Open Access Article
A.
Pittermannová
ab,
Z.
Ruberová
a,
A.
Zadražil
a,
N.
Bremond
b,
J.
Bibette
b and
F.
Štěpánek
*a
aDepartment of Chemical Engineering, University of Chemistry and Technology, Technicka 3, 166 28 Prague 6, Czech Republic. E-mail: Frantisek.Stepanek@vscht.cz
bLaboratoire Colloïdes et Matériaux Divisés, ESPCI ParisTech, 10 rue Vauquelin, 75005 Paris, France
First published on 21st October 2016
The fabrication of alginate hydrogel microparticles with embedded liposomes and magnetic nanoparticles for radiofrequency controlled release of encapsulated chemical cargo was considered. An extractive gelation process was implemented in a microfluidic device, which enabled the production of uniform composite microparticles of dimensions comparable to those of blood cells (between 5 and 10 μm). The critical parameters that control the extractive gelation process were systematically explored and feasible values that provide microgel particles of a defined size and morphology were identified. First, the initial water-in-oil droplet is formed in a flow-focusing junction whose size is controlled by the flow-rate of the oil phase. Then, the train of droplets is sandwiched between two streams of oil containing calcium ions. In that way, a flux of water molecules from the droplets towards the continuous phase as well as a transport of calcium ions towards the disperse phase are initiated. The final microparticle properties were thus found to be sensitive to three elementary sub-processes: (i) the initial droplet size; (ii) the extraction of water into the oil phase, which was controlled by the volume of the oil phase and its initial moisture content; and (iii) the kinetics of ionic cross-linking of the alginate matrix, which was controlled by the varying calcium concentration. The size and morphology of the final composite microgels were fully characterized.
Early prototypes of chemical robots were fabricated by the drop-on-demand inkjet printing method,3,7 and have characteristic dimensions around 50 μm. However, for in vivo applications in drug delivery, it is necessary to further reduce their size to that of the blood cells8 or lower, i.e. approximately by a factor of 10 in diameter (a factor of 1000 in volume), which is a challenging task. For instance, human erythrocytes (red blood cells) have a characteristic diameter of 6–8 μm and various types of leukocytes (white blood cells) can have characteristic diameters ranging from 10–12 μm for neutrophils up to 12–15 μm for large lymphocytes.9
Several techniques exist to fabricate alginate microparticles such as inkjet printing,10 spray drying,11 membrane emulsification12 or synthesis by a microfluidic chip.13–22 Overall, synthesis of the alginate microparticles on a custom design microfluidic chip appears like the most feasible technique to synthesize monodisperse alginate microparticles. By appropriate design of the microfluidic chip, it is possible to prepare a wide range of different alginate microparticles, although it turns out that the size of the microparticles is a limiting factor if blood cell-sized particles are desired. For example, Liu et al. produced monodisperse alginate microparticles with diverse shapes (such as plugs, disks, microspheres, rods or threads) in a microfluidic chip with two individual flow-focusing channels and a synthesizing channel where the gelation of the microparticles was obtained. The smallest particles had a diameter of 30 μm.15 Yeh et al. used a T-junction channel to produce a w/o emulsion, which was gelled in the bulk by CaCl2. They encapsulated nanoparticles into alginate microparticles with diameters ranging from 70 to 220 μm.20 Pectin-alginate Janus hydrogel microparticles with average diameter of 90 μm were synthesized by Marquis et al.16 by a flow focusing channel and gelled by internal gelation.22 Finally, Zhang et al. prepared 40 μm alginate microparticles in a microfluidic chip, where on-chip gelation was achieved by providing sufficient residence time in the microchannel.21
It has been shown that a further reduction of the particle size on the microfluidic chip is possible by using an organic solvent with a non-negligible water solubility as the continuous phase. In that way, it enables partial extraction of water from the droplets, consequently reducing their size. Rondeau and Cooper-White18 have demonstrated the principle of extractive gelation using dimethyl carbonate (DMS) as a continuous phase. By extractive gelation, Seki's group19,23 has produced collagen and alginate microparticles in the size range lower than 10 μm. By varying the initial alginate concentration and using methyl acetate as the continuous phase they achieved pure alginate microparticles with a diameter of 6 μm. In addition to pure alginate microparticles, it was also shown that DNA molecules can be immobilized in the gel; however, the particle size with immobilized DNA increased up to 20 μm.19 The principle of extraction coupled with both internal and external gelation was also applied to pectin microparticles and the possibility to control not only size but also morphology was demonstrated.17
