Hanne Evenbratt and
Anna Ström*
Department of Chemistry and Chemical Engineering, Pharmaceutical Technology, Chalmers University of Technology, Gothenburg, Sweden. E-mail: anna.strom@chalmers.se
First published on 29th June 2017
Liquid crystalline phases can be used as slow-release matrices, where the release can be enhanced or suppressed via triggered phase transitions. Detailed knowledge of relevant phase diagrams is necessary, however, to control phase transitions under specific triggers. Here we complete the phase diagram of a quaternary system composed of glycerol monooleate (GMO), glyceryl monooleyl ether (GME), propylene glycol (PG), and water (W). All samples are studied at two temperatures (room and skin temperature). The liquid crystalline phases are characterized using visual inspection, small-angle X-ray diffraction (SAXD), and rheology. Cubic, reversed hexagonal, lamellar, and sponge phases are observed depending on the sample composition. The cubic and reversed hexagonal phases show typical rheological properties associated with the respective phase, i.e., a stiff gel for the cubic phase with little frequency dependence, and a weaker gel whose absolute values vary with frequency in the case of the reversed hexagonal phase. Furthermore, a triggered phase transition from cubic to reversed hexagonal is observed in specific formulations upon alteration of water and PG content and temperature variation. Release of a model drug from selected compositions shows a slow release rate, where the reversed hexagonal phase reduces the release rate more than the cubic phase does. The study reveals for the first time the complete phase diagram of the quaternary system of GMO/GME/PG/W, which can be used for slow drug delivery via the change from the cubic phase to the reversed hexagonal phase.
The amphiphilic polar lipids glycerol monoolein (GMO) and glyceryl monooleyl ether (GME) form liquid crystalline phases in the presence of water.3 In several studies, the cubic phase formed by GMO and water has been shown to enhance topical delivery of active pharmaceutical ingredients – for example, oregonian delivered via cubic phase as compared with aqueous solution,4 paeonol within a cubic phase as compared with microemulsion,5 and glucosamine hydrochloride delivered through a cubic phase as compared with an oil-in-water cream or liposomal vehicle.6 The use of a cubic phase composed of GMO has been further shown to enhance dermal delivery of δ-aminolevulinic acid (ALA), which is of particular interest when used in combination with photodynamic therapy (PDT),7 as it may improve the treatment of thick lesions and deep-lying tumors. A major limitation for successful PDT treatment of thick lesions and deep tumors is considered to be the poor penetration of ALA.8
The use of cubic phases composed of GMO has, as outlined, been shown to enhance topical delivery of several pharmaceutical ingredients.4–7 However, such formulation also poses problems. The cubic phase based on GMO is stiff in consistency, which result in high friction when applied to the skin, as well as a sticky feeling,9 and may impair the contact between the formulation and the skin.10 In addition, GMO is prone to hydrolysis3 and is time-consuming to prepare, since its equilibration time is rather long. The time required to prepare a cubic phase based on GMO is a problem when it is used together with other sensitive active ingredients such as ALA.11
The drawbacks described above can be circumvented by the addition of propylene glycol (PG) to GMO, which softens the GMO-based cubic phase and enhances dermal drug delivery, since it is a known permeation enhancer.12,13 Furthermore, the use of GME instead of GMO reduces the risk of hydrolysis and enable an instantly formed cubic phase. GME forms a cubic phase in the presence of water and an aprotic solvent such as PG14 and has been shown in vivo to distribute ALA and methyl-aminolevulinate equally efficiently as GMO-based cubic phases.10 The efficient topical delivery of liquid crystalline phases is thought to be related to the structural similarity of the liquid crystalline phases and the skin.10,15
Liquid crystalline phases are used not only to efficiently transport active substances through the skin, but also as slow-release matrices where the release rate is controlled by diffusion16 and specifically by the diffusion of the drug through the water domains when it comes to water-soluble substances, as in this study. The diffusion rate through the water domains of a given phase depends on the size of the active substance, the size of the water channels,17 and the potential interaction between the active substance and the lipid matrix, e.g., electrostatic.18 Also, the geometry of the phases, i.e., cubic or hexagonal phase, greatly influences the release rate. The release rate from cubic phases is typically faster than the release rate from hexagonal phases.16 In a hexagonal phase, the drug molecule can only move along the cylindrical channel, and in a bicontinuous cubic phase in three dimensions.19 The substance that is to be released may also need to cross into the lipid domain, which is why the release rate also depends on the lipid–water partition coefficient of the active substance.2 Controlled release of macromolecules is achieved in, for example, hexagonal phases, where additives contribute to controlling the release rate.20–22 Temperature23 or pH20 stimuli are another route to trigger reversible changes from one phase to another and thus control or suppress the drug delivery rate on demand. Detailed knowledge of the phase diagram of the specific liquid crystalline formulation is required for such attempts to succeed.
