Nathan W. Ulrich,
John N. Myers and
Zhan Chen*
Department of Chemistry, University of Michigan, 930 North University Avenue, Ann Arbor, Michigan 48109, USA. E-mail: zhanc@umich.edu; Tel: +734-615-4189
First published on 2nd December 2015
Buried interfacial structures containing epoxy underfills are incredibly important in the microelectronics industry and their structures determine the interfacial adhesion properties and ultimately their lifetime. Delamination at such interfaces leads to premature failure of microelectronic devices. In this work, the intrinsically surface sensitive technique, sum frequency generation (SFG) vibrational spectroscopy, was utilized to investigate the molecular structure of buried epoxy interfaces before and after accelerated stress testing in order to relate the molecular-level structural changes to the macroscopic adhesion strength and determine what effect silane adhesion promoters have on polymer/epoxy systems. Strongly hydrogen bonded water was detected at hydrophilic epoxy interfaces and this was correlated with a large decrease in adhesion strength. The addition of a small amount of adhesion promoters drastically improved the adhesion strength following accelerated stress testing at a relatively hydrophilic polymer/epoxy interface, and they were also capable of preventing interfacial water. A hydrophobic polymer/epoxy interface was also studied and silane adhesion promoters were found to improve the adhesion strength following stress testing of the hydrophobic interface as well. This research demonstrates that molecular structural studies of buried epoxy interfaces during hygrothermal aging using SFG vibrational spectroscopy can greatly contribute to the overall understanding of moisture-induced failure mechanisms of organic adhesives found in microelectronic packaging.
Underfill envelopment is utilized in conjunction with flip chip dies in order to laminate substrates, which distributes and minimizes the solder joint stress and strains, which then improves the devices capability to withstand thermal cycling fatigue testing.5 The most common type of epoxy utilized is the bisphenol-type6 complemented with silane molecules, which have been shown to greatly increase the adhesion strength.7
Delamination, where the die and the substrate become completely separated, is of great interest to the microelectronic industry, as it can cause premature failure;8 however, this can be mitigated by utilizing an underfill with a low Young's modulus.9 Delamination of underfill at the interface can drastically reduce solder joint reliability, and allow moisture to accumulate at interfaces, which may cause additional failure modes.10 Thermal stress can promote delamination at the underfill/chip, and the solder/underfill interfaces,11 which means thermoconductive epoxy underfills are necessary for long-term reliability and are an effective method for controlling heat dissipation.12 It is widely accepted that interfacial failures can be caused by interfacial peeling and delamination.13 Any delaminations that occur at the underfill/die interface will propagate to the neighboring solder bumps and lead to solder joint fatigue and failure. The onset and propagation of delaminations in flip chip assemblies exposed to thermal cycling are governed by the cyclic stresses and damage occurring at the underfill/die interface. For this reason, underfills are improved by increasing the strength of adhesion, the resistance to aging, and interfacial resilience.5 It is worth mentioning that to better mitigate the thermal stress, thermally conductive epoxies that are capable of quickly dissipating heat have been utilized,3 and this technique can increase the lifetime of the flip-chip by 20 times.14 However, this method has not been widely used yet.
