 This mismatch could stem from a small anion disorder in experiment that would reduce the polar distortion and hence the band gap. Calculating the band edge positions with respect to the normal hydrogen electrode using the Mulliken electronegativities of the pure chemical elements as well as the experimental band gap52 we further find that both valence (EVB = 1.8 eV) and conduction band (ECB = −0.7 eV) should straddle with the oxygen and hydrogen evolution potential respectively.
![]() | ||
Fig. 4 (a) Partial density of states of BaZrOS2 at the PBE+U level of theory and (b) PBE+U and HSE band gaps in the BaZr(OxS1−x)3 series. |
The band gap of BaZrO2S (HSE: 3.4 eV, experiment: 2.5 eV)24 should be further reduced to improve the photocatalytic activity. BaZrOS2 on the other hand, has a band gap that is too small (HSE: 1.66 eV, experiment: 1.8 eV)24 to promote photocatalytic water splitting. We therefore apply epitaxial strain to both materials with the goal of changing the amplitude of the polar distortion and tune their band gaps (which in absence of octahedral rotations were shown to be linearly affected by strain13,14) to values suitable for photocatalytic water splitting. We consider only orientations of the 1D trans chains along the film normal as preliminary test for other orientations (not shown) were energetically significantly less favorable due to the very different length of Zr–O and Zr–S bonds. As shown by the green background in Fig. 5, we find that both large compressive and tensile strain induce polar distortion in BaZrOS2. For compressive strain the distortion is oriented along the out-of-plane direction (along Zr–O bonds) and for tensile strain along the in-plane direction (along Zr–S bonds), which is not relevant for applications in photocatalysis. Looking at the band gap (green curve in Fig. 5), we observe in the intermediate strain range, where the structure is non-polar, a continuous decrease in the band gap with increasing compressive strain that stems from increased bandwidths with decreased volume. While we see an increase in band gap when the out-of-plane polar distortion appears beyond 3% compressive strain, there is no overall increase in band gap for compressively strained BaZrO2S and the band gap is therefore still too small for photocatalytic water splitting.
BaZrO2S has a polar distortion already without strain and we would expect strong changes in band gaps due to the strain-dependent modulation of the distortion amplitude. The blue curve in Fig. 5 however shows only small changes comparable to the volume-induced ones discussed above for BaZrOS2. We believe this to stem from the fact that a very large polar distortion as shown in Fig. 3(d) leads to changes in the band-edge forming orbitals as shown in Fig. 1(c). While strain does modulate the amplitude of the polar distortion, this has no longer an effect on the band gap. Strain engineering of the oxysulfides BaZrOS2 and BaZrO2S can thus not yield band gaps in the suitable range for photocatalytic water splitting.
![]() | ||
Fig. 6 DFT+U band gaps and tetrahedral rotation angles for the most stable BaZryTi1−yO2S structures. |
The observed tetrahedral rotations indicate a potential instability of the perovskite structure for 1 − y > 0.2, which is supported by two additional observations: first, we observe that in the energetically most favorable structures B sites of the same element tend to cluster and second, we see a bond-length asymmetry of O–Ti–O bonds as shown for structure (2) in Fig. 7. We further investigate the potential to stabilize the perovskite-like BaZryTi1−yO2S structure by strain. This is motivated by previous findings for BaZryTi1−yS3, where BaTiS3 was found to be unstable in the perovskite structure but the substitution of Ti by Zr and compressive biaxial strain both lead to a stabilization of the perovskite structure.27,53 As shown for BaZr0.625Ti0.375O2S in Fig. 7, we find indeed that compressive strain strongly destabilises structure (3), which has tetrahedral rotations and Ti-clustering. For compressive strain around 2.2% first a structure without tetrahedral rotations becomes stable, while beyond 3% compressive strain also the Ti-clustering vanishes. These findings are general for 1 − y ≤ 0.375, whereas for larger Ti content the perovskite-like structure is unstable for all investigated strains. Compressive strain also reduces the band gap and for 3% compressive strained BaZr0.675Ti0.325O2S we predict a HSE band gap of 2.8 eV. We want to stress again that anion disorder could further reduce the band gap by a reduction of the polar distortion.
We also investigate the stability of various unstrained and fully relaxed BaZryTi1−yO2S compositions via their decomposition energy with respect to ternary phases (see ESI Section S2† for details). As shown in Fig. 8 we find that while compositions with small Ti content are slightly metastable, the stability first increases for the strongly distorted (non-perovskite) structures at intermediate composition before becoming unstable at high Ti content.
![]() | ||
Fig. 8 Decomposition energies with respect to ternary phases for different BaZryTi1−yO2S compositions. |
![]() | (4) |
Increasing the Ti content in the BaZryTi1−yO2S series lowers the band gap but also leads to structural instabilities that can be stabilized by compressive strain up to 1 − y = 0.375. We find 3% compressively strained BaZr0.625Ti0.375O2S to have the most promising 2.8 eV HSE band gap for photocatalytic water splitting. Comparison with experiment for the BaZr(OxS1−x)3 series suggests that band gaps could be smaller than our HSE estimates (e.g. due to anion disorder). Mixed cation oxysulfides are therefore promising candidates for highly efficient water-splitting photocatalysts that combine strong polarity with small band gaps.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9ta03116b |
This journal is © The Royal Society of Chemistry 2019 |