Open Access Article
C. de Gracia Lux
*a,
A. M. Vezeridisb,
J. Lux
a,
A. M. Armstronga,
S. R. Sirsiac,
K. Hoytac and
R. F. Mattrey*a
aDepartment of Radiology, Translational Research in Ultrasound Theranostics (TRUST) Program, University of Texas Southwestern Medical Center, Dallas, TX 75390, USA. E-mail: Caroline.Lux@UTSouthwestern.edu; Robert.Mattrey@UTSouthwestern.edu; Fax: +1-214-648-5097; Tel: +1-214-648-5094 Tel: +1-214-648-5091
bDepartment of Radiology, University of California, La Jolla, San Diego, CA 92093, USA
cDepartment of Bioengineering, University of Texas at Dallas, Richardson, TX 75080, USA
First published on 16th October 2017
Microbubble (MB) contrast agents have positively impacted the clinical ultrasound (US) community worldwide. Their use in molecular US imaging applications has been hindered by their limited distribution to the vascular space. Acoustic droplet vaporization (ADV) of nanoscale superheated perfluorocarbon nanodroplets (NDs) demonstrates potential as an extravascular contrast agent that could facilitate US-based molecular theranostic applications. However these agents are metastable and difficult to manufacture with high yields. Here, we report a new formulation technique that yields reliable, narrowly dispersed sub-300 nm decafluorobutane (DFB) or octafluoropropane (OFP)-filled phospholipid-coated NDs that are stable at body temperature, using small volume microfluidization. Final droplet concentration was high for DFB and lower for OFP (>1012 vs. >1010 NDs per mL). Superheated ND stability was quantified using tunable resistive pulse sensing (TRPS) and dynamic light scattering (DLS). DFB NDs were stable for at least 2 hours at body temperature (37 °C) without spontaneous vaporization. These NDs are activatable in vitro when exposed to diagnostic US pressures delivered by a clinical system to become visible microbubbles. The DFB NDs were sufficiently stable to allow their processing into functionalized NDs with anti-epithelial cell adhesion molecule (EpCAM) antibodies to target EpCAM positive cells.
Over the past two decades, researchers have evaluated the potential of converting nanoscale droplets of liquid PFC emulsion into gas-phase MBs for diagnostic and potential therapeutic uses,5–13 image-guided and high-intensity focused ultrasound (HIFU) therapy,14–19 drug or gene delivery,20–25 sonoporation26 and DNA fragmentation.27 This conversion induced by exposure to US, is referred to as acoustic droplet vaporization (ADV),28,29 with such US contrast agent referred to a phase-change contrast agent (PCCA). Nanoscale emulsions exhibit several advantages for molecular imaging over micron-scale MBs. Emulsion nanodroplets (NDs) have been shown to have longer in vivo dwell times, up to 4–5 hours in the case of dodecafluoropentane,13,30,31 whereas MB circulation times are limited to minutes.32 Prolonged circulation times are expected to translate to a targeting advantage of emulsions over MBs, given increased temporal and physical opportunity for ligand–receptor interaction. Emulsion NDs, up to 400 nm, are within the size regime able to extravasate into the extracellular space of tumors, with potential for nonspecific tumor targeting through the enhanced permeability and retention (EPR) effect,33 an advantage over intravascular MBs. Emulsion NDs appear to be more resistant to US destruction than MBs, as NDs that accumulated in tumor tissue in vivo vaporized only in response to high intensity focused ultrasound, but not grayscale ultrasound.34 By contrast, microbubbles are well known to be very susceptible to destruction by ultrasound imaging within clinically used ultrasound pressures.35 Finally, the phase change of ADV holds potential for drug/gene delivery, and can be used to deliver a drug payload upon vaporization.9
Despite promising potential applications, certain challenges remain before successful translation and widespread use of PCCA. Specifically, emulsification of low boiling point PFCs into stable NDs is difficult and the products are typically of limited shelf-life,36,37 prompting search for stabilizing techniques.38 The most commonly used and favored method of producing low boiling point (<0 °C) nanodroplets of liquid decafluorobutane (DFB) (BP = −1.7 °C) or octafluoropropane (OFP) (BP = −36.7 °C) begins by producing MBs using sonication or high-speed mechanical agitation of the dispersion medium with the PFC vapor present in the headspace.36,37,39–41 While this approach results in successful production of PCCAs, the resulting NDs have a wide size distribution requiring filtering of the final sample,42 relatively low particle counts, and most importantly, a large number of ∼100 nm-sized likely non PFC-filled liposomes that are generated during MB production and condensation. In addition, spontaneous vaporization into MBs has been reported due to thermal instability of such NDs.37 These limitations can affect PCCAs behavior in vivo including circulation time, organ retention, and side effects that influences in vivo applications. Microfluidics has been used to generate perfluoropentane droplets with a lower size limit of approximately 7 µm and very narrow size distributions;43 however, this approach is limited to PFCs that boil above 0 °C, low droplet production rates, large droplet sizes, and potential clogging of microfluidic channels. To enable successful translation of PCCAs, improved emulsion formulation is needed.
