Open Access Article
Donal P.
Finegan
a,
Mario
Scheel
bc,
James B.
Robinson
a,
Bernhard
Tjaden
a,
Marco
Di Michiel
b,
Gareth
Hinds
d,
Dan J. L.
Brett
a and
Paul R.
Shearing
*a
aElectrochemical Innovation Lab, Department of Chemical Engineering, University College London, Torrington Place, London WC1E 7JE, UK. E-mail: p.shearing@ucl.ac.uk
bESRF, The European Synchrotron, 71 Rue des Martyrs, 38000 Grenoble, France
cSynchrotron Soleil, L'Orme des Merisiers, 91190 Saint-Aubin, France
dNational Physical Laboratory, Hampton Road, Teddington, Middlesex TW11 0LW, UK
First published on 21st June 2016
Catastrophic failure of lithium-ion batteries occurs across multiple length scales and over very short time periods. A combination of high-speed operando tomography, thermal imaging and electrochemical measurements is used to probe the degradation mechanisms leading up to overcharge-induced thermal runaway of a LiCoO2 pouch cell, through its interrelated dynamic structural, thermal and electrical responses. Failure mechanisms across multiple length scales are explored using a post-mortem multi-scale tomography approach, revealing significant morphological and phase changes in the LiCoO2 electrode microstructure and location dependent degradation. This combined operando and multi-scale X-ray computed tomography (CT) technique is demonstrated as a comprehensive approach to understanding battery degradation and failure.
Overcharge of lithium-ion batteries poses a significant safety risk as chemical and electrochemical reactions can occur between cell materials, and is one of the primary causes of thermal runaway, as seen in the recent spate of failures associated with charging self-balancing scooters; consequently, overcharge tests have been integrated into safety test standards for lithium-ion batteries.6,7 The magnitude of the energy released during failure increases with increasing state-of-charge (SOC), as the chemical energy stored in the electrode materials is released, hence thermal runaway resulting from overcharge is particularly catastrophic.8
At a critical temperature, thermal runaway takes place when a chain of exothermic reactions between the electrodes and electrolyte occurs. For example, the LiCoO2 positive electrode undergoes exothermic decomposition at elevated temperatures through a series of reduction steps in the presence of electrolyte.9,10 There have been numerous studies focusing on the reaction pathways of positive electrode materials during failure,10–13 but a spatial and temporal understanding of the reaction processes and their effects on particle microstructure, rate of reaction and critical temperatures reached during failure, is yet to be achieved.
It is well known that the microstructure of electrode materials plays an important role in determining the performance of cells,14,15 but the role of particle morphology in the safety of cells is not yet well understood. Jiang and Dahn16 used accelerated rate calorimetry to investigate the effect of particle size on the onset temperature of thermal runaway, demonstrating that a larger particle size is more thermally stable. More recently, Geder et al.17 demonstrated through thermogravimetric analyses that the mass loss associated with the decomposition of LiCoO2 increases linearly with surface area at 400 °C. A higher mass loss corresponds to increased heat generation during failure, and increased gas (including O2) evolution, further fuelling decomposition of the electrolyte;18 smaller particles were shown to release more oxygen and have an oxygen deficiency at their surface.
The fast reaction kinetics between the electrolyte and the positive electrode lead to generation of heat at a very high rate, which can result in internal temperatures of commercial cells reaching in excess of 1000 °C,19 damaging and by-passing integrated safety devices,20,21 and posing a great risk to modular systems where cell-to-cell propagation of failure is a major concern.22 Thus, the reliability and safety of lithium-ion batteries is considered a function of the entirety of the cell or modular system. Understanding the link between behaviour on the microscale and the catastrophic effects observed for full cells and modular systems is imperative to progress towards safer battery designs. With the advancement of operando X-ray imaging techniques, tracking the propagation of failure at high frame rates and across multiple length scales is now possible.19,23–25 X-ray computed tomography (CT) has previously been used to perform multi-length scale analyses of battery materials,26 and has also been demonstrated as an effective diagnostic tool for lithium-ion batteries during,19,24 and after27 failure.
