Kuen-Yi Chen,
Ka-Lip Chu,
Pin-Hsuan Chen and
Yung-Hsien Wu*
Department of Engineering and System Science, National Tsing Hua University, Hsinchu, 300, Taiwan. E-mail: yunhwu@mx.nthu.edu.tw
First published on 18th July 2016
The effect of annealing temperature on the ferroelectricity of HfAlOx with Al concentration of 4.5% is physically and electrically investigated by metal–ferroelectric–insulator–semiconductor (MFIS) platform. HfAlOx with 600 °C annealing is confirmed to possess ferroelectricity by the formation of non-centrosymmetry orthorhombic III phase, clockwise capacitance–voltage hysteresis, significant polarization–electric field hysteresis curve, and in-depth analysis of current component as compared with non-ferroelectric HfO2. Compared to commonly discussed MFM devices from which thermal annealing of 800 °C is required to induce ferroelectricity, the relatively lower thermal budget to form ferroelectric HfAlOx in MFIS devices can be attributed to the compressive thermal stress caused by the difference in thermal expansion between the Si substrate and HfAlOx during thermal annealing, and it is the stress that helps lower the annealing temperature to crystallize HfAlOx in the orthorhombic phase. In addition, MFIS devices with 600 °C-annealed HfAlOx hold the prospect of becoming a promising candidate for memory applications by demonstrating a memory window of 0.6 V with 3 V operation voltage which is comparable with or superior to those with conventional ferroelectric films. Furthermore, the process to from ferroelectric HfAlOx-based devices can be fully integrated into incumbent mass production fabs, empowering next-generation memory technology.
HfO2-based dielectrics haven been adopted as the gate dielectrics of advanced MOSFETs for years.13–15 It has also been reported that by doping Al into HfO2, HfAlOx demonstrates promising characteristics for the applications of resistive switching memories.16,17 Recently, HfO2-based materials have been found to possess ferroelectricity and drawn intensive attention since they are fab-friendly dielectrics which have been employed in the production line for years. Ferroelectricity of HfO2 can be achieved by doping Si,18 Al,19 Zr,4,5,20,21 Y,22 La,23 Gd,24 or Sr25 to from non-centrosymmetric orthorhombic phase and developing the doped-HfO2 ferroelectric materials ushers in a new era for ferroelectric memory and low-SS transistors applications. Nevertheless these doped-HfO2 ferroelectric materials are promising, Si-, Al-, and Zr-doped HfO2 are more feasible for further application since dopants such as Y, La, Gd and Sr are not commonly adopted in mass production fabs. Zr-Doped HfO2 is the most discussed ferroelectric materials in the field owing to the similar chemical properties between HfO2 and ZrO2, and the low thermal budget to induce ferroelectricity. On the other hand, Si-18 and Al-19 doped HfO2 are less explored and one possible reason maybe the high annealing temperature (>800 °C) to from the desirable phase for ferroelectricity. In this work, the effect of annealing temperature on the ferroelectricity of Al-doped HfO2 is systematically studied. The annealing temperature dependent behavior is quite important for process integration and has been extensively investigated for ferromagnetic properties of FePt.26,27 Note that although similar effect has been discussed in the literature for Al-doped HfO2, the major advances compared to prior arts are (1) metal–ferroelectric–insulator–semiconductor (MFIS) rather than metal–ferroelectric–metal (MFM) structure is studied. In fact, most HfO2-based ferroelectric devices under research are of MFM structure18–20,22–25 which is more convenient to extract the intrinsic ferroelectricity of the material and can be applied to one-transistor-one-capacitor (1T1C) FRAM configuration. However, to realize 1T FRAM, it is indispensable to examine the MFIS structure. Furthermore, the MFIS structure can also be integrated into MOS transistors for NC applications. (2) The reported 800–1000 °C annealing temperature to achieve ferroelectricity for MFM structure19 can be reduced to 600 °C for MFIS structure and the reduced thermal budget holds the potential to be integrated with existent gate-last VLSI technology.
