J.
Brus
*a,
J.
Czernek
a,
M.
Urbanova
a,
L.
Kobera
a and
A.
Jegorov
b
aInstitute of Macromolecular Chemistry, Academy of Sciences of the Czech Republic, Heyrovsky sq. 2, 162 06 Prague 6, Czech Republic. E-mail: brus@imc.cas.cz
bTeva Czech Industries s.r.o., Branisovska 31, 370 05 Ceske Budejovice, Czech Republic
First published on 22nd November 2016
The difficulty in the prediction of the complicated solid-state structure of boronic acid derivatives, resulting from the complex pathway of reversible covalent interactions, represents a significant obstacle to the development of a new generation of advanced supramolecular systems such as covalent organic frameworks of efficient anticancer drugs. In this contribution, various 2D 11B–11B solid-state NMR correlation techniques supported by DFT calculations were explored to formulate a reliable tool for monitoring the covalent assembly of boronic acid residues in the solid state. This way, the self-condensation of bortezomib molecules was investigated, different local constitutions of boroxine motifs were unveiled, and the previously unreported boroxine structures of bortezomib polymorphs exhibiting secondary coordination were discovered and described in detail. The recorded 11B NMR parameters responded sensitively to subtle changes in the local geometries, which were reliably interpreted and directly visualized by the DFT calculations. A uniform 2.6 Å distance in bortezomib 11B–11B spin pairs was conclusively identified by the through-space 11B–11B double-quantum (DQ) coherence build-up curves, whereas distinct 2D 11B–11B DQ correlation patterns revealed unique boroxine structures existing in the crystalline as well as amorphous state. The boroxine rings were found to be internally stabilized through the transformation of the trigonal boron sites toward tetrahedral geometry, as the secondary five-membered rings were formed. This way, the nature of bortezomib polymorphism is disclosed, and an efficient strategy for exploring the assembly of boronic acid derivatives in the solid state, for which no crystallographic data are available, is thus demonstrated.
Boronic acid derivatives have also played a key role in many fields of organic, bioorganic and macromolecular chemistry, and interest in the dynamic covalent assembly of boronic acid derivatives has increased in the field of supramolecular chemistry.5,6 The reversible self-condensation of boronic acids to generate boroxine anhydrides as well as the assembly of boronic acids with organic diols to form boronate esters have opened new routes to the synthesis of complex supramolecular systems,7,8 polymers,9 hydrogels10,11 and covalent organic frameworks.12,13 Full exploitation of such boron-based systems, however, requires their precise structural characterization. This requirement is particularly urgent for amorphous systems where no diffraction structures are available.
Crystalline bortezomib (Scheme 1), a proteasome inhibitor approved for the treatment of multiple myeloma,14 represents a unique combination of a complex supramolecular solid-state structure with an extremely high multilateral pharmaceutical activity.15 Bortezomib crystallizes from dry ethyl acetate as Form I, from wet ethyl acetate as Form II, or can exist in the amorphous state. As described in the registration dossier and patent literature,16,17 solid-state bortezomib presumably exists in the form of boroxine anhydride (Scheme 1), although proof of its boroxine structure has apparently never been published. Consequently, a thorough understanding of the solid-state structure of bortezomib, a peptidic derivative of boronic acid, would further not only stimulate the development of new pharmaceuticals, but also provide a clue to the way in which self-assembly of organo-boron compounds can be controlled toward the synthesis of well-defined supramolecular systems.
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Scheme 1 Chemical structure of bortezomib (C19H25BN4O4), boroxine ring and the labeling scheme used herein. |
11B solid-state nuclear magnetic resonance (ssNMR) spectroscopy has evolved into an important tool for structural studies in a variety of inorganic,18 metalorganic,19 and macromolecular20 systems. Recently, advanced 11B ssNMR techniques (see ref. 21 and 22 for a survey) have been successfully applied to a number of materials including glasses,23 pharmaceutical systems,24,25 resins,26 zeolites,27,28 and even supramolecular hydrogels.10,11 However, despite this effort, a comprehensive methodology suitable for the clear identification of boroxine motifs and exploration of assembly of boronic acid building blocks at an atomic resolution in the solid state is still missing. This fact thus represents a significant obstacle for the further development of covalently assembled boron-based materials, and for the advancement of the second generation of proteasome inhibitors built on boron-containing peptides.
