Open Access Article
This Open Access Article is licensed under a Creative Commons Attribution-Non Commercial 3.0 Unported Licence

γ-Sultam-cored N,N-ligands in the ruthenium(II)-catalyzed asymmetric transfer hydrogenation of aryl ketones

Slavko Rast a, Barbara Modec b, Michel Stephan a and Barbara Mohar *a
aNational Institute of Chemistry, Hajdrihova 19, 1001 Ljubljana, Slovenia. E-mail: barbara.mohar@ki.si
bFaculty of Chemistry and Chemical Technology, University of Ljubljana, Večna pot 113, 1000 Ljubljana, Slovenia

Received 16th November 2015 , Accepted 8th January 2016

First published on 8th January 2016


Abstract

The synthesis of new enantiopure syn- and anti-3-(α-aminobenzyl)-benzo-γ-sultam ligands 6 and their application in the ruthenium(II)-catalyzed asymmetric transfer hydrogenation (ATH) of ketones using formic acid/triethylamine is described. In particular, benzo-fused cyclic ketones afforded excellent enantioselectivities in reasonable time employing a low loading of the syn ligand-containing catalyst. A never-before-seen dynamic kinetic resolution (DKR) during reduction of a γ-keto carboxylic ester (S7) derivative of 1-indanone is realized leading as well to excellent induction.


Introduction

The efficient asymmetric transfer hydrogenation (ATH) of ketones employing a HCO2H/Et3N binary mixture can be currently achieved under mild conditions by three generations of RSO2-DPEN-based chiral Ru(II) complexes (available in both enantiomeric forms, DPEN = trans-1,2-diphenylethylenediamine) (Fig. 1).1–5 Noyori and co-workers’ chiral [RuCl(TsDPEN)(η6-arene)]-type complexes (1st generation) were the starting point of such catalyzed asymmetric transformation both on the applied and fundamental levels.2,3 Then, intracovalent tethering of the diamine and η6-arene ligand units (2nd and 3rd generations) led to an increased longevity of the catalytic species improving thus the turnover number.4,5
image file: c5ob02352a-f1.tif
Fig. 1 “SO2DPEN”-embedded ATH-efficient chiral Ru(II) complexes.

Exploring the origin of the stereocontrol by the structural stereoarray of the 1st generation ligands and aiming to enhance the enantioselectivity and catalyst activity, empirical modifications of the chiral elements were undertaken (Fig. 2). In particular, TsDPEN skeletal alteration at the level of its ethylene-bridge substituents on position 1 or 2 revealed the critical importance of their aromatic nature (and inherent steric bulk) as well as the advantage of their anti disposition.2a,6


image file: c5ob02352a-f2.tif
Fig. 2 Representative results of [RuCl(TsDPEN or “altered TsDPEN”)(p-cymene)]-catalyzed ATH of acetophenone using HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2.

With our ongoing research interest in this area, we present hereafter the synthesis of 5-membered cyclic minimalist TsDPEN analogs (Fig. 3) and their investigation in the ATH of various classes of ketones. This new design possesses a partial degree of stereochemical rigidity, maintaining however TsDPEN structural elements of the vic-diaryls disposition and the mono N-sulfonyl group. Such a structure gives rise to two possible pairs of syn and anti diastereomers of which preparation was targeted.


image file: c5ob02352a-f3.tif
Fig. 3 Possible heterocyclic regioisomers of “structurally-simplified TsDPEN”.

Results and discussion

Synthesis of the new 5-membered cyclic N,C-SO2-DPEN ligands

In this study, we opted for a non-asymmetric synthetic strategy emphasizing on a convenient access to these ligands with a late-stage resolution. Thus, the NaOMe-mediated Wittig reaction of sodium ortho-formylbenzenesulfonate with benzyltriphenylphosphonium chloride afforded pure sodium (E)-β-styrylbenzenesulfonate [(E)-1] in 59% yield after recrystallization (Scheme 1). Conversion into the (E)-sulfonamide (E)-2 followed by epoxidation with m-CPBA and reaction with LiOMe in MeOH led to the regioselective formation of the 6-endo-tet-cyclized trans-δ-sultam trans-4 in high overall yield (82%). Such regioselectivity is supported by 1H, 13C-HMBC analysis from a correlation between the proximal aromatic hydrogen of the 1,1-dioxo-benzo-1,2-thiazinane core and the carbon atom bearing the hydroxyl group (see the ESI).7 Tandem in situ O-mesylation-intra-N-alkylation furnished in 76% yield the trans-configured aziridine-cored product trans-5 (for its X-ray structure showing the aromatic rings in trans and a chiral angular N atom, see the ESI).§ Alternatively to this circuitous approach, a straightforward single-step conversion of (E)-2 into trans-5via Rh2(OAc)4-catalyzed aziridination using PhI(OAc)2[thin space (1/6-em)]8 was achieved in 57% yield. Further on, consecutive aziridine highly regioselective ring-opening with sodium azide in MeCN/H2O (4[thin space (1/6-em)]:[thin space (1/6-em)]1) and Pd/C-catalyzed hydrogenation gave the syn-3-(α-aminobenzyl)-benzo-γ-sultam syn-6. The (3S,1′R)- and (3R,1′S)-configured enantiomeric ligands 6 were separated by preparative chiral HPLC in >99% ee and 78% combined yields. The absolute configuration of the 1st eluting enantiomer was determined by X-ray analysis of its (S)-CSA salt (Fig. 4).9
image file: c5ob02352a-s1.tif
Scheme 1 Preparation of the syn-3-(α-aminobenzyl)-benzo-γ-sultam ligand 6 enantiomers.

image file: c5ob02352a-f4.tif
Fig. 4 ORTEP drawing of the (1S)-camphor-10-sulfonic acid ((S)-CSA) salt of the HPLC 1st eluting syn-6 enantiomer at the 50% probability level ((S)-CSA was omitted for clarity; for full details, see the ESI).

Next, the complementary diastereomer anti-3-(α-aminobenzyl)-benzo-γ-sultam anti-6 was prepared analogously, however by resorting to NaHMDS as the base10 in the Wittig step (Scheme 2). The resulting ∼1[thin space (1/6-em)]:[thin space (1/6-em)]1 (E/Z)-isomeric mixture 1 was directly engaged in the further transformation (via the sulfonamide 2) into the aziridine 5 upon Rh2(OAc)4-catalyzed aziridination. The cis and trans diastereomers 5 were separated by silica gel chromatography at this stage of the sequence (28% yield for cis-5) and the former was converted as above into the corresponding racemic anti-3-(α-aminobenzyl)-benzo-γ-sultam anti-6. Its (3R,1′R)- and (3S,1′S)-configured enantiomers were separated by preparative chiral Supercritical Fluid Chromatography (SFC) affording the ligands in >99% ee and 44% combined yields. The absolute configuration of the 1st eluting enantiomer was equally determined by X-ray analysis of its (S)-CSA salt (Fig. 5).11


image file: c5ob02352a-s2.tif
Scheme 2 Preparation of the anti-3-(α-aminobenzyl)-benzo-γ-sultam ligand 6 enantiomers.

image file: c5ob02352a-f5.tif
Fig. 5 ORTEP drawing of the (1S)-camphor-10-sulfonic acid ((S)-CSA) salt of the SFC 1st eluting anti-6 enantiomer at the 50% probability level ((S)-CSA was omitted for clarity; for full details, see the ESI).