Here, we combine high-speed operando synchrotron X-ray CT with thermal and electrochemical measurements to link, and assess, the observed morphological, thermal and electrical response of a commercial LiCoO2 battery during overcharge-induced failure. A multi-scale comparative analysis of the cell in its fresh and failed state is also performed to elucidate failure mechanisms across multiple length scales, from individual electrode particles to the full cell architecture. Image-based quantification is used to determine the change in electrode particle morphology via a particle size distribution analysis, and the effects of particle morphology on the failure mechanisms of lithium-ion batteries are discussed.
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| Fig. 1 (a) Sequence of time-stamped thermal images showing the increasing surface temperature of the LiCoO2 pouch cell leading up to thermal runaway. The average temperature within the labelled square is plotted. (b) Plot of the cell voltage and surface temperature, leading up to and during thermal runaway. The battery was charged at a constant current of 3 A (18.75 C), from 100% SOC (4.2 V) until failure. Real time thermal images are presented in Movie S1 (ESI†). | ||
Use of an electrical slip ring (P4 + Compact Slip Ring, Moog, UK) built into the ID15A rotation stage (ABR1000, Aerotech, USA) allowed simultaneous rotation of the sample (for X-ray CT) and electrical charging.19 The cell voltage plot during overcharge is shown alongside the surface temperature profile in Fig. 1b; the temperature presented in the plot was taken as an average over an area ca. 9 mm2 on the surface of the cell (shown in Fig. 1a).
The surface temperature of the battery was recorded using a thermal camera (FLIR SC5000MB, FLIR Systems, France). The thermal camera was set to the calibrated range of 15 °C to 200 °C during these experiments. A uniform layer of high emissivity black paint (with a calibrated emissivity of 0.96 over the range 40–180 °C) was applied to the surface of the battery before imaging. The FLIR SC5000MB thermal camera has an extended wavelength detector to capture infra-red wavelengths between 2.5 μm and 7 μm. In the calibrated range, the camera has a noise equivalent temperature difference <20 mK. The manufacturer specifies a measurement accuracy of ±1 °C or ±1% of the temperature in degrees Celsius. Images were recorded at 25 Hz and the real time movie is provided as Movie S1 (ESI†).
The Turnigy cell was imaged using a 76 keV monochromatic synchrotron X-ray beam. The X-ray absorption signal was converted into a visible light signal by a LuAG:Ce scintillator screen and then collected by a 1× macro objective. A high-speed PCO Dimax CMOS camera (PCO AG, Germany) was used to record the images. The field of view (FOV) was 10.5 mm × 7.6 mm, which consisted of 960 × 700 pixels (horizontal × vertical) and gave a pixel resolution of 10.9 μm. The sample rotation axis was at the edge of the FOV, such that through a 360° rotation it was possible to double the size of the 3D image in the horizontal direction.30 The resulting 3D reconstruction was then 1785 × 1785 × 700 pixels (19.2 mm × 19.2 mm × 7.6 mm). Each tomogram consisted of 2 × 2000 half projections using an exposure time of 0.7 ms. The acquisition time for each tomogram was 2.8 s and one tomogram was captured every 40 s.
After ca. 80 s, corresponding to an external temperature of 40 °C, the pouch of the cell has begun to swell (Fig. 2) as gas is generated from reduction of the electrolyte and decomposition of the SEI.36–38 After 120 s, severe delamination is observed around the separator regions in the outer layers. Within Region 3 in Fig. 1b, a distinctive peak in cell voltage occurs over the space of ca. 40 s, consistent with the behaviour observed by Belov and Yang.39 In Movie S1 (ESI†), the pouch structure is seen to diverge from its original packaged structure, which corresponds with this voltage peak, as observed in Fig. 1b. It is expected that the rise in voltage is caused by the resistance increase associated with the gas pockets forming between the active layers, and the subsequent fall in voltage by the decrease in resistance when the pouch bursts and the gases are channelled away. The tightly wound active layers channel gases out into the exterior pouch when the pouch begins to lose its original package structure and starts to swell.