The objective of this study is to develop a reproducible and reliable method for manufacturing submicron-sized stable emulsions of superheated PFC with high yield and narrow size distribution. The high pressure homogenization approach proposed in this study enabled production of small and activatable DFB and OFP NDs that are stable at 37 °C temperature, and undergo US-triggered phase change at clinically relevant mechanical indices. This is the first report in which high pressure homogenization was applied to liquids with a boiling point <0 °C, enabling the formulation of reproducible high quality emulsions.
:
1 molar ratio at a total lipid concentration of 3.5 mg mL−1. The excipient solution was composed of PBS 1×, propylene glycol and glycerol in a 16
:
3
:
1 v/v/v ratio. Dry lipid film was dispersed in the excipient solution and heated at 70 °C for 15 min followed by 15 min of sonication in a bath sonicator (Branson by Thermo Fisher Scientific, Rockford, IL) at 68 °C in degassed water. The resulting sample was cooled for 2 min in a −20 °C sodium chloride/ice bath (∼1 to 3 ratio by weight), transferred to a 3 mL syringe and kept in the ice bath.
DFB was condensed by flowing DFB gas into a scintillation vial cooled at −72 °C in an ethanol/dry ice bath. 150 µL of the resulting liquid DFB was added into the lipid solution and the emulsion produced through direct high pressure homogenization (9 cycles at 13
000 psi) with both coil and tray remaining cooled at −15 °C using ice and sodium chloride (∼1 to 3 ratio by weight). The final emulsion was centrifuged for 2 min at 250g to remove any foam and then stored at 4 °C. Specific components and operating parameters as well as illustrative photographs of the formulation process are available in the ESI (Fig. S1 and S2‡).
OFP NDs were prepared using the same method with the following modifications. The excipient solution was composed of propylene glycol and PBS 1× in a 6
:
4 v/v ratio. The colloidal dispersion was cooled for 3 min in a −72 °C ethanol/dry ice bath prior to the addition of 100 µL liquid OFP that was condensed as was done with DFB. The LV1 coil and tray were cooled to −30 °C using ice, sodium chloride, dry ice and ethanol. Illustrative photographs of the formulation process are available in the ESI (Fig. S3‡).
DFB NDs prepared by condensation were provided by Dr Sirsi following the procedure reported by Sheeran et al.37 Importantly, the same lipid composition, concentration and excipient as above were used to form precursor MBs (Fig. S4A and B‡). In parallel, liposomes obtained with both techniques were prepared and used as control experiment (Fig. S4B‡). To generate those liposomes, we used the same lipid composition and excipient and used both procedures without the addition of DFB (sonication and subsequent amalgamation or high pressure homogenizer).
:
0.8
:
0.2. 8 µL of a 1 mM DiD solution in ethanol was then added once the lipid suspension was clear, followed by two more min of sonication at 68 °C. The emulsion was then made using the same procedure as described above. Using the technique described by G. X. Shi et al.,44 anti-Fc IgG was thiolated using Traut reagent and purified through a Zeba Spin Desalting Column. Each antibody had approximately 3 thiol groups as measured with Measure-iT™ Thiol Assay Kit. One molar equivalent of thiolated anti EpCAM antibody or non-specific IgG as control, were added to 5 × 1010 maleimide-terminated NDs and the mixture rotated for 1 h at room temperature on a rotating plate at 11 rpm. NDs were then washed twice by centrifugation (400g, 25 min, 4 °C), incubated with one molar equivalent of anti-human CD326 antibody and washed again to remove excess antibodies.