Evaluation of the new sulfonamido-amine ligands 6 in ATH

The assessment of the efficiency in ATH of the Ru(II) complexes incorporating the new 3-(α-aminobenzyl)-benzo-γ-sultam ligands was first conducted on the representative benchmark substrates acetophenone (S1), ethyl benzoylacetate (S2), 1-indanone (S3), and α-tetralone (S4) (Table 1). The Ru complexes were prepared from a [RuCl26-arene)]2 precursor and the enantiopure sulfonamido-amine ligand 6 (syn or anti; 1.1 equiv. to Ru atom) at 40 °C (1 h) in 1,2-dichloroethane. The catalysts’ screening with an S/C = 200 was performed at 40 °C using HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2.
Table 1 Ru(II)-catalyzed ATH of benchmark ketones with the enantiopure ligands syn-(3R,1′S)-6 (HPLC 2nd eluting) and anti-(3R,1′R)-6 (SFC 1st eluting)a

image file: c5ob02352a-u1.tif

Ketone Ligand η6-Arene t (h) Conv. (%) ee (%)
a Reaction conditions: S/C = 200, ketone (1.0 mmol), 1,2-dichloroethane (1 mL), HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 (250 μL), 40 °C. Conversion was determined by 1H NMR of the extracted crude. Isolated yields were 96–98%. ees were determined by chiral GC or HPLC. (R)-Configured alcohols were obtained [(R,R)-TsDPEN used]. For further details, see the Experimental section. b Reaction in neat HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 (500 μL).
image file: c5ob02352a-u2.tif syn-6 p-Cymene 4 >99 78
3b 100 85
syn-6 Mesitylene 7 80 72
anti-6 p-Cymene 4 >99 58
anti-6 Mesitylene 7 90 72
TsDPEN p-Cymene 4 25 97
4b 25 97
20b 99 97
image file: c5ob02352a-u3.tif syn-6 p-Cymene 3 100 92
syn-6 Mesitylene 3 100 86
anti-6 p-Cymene 3 100 54
anti-6 Mesitylene 3 100 82
TsDPEN p-Cymene 7 85 98
7b >99 98
image file: c5ob02352a-u4.tif syn-6 p-Cymene 4 100 99
anti-6 p-Cymene 5 >99 95
anti-6 Mesitylene 7 90 95
TsDPEN p-Cymene 4b 50 -
20b >99 99
image file: c5ob02352a-u5.tif syn-6 p-Cymene 3 100 99
syn-6 Mesitylene 7 80 98
anti-6 p-Cymene 7 95 >99
anti-6 Mesitylene 7 85 >99
TsDPEN p-Cymene 3 25 99
3b 40 99
20b 98 98


The outcome of this exploratory profiling clearly revealed the faster reduction rate using the new sulfonamido-amine ligands 6versus the more flexible TsDPEN and “altered TsDPEN” ligands, or Wills’ conformationally locked indane-cored sulfonamido-amine ligands in Fig. 2. Also, it was noticed for TsDPEN that a supplemental amount of HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 was required in order to revitalize the reduction and drive it to completion. However, acetophenone (S1) and its α-ethoxycarbonyl-substituted derivative S2 afforded lower enantioselectivities (up to 85% ee and 92% ee, respectively) than the ones with the TsDPEN reference. Noteworthily, as (R)-1-phenylethanol was the major resulting enantiomer, the sense of induction on acetophenone (S1) of the syn-(3R,1′S)-6 and anti-(3R,1′R)-6 revealed to be in line with the one expected with the syn-(1R,2S)-TsDPEN (as its syn-(1S,2R)-enantiomer led to (S)-1-phenylethanol) or observed with anti-(R,R)-TsDPEN (Fig. 2).

Noticeably, the performance of syn-(3R,1′S)-6 was particularly good against the benzo-fused ketones, 1-indanone (S3) and α-tetralone (S4), as up to 99% ee with full conversion was obtained in reasonable times leading as well to (R)-configured alcohols.2a Also, (R)-configured products (95 to >99% ee) were formed employing the anti-(3R,1′R)-6 demonstrating hence that the chirality on the C(3) atom (bearing the sulfonamido group) predominantly determines the enantiofacial discrimination.

Therefore, the [RuCl2(p-cymene)]2/(3R,1′S)-6 complex was further screened on a series of methoxycarbonyl-substituted 1-indanones (S6–S7) and methoxycarbonyl-substituted α-tetralones (S8–S10) (Table 2).

Table 2 Ru(II)-catalyzed ATH of benzo-fused cyclic ketones with the syn-(3R,1′S)-6 (HPLC 2nd eluting) liganda
Ketone S/C t (h) Conv. (%) Product
cis/trans ee (%)
a Reaction conditions: [RuCl2(p-cymene)]2/(3R,1′S)-6, ketone (1.0 mmol), 1,2-dichloroethane (1 mL), HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 (250 μL), 40 °C. Conversion and cis/trans ratio (dr) were determined by 1H NMR of the extracted crude. Isolated yields were 94–99%. ees were determined by chiral GC or HPLC. (R)-Configured alcohols were obtained in all the cases. For further details, see the Experimental section. b Determined by 19F NMR of the (R)-Mosher ester; trans-stereoisomers were not separated.
image file: c5ob02352a-u6.tif 1000 16 95 99
image file: c5ob02352a-u7.tif 1000 16 >99 99
image file: c5ob02352a-u8.tif 1000 12 100 99
image file: c5ob02352a-u9.tif 200 4 100 97[thin space (1/6-em)]:[thin space (1/6-em)]3 >99 (cis)
image file: c5ob02352a-u10.tif 200 6 100 95[thin space (1/6-em)]:[thin space (1/6-em)]5 99 (cis)
>99 (trans)
image file: c5ob02352a-u11.tif 200 6 >99 98[thin space (1/6-em)]:[thin space (1/6-em)]2 >99 (cis)
image file: c5ob02352a-u12.tif 100 6 >99 50[thin space (1/6-em)]:[thin space (1/6-em)]50 99 (cis)b
image file: c5ob02352a-u13.tif 200 3 100 50[thin space (1/6-em)]:[thin space (1/6-em)]50 >99 (cis)
>99 (trans)


Employing an S/C = 1000, a 99% ee coupled with a high conversion was obtained within 16 h for 1-indanone (S3), α-tetralone (S4), and 4-chromanone (S5).

Shifting to functionalized variants, ATH of racemic 2- or 3-methoxycarbonyl-1-indanone (S6 and S7) using an S/C = 200 resulted in high diastereoselectivities (cis/trans 97[thin space (1/6-em)]:[thin space (1/6-em)]3 and 95[thin space (1/6-em)]:[thin space (1/6-em)]5, respectively) and 99% enantioselectivity indicating a dynamic kinetic resolution (DKR)12,13 occurring during their reduction. Regioisomeric methoxycarbonyl-α-tetralones S8–S10 displayed as well an excellent ATH outcome. A high enantioselectivity (>99% ee) was attained in all the cases, with S8 undergoing DKR12 in 98[thin space (1/6-em)]:[thin space (1/6-em)]2 cis/trans ratio. Noteworthily, S9 exhibited some kinetic resolution (KR) during ATH as, at ∼75% conversion, 1H NMR indicated a 60[thin space (1/6-em)]:[thin space (1/6-em)]40 cis/trans ratio.14

Most interestingly, in a related fashion to the reported DKR during ATH of readily enolizable β-keto esters (such as S6 and S8),12 a first-time DKR during reduction of a γ-keto ester as rac-3-methoxycarbonyl-1-indanone15 (S7) was encountered (Scheme 3). We hypothesize that this DKR occurs by keto–enol tautomerization of this 5-membered cyclic γ-keto ester via the racemization-prone dual benzylic and allylic carbon. This stereolability could be accentuated in the transition state (TS) influenced by the electrostatic interaction as shown in Scheme 3. We assume that the configuration of the GC-detected trans-product (5.3%) is as depicted supported by the 99% ee obtained with 1-indanone (S3). By contrast, the 6-membered δ-keto ester higher homolog S10 is unable to undergo racemization (under the test conditions) of its methoxycarbonyl-borne benzylic carbon precluding thus DKR.


image file: c5ob02352a-s3.tif
Scheme 3 DKR of rac-3-methoxycarbonyl-1-indanone (S7) during ATH (Table 2).