Here, we report on the effect on the drug delivery rate of a phase transition (cubic to hexagonal) triggered by temperature change and solvent evaporation. The study attempts to close missing gaps in the phase diagrams of the three-component systems of GMO/PG/water (W)3 and GME/PG/W14 by outlining the phases of the quaternary GMO/GME/PG/W system, which as far as the authors are aware, has not yet been done. The complete quaternary system enables formulation of “smart” materials that are responsive to temperature and/or water uptake from, e.g., the skin. The phases studied are characterized using crossed polarized light, small-angle X-ray diffraction (SAXD), and rheology. We show that a reversible phase transition can be obtained via (a) temperature and/or (b) change in composition leading to an altered release rate of a water-soluble model drug, and confirm phase behavior using rheological methods.
The inspection was performed at two temperatures, 20 °C and 34 °C, and atmospheric pressure. The lipids were assumed to behave as single components, which has been proven to be an accurate assumption in previous studies.14 The analysis was guided by Gibb's phase rule that, for a ternary system at room temperature, reads:
f = 4 − p | (1) |
A = εlc | (2) |
Topical delivery (in this case focused mainly on dermal delivery) of drugs bears high patient compliance and the possibility of achieving both local and systemic effects of the drug. In the case of systemic effect, topical drug delivery adds the advantage of simple circumvention of first-pass metabolism. However, one of the main purposes of this organ is to prevent entry of foreign substances into the body, which puts high demands on the formulations and their interaction with the skin.
Specific phases, i.e., formulations, were chosen for rheology and drug release studies. The water content was chosen according to its similarities with dermal drug administration. Specifically, 20% water and 20 °C were comparable to the situation before application on the skin surface, with 43% water and 34 °C being chosen to mimic the situation the formulation meets after skin application – for example, due to trans-epidermal water loss and body heat.
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Fig. 2 Adapted unfolded tetrahedron from Popescu and co-workers as well as Engström and co-workers of phase diagrams using the components GMO, GME, PG, and W at 20 °C. The letters denote as follows: H2 reversed hexagonal phase, L liquid, Lα lamellar, L3 sponge, and Q cubic.3,14 |
When excluding water, while combining GMO, GME, and PG, no liquid crystalline phases were formed. Solid lipid could be found at concentrations of the solvent (PG) below 40% at 20 °C. At 34 °C, all samples were liquids through and through.
By focusing on the four-component system with different amounts of water at varied temperatures, the complete tetrahedron can be visualized.
The four components were, as previously mentioned, GMO, GME, PG, and W. Observations are presented for GMO, GME, and PG with (a) 20% W at 20 °C and 34 °C, as well as with (b) 43% W at 20 °C and 34 °C.
(a) At 20 °C and 10% PG, samples containing high amounts of GMO formed a lamellar phase. Increasing the amount of GME resulted in first the cubic phase and then the reversed hexagonal phase. Adding more PG to the samples favored the lamellar phase. The sponge phase was formed at high concentrations of PG and in the absence of GMO.
At 34 °C and 10% PG, lamellar, cubic, and reversed hexagonal phases were found. The sponge phase was formed only at high amounts of PG and GMO. Some changes in phase behavior were observed that contrasted with the situation at 20 °C: the reversed hexagonal and sponge phases were favored at the higher temperature.
(b) All samples contained two to three layers/phases as expected, since 43% water was calculated to amount to excess water. At 20 °C and 10% PG, cubic phases were formed at high GMO concentrations. Increased amounts of GME favored the reversed hexagonal phase. This was counteracted when the PG content was increased, which increased the presence of the cubic phase. All samples were cubic at 40% PG, regardless of the GMO/GME composition. At 50% PG and high concentrations of GMO, three layers were observed: cubic phase, sponge phase, and an excess of water and PG solution.
At 34 °C and 43% water, the sponge phase was observed at 50% PG and a high concentration of GMO. The cubic phase was favored as the amount of PG was increased. Some changes in phase behavior were observed when less water was included: the reversed hexagonal and sponge phases were favored. In the absence of PG, the reversed hexagonal phase was favored at the increased temperature.