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Fig. 1 C–V characteristic with bi-directional sweeping between ±3 V for devices with 600 °C-annealed HfO2, 600 °C-annealed HfAlOx and 800 °C-annealed HfAlOx. |
Fig. 2 shows the XRD pattern for HfO2 and HfAlOx with different annealing temperatures. 600 °C-annealed HfAlOx presents a distinctive diffraction peak at 30.6° which corresponds to orthorhombic III phase with space group Pbc21 with non-centrosymmetry, the essential requirement for ferroelectricity.31 Note that the peak may also include the contribution from cubic and tetragonal phases since these three phases are difficult to be distinguished in the range of 27–33°. The presence of orthorhombic phase implies that 600 °C-annealed HfAlOx is very likely to possess ferroelectricity, consistent with the aforementioned C–V analysis. Note that the C–V hysteresis of 600 °C-annealed HfAlOx is the combinational effects of ferroelectricity (clockwise) and charge injection (counterclockwise). The final clockwise hysteresis implies that ferroelectricity effect is stronger than that of charge injection effect which is expected to be small due to the tiny amount of charge trapping sites resulting from the ALD process-based dielectric. For 800 °C-annealed HfAlOx, the component of orthorhombic phase significantly decreases while monoclinic phase (28.4° and 31.6°) which is of symmetric structure increases after a higher temperature annealing, suggesting the insignificant ferroelectricity in the film. The 800 °C-annealed HfAlOx dominated by monoclinic phase well explains that the C–V hysteresis is mainly caused by charge injection instead of ferroelectricity and the insignificant counterclockwise hysteresis indicates a small number of trapping sites after 800 °C annealing. Nevertheless, the number of trapping sites is expected to be higher than that of 600 °C-annealed HfAlOx due to the aforementioned decomposition of ionic bonds at a higher annealing temperature. This phenomenon of phase transition becomes more pronounced for 1000 °C-annealed HfAlOx and it is suggested to have the most insignificant ferroelectricity. For 600 °C-annealed HfO2, it also reveals monoclinic phase as expected and the mechanism behind the insignificant C–V characteristic is the same as that of 800 °C-annealed HfAlOx.
To more directly confirm whether ferroelectricity exists in 600 °C-annealed HfAlOx, polarization versus electric field (P–E) characteristics were measured and the same characterization was also conducted for 600 °C-annealed HfO2 and 800 °C-annealed HfAlOx for comparison. The P–E behaviors for various kinds of devices are displayed in Fig. 3 and the corresponding current are also recorded in the same figure. The P–E characteristic for 600 °C-annealed HfO2 shown in Fig. 3(a) is composed of two straight lines without showing any hysteresis loop, indicating absence of ferroelectricity of the film. On the contrary, as shown in Fig. 3(b), 600 °C-annealed HfAlOx exhibits hysteresis loop. However, the hysteresis loop does not necessarily mean ferroelectricity of the film except the effect of leakage current induced lossy capacitor can be excluded.32 To better understand whether the loop is caused by lossy capacitor, it is worth examining the current component of the film. For a typical dielectric without any ferroelectricity, based on the analysis of the displacement current versus time,33 total current I(t) of an MIS capacitor is given by formula (1):
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Fig. 3 P–E characteristic measured at 1 kHz for (a) 600 °C-annealed HfO2, (b) 600 °C-annealed HfAlOx and (c) 800 °C-annealed HfAlOx. Corresponding current behaviors are shown in the figures. |
For the current of 600 °C-annealed HfO2 shown in Fig. 3(a), one can observe that even with negative applied electric field (from −4 to 0 MV cm−1), positive current is obtained and this phenomenon could exclude Ic as the main component since the polarity of Ic should be consistent with that applied electric field. Fig. 4 shows the measured Ic for 600 °C-annealed HfO2 and HfAlOx by minimizing the voltage sweeping rate dV(t)/dt to be 10 mV s−1 and both devices demonstrate a tiny value in the order of 100 pA which further confirms that Ic contribute negligible amount to total current. Furthermore, since the capacitance switches between accumulation to inversion regime during the sweep as evidenced by the C–V curve shown in Fig. 1 and the change of capacitance as a function of voltage dC(t)/dV(t) is small in the accumulation and inversion regime, it implies that the term V(dC(t)/dV(t))(dV(t)/dt) is still not the main component of the current. Note that although dC(t)/dV(t) becomes larger when the capacitance switches from accumulation to inversion, however, it almost occurs at zero bias which means that the term V(dC(t)/dV(t))(dV(t)/dt) is also negligible even for the capacitance switch. The main component of the current is most likely contributed by capacitive displacement current C(dV(t)/dt) which is proportional to the capacitance under fixed voltage sweeping rate dV(t)/dt. For negative and positive applied field, the capacitor is respectively with high capacitance (under accumulation regime) and low capacitance (under inversion regime) and therefore the capacitive displacement current follows the trend which is consistent with the measured current. Moreover, the polarity of the measured current is the same as the voltage sweeping rate. Based on the analysis, it confirms that capacitive displacement current is the main component of the current. Since the polarization is the integral