The structure-related outputs from these techniques were validated using crystalline compounds representing typical molecular assemblies with different boron–boron interatomic distances. One-bond, 11B–11B spin pairs separated by a distance of 1.77 Å dominate in the CsCoD system,44 whereas medium-range B–O–B distances of ca. 2.50 Å prevail in borax.45 In contrast, hydrogen-bonded boric acid molecules represent long-range B⋯B spin pairs separated by a distance of ca. 3.60 Å.46 Somewhat larger B⋯B distances (>4 Å) are expected in 2-methyl-propyl-boronic acid, whereas crystalline CEPBA-PE represents the system expected to contain boron atoms that are essentially isolated and separated by distances greater than 5 Å. Due to the well-defined crystal structure and the presence of two chemically distinct boron sites (BIII and BIV) that are covalently bound through an oxygen atom, crystalline borax represents the most suitable model for searching for the boroxine motifs. In particular, the bi-cyclic borax molecule, in which boron atoms adopting different local geometries are separated by 2.5 Å (BIII⋯BIV) and 3.6 Å (BIII⋯BIII), offers an ideal system to probe the evolution of 11B–11B spin-exchange NMR correlation signals that can be expected in the boroxine units. (For borax structure, see the ESI,† Fig. S5.)
The obtained results that are discussed in detail in the ESI† (Section S2) show that the 2D 11B–11B PDSD MAS NMR experiment is a robust technique that facilitates the probing of 11B–11B dipolar contacts over a range of interatomic distances from ca. 1.8 to 3.6 Å. As a result of the combination of several anisotropy-driven recoupling mechanisms,47 particularly due to the non-parallel relative orientations of quadrupolar tensor Vzz components48 (Fig. 1a), the 11B–11B polarization transfer can also be observed between the chemically equivalent sites.
This is demonstrated by autocorrelation signals observed for trigonal BIII sites of borax (Fig. 1b, the green areas). The same autocorrelation signals also evolve for BIV sites. However, due to the small quadrupolar splitting (Qcc = 0.9 MHz) these signals are less apparent. (For the expanded 2D 11B–11B PDSD MAS NMR spectra of borax BIV sites, see the ESI,† Fig. S6.)
In contrast, if the tensor Vzz components of the interacting sites are in a parallel orientation, as in crystalline boric acid (Fig. 1a), the magnetic inequivalence of these sites disappears and the autocorrelation signals do not evolve (Fig. 1b), although the interatomic distance between the BIII atoms (3.6 Å) is comparable with that in borax (3.6 Å). Information about the relative orientation of neighbouring sites thus can be, in principle, extracted from the 11B–11B PDSD MAS NMR correlation patterns. As indicated previously38 such an analysis requires extensive simulation of 2D spectra including variation of the sign and size of quadrupolar coupling constants, Qcc. These simulations, which are beyond the scope of this contribution, will be the subject of our future studies.
In some cases, the evolution of autocorrelation signals reduces spectral resolution and thus creating obstacles in the interpretation of NMR data. This is particularly apparent for the spectra overcrowded by a range of different resonances (e.g. CsCoD, Fig. 1b; see also the ESI,† Fig. S12). Therefore, if the spectral resolution is the major limitation to finding the required interatomic contacts, then the application of the 2D 11B–11B TQ/MAS PDSD NMR technique is more suitable. Here, the formation of the autocorrelation signals is suppressed, and the spectral resolution is enhanced by the detection of TQ coherences in the isotropic F1 dimension (Fig. 1c; see also the ESI,† Fig. S8 and S13).