The objective of the present work was to achieve a reduction in particle size by the principle of extractive gelation, while exploring the possibility to incorporate functional components (magnetic nanoparticles and liposomes) into the hydrogel matrix. Previously, such functional components have never been incorporated into hydrogel microparticles produced by microfluidics. We are introducing a method to produce monodisperse composite alginate microparticles with a sub 10 μm characteristic size using a custom-designed microfluidic chip that implements extractive gelation (Fig. 2). First, droplets of aqueous solution of alginate in the continuous oil phase are formed in a flow-focusing channel. Second, gelation of the droplets is established in a long wavy channel by diffusion of calcium ions from the continuous phase. At the same time, the volume of the droplets is reduced by partial extraction of water into the continuous phase. Depending on the volumetric flow-rates of the aqueous and the oil phase, different conditions of the production were mapped and the effect of extraction on the achievable size of the microparticles was evaluated. The influence of the calcium concentration on the buckling of the alginate microparticles and their final morphology was also part of our investigation. The ideal conditions to produce monodisperse microparticles and to incorporate functional components (iron oxide nanoparticles, liposomes) were found.
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| Fig. 2 Workflow principle of the production of composite alginate microparticles in the 5–10 micrometers size range. | ||
:
5 cross-linking ratio onto the master. After curing at 70 °C for 22 minutes the polymer was lifted off with the pattern on its surface. Separately, a cover glass was coated with PDMS in a 1
:
14 cross-linking ratio and cured at 70 °C for 26 minutes.25 The thin layer of PDMS on the cover glass was achieved by spin-coating (Spin 150, 2000 rpm for 40 s). The final microfluidic chip was assembled by fusing the PDMS piece together with the PDMS-coated glass and left in an oven at 70 °C overnight. The bonding was achieved due to diffusion of excess cross-linker from the PDMS piece to the thin layer of PDMS on the glass. The bonding achieved in this way was sufficient for the pressures used in subsequent fluidic experiments. Being made from PDMS, the channel walls were hydrophobic. The width of the microchannel at the flow focusing orifice was 50 μm, whereas the width of the rest microchannels was 85 μm. The height of the microchannels was 22 μm. A schematic of the microfluidic chip layout and a capture of microparticle production can be found in ESI-1.†
, where Qoil is the flow rate of the continuous phase, μoil is the dynamic viscosity of the continuous phase and γ is the interfacial tension between the two phases.27 The droplet diameter decreases continuously with increasing capillary number, therefore with increasing Qoil (Table 1). The flow rate of the disperse phase has a negligible effect on the droplet size, however it has an effect on the frequency of the break-up.
As described above, particle size reduction was achieved by partially extracting water from the droplets formed in the flow focusing section of the chip into the surrounding oil phase. For extraction experiments described in this section, none of the oil phase contained calcium ions, so the size decrease of the microparticles was purely due to extraction (no gelation took place). We evaluated the volume change of the droplets by image analysis. Images of the droplets were taken in two locations (130 mm distant from each other), i.e. just behind the flow focusing section of the chip and just before the outlet from the chip (Fig. 3B). The droplet volume was calculated by considering the disk shape of the droplet as follows:
, where the D is measured diameter of the droplet and h is the height of the channel, for D > h. For cases when D < h the droplet volume was evaluated simply as the volume of a sphere. The extent of shrinkage will be described by a ratio RV = Vfinal/Vorig, were Vfinal and Vorig denote the final and the original droplet volume, respectively.