The [Ru(TsDPEN)(η6-arene)]-catalyzed ATH mechanism was established by Noyori, Ikariya and co-workers who considered multiple CH⋯π attractive electrostatic interactions in the Ru(II)-hydride-ketone TS.16 In the case of racemic ketone S7, a more facile reduction of the (S)-enantiomer (vs. the (R)-enantiomer) is attributable to the CO2Me group outwards orientation minimizing the steric interference in the TS.

Conclusions

We have successfully prepared diastereo- and enantiopure syn- and anti-(α-aminobenzyl)-benzo-γ-sultam ligands 6 and explored them in Ru(II)-catalyzed ATH of conventional ketones in the presence of formic acid/triethylamine 5[thin space (1/6-em)]:[thin space (1/6-em)]2. The ATH rate and enantioselectivity using the syn isomer ligand were better than with the anti isomer. High enantioselectivities (99 to >99% ee) were obtained for the benzo-fused cyclic ketones S3–S10 based on 1-indanone or α-tetralone. Namely, a first-time ever DKR of a γ-keto carboxylic ester occurred during reduction. In fact, ketone S7 derived from 1-indanone afforded the corresponding γ-hydroxy ester in a high cis/trans ratio (95[thin space (1/6-em)]:[thin space (1/6-em)]5) and excellent ee (99% ee for cis, >99% ee for trans).

Finally, this study is yet another example of how skeletal changes in a chiral ligand design can translate into unpredictable catalyst properties.

Experimental section

Materials and methods

The following non-commercial ketones were prepared according to literature procedures: 2-methoxycarbonyl-1-indanone17 and 2-methoxycarbonyl-1-tetralone18 from 1-indanone and α-tetralone, respectively, using dimethyl carbonate; 3-methoxycarbonyl-1-indanone19 by esterification of 3-oxo-1-indanecarboxylic acid; 3-methoxycarbonyl-1-tetralone20 starting by a Stobbe condensation of benzaldehyde with dimethyl succinate; 4-methoxycarbonyl-1-tetralone19 from 2-phenyl-glutaric anhydride.

All reactions were conducted under an inert atmosphere (nitrogen or argon) using anhydrous solvents. HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 (azeotrope) was prepared by adding Et3N (280 mL, 2 mol) to HCO2H (190 mL, 5 mol) at 0 °C under a nitrogen atmosphere and used as such. Analytical thin-layer chromatography (TLC) was performed using Silica Gel 60 F254 pre-coated plates (0.25 mm thickness); Rf values are reported and visualization was accomplished by irradiation with an UV lamp (254 nm) and/or staining with KMnO4 solution. Silica gel 60 (40–63 μm) was used for flash column chromatography. 1H (299.9 MHz; internal Me4Si) and 13C (75.4 MHz; internal CDCl3, δ 77.00) spectra were recorded for solutions in CDCl3 if not stated otherwise. HRMS measurements were obtained on a Q-TOF instrument equipped with an orthogonal Z-spray ESI interface.