One method of characterizing the resilience of an epoxy underfill is to perform hygrothermal aging and then analyze the samples to see how they change in the presence of stress. Hygrothermal treatments are performed by exposing the samples to high heat and humidity, which can decrease the strength of adhesion,15 by disrupting the interfacial van der Waals interactions.16 The bulk of the research on epoxy underfills for microelectronic packaging has focused on bulk and surface analysis ex situ. Techniques such as adhesion strength testing,17 scanning acoustic microscopy (SAM),18 thermogravimetric analysis,19 moiré interferometry,20 Fourier transform infrared spectroscopy (FTIR),15 scanning electron microscopy (SEM),15,19 and X-ray photoelectron spectroscopy (XPS)18 have all been utilized to investigate epoxy underfills and determine how they behave in the presence of hygrothermal treatment. Techniques such as SAM, moiré interferometry, SEM, and XPS, can provide structural information or elemental analysis, but they cannot provide chemical or interfacial functional group orientation information. Delamination can be monitored by techniques such as SAM, but this technique is incapable of determining molecular-level interactions relevant to adhesion, which are primarily determined by the interactions and the structures of the molecules at the interface.21 One substantial issue with all of these methods is that none of them are capable at looking at the molecular-level detail in situ at the buried interface, which is relevant where the die is connected to a substrate via an underfill. Buried interfaces provide a substantial challenge for researchers due to a lack of techniques available that can probe these regions and provide chemical information. Buried interfaces have been traditionally studied by separating the two substrates, characterizing the resulting surfaces, and then attempting to extrapolate the molecular structure at the buried interface from the ex situ measurements on the two exposed surfaces. The problem with this method is that the molecular interactions that may determine the strength of adhesion at the interface may be destroyed when the substrates are separated and analyzed, thus no measurement is made while the system is in its native state. In order to fully elucidate how hygrothermal testing affects delamination of epoxy underfills at buried interfaces, a technique must be utilized that can provide chemical specific information, and make in situ measurements, nondestructively.
Over the past few years, SFG vibrational spectroscopy has been used extensively as a noninvasive analytical tool capable of studying buried interfaces and surfaces, and generating molecular-level detail in situ.22,23 SFG vibrational spectroscopy is a nonlinear optical technique capable of probing any interface that is accessible to laser light. SFG spectroscopy can be utilized to investigate surface and interfacial chemical structure, such as coverage, orientation, and orientation distribution of interfacial functional groups. It can probe interfacial molecular interactions, such as interfacial diffusion and interfacial hydrogen bonding networks.24,25 This technique has also been extensively utilized to study polymers systems and buried polymer interfaces.26–32 Research in our group also focuses on SFG spectroscopy in order to assess model epoxies systems typically used as underfill material in the microelectronics.33–42 SFG has also probed fundamental interactions relevant in adhesion, such as hydrogen bonding,24 acid–base interactions,43 and diffusion.25 In addition, SFG spectroscopy has investigated the structure of interfacial water,44 which is useful for investigating hygrothermal treatment of buried interfaces. In our research group we have extensively studied epoxy systems with SFG spectroscopy, we have shown how this technique can investigate the structure–function relationship of complex systems.33–35,37,45–49
Particularly, we have investigated interactions between polymers and silane adhesion promoters at buried polymer interfaces using SFG in situ. We have demonstrated that hydrogen bonds can be formed between polymer surface (e.g., CO groups on PET surface) and silane molecules (e.g., silane NH2 end groups).24 Such hydrogen bonds can play an important role in adhesion. It was also found that both the silane epoxide groups and the silane amine groups can diffuse into the polymer films and dissolve or modify the polymer films at interfaces,47 which can affect adhesion.
We have also investigated the effects of hygrothermal treatment on polymer interfacial structure and adhesion. Our research was focused on the buried interface between polymer and epoxy.34 It was found that after hygrothermal treatment water had migrated to the interface, detected by SFG spectroscopy, and the macroscopic properties had drastically changed and the adhesion strength was greatly reduced.
In this study, SFG spectroscopy was employed to investigate how epoxy interfaces behave in the presence of high temperature and humidity and to determine if silane adhesion promoters can prevent or delay the effects of hygrothermal aging. Specifically, we studied the deuterated polystyrene (dPS)/epoxy, and aliphatic chain deuterated poly(ethylene terephthalate) (dPET)/epoxy buried interfaces with and without silane adhesion promoters before and after hygrothermal aging. The deuterated polymers were used in this study to avoid spectral confusion between the polymer and the epoxy (with or without silanes added). The polymer poly (ethylene terephthalate) (PET) is an excellent model for poly (butylene terephthalate), which is ubiquitous in the microelectronics industry.50 The polymer polystyrene (PS) serves as a model for a hydrophobic polymer at an interface, so we can compare and contrast the hygrothermal effect on both a hydrophobic and relatively hydrophilic interface. The epoxy under investigation is a proprietary commercial adhesive/potting compound, which is primarily composed of BADGE and polyoxypropylenediamine, but also contains many other components including catalysts, so it is a sufficient model epoxy system for our purpose. Even though there is no silica present in the epoxy, we believe that the fundamental interfacial chemistry of this material is representative of underfill components commonly utilized in the microelectronics industry.