Finally, within Region 4 in Fig. 1b, the cell voltage rises sharply to the maximum voltage of the potentiostat, the most likely cause of which is the shutdown of the separator and damage to the internal circuit caused by the rupture of the cell at that time. The tomogram taken at 160 s in Fig. 2 shows delamination of the LiCoO2 layers from the aluminium current collector in various places, which may be evidence of the electrolyte vaporising or initial stages of decomposition of the LiCoO2 resulting in gas pockets forming between the aluminium current collector and the LiCoO2 layer. This may also be due to the current collector being oxidised by the electrolyte, or the products of electrolyte decomposition.40,41
The thermal decomposition of Li0.5CoO2 can occur at temperatures above 200 °C13 and the reaction between Li0.5CoO2 and solvent (ethylene carbonate), to produce CO2 and H2O, can occur at temperatures as low as 130 °C,10,13 according to eqn (1).
| Li0.5CoO2 + 0.1C3H4O3 → 0.5LiCoO2 + 0.5CoO + 0.3CO2 + 0.2H2O | (1) |
Fluctuations in the surface temperature of the cell occur after around 160 s as the cell ruptures (Movie S1, ESI†), at which point the unstable electrodes are exposed to air and the process of thermal runaway is accelerated. The heat generated from the reaction between the LiCoO2 and electrolyte, along with the decomposition of the SEI layer provide heat for the occurrence of thermal runaway which soon ensues, following which the surface temperature of the cell exceeds the limit of the thermal camera's calibrated range (Region 5 in Fig. 1b).
Fig. 4a–d compares the structure of the LiCoO2 electrode before and after thermal runaway. The pixel sizes for the fresh and post-mortem tomograms in Fig. 4 were 0.424 μm and 0.36 μm respectively. In its fresh state the LiCoO2 is coated uniformly onto the Al current collector (Fig. 4a and b) which is ca. 13 μm thick. As seen in Fig. 4c and d, the Al layer between the remains of the LiCoO2 is highly porous following thermal runaway and cooling. The LiCoO2 layers are much further apart, now ca. 40–50 μm, which would have aided the escape of gases generated during the thermal runaway process. The high specific heat and thermal conductivity of Al would also have enhanced the heat dissipation of local exothermic reactions leading up to and during thermal runaway. The melting point of Al is 660 °C and hence the distribution of molten aluminium remnants in Fig. 3 and 4 demonstrates that the interior of the cell reached in excess of 660 °C. As seen at the bottom of the cell in Fig. 3b, only a small portion of the cell in the region of the current collecting tab appears to have reached the melting point of copper (1085 °C). The temperature range between 660 °C and 1085 °C presents the possibility of further decomposition reactions occurring, evidence of which is found upon further investigation of the individual LiCoO2 particles post-mortem.
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| Fig. 5 (a) 3D rendering of a portion of LiCoO2 electrode showing isolated Co phase (teal); (b) greyscale slice view of LiCoO2 particle showing evidence of phase separation based on attenuation and (c) semi-transparent 3D visualisation of LiCoO2 particle (grey) showing surface and sub-surface presence of Co (teal); (d and e) greyscale slice views showing delamination of Co metal surface layer; (f) 2D representation of the volume fraction of Co within the remaining LiCoO2 electrode material. This sample was extracted from an inner region labelled as A in Fig. 3. | ||
From attenuation coefficients of expected decomposition products (see ESI†) the composition of the particle surface layer and interior can be inferred; the difference in greyscale between the Co surface layer and the particle interior suggests that most of the particle consists of CoO, which is consistent with previous XRD experiments.10 The volume fraction of Co metal in the remaining cathode material is calculated to be 9% (Fig. 5f). SEM images and EDS (Fig. 6a and b) show that the surface of the particle consists of Co globules rather than the smooth surface presented in Fig. 5; this is due to the limited resolution of the X-ray CT technique to resolve fine surface features.26 The surface of the LiCoO2 particles after thermal runaway appears relatively rough when compared to the fresh sample presented in Fig. 6c, which is ascribed to shrinkage of the Co-oxide as it is reduced, and delamination and agglomeration of Co metal. Additionally, subsurface Co metal seams are present in the tomograms which could also be explained by the infiltration of electrolyte through micro-cracks and fractures, which could not be resolved in the CT images.