Sodium (E)-2-β-styrylbenzenesulfonate (= sodium trans-o-stilbenesulfonate) [(E)-1]. To a freshly prepared solution of NaOMe in MeOH (80 mL, 54 mmol) was added 2-formylbenzenesulfonic acid sodium salt (10.20 g, 49.0 mmol) and the mixture was cooled on an ice-bath. Then, benzyltriphenylphosphonium chloride (19.05 g, 49.0 mmol) in MeOH (50 mL) was added dropwise. The resulting pale yellow mixture was allowed to reach rt in 1 h and left to stir for 16 h. The mixture was concentrated and the residue was suspended in cold H2O (50 mL). The solid was filtered, and washed with cold H2O (20 mL) and CH2Cl2 until TLC showed that no triphenylphosphine oxide is present. After drying, a white powder (12.5 g) was obtained as an (E/Z)-isomeric mixture in 85[thin space (1/6-em)]:[thin space (1/6-em)]15 ratio [by 1H NMR in DMSO-d6; δ 6.54 (d, J = 12.3 Hz) is the characteristic signal for the (Z)-isomer and δ 8.25 (d, J = 16.6 Hz) for the (E)-isomer]. Recrystallization from MeCN led to the title product as a white powder (8.14 g, 59% yield). 1H NMR (300 MHz, DMSO-d6): δ = 7.13 (d, 16.6 Hz, 1 H), 7.18–7.41 (m, 5 H), 7.50–7.53 (m, 2 H), 7.75–7.81 (m, 2 H), 8.25 (d, J = 16.6 Hz, 1 H). 13C NMR (76 MHz, DMSO-d6): δ = 125.3, 126.52, 126.58, 127.1, 127.5, 128.1, 128.3, 128.7, 128.9, 134.3, 137.8, 145.7. HRMS-ESI (m/z): [M]+ calcd for C14H1123NaO3S, 282.0327; found, 282.0326.
Sodium (E/Z)-2-β-styrylbenzenesulfonate [(E/Z)-1]. To a cold (0 °C) suspension of benzyltriphenylphosphonium chloride (11.67 g, 30 mmol) in THF (250 mL) was added dropwise under stirring NaHMDS (2 M in THF, 15 mL, 30 mmol). After stirring for 3 h at rt, the reaction mixture was cooled to −78 °C and a solution of 2-formylbenzenesulfonic acid sodium salt (6.25 g, 30 mmol) in MeOH (70 mL) was added dropwise. After 2 h, the mixture was allowed to reach rt and then concentrated. The residue was suspended in EtOAc/2-PrOH (200 mL), filtered, and purified by column chromatography eluting with hexane/EtOAc/MeOH (7[thin space (1/6-em)]:[thin space (1/6-em)]2[thin space (1/6-em)]:[thin space (1/6-em)]1) and then EtOAc/MeOH (4[thin space (1/6-em)]:[thin space (1/6-em)]1). Fractions containing the product/triphenylphosphine oxide were concentrated, and the solid suspended in H2O (400 mL) and stirred at rt for 3 h. The insoluble matter was filtered off and the filtrate concentrated and dried under high vacuum at 60 °C affording the title product with a ∼1[thin space (1/6-em)]:[thin space (1/6-em)]1 E/Z ratio [by 1H NMR in DMSO-d6; δ 6.54 (d, J = 12.3 Hz) is the characteristic signal for the (Z)-isomer and δ 8.25 (d, J = 16.6 Hz) for the (E)-isomer] (7.70 g, 91% yield) as a pale yellow powder.
(E)-2-β-Styrylbenzenesulfonamide [(E)-2]. To a cold (0 °C) suspension of (E)-1 (6.40 g, 22.68 mmol) in CH2Cl2 (160 mL) was added under stirring thionyl chloride (6.5 mL, 90 mmol) followed by DMF (50 μL). After heating at 50 °C for 5 h, the resulting solution was cooled to 0 °C and added dropwise to a cold (0 °C) solution of NH4OH (25%, 100 mL)/acetone (50 mL) keeping the internal temperature below 5 °C. Then, the mixture was stirred at 0 °C for 2 h, and CH2Cl2 (100 mL) and brine (50 mL) were added. The aqueous layer was re-extracted with CH2Cl2 (2 × 100 mL), and the combined organic layers were dried (Na2SO4) and concentrated. The crude was filtered through a bed of silica gel eluting with CH2Cl2/EtOAc (4[thin space (1/6-em)]:[thin space (1/6-em)]1). After concentration and trituration with iPr2O, the title product (5.17 g, 88%) was obtained as colorless crystals; mp 145–146 °C. 1H NMR (300 MHz, CDCl3): δ = 4.72 (s, 2 H), 7.07 (d, J = 16 Hz, 1 H), 7.28–7.51 (m, 4 H), 7.50–7.65 (m, 3 H), 7.73 (d, J = 8 Hz, 1 H), 7.97 (d, J = 16 Hz, 1 H), 8.07 (dd, J = 8, 1 Hz, 1 H). 13C NMR (76 MHz, CDCl3): δ = 124.4, 127.1, 127.5, 128.0, 128.2, 128.7, 128.9, 133.0, 134.6, 136.3, 136.5, 138.9. HRMS-ESI (m/z): [M + H]+ calcd for C14H14NO2S, 260.0745; found, 260.0748.
(E/Z)-2-β-Styrylbenzenesulfonamide [(E/Z)-2]. Prepared from (E/Z)-1 (∼1[thin space (1/6-em)]:[thin space (1/6-em)]1) (4.00 g, 14.18 mmol) following a similar procedure to that for (E)-2. The title product (3.17 g, 86% yield; E/Z ∼1[thin space (1/6-em)]:[thin space (1/6-em)]1) was obtained as an amber-colored oil.
trans-o-Sulfamoyl-stilbene oxide (trans-3). To a solution of (E)-2 (4.50 g, 17.36 mmol) in CH2Cl2 (50 mL) was added at rt a solution of m-CPBA (5.00 g, 77%; dried over MgSO4) in CH2Cl2 (50 mL). After stirring for 16 h, the mixture was washed with sat. aq. NaHCO3 (2 × 100 mL). The organic phase was filtered through a bed of silica gel/Na2SO4 and concentrated affording the title product (4.59 g, 96% yield) as a slightly yellowish syrup which crystallized upon standing; mp 86–89 °C. 1H NMR (300 MHz, CDCl3): δ = 3.88 (d, J = 2 Hz, 1 H), 4.62 (d, J = 2 Hz, 1 H), 4.87 (br s, 2 H), 7.34–7.51 (m, 6 H), 7.57–7.71 (m, 2 H), 8.04 (d, J = 8 Hz, 1 H). 13C NMR (76 MHz, CDCl3): δ = 59.9, 62.3, 125.7, 126.8, 128.0, 128.2, 128.8, 133.1, 135.5, 136.0, 140.0. HRMS-ESI (m/z): [M + H]+ calcd for C14H14NO3S, 276.0694; found, 276.0689.
trans-4-Hydroxy-3-phenyl-1,1-dioxo-benzo-1,2-thiazinane (trans-4). To a cold (0 °C) solution of trans-3 (2.00 g, 7.26 mmol) in MeOH (30 mL) was added a freshly prepared solution of LiOMe in MeOH (0.5 M, 14.8 mL, 7.4 mmol) and the resulting solution was allowed to reach rt. After heating at 55 °C for 2 h, it was brought to rt and the concentrated residue was partitioned between CH2Cl2 (100 mL) and 0.5 M HCl (40 mL). The aq. layer was re-extracted with CH2Cl2 (20 mL), and the combined organic layers were filtered through a bed of silica gel/Na2SO4 and concentrated affording the title product (1.94 g, 97% yield) as a white crispy foam. The structure is supported by 1H, 13C-HMBC analysis from a correlation between the proximal aromatic hydrogen of the 1,1-dioxo-benzo-1,2-thiazinane core and the carbon atom bearing the hydroxyl group (see the ESI). 1H NMR (300 MHz, CDCl3): δ = 2.30 (d, J = 6 Hz, 1 H), 4.56–4.68 (m, 1 H), 4.92 (d, J = 9 Hz, 1 H), 5.12 (dd, J = 10 and 5 Hz, 1 H), 7.41–7.55 (m, 6 H), 7.60–7.70 (m, 1 H), 7.77–7.83 (m, 1 H), 7.86 (dd, J = 8 and 1 Hz, 1 H). 13C NMR (76 MHz, CDCl3): δ = 63.7, 69.8, 123.0, 126.8, 127.7, 128.4, 129.1, 129.2, 132.6, 137.1, 137.3, 137.4. HRMS-ESI (m/z): [M + H]+ calcd for C14H14NO3S, 276.0694; found, 276.0690.