TRPS measurements, based on the Coulter principle, were performed on three emulsion samples diluted 1000 times in PBS in duplicates (6 measurements). After calibration with polystyrene beads of known size acquired from the instrument manufacturer (Izon Science), captured events are counted to yield particle count at each detected size. For these measurements we used the NP300 and NP200 nanopores that cover a size range of 85 to 900 nm, an applied stretching value of 43.8 to 45.50 mm and voltage set at 0.4–0.8 mV to keep the baseline close to 130 nA. For each measurement, the sample was analyzed at two different pressures (8 and 16 mbar) and the results averaged. Each measurement was a minimum of 500 counting events collected over a minimum of 30 s. Droplet mean and mode diameters, concentration and d90 are reported – d90 is the size below which 90% of counted particles reside.
Three additional emulsion samples were stored at room temperature (22 °C). These samples were characterized at baseline and at 3, 27, and 50 h later.
The final three emulsion samples were heated to 37 °C and characterized by DLS and TRPS over 2 h. DLS measurements were acquired at baselines and then at 5, 15, 30, 90, and 120 min. TRPS measurements were acquired at baseline, and then at 15, 30, 60, and 120 min. Potential size, distribution and concentration changes over time were recorded. DLS was also performed at baseline and at 5 and 10 min after heating the samples to 40 °C.
The sample was monitored for microbubble formation due to thermal instability (i.e., spontaneous vaporization) over 20 minutes at 37 °C. An experimental setup identical to that shown in Fig. 1 was employed, but at an in situ peak negative pressure (PNP) of 0.86 (sub-threshold acoustic power) and with the same ND concentration used in the acoustic droplet vaporization evaluation.
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| Fig. 2 Representative DFB ND emulsion size distributions measured by DLS (solid lines, intensity in %) and TRPS (histograms, concentration in NDs per mL). | ||
The histogram ND size distribution acquired using TRPS is also shown in Fig. 2. Note that the DFB size distribution is also slightly skewed to the left with a mean diameter of 282 ± 28 nm, a d90 of 416 ± 71 nm, and a concentration of 1.33 ± 0.36 × 1012 NDs per mL.
TRPS was done with 500, 1000, 2000 and 3000 counting events (Fig. S8‡) and the fraction of the population with diameters greater than 500 nm was measured. While large droplets will likely contribute the most to thermal instability due to their lower Laplace pressure, they did not represent more than 0.9 ± 0.3% of the droplet count (n = 3).
Currently, the preparation of NDs by condensation of MBs is being advocated. Using this technique, the concentration of NDs samples is limited to the concentration of the precursor microbubbles (∼109 MBs per mL). While it is well known that liposomes are generated during the production of MBs, there is no comprehensive report on their concentration. However, it is essential to evaluate the fraction of the population composed of liposomes post condensation, because those small size non echogenic liposomes will contribute to the count of sub-200 nm particles in the sample, which leads to overestimation of the ND concentration in the sample (Fig. S4‡). Manufacturing DFB emulsions using the condensation method yielded a low concentration of NDs (up to 2.7 × 109 MBs per mL in 1 mL, Fig. S4A‡) in coexistence with a high number of liposomes. The concentration of small particles (ND + liposomes) obtained by condensation was measured at 4.3 × 1011 particles per mL using TRPS (Fig. S4B‡). This concentration includes both NDs and liposomes with a maximal concentration of NDs of 2.7 × 109 NDs per mL (100% conversion of all MBs into NDs). As a control, we formulated liposomes obtained using the same technique in the absence of DFB and obtained a concentration of 6.1 × 1011 liposomes per mL, which further demonstrates that in the absence of multiple washes to isolate MBs from liposomes, the majority of small particles present in the ND sample obtained by condensation is in fact liposomes. On the other hand, liposomes formulated by high pressure homogenization (Fig. S4C‡) are sub-150 nm and do not represent a significant portion in the ND formulation. Note that in average, a concentration of 1012 NDs per mL was obtained for a final volume of 3 mL using our method.
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| Fig. 3 Stability of DFB ND emulsions stored at 4 °C over 18 days. Size distribution (A) and Z-average (B) measured by DLS, and mean diameter (C) and concentration (D) measured by TRPS. | ||
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| Fig. 4 NDs concentrations determined by TRPS as a function of incubation time at room temperature (22 °C) (A and B) and physiologic temperature (37 °C) (C and D). | ||
DLS confirmed that DFB NDs exhibit optimal stability over a period of at least 2 h with no detection of particles >1 µm nor changes in size distribution (distribution weighted by intensity, volume and number) (Fig. 5A–C), and particle derived count rate (Fig. 5D). While no decrease in concentration nor changes in size were observed at 37 °C, the ND sample showed changes in shape of the correlation curve suggestive of the appearance of microbubbles and liposomes when heated to 40 °C (Fig. S10‡), most likely due to the phase-transition of the largest and least thermally stable droplets.