All samples containing 43% water, regardless of the temperature, showed a layer of excess water (and PG) in the bottom of the vial. The height of this layer was dependent on the amount of GME and GMO in the sample. The water layer was largest in samples containing more GME. This is due to the greater ability of GMO phases to swell in water and thus contain a higher volume of water.
Different formulations, GMO/W, GME/W, GMO/GME/W, GME/PG/W, and GMO/PG/W, were selected for their rheological characterization and ability to act as sustained-release formulations. The exact composition of the five formulations, as well as their crystalline phase at 20 °C, is presented in Table 1.
Formulation (%) | Liquid crystalline phase at T = 20 °C | |||
---|---|---|---|---|
W | GMO | GME | PG | |
20 | 80 | Cubic | ||
35 | 50 | 15 | Cubic | |
24 | 61 | 15 | Cubic | |
24 | 64 | 16 | Cubic | |
20 | 80 | Hexagonal |
Typical SAXD patterns corresponding to the reversed hexagonal phase and the cubic phase (in maximally swollen state) are shown in ESI, Fig. 1.† The similar SAXD pattern of the cubic phase prior and post phase transition (triggered by temperature) shows that the phase transition is reversible upon temperature cycling (ESI Fig. 1†).
As mentioned, one of the main purposes of the skin is to act as a barrier. The lipids of the skin are a very important part of this function. Mainly, the lipids are in a rigid state at 32 °C with a small amount of fluid lipids present.24,25 Lamellar and reversed hexagonal liquid crystalline phases have been found to exist,26 and by influencing the borders of the rigid parts – for instance, by hydration or diffusion of solvents – other phase changes may occur. These naturally occurring phase changes are highly relevant for this study, since phase changes and alterations in hydration would be influenced by applying the chosen formulations to the skin.
The results of this drug release study showed, as expected,16 a faster release of a higher amount of methylene blue from the cubic phases, decreasing for the cubic phases that turned into reversed hexagonal phases in excess water, and a very small amount from the reversed hexagonal phase (Fig. 3a).
The GMO-based formulations can swell their water channels, thus holding more water than the GME-based formulations, owing to the packing structure of the respective molecules. Also, when changing from a cubic to a reversed hexagonal phase, the release will decrease, since a reversed hexagonal structure contains fewer possibilities for the drug to diffuse out of the structure. The long cylindrical channels of the reversed hexagonal phase enclose the water-soluble pharmaceutics more than the bicontinuous lipid bilayer structure with two-water channel systems, i.e., the cubic phase.27,28 Plotting the release data of the different compositions versus square root of time, the data show a linear relationship indicating that diffusion is the dominant release mode (Fig. 3b), for all phases in agreement with previous studies.16,17 The slope of the cubic phase is 1.7 (r2 = 0.96) is the highest and the slope of the reversed hexagonal phase with a of 0.17 (r2 = 0.93), the lowest. The composition exhibiting reversible phases show both a higher slope of 0.40 (r2 = 0.95) and 0.31 (r2 = 0.92) compared to the reversed hexagonal phase. Further work is in progress where the initial part of the release curves are studied in more detail and with specific focus on determining whether the initial release from the cubic phase can be identified followed by the lower hexagonal phase e.g. via fitting of two different lines, one corresponding to the faster release from cubic phase and the other from the slower release typical of the reversed hexagonal phase.
The start and end phases of the selected formulations used for the drug release studies are shown in Table 2. SAXD analysis was performed on the samples before and after the release studies in a USP bath. All formulations that contained GME ended as reversed hexagonal after being subjected to excess 34 °C water, regardless of the starting phase. These phase transitions depend mainly on the release of PG into the surrounding water, and the temperature. The release of PG and the elevated temperature affect the formulations to a varying extent. The formulation containing GME/PG/W will go from cubic to reversed hexagonal at a PG decrease of less than 5%.14 An elevated temperature will push the cubic phase toward the reversed hexagonal in the GMO/GME/W system.3 In the phase diagrams shown in Fig. 1, the same trend is evident. A decrease in PG and an increase in temperature favor the reversed hexagonal phase before the cubic phase.
