General interpretation and theory of apparent height in dynamic atomic force microscopy

Chia-Yun Lai, Sergio Santos and Matteo Chiesa*
Laboratory for Energy and NanoScience (LENS), Institute Center for Future Energy (iFES), Masdar Institute of Science and Technology, Abu Dhabi, United Arab Emirates. E-mail: mchiesa@masdar.ac.ae

Received 18th August 2015 , Accepted 15th September 2015

First published on 15th September 2015


Abstract

We provide a general theory and interpretation behind the ubiquitous loss of apparent height of nanostructures in dynamic atomic force microscopy that occurs in the attractive regime irrespective of stiffness. We show analytically and numerically that while the true height of a nanostructure could be smaller than measured, lack of symmetry biases measurements towards height loss. In particular, the finite size of the tip always contributes to height loss while the nature of attractive forces might contribute to height gain or loss. The theory further predicts otherwise counterintuitive phenomena such as the possibility to gain height by increasing the interaction.


I. Introduction

The fields of nanosciences and nanotechnology are based upon the finite size of nanostructures and the properties that follow from their dimensions.1 Therefore characterizing the dimensions of nanostructures with precision and accuracy is instrumental in order to fine-tune, predict and employ their properties and function.2–4 In principle, atomic force microscope AFM is very well suited and currently the only instrument with sub-nm5 or even sub-angstrom precision to measure the height of nanostructures.6 Nanostructures such as nanoparticles,7 isolated DNA8,9 and/or proteins,10 carbon nanotubes CNTs,11 etc. are typically dispersed on hard surfaces and the apparent width and height are recorded via topographic AFM maps. Arguably however, it is still to be conclusively shown that obtaining the true height of a nanostructure with sub-angstrom margin of error is possible, whether directly12 or indirectly,5,13–15 from the experimental observables in the measurement.16 Probing soft matter is even more challenging because of the added difficulty of imaging feeble systems.12,13,15 Furthermore, while dynamic AFM (dAFM) modes of operation, such as amplitude and frequency modulation (AM and FM AFM), have arguably minimized the problems related to sample deformation and damage, these are still considerable and depend on the mode of operation and parameters being used.8,9,15,17,18

In short, the interpretation of apparent height of isolated nanostructures19 is currently based on a varied range of mechanisms such as peak forces and deformation,15,20 adsorbed contamination and water on the supporting surface,21,22 the nature and origin of the nanoscale forces,18,19 tip-sample stochastic or permanent damage23 and even artifacts related to cantilever dynamics.24 Despite these complications, apparent height measurements are a fundamental aspect of the technique and are commonly employed as a benchmark to validate the performance of imaging modes12,14 and draw physical and biologically relevant conclusions.25–27 Analytical formulae that yield both qualitative and quantitative information however, are still missing8,16,19 or, at best, based on mechanical deformation.7,11,15,28 Here, we develop a force independent theory of apparent height in dAFM that can be written in terms of the general expressions of dAFM29–31 and the respective experimental observables.30,31 Then, we set to derive close form formulae to directly quantify height loss in the absence of sample deformation which is the preferred method to non-invasively image soft isolated nanostructures supported onto flat surfaces.

II. Results and discussion

A. General theory of height reconstruction in dynamic AFM

Fig. 1 is employed to illustrate the process of height reconstruction in dAFM. In the figure we show the ideal case of an isolated spherical sample of height h, or radius Rs (h = 2 Rs), supported onto a flat surface. We have chosen a spherical sample for simplicity and also because it helps to intuitively understand the importance of geometry in the process of apparent height formation. Furthermore, the way to generalize to other geometries should be apparent from this derivation, even if the expressions might become cumbersome.32 We assume that the tip oscillates in the non-contact mode (nc-mode), or regime, throughout, that is, in the absence of mechanical contact with the sample. We further distinguish between the tip-supporting surface interaction and the tip-sample interaction. Sample refers to the isolated nanostructure throughout. Then, absent sample there is only tip-supporting surface (or tip-surface) interaction (left in Fig. 1). Present sample there is tip-sample and tip-surface interaction (right in Fig. 1) where the tip-surface interaction can be regarded as a background signal.16,19 Assuming first the case of absent sample where the tip is raster scanning the surface from left to right, a given cantilever-surface separation zc follows for a prescribed amplitude A. Typically zc/A > 1 for nc-mode imaging. Then, present sample, the cantilever oscillates with separation z*c + h relative to the supporting surface and z*c relative to the sample's top surface. The apparent height is given by
 