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| Fig. 5 Size distributions weighted by intensity (A), volume (B) and number (C), and Z-avg and derived count rates of NDs emulsions over 2 h incubation at 37 °C (D). | ||
While DLS and TRPS confirmed stability by maintenance of size distribution and concentration, we also looked for a phase transition to occur using B-mode. When DFB NDs were exposed to a sub threshold acoustic power (onscreen MI = 0.32, measured PNP = 0.86) at 37 °C, signal intensity remained at baseline without significant vaporization (Fig. 6). As expected, only a very limited B-mode signal was observed during 20 minutes of incubation at 37 °C (mean intensity < 10 a.u. vs. ∼125 a.u. for PNP at 2.68). This low signal was attributed to the small population of the largest droplets in the sample (the right-weighted tail in the distribution), less stable due to their lower Laplace pressure. B-mode is extremely sensitive and can detect a single microbubble. The lack of microbubble formation on B-mode over 20 minutes at 37 °C with a sub-threshold MI confirmed the thermal stability observed with DLS and TRPS.
When OFP and DFB NDs were exposed to increasing acoustic power at 37 °C, signal intensity remained at baseline without vaporization until the PNP passed 0.38 for OFP and 1.07 for DFB (Fig. 7). Also note that while vaporization of DFB was gradual with increasing PNP, OFP signal reached a plateau at a PNP >0.8. As expected, these results confirm that PFC boiling point influences NDs vaporization threshold. NDs obtained by the condensation method only presented a low vaporization signal at an identical concentration, which is in agreement with our hypothesis that the majority of small particles present in the ND sample is non echogenic liposomes and not NDs.
An ideal PCCA formulation should produce NDs with a vaporization threshold achievable by diagnostic clinical ultrasound systems combined with an optimal thermal stability at room and physiological temperatures to allow for practical handling and performance. The formulation and emulsification technique presented here resulted in several unique properties to achieve this goal including: (1) sub-300 nm DFB NDs with narrow size distribution (PDI < 0.2); (2) absence of MBs; (3) high ND concentration (>1012 NDs per mL); (4) high stability over 3 weeks at 4 °C, and over 27 h at room temperature; and more importantly, over 2 h at physiological temperature (37 °C) without measurable decrease in ND concentration. In contrast, DFB NDs made with the condensation method were reported to be unstable at 4 °C after 5 h.37 Further, the condensation method resulted in droplets with a broad particle size distribution, and low particle concentration.37 Although the count is likely dependent on the initial MBs concentration, we speculate that the condensation method likely produces a larger number of non-PFC containing liposomes, although this possibility was not discussed or reported.
Another important distinction is that neither DFB nor OFP NDs vaporized at physiological temperature until they were exposed to ultrasound at clinically relevant power (≥0.4 MI for DFB, and ≥0.14 MI for OFP). As expected, when the NDs phase transitioned to MBs they produced a high contrast-to-noise ratio on B-mode US imaging.
A key element of the direct emulsification technique is that the resultant NDs are stable to allow further processing to produce labeled and functionalized systems, allowing the removal of non-PFC containing liposomes as well as unbound small molecules or antibodies. This purification capability assures optimal purity and paves the way for use of targeted NDs for molecular US-based theranostics. The in vitro results confirmed that NDs produced by direct emulsification and subsequent functionalization are able to target their intended receptors.
Footnotes |
| † CdGL, AMV, JL and RFM designed the experiments. CdGL, JL and AMA performed the experiments and collected the data. CdGL, JL, AMV analyzed the data and SRS, KH and RFM helped in data interpretation. CdGL, JL, SRS and RFM performed the literature review. CdGL and RFM wrote and edited the manuscript. The manuscript was written through contributions of all authors. All authors have given approval to the final version of the manuscript. |
| ‡ Electronic supplementary information (ESI) available: Photographs of the formulation processes, additional dynamic light scattering and tunable resistive pulse sensing data. See DOI: 10.1039/c7ra08971f |
| This journal is © The Royal Society of Chemistry 2017 |