trans-2,3-Benzylidene-1,1-dioxo-benzo-1,2-thiazolidine (trans-5). To a cold (0 °C) solution of trans-4 (1.50 g, 5.45 mmol) in THF (30 mL) was added Et3N (1.7 mL, 12 mmol) followed by dropwise addition of methanesulfonyl chloride (0.69 g, 6.0 mmol). The resulting white suspension was left to stir at 0 °C for 0.5 h then at rt for 1 h. The mixture was quenched at 0 °C with H2O (20 mL), EtOAc (20 mL) was added and layers were separated. The aq. layer was re-extracted with EtOAc (2 × 20 mL) and the combined organic layers were washed with brine (20 mL), dried (Na2SO4) and concentrated. The crude was purified on silica gel eluting with petroleum ether (40–60)/EtOAc (9[thin space (1/6-em)]:[thin space (1/6-em)]1, 8[thin space (1/6-em)]:[thin space (1/6-em)]2, 7[thin space (1/6-em)]:[thin space (1/6-em)]3 then 6[thin space (1/6-em)]:[thin space (1/6-em)]4) affording the title product (1.07 g, 76% yield) as colorless crystals. Its structure was determined by X-ray analysis (see the ESI). 1H NMR (300 MHz, CDCl3): δ = 3.48 (d, J = 3 Hz, 1 H), 4.18 (d, J = 3 Hz, 1 H), 7.39 (m, 5 H), 7.54–7.70 (m, 3 H), 7.74–7.81 (m, 1 H). 13C NMR (76 MHz, CDCl3): δ = 51.2, 57.5, 123.4, 125.5, 126.4, 128.7, 129.0, 130.3, 133.5, 133.6, 134.0, 136.0. HRMS-ESI (m/z): [M + H]+ calcd for C14H12NO2S, 258.0589; found, 258.0586.
cis-2,3-Benzylidene-1,1-dioxo-benzo-1,2-thiazolidine (cis-5). To a degassed solution of (E/Z)-2 (∼1[thin space (1/6-em)]:[thin space (1/6-em)]1) (4.00 g, 15.4 mmol) in CH2Cl2 (160 mL) were successively added at rt Al2O3 (3.9 g, 38.6 mmol), molecular sieves 4 Å (4 g), Rh2(OAc)4 (341 mg, 0.77 mmol) and PhI(OAc)2 (7.46 g, 23.17 mmol). The resulting mixture was stirred at 40 °C for 4 h, brought to rt and filtered through a plug of silica gel eluting with CH2Cl2. The crude was purified on silica gel eluting with toluene/EtOAc (24[thin space (1/6-em)]:[thin space (1/6-em)]1) affording trans-5 (0.97 g, 25% yield) and cis-5 (1.1 g, 28% yield) as an oil. cis-5: 1H NMR (300 MHz, CDCl3): δ = 4.31 (d, J = 5 Hz, 1 H), 4.62 (d, J = 5 Hz, 1 H), 6.92–7.02 (m, 2 H), 7.03–7.21 (m, 3 H), 7.35–7.52 (m, 2 H), 7.61–7.70 (m, 1 H), 7.71–7.82 (m, 1 H). 13C NMR (76 MHz, CDCl3): δ = 47.3, 55.8, 122.5, 126.4, 127.2, 127.8, 128.5, 130.3, 131.0, 133.2, 134.1, 137.1. HRMS-ESI (m/z): [M + H]+ calcd for C14H12NO2S, 258.0589; found, 258.0588.
syn-3-(α-Aminobenzyl)-1,1-dioxo-benzo-1,2-thiazolidine (syn-6). A solution of trans-5 (910 mg, 3.53 mmol) and NaN3 (0.56 g, 8.56 mmol) in MeCN/H2O (4[thin space (1/6-em)]:[thin space (1/6-em)]1, 30 mL) was heated at 55 °C for 1 h, then brought to rt and concentrated. The residue was partitioned between H2O (pH 4.5) and CH2Cl2, and the combined organic layers were dried (Na2SO4) and concentrated. To the resulting oil (1.3 g) in EtOAc (30 mL), 5% Pd/C (130 mg) was added and the mixture was hydrogenated using Parr apparatus at 20 psig H2 for 1 h. After filtration through Celite and concentration, the residue was purified on silica gel eluting successively with CH2Cl2, CH2Cl2/EtOAc (4[thin space (1/6-em)]:[thin space (1/6-em)]1 then 1[thin space (1/6-em)]:[thin space (1/6-em)]2) and EtOAc/EtOH (4[thin space (1/6-em)]:[thin space (1/6-em)]1), affording syn-6 (910 mg, 94% yield) as a yellowish syrup. 1H NMR (300 MHz, CDCl3): δ = 2.11 (br s, 3 H), 4.36 (d, J = 6 Hz, 1 H), 4.90 (d, J = 6 Hz, 1 H), 7.02–7.19 (m, 1 H), 7.28–7.62 (m, 7 H), 7.66–7.86 (m, 1 H). 13C NMR (76 MHz, CDCl3): δ = 59.0, 63.1, 121.4, 125.8, 127.1, 128.2, 128.9, 129.6, 132.5, 136.6, 137.0, 140.6. HRMS-ESI (m/z): [M + H]+ calcd for C14H15N2O2S, 275.0854; found, 275.0849. The syn-6 enantiomers were separated by preparative HPLC on ChiralPak IC (5 μm, 250 × 30 mm), mobile phase CH2Cl2/EtOH (98[thin space (1/6-em)]:[thin space (1/6-em)]2), flow rate 42.5 mL min−1, 25 °C, UV detection at 260 nm. Analytical HPLC conditions: ChiralPak IC (5 μm, 250 × 4.6 mm), mobile phase: CH2Cl2/EtOH (98[thin space (1/6-em)]:[thin space (1/6-em)]2), flow rate: 1 mL min−1, 25 °C, UV detection at 230 nm.21
1st eluting syn enantiomer (3S,1′R)-6. Beige-colored powder, 374 mg (40%); tR 15.9 min; >99% ee; [α]32D −11.5 (c 1.0 in CHCl3); chemical purity (area at 230 nm) = 96.9%. The indicated absolute configuration was determined by X-ray analysis of the (1S)-camphor-10-sulfonic acid salt (colorless plates from MeOH).
2nd eluting syn enantiomer (3R,1′S)-6. Beige-colored powder, 373 mg (38%); tR 26.9 min; >99% ee; [α]25D +11.6 (c 1.0 in CHCl3); chemical purity (area at 230 nm) = 93.3%.
anti-3-(α-Aminobenzyl)-1,1-dioxo-benzo-1,2-thiazolidine (anti-6). Prepared from cis-5 (1.10 g, 4.27 mol) following a similar procedure to that for syn-6. The title compound (1.06 g, 90% yield) was obtained as a yellowish crispy foam. 1H NMR (300 MHz, CDCl3): δ = 4.25 (d, J = 6 Hz, 1 H), 4.79 (d, J = 6 Hz, 1 H), 5.51 (br s, 1 H), 6.58–6.95 (m, 1 H), 7.29–7.63 (m, 7 H), 7.68–7.99 (m, 1 H). 13C NMR (76 MHz, CDCl3): δ = 59.3, 63.7, 121.4, 124.9, 127.2, 128.4, 129.0, 129.6, 132.7, 136.5, 137.5, 141.2. HRMS-ESI (m/z): [M + H]+ calcd for C14H15N2O2S, 275.0854; found, 275.0858. The anti-6 enantiomers were separated by preparative SFC on ChiralPak AY (20 μm, 300 × 30 mm), mobile phase ‘A’ for CO2 and ‘B’ for 2-PrOH (0.1% NH3 in H2O), gradient ‘B’ 40%; flow rate 70 mL min−1, back pressure 100 bar, 38 °C, UV detection at 220 nm. Analytical SFC conditions: ChiralPak AY (150 × 4.6 mm), mobile phase ‘A’ for CO2 and ‘B’ for EtOH (0.05% Et2NH), gradient ‘B’ 40%, flow rate 2.4 mL min−1, UV detection at 210 nm.22
1st eluting anti enantiomer (3R,1′R)-6. Slightly greenish powder, 177 mg (20%); tR 1.82 min; >99% ee; [α]23D −7.9 (c 1.0 in CHCl3); chemical purity (area at 210 nm) = 100%. The indicated absolute configuration was determined by X-ray analysis of the (1S)-camphor-10-sulfonic acid salt (colorless needles from EtOAc/MeOH).
2nd eluting anti enantiomer (3S,1′S)-6. Slightly greenish powder, 215 mg (24%); tR 2.87 min; >99% ee; [α]23D +7.7 (c 1.0 in CHCl3); chemical purity (area at 210 nm) = 100%.