h* = h + Δhh + Δzc (1)
where Δh = h* − h is the error in height and it is numerically equal to Δzc = z*czc (Fig. 1). If Δzc = 0, the measured apparent height and the true height coincide. The physical phenomena leading to nonzero values in Δh are discussed next.

image file: c5ra16695k-f1.tif
Fig. 1 Scheme of apparent height reconstruction where h is the true height of a sphere of radius Rs and h* is the apparent height as obtained in dynamic AFM. The scheme shows the minimum distances of approach dm and d*m in the absence and presence of the spheric sample respectively.

The oscillation amplitude in AM AFM is controlled by the virial V30 and the energy irreversibly dissipated in the tip-sample junction Ets33,34 in the interaction. Both terms can be written in terms of observables (see ESI). In the presence of conservative interactions only, Ets = 0 and then V alone is responsible for the amplitude decay or topography measurements.30 Here we assume that Ets = 0 throughout and focus on the contribution from V only while recalling that irreversible losses of energy (Ets > 0) are indicative of invasiveness. Furthermore, we caution the reader that a theory including energy dissipation would be required in cases where Ets cannot be ignored. By employing V alone however, there is the added advantage that the theory is applicable to both standard AM AFM and FM AFM. We note that it has long been known that the virial V alone controls the relationship between cantilever separation zc and frequency shift, i.e. topography in FM AFM,31,35 and zc and A (absent dissipation), i.e. topography in AM AFM.36 Furthermore ignoring the contribution from Ets greatly simplifies the analysis when considering close form expressions (see ESI for details). The virial expression V is well known, established in the literature as a general expression in dAFM30,31 and corresponds to the time averaged product between the force Fts and the deflection z (z0 is the mean deflection), where z(t) ≈ z0 + A[thin space (1/6-em)]sin(ωt + ϕ), producing

 
image file: c5ra16695k-t1.tif(2)
where k is the spring constant, Q is the quality factor, ϕ is the phase shift and the suffix sur implies tip-supporting surface interaction in the absence of the sample (Fig. 1). The cosine of ϕ can be written in terms of the amplitude ratio Ar = A/A0 because zero dissipation is assumed.37 Present sample there are two contributions to the virial V (Fig. 1); (1) the tip-supporting surface interaction Vsur(z*c + h) and (2) the tip-sample interaction Vsam(z*c) where the suffix sam stands for the tip-sample pair. In the presence of the sample, the net virial Vsur–sam can be written as the contribution between the two
 
Vsur–sam(z*c, h) ≡ Vsur(z*c + h) + Vsam(z*c) (3)

Then, a constraint to the apparent height h* follows from (2) and (3) producing

 
image file: c5ra16695k-t2.tif(4)

At this point it is worth noting that eqn (4) is general for any tip-sample interaction in AM AFM in the absence of dissipative phenomena and general in FM AFM where conservative interactions control the feedback independently of whether there is irreversible loss of energy. Furthermore, from (4), it follows that the pair z*c and zc give place to a given error Δz = Δh (Fig. 1) that depend on A, A0, k and Q, i.e. operational and cantilever parameters respectively. Thus, practically, the measured apparent height depends on the choice of operational parameters and the cantilever chosen to perform the experiment. From this it follows that different values of apparent height might follow in different experiments thus explaining the variability of measured values of apparent height with operational parameters and cantilever models reported in the literature.20,38,39