SFG and attenuated total internal reflectance-Fourier transform infrared spectroscopy (ATR-FTIR) spectra of these interfaces were collected before and after hygrothermal aging in order to elucidate the interfacial molecular structure and provide a possible mechanism for adhesion loss. The distinct difference between this research and our previous hygrothermal study34 is that in this research, we introduced silane adhesion promoters to the epoxy material. In addition to the control systems (without added silanes), three different silane adhesion promoters were utilized: (3-aminopropyl)-trimethoxysilane (ATMS), (3-glycidoxypropyl) trimethoxysilane (GPS), and octadecyltrimethoxysilane (OTMS), to determine what effect the promoters have and if they can prevent some water uptake at the interface. All three silanes have the same head-group, trimethoxy silane, with different terminal chains. The methoxy head group can be replaced with a hydroxyl group through a hydrolysis reaction and then further react with either the polymer or the epoxy matrix (e.g., with epoxy glycidyl groups). For the end groups, the amine or the epoxide group on ATMS and GPS, respectively, are highly reactive. The amine groups can react with epoxy epoxide groups, while the GPS epoxide groups can react with the cross linking agents in the epoxy. The methyl and methylene groups on OTMS are much more inert.
Lap shear adhesion tests were performed on the same systems for SFG studies to correlate macroscopic adhesion changes during hygrothermal aging to changes observed in the spectral data, in order to understand the structure–function relationship of the buried epoxy interfaces and to understand adhesion on a more fundamental level. The success of such investigations will ultimately lead to more robust underfills that can withstand greater stress.
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Fig. 2 (a) SFG, (b) ATR-FTIR, and (c) lap shear experimental geometry utilized to study the epoxy buried interfaces. |
To understand how silane adhesion promoters affect water uptake, dPET/epoxy interfaces in the presence of the three silane adhesion promoters, ATMS, GPS, and OTMS, mixed into the epoxy (Fig. 3a2, a3 and a4, respectively) were investigated. For the ATMS and GPS systems, no SFG signal was detected before or after hygrothermal aging, showing that the system is disordered at the interface and remains disordered at the interface throughout the aging process, which means water vapor is not moving to the interface and forming an ordered structure through a hydrogen-bonding network. This shows that ATMS and GPS are capable of preventing structural changes and ordered water uptake at the interface. As we indicated above, only 1.5% of the silane was added to the epoxy bulk. Here it is clearly shown that a small amount of the silane in the epoxy bulk can greatly vary the interfacial structure between the polymer and epoxy. As we reported before,35 the absence of the SFG signal from the polymer/epoxy (with silane) interface is likely due to the interfacial diffusion, and such interfacial diffusion may enhance the interfacial adhesion. We believe that after adding ATMS or GPS, they can segregate to the interface and diffuse through the interface. Therefore we believe that the adhesion at such interfaces should be relatively stronger, which will be further discussed below. For the OTMS system, the methyl group symmetric stretch and Fermi resonance are present in the SFG spectra throughout the aging process and no interfacial water is detected, however the two peaks change in intensity relative to each other. Such methyl signals can be contributed from both epoxy and OTMS. This study shows that with only 1.5% OTMS molecules in the epoxy bulk, they are capable of preventing interfacial water, but the methyl groups are still reorienting during the aging process, indicated by the peak ratio changing. In the past, we demonstrated that the interfacial methyl groups detected by SFG may be related to weak adhesion, which will be discussed further below while we present the adhesion testing data. In summary, here SFG studies clearly show that the small amount of silane added to epoxy can effectively minimize/reduce the interfacial ordered water layer formation.