General ATH procedure for ketones listed in Tables 1 and 2

Catalyst preparation. A mixture of the enantiopure ligand 6 (1.1 equiv. to Ru atom) and [RuCl26-arene)]2 in 1,2-dichloroethane (1 mL/1.0 mmol of ketone) was degassed with N2 back-filling and stirred at 40 °C for 1 h. The resulting orange-colored solution of the catalyst was used directly in ATH or was concentrated to dryness when the ATH was performed in neat HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2.
ATH of ketones. To the above preformed solution of the [RuCl(ligand 6)(η6-arene)] complex (1 mL; with S/C = 100[thin space (1/6-em)]:[thin space (1/6-em)]0.01 mmol Ru atom; with S/C = 200[thin space (1/6-em)]:[thin space (1/6-em)]0.005 mmol Ru atom; with S/C = 1000[thin space (1/6-em)]:[thin space (1/6-em)]0.001 mmol Ru atom) was added HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 (250 μL; 500 μL when no cosolvent was used) followed by the ketone (1.0 mmol). This mixture was stirred at 40 °C with continuous mild N2 sweeping. The reaction progress was monitored by 1H NMR. Workup: the reaction mixture was partitioned between Et2O (5 mL) and H2O (5 mL). The aq. layer was re-extracted with Et2O (5 mL) and the combined organic layers were filtered through a bed of silica gel/Na2SO4 and concentrated.
Preparation of racemic alcohol standards. Samples of the racemic alcohols were prepared by reduction of the corresponding ketones with NaBH4 (3 equiv.) in MeOH (EtOH in the case of ethyl benzoylacetate) at 0 °C to rt. Workup: H2O was added, the mixture was neutralized with aq. HCl, and the product was extracted with Et2O. The Et2O layer was successively washed with H2O and brine, filtered through a bed of silica gel/Na2SO4, and concentrated.