B. Model based analytic expression for height recovery in nc AFM

In order to derive a close form analytical expression for the error in height that takes into account geometry and sample properties a model for the force is next employed. We select a model that constrains the forces to be directly proportional to the tip radius R, inversely proportional to the square of the distance d and where both tip and sample can be modelled as spheres. Such force model is in agreement with the ubiquitous London dispersion, Debye and Keesom forces for the van der Waals interactions,32 and can be written following Hamaker's approach.32,40 Furthermore, from now on, we will refer to the chemistry of the system by employing the concept of Hamaker constant H (which depends on the atomic composition of the tip, sample and supporting substrate) as originally done by Hamaker. H is a constant of proportionality in the force. Taking into account the above constraint, absent sample, the force is
 
image file: c5ra16695k-t3.tif(5)
where Rt is the tip radius, a0 is an intermolecular distance, Hsur is H for the tip-supporting surface interaction, d is the instantaneous tip sample distance and d = zc + z. For this force, and by computing its virial,36 the resulting cantilever separation zc can be written as
 
image file: c5ra16695k-t4.tif(6)
where D contains the cantilever-surface properties since
 
image file: c5ra16695k-t5.tif(7)

An approximation of (6) can be derived by ignoring z0, i.e. zcz0/A2 ≪ 1. This condition applies in many cases of interest and allows finding the cantilever separation explicitly29,30

 
zcA(D + 1)1/2 (8)

The presence of a sample (Fig. 1 and discussion) gives rise to a contribution from the tip-supporting surface and tip-sample pairs16

 
image file: c5ra16695k-t6.tif(9)
where
 
image file: c5ra16695k-t7.tif(10)
where Hsam corresponds to the tip-sample system H. The net (virial neglecting the z0) of (9) can be written as (see ESI)
 
image file: c5ra16695k-t8.tif(11)
where
 
image file: c5ra16695k-t9.tif(12)

By combining (8) and (11) the error in height Δh can be found implicitly. We can find a simpler and explicit solution for the error in height Δh however by ignoring the background interaction with the surface Vsur(z*c, h) in (11) giving

 
z*cA((HrRr)2/3D + 1)1/2 (13)

Then Δh follows from combining (8) and (13)

 
Δhz*czcA[((HrRr)2/3D + 1)1/2 − (D + 1)1/2] (14)

The expression in (14) is sufficiently simple that qualitative information about the error in height Δh can be deduced directly by inspection. From (14), we distinguish between several important possibilities. First, the error in apparent height Δh will be zero if and only if HrRr = 1. Importantly this is true irrespectively of operational and cantilever parameters since these depend on D only. Furthermore since Rr < 1 always, i.e. Rr → 1 when Rt → 0 because of the finite size of the tip, it follows that the contribution from Rr (geometry) in HrRr will always lead to height loss. Second, the condition Hr = 1 requires that the tip-surface chemistry Hsur is the same as the tip-sample chemistry Hsam. Third, the condition HrRr >1 is physically meaningful and implies that a suitable choice of chemistry can lead to gain in apparent height, i.e. Δh > 0. Furthermore, a counterintuitive effect might occur when HrRr > 1, i.e. the tip required to recover the true height might not necessarily be the sharpest. That is, from (14), the condition for zero error Δh = 0 when Hr > 1 is

 
image file: c5ra16695k-t10.tif(15)
or
 
Rt = Rs(Hr − 1) (16)

Fourth, provided Hr ≤ 1, the tip should be sharpest in order to measure a height as close as possible to the true height. Finally, we recall that eqn (14) is valid provided the interaction with the supporting surface in the presence of the sample is small enough, i.e. V(z*c)/Vsur–sam(z*c, h) ≪ 1. If V(z*c) cannot be ignored, then the fundamental expressions in (8) and (13) should be considered. The mean deflection should further be considered when the condition zcz0/A2 ≪ 1 does not apply, i.e. for example under liquid environments.41 An implicit expression can also be written for these cases (see ESI eqn (S9)).