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| Fig. 3 (A) Droplet formation in the flow focusing device. (B) An example of droplet shrinkage; the scale bar is 50 μm. | ||
| C Ca2+ [% w/w] | D in [μm] | Q w [μl h−1] | Q oil1 [μl h−1] | Q oil2 [μl h−1] | Circ | |
|---|---|---|---|---|---|---|
| A | 0.9 | 41 | 5 | 110 | 90 | 0.59 |
| B | 0.5 | 33 | 5 | 150 | 50 | 0.93 |
| C | 0.5 | 41 | 5 | 110 | 90 | 0.78 |
| D | 0.5 | 47 | 5 | 50 | 150 | 0.51 |
| E | 0.1 | 33 | 5 | 150 | 50 | 0.83 |
| F | 0.1 | 41 | 5 | 110 | 90 | 0.85 |
The volume change of the droplet by extraction depends on two factors: the ratio RQ between the continuous and the disperse phase, i.e. RQ = Qoil/Qw and the contact time between the two phases. The ratio RQ determines the extraction capacity of the oil phase in the limiting case of sufficiently long residence time in the microfluidic chip for extraction equilibrium to be established. Indeed, considering the solubility K of water in oil (on a volume basis) and the planar geometry of the system where capillary pressure is negligible, the theoretical volume ratio ReqV at equilibrium is ReqV = 1 − KRQ. The evolution of the droplet shrinking ratio RV as a function of the ratio RQ is reported in Fig. 4. It can be seen that the droplets are systematically decreasing their volume with increasing amount of the continuous phase, with a possibility to decrease the volume of the droplets by as much as 60%. However, the observed volume reduction is also limited by kinetics (i.e., the residence time in the chip might not be sufficiently long for extraction equilibrium to be established). The trend of volume change was found to be almost identical regardless of whether the disperse phase was water or 1% w/w aqueous solution of alginate (Fig. 4). As a reference, experiments where the continuous phase was 1-undecanol previously saturated by water were also performed. As expected, no extraction and therefore no shrinking was observed.
Particles were produced under the stable dripping regime corresponding to the shear induced droplet formation, hence the initial droplet size is exclusively function of Qoil1 as discussed above. At the outlet from the chip all microparticles had a round shape, yet the final microparticles collected in the reservoir had different morphologies. The morphology change is happening in the tube connecting the outlet of the chip with the reservoir. Three main morphologies were observed: round shaped microparticles, slightly deformed microparticles and microparticles with a collapsed structure. As the microparticles (emulsion) are pushed through the tube, they are exposed to shear stress. Compressed emulsion has an elastic behavior therefore it deforms its shape under the shear stress.28
The morphological changes of the microparticles in the tube are influenced by the character of the partially gelled microparticles that are leaving the chip (diameter, shell thickness). Depending on the initial drop size (Din) and calcium content (CCa2+) the morphology of the microparticles varies from the spherical to the folded object with a variable degree of deformation (Table 1 and Fig. 5). The morphology is quantified by the circularity defined as:
, with a value of 1 indicating a perfect circle.
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| Fig. 5 Different morphologies of alginate microparticles; the scale bar is 20 μm, the conditions (A–F) correspond to parameter values given in Table 1. | ||
The influence of calcium ions concentration and the initial droplet size on the final morphology of the alginate microparticles was evaluated in order to explain the microparticle deformation. The rates of gelation and water extraction jointly determine the buckling (collapse of a spherical shell under external pressure) of the microparticles. The critical stress applied to a hollow sphere that leads to buckling is proportional to the ratio between the thickness of the shell and the diameter of the core (
, where σc is critical external stress for buckling, t is thickness of the shell and D is diameter).29 In this case the shell is the cross-linked alginate gel and the core is the still un-crosslinked aqueous phase. If rapid surface gelation takes place before water extraction, such as in the case of high Ca2+ concentration and/or large initial droplet size, the particle will buckle upon the final extraction of water from the core (particles in Fig. 5A and D, mechanism in Fig. 6B and C). On the other hand, the combination of low initial droplet size and/or low calcium ion concentration (therefore low rate of cross-linking) leads to particles that have a sufficiently thick shell relative to the diameter of the core (or in the limit, are cross-linked throughout their volume), so that they can withstand the external pressure during water extraction and not buckle, retaining their spherical shape (particles in Fig. 5B, E and F, mechanism in Fig. 6A and D).