To see if water can move into the dPET/epoxy system, a supplementary technique was utilized, ATR-FTIR. The theoretical penetration depth of the evanescent wave was calculated as 800 nm, the dPET thin-film is approximately 100 nm, which means this technique can probe 700 nm into the epoxy region (this region, relative to SFG, is considered to be the bulk).34 In all three spectra (pretreatment, 24 hours, 48 hours hygrothermal aging) for each of the four systems (control, ATMS, GPS, and OTMS), there are three peaks present in the C–H stretching frequency region (Fig. 3b1–b4) at 2870, 2930, and 2965 cm−1, which can be assigned to the epoxy methyl symmetric stretch, methylene antisymmetric stretch, and methyl antisymmetric stretch, respectively.55 Since ATR-FTIR detects signals from the bulk material, and we only added 1.5% of silanes to the epoxy bulk, we therefore believe that these signals are dominated by the contributions from the epoxy. Subsequent to the 24 hour hygrothermal aging there was a new peak that emerged at 3400 cm−1, which can be assigned to O–H stretch of water from the bulk region of the epoxy. This signal is contributed by the weakly hydrogen bonded water molecules. After 48 hours, the water absorbance peak grew in intensity relative to the 24 hour spectrum, indicating that water continued to diffuse into the epoxy bulk with increased aging. One difference observed in the ATR-FTIR spectral data is the OTMS system, Fig. 3b4, which has an additional peak at 2850 cm−1 following hygrothermal treatment that can be assigned to the methylene symmetric stretch. Also the methylene antisymmetric stretching signal increased. This could be due to the OTMS being less reactive with the epoxy and migrating to the interface more after the hygrothermal treatment.
In order to correlate the molecular-level detail to the macroscopic properties, lap shear adhesion testing was performed before and after 24 hours of hygrothermal aging, see Fig. 4. For all four systems, there was a decrease in adhesion strength after hygrothermal treatment. The adhesion decrease was reported for underfills at 100% R.H previously.56 Here, the control system had the biggest drop in adhesion, going from 8.1 MPa to 1.9 MPa, a decrease of 76%. For the adhesion promoters, ATMS had the smallest decrease, from 10.6 MPa to 7.5 MPa (decrease of 29%), followed by GPS, from 8.2 MPa to 5.4 MPa (decrease of 34%), and the largest decrease in adhesion strength for the promoters was OTMS, which went from 7.7 MPa to 4.3 MPa (decrease of 44%). For all three silanes added, the adhesion after hygrothermal aging is more than twice of the control. These results show that silane adhesion promoters have the ability to prevent some loss in adhesion strength after hygrothermal aging.
Fig. 3b shows similar ATR-FTIR spectra for different samples under similar condition, but adhesion-testing results indicated that they have very different adhesion strength. This shows that the interfacial structure plays an important role in adhesion. PET is a relatively polar polymer, which means it is energetically favorable for water to form a hydrogen-bonding structure at the interface, and this is what is seen in the SFG spectrum for the control system. After hygrothermal aging, there is a peak assigned to water, which shows that water can migrate to the interface and form hydrogen-bonding interactions with the polymer. For the control system, there is water detected at both the interface and bulk, which is what one would expect considering the fact that no adhesion promoters were added. The lap shear results show a big decrease in adhesion for the control and a smaller decrease for the systems with silane adhesion promoters. This shows that if there is ordered water (and bulk water) detected, the adhesion strength will be drastically reduced (decrease of 71% for the control).