Formulation | Start phase | End phase |
---|---|---|
W/GMO | Cubic | Cubic |
W/GMO/PG | Cubic | Cubic |
W/GMO/GME | Cubic | Hexagonal |
W/GME/PG | Cubic | Hexagonal |
W/GME | Hexagonal | Hexagonal |
Completion of the quaternary system enables prediction of phase transitions at conditions (e.g. temperature, humidity/wetness) relevant to cosmetic or pharmaceutical applications (see Fig. 3). Fig. 2 and Table 2 can be used to further explain Fig. 3. The phase transitions that occur during the release experiments are restricted to the possibilities shown in the phase diagrams. GMO/PG/W started as cubic, PG increases the water channel diameter (increase swelling of the structure), but is also slowly released into the surrounding water. However, release of PG does not induce a phase transition as the GMO/W system is a stable cubic phase under these conditions. GMO/GME/W starts as cubic in the proportions chosen but is sensitive to temperature.3 Increasing temperature favours the reversed hexagonal phase. GME/PG/W started as cubic with maximally waterfilled channels. With time PG is released along with the model drug, though the GME/W ratio remains constant. Release of PG induces a phase transition from cubic to reversed hexagonal, as seen in Fig. 2. GME/W will, under these conditions, remain a reversed hexagonal and, as has been mentioned, have the least favorable structure for drug release. As can be noted from Fig. 3, the amount released after one week is low for all compositions tested. This finding indicates that these systems provide extended release and thus could be used to reduce dosing frequency.16,18 As has been previously shown, the drug release into the skin from some of these systems enables deep penetration from a formulation depot in the upper layers of the skin.7,10 However, direct release is not necessarily sought when it comes to dermal drug delivery. Thus, a very slow release can be positive in this case as it takes time for the skin and the formulation to interact. A depot effect or droplet release from the applied formulation that best cooperates with the skin composition and structure would prove the most efficient delivery strategy.15
GMO/W, GMO/GME/W, GME/PG/W, and GMO/PG/W were characterized as cubic phases at 20 °C. The general behavior of G′ and G′′ as a function of frequency is similar for all cubic phases studied and is in line with previous studies on cubic phases composed of Dimodan and water,29 and using GMO/diglycerol monooleate/W.30
The general behavior of G′ and G′′ as a function of frequency is illustrated by the sample containing GMO/PG/W (GMO/W is shown in ESI Fig. 2†). As shown in Fig. 4a, G′′ predominates at lower frequencies, while G′ is dominant at higher frequencies. The frequency at which the crossover, G′ > G′′, occurs depends on the composition of the sample. While the value of G′ levels out after an initial increase, G′′ is continuously reduced with increasing frequencies. The change from a predominantly liquid-like behavior to solid with increasing frequency is further reflected by tanδ going from values close to 1 at low frequency, followed by a rapid decrease at the G′/G′′ crossover, and finally leveling out at tan
δ values close to 0.
The relaxation time of the systems is obtained from the frequency at which G′ > G′′ and describes the time required for the water–lipid interface to relax to or obtain equilibrium configuration, after having been perturbed by shear deformations.29 The maximum relaxation time (τmax) is given by τmax ∼1/ω, where ω is the frequency at the crossover of G′ > G′′. The relaxation time of the samples studied is reduced in the series of GMO/W (τmax ∼100 s) > GMO/GME/W (τmax ∼50 s) > GME/PG/W (τmax ∼33 s), thus confirming that the cubic phases based on GME obtain equilibrium faster than the phases based on GMO.10 It should be noted that the relaxation times of GMO/PG/W were long, as the G′/G′′ crossover occurs at lower frequencies than the frequencies used in this study.
Comparing the strength of the different samples, we observed reducing strength in the series of GMO/W > GMO/GME/W > GMO/PG/W ≥ GME/PG/W (Table 3). The series is in line with a commonly quoted notion that a GME-based cubic phase is less stiff than a GMO-based cubic phase. Furthermore, we observed a reduction in strength of the GMO-based cubic phase by the addition of GME and, as expected,12 by the use of PG as a solvent.
Sample | T = 20 °C | T = 34 °C | T = 40 °C | |||
---|---|---|---|---|---|---|
G′/kPa | tan![]() |
G′/kPa | tan![]() |
G′/kPa | tan![]() |
|
Cubic phases | ||||||
W/GMO | 630 ± 60 | 0.19 | 480 ± 50 | 0.53 | 370 ± 36 | 0.71 |
W/GMO/PG | 25 ± 3 | 0.06 | 24 ± 2 | 0.06 | 24 ± 2 | 0.06 |
W/GME/PG | 50 ± 5 | 0.31 | 43 ± 4 | 0.33 | 25 ± 2 | 0.33 |
W/GMO/GME | 93 ± 9 | 0.25 | 53 ± 5 | 0.46 | — | — |
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||||||
Reversed hexagonal phases | ||||||
W/GME | 18 ± 2 | 0.56 | 12 ± 1 | 0.69 | 10 ± 1 | 0.80 |
W/GMO/GME | — | — | — | — | 6 ± 0.5 | 0.67 |
The sample characterized as reversed hexagonal phase (GME/W) shows a markedly different frequency dependence of the moduli (Fig. 4b). As for the cubic phase, G′′ is larger than G′ at low frequencies. However, while G′/G′′ crossover occurs at higher frequencies, both G′ and G′′ increase with the frequency, instead of the observed reduction in G′′ and leveling out of the value of G′ as observed for the cubic phase. Furthermore, the difference between G′ and G′′ is smaller than that observed for the cubic phase, resulting in a slowly reducing, but still relatively high, tanδ (between 0.5 and 0.4) over the intermediate frequency sweep tested for the reversed hexagonal phase.