Characterization and ee determination of the ATH prepared chiral alcohols

(R)-1-Phenylethanol. Colorless oil (117 mg, 96% yield); 78% ee. 1H NMR (300 MHz, CDCl3): δ = 1.47 (d, J = 6.4 Hz, 3 H), 2.04 (br s, 1 H), 4.86 (q, J = 6.4 Hz, 1 H), 7.35–7.33 (m, 5 H). ee was determined by chiral GC analysis23a on a Chiralsil-DEX CB column (25 m × 0.25 mm), 120 °C (isothermal), tR 4.6 min (R), 4.8 min (S).
Ethyl (R)-3-hydroxy-3-phenylpropionate. Colorless oil (190 mg, 98% yield); 92% ee. 1H NMR (300 MHz, CDCl3): δ = 1.27 (t, J = 7.2 Hz, 3 H), 2.65–2.83 (m, 2 H), 3.00 (q, J = 7.2 Hz, 1 H), 4.19 (q, J = 7.1 Hz, 2 H), 5.14 (dd, J = 8.3 and 4.5 Hz, 1 H), 7.28–7.42 (m, 5 H). ee was determined by chiral GC analysis23b on a Chiralsil-DEX CB (25 m × 0.25 mm), 140 °C (isothermal); tR 14.6 min (S), 14.9 min (R).
(R)-1-Indanol. Colorless oil which crystallized upon standing (130 mg, 97% yield); 99% ee. 1H NMR (300 MHz, CDCl3): δ = 1.75 (br s, 1 H), 1.86–2.02 (m, 1 H), 2.41–2.58 (m, 1 H), 2.74–2.91 (m, 1 H), 3.06 (m, J = 15.9, 8.5, 4.8 Hz, 1 H), 5.25 (t, J = 6.0 Hz, 1 H), 7.17–7.26 (m, 3 H), 7.33–7.47 (m, 1 H). ee was determined by chiral HPLC analysis23a on a Chiralcel OD column (25 cm). Eluent hexane/2-PrOH (98[thin space (1/6-em)]:[thin space (1/6-em)]2), flow rate 1.0 mL min−1, UV detection at 254 nm; racemate: tR 22.6 min (S), 26.2 min (R).
(R)-1-Tetralol. Colorless oil (194 mg, 96% yield); 99% ee. 1H NMR (300 MHz, CDCl3): δ = 1.70 (br s, 1 H), 1.74–2.06 (m, 4 H), 2.66–2.89 (m, 2 H), 4.66–4.90 (m, 1 H), 7.05–7.15 (m, 1 H), 7.15–7.24 (m, 2 H), 7.43 (dd, J = 5.1, 3.9 Hz, 1 H). ee was determined by chiral GC analysis23a on a Chiralsil-DEX CB column (25 m × 0.25 mm), 130 °C (isothermal); racemate: tR 13.3 min (S), 13.8 min (R).
(R)-4-Chromanol. White crystals (145 mg, 97% yield); 99% ee. 1H NMR (300 MHz, CDCl3): δ = 1.72 (br s, 1 H), 1.95–2.22 (m, 2 H), 4.19–4.40 (m, 2 H), 4.80 (t, J = 4.0 Hz, 1 H), 6.77–7.02 (m, 2 H), 7.17–7.24 (m, 1 H), 7.31 (dd, J = 7.6, 1.4 Hz, 1 H). ee was determined by chiral HPLC analysis23a on a Chiralcel OD-H column (25 cm). Eluent hexane/2-PrOH (95[thin space (1/6-em)]:[thin space (1/6-em)]5), flow rate 1.0 mL min−1, UV detection at 220 nm; racemate: tR 10.0 min (S), 11.7 min (R).
(1R,2R)-2-Methoxycarbonyl-1-indanol. Yellowish oil which crystallized upon standing (186 mg, 97% yield); cis/trans 97[thin space (1/6-em)]:[thin space (1/6-em)]3 by 1H NMR; >99% ee (cis). 1H NMR (300 MHz, CDCl3): δ = 2.77 (d, J = 6.1 Hz, 1 H), 2.97–3.21 (m, 1 H), 3.34–3.53 (m, 2 H), 3.79 (s, 3 H), 5.35 (t, J = 5.9 Hz, 1 H), 7.23–7.32 (m, 3 H), 7.39–7.48 (m, 1 H). ee was determined by chiral GC analysis12,23a on a Chiralsil-DEX CB column (25 m × 0.25 mm), 130 °C (isothermal); racemates (cis/trans = 55[thin space (1/6-em)]:[thin space (1/6-em)]45): tR 33.7 min [cis-(R,R)], 34.8 min [cis-(S,S)], 45.0 min (trans-1), 50.0 min (trans-2).
(1R,3S)-3-Methoxycarbonyl-1-indanol. Slightly yellowish powder (184 mg, 96% yield); cis/trans 95[thin space (1/6-em)]:[thin space (1/6-em)]5 by 1H NMR; 98.8% ee (cis), >99% ee (trans); mp 105–108 °C; [α]20D –37.5 (c 1.15 in CHCl3). 1H NMR (CDCl3): δ = 2.20 (m, 0.05 H, trans), 2.33 (app t, J = 14.5, 8.0 and 6.8 Hz, 1 H), 2.59 (ddd, J = 14.5, 8.0 and 6.8 Hz, 1 H), 2.84 (m, 0.05 H, trans), 3.14 (br s, 1 H), 3.72 (s, 0.15 H, trans), 3.76 (s, 3 H), 4.02 (dd, J = 8.0 and 2.8 Hz, 1 H), 4.24 (dd, 0.05 H, trans), 5.16 (m, 1 H), 5.46 (t, 0.05 H, trans), 7.30–7.39 (m, 3 H), 7.50–7.53 (m, 1 H). 13C NMR (CDCl3): δ = 38.5, 48.4, 52.6, 75.2, 124.8, 125.4, 128.6, 128.9, 140.3, 145.4, 175.8. HRMS-ESI (m/z): [M + Na]+ calcd for C11H12O323Na, 215.0684; found, 215.0686. ees were determined by chiral GC analysis on a Chiralsil-DEX CB column (25 m × 0.25 mm), 130 °C (isothermal); racemates (cis/trans = 97[thin space (1/6-em)]:[thin space (1/6-em)]3): tR 16.8 min [cis-(1S,3R)], 18.6 min [cis-(1R,3S)], 24.1 min (trans-1), 25.2 min (trans-2). Recrystallization from hexane/CH2Cl2 afforded colorless needles (162 mg, 84% yield, >99.9% de, >99.9% ee) which were used for absolute configuration determination by X-ray analysis (see the ESI).
(1R,2R)-2-Methoxycarbonyl-1-tetralol. Colorless oil (202 mg, 98% yield); cis/trans = 97.6[thin space (1/6-em)]:[thin space (1/6-em)]2.4 by 1H NMR; 99.4% ee (cis). 1H NMR (300 MHz, CDCl3): δ = 2.07–2.31 (m, 2 H), 2.75–2.99 (m, 4 H), 3.70 (s, 3 H), 4.80 (d, J = 9.0 Hz; CH, trans diastereomer), 5.05 (m, 1 H), 7.12–7.14 (m, 1 H), 7.19–7.25 (m, 2 H), 7.37–7.42 (m, 1 H). ee was determined by chiral HPLC analysis on a Chiralpak IB-3 column (25 cm). Eluent hexane/2-PrOH (97[thin space (1/6-em)]:[thin space (1/6-em)]3), flow rate 1.0 mL min−1, UV detection at 220 nm; racemates (a mixture prepared by weighing both the corresponding ATH products derived from enantiomeric catalysts): tR 15.4 min (trans-1), 17.4 min [cis-(R,R)], 19.7 min (trans-2), 32.7 min [cis-(S,S)].12
(1R,3RS)-3-Methoxycarbonyl-1-tetralol. Light violet-colored syrup (204 mg, 99% yield); cis/trans = 50[thin space (1/6-em)]:[thin space (1/6-em)]50 by 1H NMR; 99% ee (cis). 1H NMR (300 MHz, CDCl3): δ = 1.70–1.71 (m, 1 H), 1.92–2.04 (m, 2 H), 2.22 (d, J = 8.1 Hz, 1 H), 2.35–2.42 (m, 1 H), 2.44–2.52 (m, 1 H), 2.85–3.19 (m, 6 H), 3.73 and 3.75 (2s, 2 × 3 H), 4.82–4.91 (m, 2 H), 7.10–7.28 (m, 6 H), 7.32–7.37 (m, 1 H), 7.54–7.56 (m, 1 H). HRMS-ESI (m/z): [M + Na]+ calcd for C12H14O323Na, 229.0841; found, 229.0846. Racemates (cis/trans = 96[thin space (1/6-em)]:[thin space (1/6-em)]4). ee was determined by 19F NMR (CDCl3) of the (R)-Mosher ester (prepared from (S)-Mosher's acid chloride): δ 71.95 [cis-(1R,3R)], 72.00 [cis-(1S,3S)], 72.24 (trans; stereoisomers not separated). The absolute configuration was assigned based on the general observed trend of enantioselectivity.
(1R,4RS)-4-Methoxycarbonyl-1-tetralol. Colorless syrup (202 mg, 98% yield); cis/trans = 50[thin space (1/6-em)]:[thin space (1/6-em)]50 by 1H NMR; >99% ee (cis), >99% ee (trans). 1H NMR (300 MHz, CDCl3): δ = 1.72–1.80 (m, 1 H), 2.31–1.88 (m, 7 H), 2.62 (br s, 2 H), 3.67 and 3.69 (2s, 2 × 3 H), 3.75–3.83 (m, 2 H), 4.65–4.73 (m, 2 H), 7.23–7.27 (m, 6 H), 7.39–7.47 (m, 2 H). HRMS-ESI (m/z): [M + Na]+ calcd for C12H14O323Na, 229.0841; found, 229.0845. ees were determined by chiral GC analysis on a Chiralsil-DEX CB column (25 m × 0.25 mm), 150 °C (isothermal); racemates (cis/trans = 72[thin space (1/6-em)]:[thin space (1/6-em)]28): tR 21.1 min [cis-(1R,4S)], 21.9 min [trans-(1R,4R)], 22.7 min [cis-(1S,4R)], 24.4 min [trans-(1S,4S)]. The absolute configuration was assigned based on the general observed trend of enantioselectivity.