In contrast to the control sample, all the SFG spectra collected from the interfaces between PET and epoxy with silane added do not exhibit substantial water contribution. As we discussed previously,35 if all variables remain constant, ordered methyl groups at an interface should yield lower adhesion strength. The control and OTMS systems have ordered methyl groups, from the SFG spectra, and the adhesion strength of these systems is lower than the ATMS and GPS systems, which have disordered interfaces in contact with epoxy and higher adhesion strength. The control system had higher adhesion strength, before aging, than OTMS, which is predicted due to the stronger signal in the SFG spectrum from OTMS, showing that the methyl groups are more ordered than the control. For the systems with silane adhesion promoters there is no water detected at the interface, which indicates that water was not able to form an ordered structure. The dPET/epoxy systems with GPS, ATMS, and OTMS have been investigated previously (without hygrothermal aging) and the spectra presented in this work match the literature, with no signal coming from the GPS and ATMS systems and strong signal coming from the OTMS system.35 This shows that the adhesion promoters are capable of preventing water migration to the interface.
The promoters ATMS and GPS are good at reducing water because the amine in ATMS and the epoxide ring in GPS can further react with the epoxy matrix once they migrate to the interface and become chemically immobilized, which then prevents the water molecules from becoming ordered because the water molecules cannot form an ordered structure. The OTMS promoter makes the interface more nonpolar, but it cannot react further with the epoxy matrix, so it decreases the water uptake but it does not increase the level of adhesion strength by reacting further. Thus, the OTMS prevents loss of adhesion strength due to the prevention of interfacial ordered water formation, but it does not increase the adhesion strength by reacting further with the epoxy matrix like the reactions ATMS and GPS are capable of undergoing. It was found in a previous investigation,35 that ordered methyl groups at the interface lead to weaker adhesion than disordered methyl groups, which is one reason why both the control and OTMS have lower adhesion than the ATMS and GPS samples. Even though SFG spectra from the interfaces between PET and epoxy with ATMS or GPS are similar after hygrothermal treatment, adhesion strengths decreased substantially, which may be due to the effect of bulk water in epoxy detected by ATR-FTIR.
To see if silane adhesion promoters can change how water responds at a hydrophobic interface, the same three silane adhesion promoters were added to the dPS/epoxy system (Fig. 5a2–a4). For all three silane promoter systems, there are two peaks present in the SFG spectrum at 2870 cm−1 and 2940 cm−1, which can be assign to the symmetric stretching and the Fermi resonance of the epoxy methyl group, respectively. No substantial changes were observed in the spectra throughout hygrothermal aging.
To confirm that water can move into the bulk of the dPS/epoxy systems, ATR-FTIR was used again to study all dPS/epoxy systems. In all three spectra (pretreatment, 24 hours, 48 hours hygrothermal aging) for each of the three systems including the control, ATMS, and GPS systems, there are three peaks present in the C–H stretching frequency region (Fig. 5b1, b2 and b3, respectively) at 2870, 2930, and 2965 cm−1, which can be assigned to the epoxy methyl symmetric stretch, methylene antisymmetric stretch, and methyl antisymmetric stretch, respectively.55 In contrast, Fig. 5b4 shows strong signals at 2850 and 2930 cm−1, contributed by methylene symmetric and antisymmetric stretches. Similar to our explanation for Fig. 3b4, this could be due to the OTMS being less reactive with the epoxy and migrating to the interface more. Subsequent to the 24 hour hygrothermal aging there was a new peak that emerged centered at 3400 cm−1, which can be assigned to O–H stretch of water from the bulk region of the epoxy. After 48 hours the water absorbance peak grew in intensity relative to the 24 hour spectrum, indicating that water continued to diffuse into the epoxy bulk with increased aging.