Even if the microparticles do not buckle under the external pressure in the tube they can still slightly deform their shape under the flow. When the concentration of calcium ions is very low, the formed shell is weak, therefore the particles behave more like a viscous liquid and they gell in this drop-shape deformation (Fig. 5E and F). The ideal conditions to obtain monodisperse microparticles with a high circularity were: flow rate of the disperse phase Qw = 5 μl h−1, flow rates of the continuous phases Qoil1 = 150 μl h−1 and Qoil2 = 50 μl h−1, and concentration of calcium ions in the oil 0.5% w/w (Fig. 5B). Based on a sample of 500 particles, the mean diameter d = 10.5 ± 0.5 μm and circularity Circ = 0.93 ± 0.04 were evaluated, and the coefficient of variation in diameter (defined as the standard deviation divided by the mean diameter) was as low as 4.7%.
For the particles with the highest circularity (Fig. 5B, Qoil1 = 150 μl h−1, Qoil2 = 50 μl h−1), their mean diameter was evaluated for changing RQ ratio, which was achieved by changing the flow of the disperse phase. The mean particle diameter as function of the RQ ratio is plotted in Fig. 7. The observed asymptotic behavior of the size reduction is due to a rise of osmotic pressure induced by increased alginate concentration. For instance, for microparticle with a final diameter 10 μm and initial diameter 33 μm the alginate concentration increased from 1% to roughly 36% after extraction. Therefore, it is possible to achieve further reduction of the particle size by decreasing the initial alginate concentration below 1%. The final microparticle diameter significantly decreased with a lower initial alginate concentration as can be seen in Table 2.
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| Fig. 7 The mean particle diameter of the final alginate microparticles as a function of the ratio RQ; for all the cases Din = 33 μm. | ||
| C alg [%] | d [μm] |
|---|---|
| 1 | 10.5 ± 0.5 |
| 0.025 | 7.1 ± 0.6 |
| 0.01 | 5.7 ± 0.4 |
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| Fig. 8 Composite microparticles (A) and their orientation in the magnetic field (B); (C) an overlay of optical and confocal fluorescent image of microparticles; (D) confocal image of microparticle. | ||
:
cholesterol = 2
:
1) is above 45 °C. Therefore, the composite microparticles were exposed repeatedly to a temperature pulse of 45 °C for 10 minutes and then cooled down and maintained at room temperature (25 °C) for 15 min, while measuring the fluorescence of the surrounding solution. As shown in Fig. 9, a step increase of the released fluorescein concentration was observed after each temperature pulse in the sequence, while no fluorescein was released during the periods at 25 °C. This proves that by controlling temperature of the composite microparticles, a repeated on-demand release can be achieved and the diffusion process can be stopped and restarted several times.
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| Fig. 9 Diffusion of CF from composite microparticles during the temperature burst release experiments. | ||
To evaluate the ability of composite alginate microparticles with encapsulated iron oxide to heat up in the radiofrequency field and to reach temperatures necessary for the phase transition of the liposomes, composite alginate microparticles were prepared from sodium alginate (0.025% w/w) dissolved in a concentrated (10 g l−1) solution of iron oxide nanoparticles. The temperature rise of the resulting microparticles was measured as described in Section 2.7 and the results are summarized in Fig. 10, which shows that the microparticles can indeed reach the desired temperature 45 °C in less than 20 s at 100% power of RF generator. In addition, by modulating the power of the RF generator, the time at which the phase transition temperature is reached can be controlled.
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| Fig. 10 Temperature rise of microparticles in the alternating magnetic field for different powers (100%, 75% and 50%) of the RF generator. | ||
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c6ra23003b |
| This journal is © The Royal Society of Chemistry 2016 |