In general, however, 2D 11B–11B PDSD MAS NMR correlation spectroscopy loses its efficiency when probing long-range internuclear contacts, particularly between magnetically equivalent sites. In contrast, the 2D 11B–11B DQ/SQ BR212 MAS NMR technique is perfectly suited to overcome this insufficiency. The DQ coherence can be generated for spin pairs in which the internuclear distance far exceeds 5–6 Å49,50 (see also the ESI,† Fig. S27 and S28). Moreover, the build-up curves of 11B–11B DQ coherence sensitively reflect the changes in internuclear distances as demonstrated in Fig. 2a, and the obtained maxima of DQ build-up curves follow an inverse third power dependence upon increasing the B⋯B interatomic separation (Fig. 2b). Consequently it is clear that structural information that is vital for identifying the medium-range spin-pairs expected in boroxine rings can be derived from these build-up curves and 2D 11B–11B DQ/SQ MAS NMR spectra measured with a short mixing period (ca. 200–400 μs).
Therefore, to search for precise structural data the 11B–11B DQ/SQ BR212 MAS NMR data were analyzed. At first, the DQ coherence build-up curves detected for both bortezomib polymorphs (Fig. 2a) exhibit maxima at ca. 600 μs, indicating that typical 11B–11B interatomic distances in the bortezomib assemblies lie at approximately 2.6–2.7 Å, which are comparable with the structural motifs of crystalline borax. Second, focusing on the medium-range boron–boron pairs, the interaction networks showing the individual 11B–11B spin pairs and their connectivity were traced in the 2D 11B–11B DQ/SQ BR212 MAS NMR spectra measured for short recoupling times of 200–600 μs. For both polymorphic forms, the interaction network showing the interconnected pairs B1–B2, B1–B3 and B2–B3 was fully developed within 600 μs (Fig. 3d). Moreover, the same DQ correlation signals were detected in the 2D spectra measured with the shortest recoupling period (200 μs; ESI,† Fig. S31 and S32), thus supporting the existence of compact structural motifs in which all three boron sites mutually interact.
Considering that the interatomic distances between these boron sites are not greater than 2.6–2.7 Å, the obtained data suggest the covalent assembly of bortezomib molecules into the boroxine cycles in both polymorphs. On the other hand, the distributions of the DQ coherences in the recorded 2D 11B–11B DQ/SQ BR212 NMR spectra differ substantially (Fig. 3d). Specifically, for the polymorphic Form I, the B2–B3 correlation signal resonates in a high DQ frequency region (ca. 45 ppm), whereas the polymorphic Form II shows the resonance frequency of the corresponding B2–B3 correlation signal as strongly shifted toward lower frequencies. This observation thus clearly reveals the existence of two distinct boroxine structures that differ considerably in their local architectures.
In this regard we considered the application of 2D J-resolved 11B MAS NMR spectroscopy51 because the measurement of through-bond (B–O–B) J-couplings would provide a straightforward support for the existence of boroxine rings. However, our preliminary calculations as well as literature data52,53 predicted extremely low two-bond 2J(11B,11B) coupling constants in boroxine rings, ca. 2–5 Hz, the detection of which is beyond the current experimental capabilities.
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Fig. 4 Expanded regions of the 1H–13C FSLG HETCOR NMR spectra of bortezomib Forms I (a) and II (b) measured at 0.3 ms CP mixing time. |
The performed geometrical optimizations revealed two NMR-consistent candidates for which the calculated 11B NMR parameters agreed with the experimental data (Tables 1 and 2). These two structures represent the boroxine motifs with alternating coordination configurations of the boron sites (Fig. 5). Contrary to the generally accepted planar structure of the boroxine moiety caused by the expected trigonal coordination of boron atoms, the boroxine rings in the predicted DFT-optimized structures consist of either two boron sites in trigonal configuration BIII and one in tetrahedral coordination BIV and/or two tetrahedral sites accompanied by one BIII atom with trigonal geometry. The trigonal coordination is characterized by the large quadrupolar constants Qcc > 3 MHz and high-frequency isotropic shifts δ(11B) > 25 ppm, whereas the increasing symmetry around the BIV sites reduces these parameters to ca. 1.5–2.1 MHz and 7–15 ppm, respectively.