Lap shear adhesion testing was performed for the dPS/epoxy systems before and after 24 hour hygrothermal aging, see Fig. 6. For all four systems there was some decrease in the level of adhesion strength. The control system went from 7.4 MPa to 3.0 MPa (decrease of 59%). For the adhesion promoters, ATMS had the smallest decrease, from 8.7 MPa to 4.4 MPa (decrease of 50%), followed by GPS, from 8.2 MPa to 3.7 MPa (decrease of 55%), and the largest decrease in adhesion strength was OTMS, which went from 7.6 MPa to 2.7 MPa (decrease of 64%). These results show that ATMS and GPS have the ability to prevent some loss of adhesion strength after hygrothermal aging, while OTMS actually makes the decrease in adhesion strength larger.
The polymer PS is a relatively nonpolar one, which means water cannot form an hydrogen-bonding structure at the interface easily, and this is what is seen in the SFG spectrum for the control system, and no ordered water is detected. For the systems there is no water detected by SFG, which indicates that no ordered water is present in the sample. This shows that the control and all three adhesion promoters are capable of preventing water ordering at the interface. We see in the ATR-FTIR spectra that there is water present in the bulk, even though no water is detected at the interface with SFG. The lap shear results show the measured adhesion strengths for all the samples decrease, showing that the water in the bulk may play an important role in adhesion reduction for the PS system. The interfaces between dPS and epoxy with added ATMS and GPS have less adhesion reduction, because the amine in ATMS and the epoxide ring in GPS can further react with the epoxy in the bulk as well as at the interface once they migrate to the interface. For the control sample and the sample with OTMS, the adhesion decreases are larger. For OTMS, it was found in a previous investigation,35 that it is energetically favorable for it to segregate to the interface and order, leading to weaker adhesion. It is interesting to see in the ATR-FTIR spectra, all the spectra are similar except those from the dPS/epoxy interface with OTMS before and after 24 hours hygrothermal treatment, therefore the signals seen in the spectrum originate from OTMS molecules, which are clearly observed, showing that they can segregate to the interfacial region (∼700 nm range from the interface).
In this research, for the dPET/epoxy interface, we added three different silanes to the epoxy. Even though the silane amount added is very small, all three silane adhesion promoters were capable of preventing interfacial changes throughout hygrothermal aging. No order was detected in ATMS and GPS samples, but the OTMS sample was well ordered. The adhesion loss was observed to be much smaller compared to the control sample.
For all four dPS/epoxy samples, there were no substantial changes detected throughout hygrothermal aging. This lack of changing could be due to the hydrophobic property of dPS, which prevents water from forming an ordered layer at the interface. There was bulk water detected in all eight systems, which shows how silane adhesion promoters are not capable of preventing the bulk water absorption.
For the dPET/epoxy systems the control had the biggest decrease in adhesion strength after aging, while ATMS and GPS had the smallest change, potentially due to their ability to react further once they have migrated to the interface, while OTMS did not increase the adhesion strength after testing, which could be due to its inability to undergo further reactions at the interface. For the dPS/epoxy systems, the highest adhesion strength after aging was the ATMS and GPS systems, while the control and OTMS had the lowest adhesion strength.
From this work it is clear that relatively hydrophilic surfaces can have initial higher adhesion, but through hygrothermal aging the strength of the adhesion is drastically reduced, but this can be mitigated by using a silane adhesion promoter that is capable of undergoing further reactions at the interface or in the bulk. The hydrophobic polymer has lower adhesion strength prior to hygrothermal treatment, but can handle the treatment better than its hydrophilic counterpart. The adhesion promoters can be utilized to increase the strength of adhesion and reduce adhesion loss after hygrothermal treatment of PS, but the effects are not as substantial as the PET. This is the first study, to our knowledge, that investigates polymer – epoxy (containing silane) interactions in the presence of high humidity and temperature at the molecular level. Understanding the mechanism of hygrothermal aging affects the molecular structure and orientation at buried interfaces in situ will contribute to the understanding of moisture-induced failure mechanisms in microelectronic packages and help facilitate better design and development of more robust underfills that can withstand greater stress testing compared to their predecessors.
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