Without excess electrolyte and high temperature (>350 °C) it is expected that the air-stable Co3O4 and CoO would not be reduced to Co.43 Three samples were taken from subsurface layers (Region A in Fig. 3b), each of which showed the presence of Co on the surface when analysed under CT; however, a sample taken from the surface of the cell (region B in Fig. 3b) did not show any presence of Co on the surface of the particles (Fig. 7). This may have been due to the outer regions having a lower local temperature (due to enhanced heat rejection) and insufficient quantities of electrolyte for the final reduction step to occur. As shown in a previous study,19 temperature differences of >700 °C can occur over as little as 7 mm during thermal runaway, where the outer regions of the cell remain relatively cool and the inner regions can reach >1000 °C. Hence, at the outer regions the conditions (temperature and retention of electrolyte) are less favourable to sustaining the propagation of thermal runaway, making the extent of exothermic degradation location dependent.
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| Fig. 7 (a–d) Orthoslices highlighting cracked LiCoO2 particles. Sample was extracted from the outer region labelled as B in Fig. 3. Inset: An isolated 3D volume of the cracked particle in (d). | ||
In contrast to the subsurface samples, the surface sample presented in Fig. 7 contains numerous fractured particles. As Geder et al.17 demonstrated, a reduced particle size (and increased specific surface area) results in unfavourable consequences, such as a higher rate of heat generation and lower onset temperatures for thermal runaway.
897 μm3 (fresh), 34
907 μm3 (inner), and 33
785 μm3 (outer). The PSD for each sample is presented in Fig. 8. In its fresh state the PSD centres around a mean diameter 3.87 μm with a relatively low standard deviation. There is a significant decrease in the mean diameter of the remaining particles for both post-mortem samples to approximately half their original size (to 1.99 μm and 1.97 μm for the inner and outer samples respectively), but the spread of data in the PSD greatly differs (Fig. 8). The PSD for the inner sample shows a single peak which has shifted below 2 μm, which is due to a combination of particle shrinkage during phase transitions and the presence of significant debris consisting of fractured particles and delaminated Co. In contrast, a bimodal PSD is observed for the outer sample (cracked particles). When compared to the PSD of the fresh sample, the twin peaks correspond to the occurrence of particle cracking, where the majority of the distribution is shifted to a smaller equivalent particle diameter. However, a second peak which consists of particles <1 μm in diameter contains the highest frequency of particles. This second peak may reflect smaller particle fragments from the fractured larger particles. Due to the limited resolution of the X-ray CT technique, the specific surface area of the particles could not be accurately determined; however, the dramatic reduction in particle size observed between the fresh and outer samples is expected to significantly affect the rate of decomposition of the electrode at elevated temperatures. Additional surface area would be exposed to reaction with the electrolyte and the smaller fragmented particles would exhibit a lower onset temperature.16,17 For example, as demonstrated by Jiang and Dahn,16 a reduction in particle size of LiCoO2 from 5 μm to 0.8 μm results in decreased thermal stability, with lower onset temperatures.
Although it is well known that the particle shape and size significantly affect the onset temperature and rate of heat generation during thermal runaway, it is not well understood how the evolving microstructure and likelihood of particle fracture influence these properties leading up to and during the runaway process. Further work is required to quantify the change in particle structure based on the conditions to which the particles are subjected, and the effect of initial particle morphology on the rate and quantity of heat generation during thermal runaway. As X-ray CT techniques continue to achieve higher spatial and temporal resolution, the dependence of morphological evolution on particle size, and its consequent effect on the magnitude of failure, could also be explored via operando micro-CT. A large particle size with low surface area may provide a more thermally stable electrode, but can also result in a reduction of the cell's power density; hence a balance between battery performance and safety may exist. Understanding the mechanisms through which particle architecture and properties change during thermal runaway is also essential to progress towards an optimised particle size distribution for both performance and safety.
X-ray CT of the electrode particle microstructures in samples taken from different locations within the cell presents valuable information on the local kinetics and progress of exothermic reduction reactions at the positive LiCoO2 electrode. The volume fraction of Co, and its presence on the surface of the electrode particles, indicates that the rate of exothermic reduction steps, and therefore heat generation, is dependent on the surface area and PSD of the positive electrode. The extreme thermal and electrical conditions during overcharge-induced thermal runaway cause the particle morphology, and hence the PSD and specific surface area, to change.
The results of this work show that particle microstructure can significantly influence the extent and rate of exothermic degradation reactions during thermal runaway, and demonstrate that X-ray CT could be used to elucidate the relationship between electrode microstructure and overall safety of commercial cells.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c6cp04251a |
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