Acknowledgements

This work was supported by the Ministry of Higher Education, Science, and Technology of the Republic of Slovenia (grant number P1-242).

Notes and references

  1. For reviews, see: (a) S. Gladiali and E. Alberico, Chem. Soc. Rev., 2006, 35, 226–236 RSC; (b) T. Ikariya, K. Murata and R. Noyori, Org. Biomol. Chem., 2006, 4, 393–406 RSC; (c) T. Ikariya and A. J. Blacker, Acc. Chem. Res., 2007, 40, 1300–1308 CrossRef CAS; (d) C. Wang, X. Wu and J. Xiao, Chem. – Asian J., 2008, 3, 1750–1770 CrossRef CAS; (e) D. Wang and D. Astruc, Chem. Rev., 2015, 115, 6621–6686 CrossRef CAS; (f) F. Foubelo, C. Najera and M. Yus, Tetrahedron: Asymmetry, 2015, 15–16, 769–790 CrossRef.
  2. For various ATH ArSO2-DPEN ligands, see: (a) A. Fujii, S. Hashiguchi, N. Uematsu, T. Ikariya and R. Noyori, J. Am. Chem. Soc., 1996, 118, 2521–2522 CrossRef CAS; therein, {Ru[(S,S)-TsDPEN](mesitylene)} (S/C = 200, 28 °C, 48 h) led with 1-indanone (S3) or α-tetralone (S4) to 99% ee (S) (>99% conv.) but testing S4 at 60 °C led to 98% ee (>99% conv.) within 6 h. (b) Y. Ma, H. Liu, L. Chen, X. Cui, J. Zhu and J. Deng, Org. Lett., 2003, 5, 2103–2106 CrossRef CAS; (c) D. Šterk, M. Stephan and B. Mohar, Tetrahedron Lett., 2004, 45, 535–537 CrossRef; (d) P. N. Liu, P. M. Gu, F. Wang and Y. Q. Tu, Org. Lett., 2004, 6, 169–172 CrossRef CAS; (e) Z. Zhou, Y. Sun and A. Zhang, Cent. Eur. J. Chem., 2011, 9, 175–179 CrossRef CAS.
  3. (a) B. Mohar, A. Valleix, J.-R. Desmurs, M. Felemez, A. Wagner and C. Mioskowski, Chem. Commun., 2001, 2572–2573 RSC; (b) D. Šterk, M. Stephan and B. Mohar, Tetrahedron: Asymmetry, 2002, 13, 2605–2608 CrossRef; (c) Z. Luo, F. Qin, S. Yan and X. Li, Tetrahedron: Asymmetry, 2012, 23, 333–338 CrossRef CAS; (d) W.-W. Wang, Z.-M. Li, L. Su, Q.-R. Wang and Y.-L. Wu, J. Mol. Catal. A: Chem., 2014, 387, 92–102 CrossRef CAS; (e) X. Liu, C. Chen, Y. Xiu, A. Chen, L. Guo, R. Zhang, J. Chen and Z. Hou, Catal. Commun., 2015, 67, 90–94 CrossRef CAS.
  4. For 2nd generation Ru(II) complexes, see: (a) J. Hannedouche, G. J. Clarkson and M. Wills, J. Am. Chem. Soc., 2004, 126, 986–987 CrossRef CAS; (b) A. Kišić, M. Stephan and B. Mohar, Org. Lett., 2013, 15, 1614–1617 CrossRef; (c) A. Kišić, M. Stephan and B. Mohar, Adv. Synth. Catal., 2014, 356, 3193–3198 CrossRef.
  5. For 3rd generation Ru(II) complexes, see: (a) A. M. Hayes, D. J. Morris, G. J. Clarkson and M. Wills, J. Am. Chem. Soc., 2005, 127, 7318–7319 CrossRef CAS; (b) T. Touge, T. Hakamata, H. Nara, T. Kobayashi, N. Sayo, T. Saito, Y. Kayaki and T. Ikariya, J. Am. Chem. Soc., 2011, 133, 14960–14963 CrossRef CAS; (c) R. Soni, K. E. Jolley, G. J. Clarkson and M. Wills, Org. Lett., 2013, 15, 5110–5113 CrossRef CAS; (d) R. Soni, T. H. Hall, B. P. Mitchell, M. R. Owen and M. Wills, J. Org. Chem., 2015, 80, 6784–6793 CrossRef CAS; (e) A. Kišić, M. Stephan and B. Mohar, Adv. Synth. Catal., 2015, 357, 2540–2546 CrossRef.
  6. (a) A. Hayes, G. Clarkson and M. Wills, Tetrahedron: Asymmetry, 2004, 15, 2079–2084 CrossRef CAS; (b) B. Zhang, H. Wang, G.-Q. Lin and M.-H. Xu, Eur. J. Org. Chem., 2011, 4205–4211 CrossRef CAS; (c) M. J. Palmer, J. A. Kenny, T. Walsgrove, A. M. Kawamoto and M. Wills, J. Chem. Soc., Perkin Trans. 1, 2002, 416–427 RSC; (d) P. Roszkowski, J. K. Maurin and Z. Czarnocki, Tetrahedron: Asymmetry, 2013, 24, 643–650 CrossRef CAS.
  7. The preparation of (R)-3-hydroxymethyl-1,1-dioxo-benzo-1,2-thiazolidine was described by following a related synthetic strategy. Therein, in addition to a 5-exo-type cyclization, the formation of trans-(3R,4S)-4-hydroxy-3-hydroxymethyl-1,1-dioxo-benzo-1,2-thiazinane derived from 6-endo-type cyclization occurred as well. For this, see: K. H. Ahn, H. H. Baek, S. J. Lee and C.-W. Cho, J. Org. Chem., 2000, 65, 7690–7696 CrossRef CAS.
  8. J.-L. Liang, S.-X. Yuan, P. W. H. Chan and C.-M. Che, Org. Lett., 2002, 4, 4507–4510 CrossRef CAS.
  9. C24H30N2O6S2, FW 506.62, monoclinic, space group P21 (no. 4), a = 12.5236(3), b = 7.53800(17), c = 12.9539(3) Å, β = 92.676(2)°, V = 1221.55(5) Å3, Z = 2, T = 150(2) K, dcalcd = 1.377 g cm−3, μ = 0.261 mm−1, 11[thin space (1/6-em)]729 measured reflections, 5599 unique reflections (Rint = 0.0280), 324 refined parameters, R1 [I > 2σ(I)] = 0.0482, wR2 [all data] = 0.1230.
  10. P. A. Byrne and D. G. Gilheany, J. Am. Chem. Soc., 2012, 134, 9225–9239 CrossRef CAS.
  11. C24H30N2O6S2, FW 506.62, monoclinic, space group P21 (no. 4), a = 13.1356(2), b = 7.03520(10), c = 14.6189(2) Å, β = 112.8645(8)°, V = 1244.81(3) Å3, Z = 2, T = 293(2) K, dcalcd = 1.352 g cm−3, μ = 0.256 mm−1, 20[thin space (1/6-em)]767 measured reflections, 5599 unique reflections (Rint = 0.0280), 323 refined parameters, R1 [I > 2σ(I)] = 0.0474, wR2 [all data] = 0.1300.
  12. For DKR during Ru-TsDPEN-catalyzed (S/C = 200) ATH of 2-ethoxycarbonyl-1-indanone (S6 analog) (6 days, 81% yield, cis/trans >99[thin space (1/6-em)]:[thin space (1/6-em)]1, 99% ee for cis) and 2-ethoxycarbonyl-1-tetralone (S8 analog) (6 days, 90% yield, cis/trans >99[thin space (1/6-em)]:[thin space (1/6-em)]1, 99% ee for cis) using HCO2H/Et3N 5[thin space (1/6-em)]:[thin space (1/6-em)]2 at rt, see: A. Ros, A. Magriz, H. Dietrich, J. M. Lassaletta and R. Fernández, Tetrahedron, 2007, 63, 7532–7537 CrossRef CAS.
  13. For a review on DKR in ATH, see: (a) H. Pellisier, Tetrahedron, 2011, 67, 3769–3802 CrossRef. For selected recent DKR examples in ATH, see: (b) B. Seashore-Ludlow, F. Saint-Dizier and P. Somfai, Org. Lett., 2012, 14, 6334–6337 CrossRef CAS; (c) K. M. Steward, E. C. Gentry and J. S. Johnson, J. Am. Chem. Soc., 2012, 134, 7329–7332 CrossRef CAS; (d) S.-M. Son and H.-K. Lee, J. Org. Chem., 2014, 79, 2666–2681 CrossRef CAS; (e) F. Xu, M. J. Zacuto, Y. Kohmura, J. Rosen, A. Gibb, M. Alam, J. Scott and D. Tschaen, Org. Lett., 2014, 16, 5422–5425 CrossRef CAS; (f) P.-G. Echeverria, J. Cornil, C. Férard, A. Guérinot, J. Cossy, P. Phansavath and V. Ratovelomanana-Vidal, RSC Adv., 2015, 5, 56815–56819 RSC; (g) T. Cheng, Q. Ye, Q. Zhao and G. Liu, Org. Lett., 2015, 17, 4972–4975 CrossRef CAS.
  14. For a kinetic resolution of racemic cis-3-hydroxymethyl-indanol or -tetralol by oxidation in acetone using [Ru(TsDPEN)(p-cymene)], see: M. Caro, M. Torrado, C. F. Masaguer and E. Raviña, Tetrahedron: Asymmetry, 2003, 14, 3689–3696 CrossRef.
  15. A preparation of enantiomeric 3-ethoxycarbonyl-1-indanone (96% ee) by asymmetric hydroacylation of o-formyl-atropic acid ethyl ester using {Rh[(R)-BINAP]}ClO4 has been achieved. For this, see: K. Kundu, J. V. McCullagh and A. T. Morehead Jr., J. Am. Chem. Soc., 2005, 127, 16042–16043 CrossRef CAS.
  16. (a) P. A. Dub and T. Ikariya, J. Am. Chem. Soc., 2013, 135, 2604–2619 CrossRef CAS; (b) A. Matsuoka, C. A. Sandoval, M. Uchiyama, R. Noyori and H. Naka, Chem. – Asian J., 2015, 10, 112–115 CrossRef CAS.
  17. H. O. House and C. B. Hudson, J. Org. Chem., 1970, 35, 647–651 CrossRef CAS.
  18. L.-Q. Cui, Z.-L. Dong, K. Liu and C. Zhang, Org. Lett., 2011, 13, 6488–6491 CrossRef CAS.
  19. C. J. O'Donnell, R. A. Singer, J. D. Brubaker and J. D. McKinley, J. Org. Chem., 2004, 69, 5756–5759 CrossRef.
  20. H. Malik, F. P. J. T. Rutjes and B. Zwanenburg, Tetrahedron, 2010, 66, 7198–7203 CrossRef CAS.
  21. Separation of rac syn-6 enantiomers by preparative HPLC was outsourced to Chiral Technologies Europe (France).
  22. Separation of rac anti-6 enantiomers by preparative SFC was outsourced to WuXi AppTec Co., Ltd (China).
  23. For chiral GC analysis, see: (a) Ref. 5e; ; (b) Ref. 3b .

Footnotes

Electronic supplementary information (ESI) available: X-ray crystallographic data for racemic trans-5, [syn-(3S,1′R)-6]·(S)-CSA, [anti-(3R,1′R)-6]·(S)-CSA, and the S7 ATH major reduction product, HPLC and GC chromatograms of ATH products, and 1H, 13C NMR and HMBC spectra. CCDC 1436151–1436154. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c5ob02352a
Present address: PhosPhoenix SARL, 115, rue de l′Abbé Groult, 75015 Paris, France.
§ CCDC 1436151 [for syn-(3S,1′R)-6·(S)-CSA], CCDC 1436152 [for anti-(3R,1′R)-6·(S)-CSA], CCDC-1436153 [for trans-5], and CCDC 1436154 [for S7-reduced] contain the crystallographic data for this paper.

This journal is © The Royal Society of Chemistry 2016