of the displacement current with the correlation of , polarization in the form of two straight lines with one corresponding to accumulation regime while the other inversion regime, is expected and the linear polarization manifests that 600 °C-annealed HfO2 is a typical paraelectric dielectric. With similar methodology, one can also analyze the current component of 600 °C-annealed HfAlOx to verify whether ferroelectricity exists in the film. From the Ic shown in Fig. 4, since the value of HfAlOx is comparable with that of HfO2 which does not demonstrate lossy capacitor induced hysteresis loop, it can be inferred that the hysteresis loop shown in 600 °C- and 800 °C-annealed HfAlOx is not caused by leakage current. Similarly, the term V(dC(t)/dV(t))(dV(t)/dt) can also be excluded because of the small change rate of capacitance with the sweeping voltage in accumulation and inversion regime. In addition, the behavior of current is quite different from that of 600 °C-annealed HfO2, suggesting that there is another current component besides capacitive displacement current C(dV(t)/dt). The most likely component that leads to the current behavior is the existence of the polarization induced term dP(t)/dt and implies the ferroelectricity of the film. Thus the hysteresis loop for 600 °C-annealed HfAlOx is resulted from the ferroelectricity and coercive field (Ec) can also be observed. Note that compared to typical MFM devices, the slight shift of the loop toward negative electric field for the MFIS devices is due primarily to electrodes with asymmetric work function (TiN as top electrode, Si substrate as bottom electrode).34 Fig. 3(c) shows the P–E behavior and current response for 800 °C-annealed HfAlOx. It is clearly observed that although the behavior is quite similar to those of 600 °C-annealed HfAlOx, the current level is lower which implies more insignificant ferroelectricity. Furthermore, no matter what annealing temperature is, the P–E behavior and current response are quite different from that of paraelectric HfO2, confirming the unique ferroelectricity for annealed HfAlOx. It is worth noting that similar P–E hysteresis behaviors without “pinched” tail were also reported in the literature for Si-based MFS structure.35–38
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Fig. 4 Conduction (leakage) current for devices with 600 °C-annealed HfO2 and HfAlOx measured by minimizing the voltage sweeping rate to exclude capacitive displacement current. |
To further prove the existence of ferroelectricity, current response to triangular voltage waveform is investigated and the results for 600 °C-annealed HfO2, 600 °C-annealed HfAlOx and 800 °C-annealed HfAlOx are shown in Fig. 5. As aforementioned analysis and shown in Fig. 5(a), since 600 °C-annealed HfO2 is a paraelectric dielectric and capacitive displacement current C(dV(t)/dt) dominates its current behavior, the nearly constant high and low current (absolute value) respectively corresponds to accumulation (high capacitance) and inversion (low capacitance) while the polarity is consistent with the voltage sweeping slope. As shown in Fig. 5(b) which is similar to that of MFIS devices with HfZrO-based ferroelectric,5 the current behavior of 600 °C-annealed HfAlOx is quite different from that of HfO2 in terms of the non-constant current which indicates additional dP(t)/dt term comprising the total current. Moreover, during the time interval of 0–0.2 ms, the current first decreases (negative current slope) and then increases with increasing sweeping voltage, referring to as current turnover. Note that for ideal ferroelectric film, only one current peak without any current turnover point can be observed during positive voltage sweeping rate. Typically, one current peak indicates that polarization of all dipoles inside the ferroelectric film switch to opposite orientation as the applied voltage exceeds a certain coercive field. The phenomenon of current turnover in the time interval of 0–0.2 ms suggests that the ferroelectric domain in the HfAlOx could be roughly divided into a smaller coercive field domain and a larger coercive field domain, resulting from domain pining or seed inhabitation.39 That is, because of the domains that correspond to different coercive fields, two current peaks can be observed during the time interval with positive sweeping rate (0–0.2 ms and 0.8–1 ms). This phenomenon that ferroelectric film has domains with different coercive fields has been reported in the literature39–41 and is usually ascribed to the existence of oxygen vacancies in the film. Further process optimization is still required to suppress the amount of oxygen vacancies so that all the domains could demonstrate similar behaviors. Fig. 5(c) shows the result for 800 °C-annealed HfAlOx and similar current response to that of 600 °C-annealed HfAlOx is found. Again, it reveals lower current level, suggesting more insignificant ferroelectricity.
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Fig. 5 Current response to triangular voltage waveform measured at 1 kHz for (a) 600 °C-annealed HfO2, (b) 600 °C-annealed HfAlOx and (c) 800 °C-annealed HfAlOx. |
Fig. 6 shows the P–E characteristics for MFIS capacitors with 600 °C, 800 °C and 1000 °C-annealed HfAlOx. As aforementioned discussion, 600 °C annealed devices exhibit ferroelectricity with remnant polarization (Pr) of 1.5 μC cm−2 at zero voltage. As the annealing temperature becomes higher, the Pr at zero bias becomes smaller which suggests the insignificant ferroelectricity and the trend is consistent with the C–V measurement and XRD characterization.