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Fig. 5 Predicted B3LYP/6-311G** structures of the bortezomib boroxine motifs representing Forms I and II, with the corresponding bond-density plots shown below. |
Isotropic chemical shifts δ(11B), ppm | ||||||
---|---|---|---|---|---|---|
Form I | Form II | |||||
BIV1 | BIII2 | BIII3 | BIV1 | BIV2 | BIII3 | |
*Estimated experimental error is ±0.2 ppm. | ||||||
δ(11B)exp | 9.5 | 24.9 | 28.9 | 10.7 | 16.5 | 27.5 |
δ(11B)cal | 8.0 | 30.0 | 30.6 | 11.5 | 12.9 | 29.0 |
Quadrupolar coupling constants Qcc, MHz | ||||||
---|---|---|---|---|---|---|
Form I | Form II | |||||
BIV1 | BIII2 | BIII3 | BIV1 | BIV2 | BIII3 | |
*Estimated experimental error is ±0.3 MHz. | ||||||
Q cc(exp) | 1.7 | 2.9 | 3.0 | 1.5 | 2.1 | 3.0 |
Q cc(cal) | 1.8 | 3.4 | 3.4 | 2.1 | 2.4 | 3.3 |
It should be noted that for both the models representing bortezomib polymorphs Form I and Form II the experimental and calculated 11B NMR parameters are in good agreement for BIV1 and BIII3 sites. Specifically, the differences between the calculated and experimental isotropic chemical shifts δ(11B) lie in the 1.0–1.5 ppm range, and the differences in quadrupolar coupling constants Qcc are smaller than 0.5 MHz. This finding thus indicates that the predicted geometries of tetra-coordinated BIV1 sites and tri-coordinated BIII3 sites precisely describe the corresponding local structures of boroxine rings in the investigated systems. These sites also represent two distinctly different, well-defined and relatively stable local geometries of boroxine rings. In contrast, a worse agreement between the calculated and experimental isotropic chemical shifts observed for B2 sites (in particular, the chemical shift differences in the 3.6–5.1 ppm range) indicates the possible disorder around those sites. Nevertheless, the GIAO-B3LYP calculations correctly reproduced the trend in chemical shift changes between the BIII and BIV moieties.
In the absence of crystallographic data, and due to many degrees of freedom within the organic residue of bortezomib, the DFT-calculated 1H and 13C isotropic chemical shifts were not analysed in detail. In addition, the complete, explicit signal assignment is unachievable for the investigated systems at the natural isotopic abundance. Nevertheless, we performed an analysis of 13C NMR parameters and compared the experimentally determined and calculated 13C NMR isotropic chemical shifts for carbonyl units C6 that can be involved in the coordination with boron atoms (–B⋯OC–). Specifically, we compared 13C NMR isotropic chemical shifts (experimentally determined) to their corresponding isotropic chemical shieldings as calculated by the GIAO-B3LYP/6-311G** approach. As demonstrated graphically (see the ESI,† Fig. S35 and S36) there is a clear agreement between experimental and calculated 13C NMR parameters. Carbonyl carbon atoms C6 involved in the secondary coordination with boron atoms always exhibit considerably smaller shielding (higher chemical shifts) as compared to the uncoordinated carbonyl carbons. Moreover, in agreement with the experimental data the performed calculations correctly predicted the increase in isotropic shielding (the decrease of the isotropic chemical shift) for the carbonyl carbons C15 in the distal segments of bortezomib molecules.