Time sweeps were performed at three temperatures (20, 34, and 40 °C), to determine how the values of the moduli varied with temperatures relevant for topical use. The results reflect the generally increased solid-like behavior of the cubic phase (larger difference between G′ and G′′ resulting in a lower tanδ) compared with the reversed hexagonal phase (except for temperatures > 20 °C) (Table 3). G′ is considerably decreased and tan
δ increased for GMO/W, indicating that this particular sample becomes considerably weaker and more liquid-like (while retaining the cubic phase) with a temperature increase to 40 °C, in agreement with previous studies.29 In contrast, increasing the temperature from 20 to 40 °C did not influence the cubic phase composed of GMO/PG/W, since both tan
δ and G′ are close to constant. The sample of GME/PG/W shows a reduction in both G′ and G′′, resulting in a constant value of tan
δ.
A phase transition from cubic to reversed hexagonal was observed for the sample composed of GME/GMO/W with a temperature increase from 20 to 40 °C. This sample shows an important reduction in G′ (15×) at T = 40 °C compared with T = 20 °C, and an increase in tanδ from 0.27 to 0.7 (values of G′, G′′ at T = 20, 34 and 40 °C are presented in ESI†). In addition, the frequency behavior of the moduli of this particular sample at T = 20 °C and T = 40 °C demonstrates the typical frequency behavior of the cubic phase at T = 20 °C (Fig. 5a) and the reversed hexagonal phase at T = 40 °C (Fig. 5b). Temperature cycling 1 from 40 to 20 °C show that the phase changes are reversible (in agreement with SAXD data). Upon temperature reduction from 40 to 20 °C, the sample show again higher values of moduli, low tan
δ and frequency behaviour typical of the cubic phase (results shown as ESI, Fig. 3†).
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Fig. 5 G′ (triangles), G′′ (squares), and tan![]() ![]() ![]() ![]() ![]() |
Not only does the rheology of the different compositions give insight into the possibilities of practical use of the compositions, such as process ability and stiffness at application via topical use or injection, but also the results presented here confirm the findings of previous studies29 showing that phase transitions between cubic and reversed hexagonal phases triggered by, for example, compositional change or temperature are rapidly detectable via rheological means.
At 20% water content, high amounts of GMO favored the lamellar phase. Increasing the amount of GME resulted in the cubic phase and then the reversed hexagonal phase. Increasing the PG content would favor the lamellar phase, and the sponge phase was only observed in the absence of GMO. Increasing the temperature from 20 to 34 °C would instead favor the reversed hexagonal and sponge phases.
Increasing the water content from 20 to 43% water resulted in an additional layer or phase, since water was present in excess. In this situation, increasing amounts of GME favored the hexagonal phase. Such behavior could be balanced by increasing the amount of PG, resulting in the presence of a cubic phase. All samples were cubic at 40% PG, regardless of the GMO/GME composition.
The release rates of methylene blue from the cubic and hexagonal phases were slow and lasted for several days. The release rate was clearly more rapid for the cubic phase. Furthermore, complete release was not obtained.
Both the cubic and the reversed hexagonal phase exhibited typical rheological properties. The cubic phase was stiff and showed little frequency dependence at the frequencies tested. In comparison, the hexagonal phase was less stiff and its moduli were more dependent on the frequency. Furthermore, the rheological characterization revealed phase transitions from, for example, the cubic to the hexagonal phase upon an increase in temperature, thus showing promise as a convenient tool for following the phase changes of liquid crystalline phases during, for example, the preparation of formulations. The observed phase changes and rheological properties at a relatively small temperature range are well suited for, e.g., dermal formulations.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7ra04249c |
This journal is © The Royal Society of Chemistry 2017 |