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Fig. 6 P–E characteristic for HfAlOx-based devices with different annealing temperatures measured at 1 kHz. |
Compared to typical P–E characteristics of MFM devices with HfAlOx,19 MFIS devices reported in this work show different properties in terms of (1) a lower Pr value and (2) a lower process temperature to induce ferroelectricity. For the lower Pr value observed in MFIS devices, the phenomenon can be explained by the fact that for MFIS devices, in addition to the polarization of HfAlOx, induced charges over the Si/SiO2 interface also occurs when the gate bias is applied. The induced charges along with the parasitic series resistance from the Si substrate make the applied field cannot fully impose on the HfAlOx and therefore the P–E curve is not as ideal as those reported in MFM devices where the entire applied field appears across the ferroelectric layer. For the process temperature, 600 °C annealing is observed to induce ferroelectricity for MFIS devices, lower than that reported for MFM (TiN/HfAlOx/TiN) devices which is 800 °C.19 The lower process temperature of MFIS devices implies that the process necessitates lower thermal budget and can be fully integrated into incumbent advanced Si-based VLSI technology which adopts gate-last process and requires low process temperature to avoid devices degradation. Although HfAlOx has been found to be a promising ferroelectric materials in MFM devices, the process temperature higher than 800 °C may limit its applications in certain fields. The ferroelectric HfAlOx in MFIS structure developed in this work further advances the progress by lowering the process temperature to 600 °C, making it possible to be applied to front end process while widening the application spectra. It is apparent that the required temperature to induce ferroelectricity strongly depends on the substrate and Si substrate is capable to form ferroelectric HfAlOx at a lower process temperature. The mechanism behind the substrate-dependent phenomenon may be ascribed to the compressive thermal stress caused by the difference in thermal expansion between the substrate and the HfAlOx during thermal annealing. Assume that the stress in the HfAlOx is completely exerted by the thermal expansion difference and no significant stress develops in the substrate, then the in-plane stress in the HfAlOx can be expressed as
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Since HfAlOx with 600 °C annealing has been proven to possess the most significant ferroelectricity, the analysis of C–V hysteresis with various voltage sweeping ranges for memory window test only focuses on devices with the process condition and the results are shown in Fig. 7. When the sweeping range increases from ±1 V to ±4 V, as depicted in Fig. 7(a), it shows clockwise hysteresis which increases as the sweeping range becomes larger and reaches a maximum value of 0.6 V for ±3 V sweeping range. For Fig. 7(b), as the sweeping range is larger than ±4 V, the clockwise hysteresis becomes smaller and it can be attributed to the fact that both ferroelectric and charge injection effects occur during the measurement and the latter corresponds to counterclockwise C–V hysteresis for p-type substrates.43,44 Since the charge injection effect is more pronounced for larger sweeping range, it counteracts the ferroelectric effect and therefore leads to smaller hysteresis even with larger sweeping voltage. Fig. 7(c) summarizes the hysteresis trend with different sweeping voltage ranges and it apparently reaches a maximum value at ±3 V.
Table 1 exhibits the memory window for MFIS-based devices with different ferroelectric films. Although conventional ferroelectric films such as BaTiO3,44,45 SBTO,10 and PZT-based7,8 ferroelectrics demonstrate promising memory characteristics in terms of reasonable memory windows at low operation voltage, the relative thick film thickness and the non-fab-friendly materials may hinder its integration with incumbent VLSI technologies. PVDF–TrFE,46 an alternative ferroelectric film that holds potential for memory application because of 0.5 V memory window with operation voltage down to 3 V, still faces the difficulties to be implemented in a mass production line due to its organic properties. Compared to the counterparts reported in the literature, the HfAlOx developed in this work presents its great perspectiveness by showing the memory window of 0.6 V with 3 V operation voltage which is comparable or superior with those with conventional ferroelectric film. Furthermore, the ferroelectric HfAlOx can be realized in relatively thin thickness and is fully compatible with fab process with the capability to be formed at 600 °C which is desirable for prevalent advanced gate-last VLSI technology.
Ferroelectric film | Thickness (nm) | Thermal treatment | Operating voltage (V) | Memory window (V) | Reference |
---|---|---|---|---|---|
BaTiO3 | 120 | 700 °C/30 min | 2 | 0.5 | 44 |
SBTO | 300 | 800 °C/60 min | 3 | 0.47 | 10 |
BaTiO3 | 90 | 600 °C/NA | 7 | 0.75 | 45 |
PZT | 290 | 500 °C/60 s | 4 | 0.65 | 7 |
PZT | 120 | 600 °C/60 s | 10 | 3.4 | 8 |
PVDF–TrFE | 45 | 130 °C/60 min | 3 | 0.5 | 46 |
HfZrOx | 30 | 950 °C/NA | 3 | 0.5 | 21 |
HfAlOx | 15 | 600 °C/30 s | 3 | 0.6 | This work |
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