In accord with the observed changes in isotropic chemical shifts, the C6 carbonyl groups play a key role in the structural diversity of bortezomib boroxine moieties (Fig. 5). When placed above the boroxine ring, the C6 carbonyl oxygen interacts with the boron site BIII, whose geometry then becomes tetrahedral. Consequently, a secondary five-membered [–B⋯OC–N(H)–C–] ring perpendicular to the boroxine plane is formed. The corresponding O–B–O valence angle decreases from the ideal value of 120° to ca. 113°, and the planarity of the boroxine ring is effectively removed, adopting a dihedral angle of 4° for the BIII3–O–BIII2–O fragment in Form I and a BIV1–O–BIV2–O dihedral angle of 23° in Form II. The predicted small torsion involving the trigonal BIII3 and BIII2 sites corresponds to the weak BIII3–BIII2 correlation signal detected in the 11B–11B PDSD NMR spectrum (Fig. 3c), reflecting the nearly parallel orientation of the Vzz components of the quadrupolar tensors of the BIII3 and BIII2 sites (Fig. 6).
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Fig. 6 Orientations of the principal axes of the quadrupolar tensors in the boroxine cycle of bortezomib Form I. |
As reflected by the B⋯O distances and bond-density plots (Fig. 5) the strength of the B⋯O(C) coordination interactions depends on the local architecture of the boroxine moieties. If the tetrahedrally coordinated boron atom is surrounded by two trigonal BIII sites, the B⋯O distance predicted by the B3LYP/6-311G** method is 1.63 Å, whereas if two BIV sites adjoin each other, the bond strength is weakened and the predicted distances increase to 1.73 and 1.78 Å. This finding agrees well with the increase in isotropic 11B chemical shifts experimentally observed for the BIV1 and BIV2 sites of Form II and suggests some degree of variability and receptivity in these boroxine moieties.
An example of such receptivity is shown in the 11B TQ/MAS NMR spectrum of bortezomib Form II treated at 160 °C for 2 hours (Fig. 7a), in which a new signal appears at 15.0 ppm. The narrow isotropic projection of this resonance observed in the TQ dimension F1 (Fig. 7b) indicates a uniform and well-defined geometry around this thermally converted BIV1(T) site. Moreover, the secondary set of narrow, low-intensity, 13C CP/MAS NMR signals (Fig. 7c) reflects the formation of a new, structurally distinct arrangement of bortezomib molecules.
To verify the general applicability of the proposed experimental approach an amorphous form of bortezomib was also investigated. Although the 13C CP/MAS NMR and 11B MAS NMR spectra are significantly broadened due to the loss of uniformity in the molecular arrangement, the 2D 11B TQ/MAS NMR and 11B–11B DQ/SQ BR212 NMR spectra still allow the identification of the preferred structural motifs. Interestingly, the recorded 2D 11B–11B DQ/SQ NMR correlation spectra of the amorphous system are almost identical to the spectra measured for the crystalline Form II (ESI,† Fig. S37). This finding thus reveals not only the existence of boroxine rings in the amorphous form of bortezomib but also suggests their nonrandom structure. The bortezomib boroxine rings in the amorphous phase rather adopt conformations existing in the crystalline Form II.
Using this approach, we successfully described the covalent assembly of structurally complex bortezomib molecules existing exclusively in the solid state. We discovered and described in detail the unique, previously unreported boroxine structures in bortezomib polymorphs. We identified the formation of boroxine motifs in crystalline as well as amorphous forms, although the local geometries around these boroxine rings differed considerably due to intramolecular interactions with carbonyl groups. This contribution thus describes the previously unknown boroxine structures with secondary coordination and discloses the nature of polymorphism of bortezomib. In future studies we hope to extend the proposed methodological approach by complete simulation of 2D 11B–11B PDSD NMR spectra, and by applying the entire concept of powder NMR crystallography54–56 to predict the complete crystal structures of all polymorphic forms of bortezomib. The agreement between our preliminary analysis of electron powder diffraction data and crystal structure predictions has already confirmed the feasibility of this approach (ESI,† Fig. S38). However, further investigation and structural searches are needed.
Footnote |
† Electronic supplementary information (ESI) available: Parameters of solid-state NMR experiments; validation of 2D 11B–11B correlation experiments; 2D 11B–11B correlation spectra of bortezomib; 1H–13C FSLG HETCOR NMR spectra of bortezomib; spectroscopic data for amorphous bortezomib; and preliminary electron powder diffraction data. See DOI: 10.1039/c6cp06555d |
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