C. Numerical analysis and validation of the theory

In order to establish the validity of the above analytical theory the standard equation of motion for modeling the dynamics of the cantilever in dAFM, i.e. a mass on a spring with a non-linear force and with linear damping with the medium,42 has been solved numerically (fourth order Runge Kutta algorithm, see ESI for details). In Fig. 2, a ratio Hr = 1 (same chemistry throughout) has been set implying that any loss of height is due solely to the contribution from Rr. The sample's radius has been set to Rs = 1 nm since this is the size of benchmark systems such as DNA molecules38,39 and close to the height of small proteins10,15,17 and other nanostructures.11 The tip radius is Rt = 20 (dashed dotted), 2 (dashed) and 0.2 (continuous) nm resulting in Rr = 0.83, 0.33, 0.05. The remaining parameters are: A0 = 1 nm, k = 40 N m−1, f0 = 300 kHz and Q = 500, resulting in d > a0 throughout (nc regime).
image file: c5ra16695k-f2.tif
Fig. 2 Simulations and analytical expressions showing the effects of varying the tip radius Rt in the nc mode as a function of Ar = A/A0 on the normalized apparent height h*/h. (a and b) Normalized apparent height h*/h according to numerical results (lines) and approximations (markers). The approximations correspond to eqn (8) and (11) and (8) and (13) respectively. (c) Normalized contribution to the virial from the surface in the presence of the sample Vsur/Vsur–sam.

The results in Fig. 2a show that the approximation in (8) for zc together with the approximation in (11) for z*c (markers) lead to minor errors in h*, i.e. less than 1%, relative to the numerical results (lines). The second approximation corresponds to that in (8) for zc together with that in (13) for z*c (markers), where the contribution from the surface was ignored in the presence of the sample (Fig. 2b). Several outcomes are worth mentioning. First, for all values of Rr, the approximation in (13) and (14) improves with decreasing amplitude ratio Ar. This can be attributed to a decreasing contribution from the surface to the net virial as shown in Fig. 2c note that in Fig. 2c the corresponding normalized virial Vsur/Vsur–sam is plotted as a function of Ar. Large values of normalized virial correspond to large contribution from the tip-surface interaction in the presence of the sample while low values correspond to small contributions. Second the approximation improves as Rr tends to 1, i.e. as the tip becomes sharper (Fig. 2b). That is, users concerned with the use of the approximation in (13) should carefully select the sharpest tips possible, i.e. 2–5 nm or less. In Fig. 2, all the height loss is influenced by the ratio Rr < 1, i.e. the finite size of the tip, since Hr = 1. It is also remarkable that an increasing interaction, i.e. decreasing amplitude ratio Ar, typically leads to larger values of apparent height. This is a counterintuitive result that implies that gentle interactions do not necessarily lead to larger values of apparent height as typically interpreted in the literature.12,14,15

Next the influence of Hr is explored with the help of Fig. 3. Here Rr has been set to 0.17 throughout and the other parameters, except for Hr, are the same as those in Fig. 2. Physically, this interaction corresponds to a sharp tip Rt = 5 nm imaging a small spheres Rs = 1 nm with varying Hamaker ratio Hr, i.e. heterogeneous chemistry. In the figure, Hr takes the values 10 (dashed dotted lines), 1 (dashed lines) and 0.1 (continuous lines). Again, the approximations from (8) and (11) are shown with markers in Fig. 3a and the approximations from (8) and (13) are shown with markers in Fig. 3b. The corresponding virial relationship obtained from the numerical results is also shown in Fig. 3c. The interpretation of varying Hr is equivalent to that of varying Rr in Fig. 2 except for a remarkable difference. This difference relates to the variations in h* with decreasing amplitude ratio Rr. In particular, the apparent height h* increases with decreasing Ar if and only if Hr > 1 (squares in Fig. 3a and b). Experimentally, this provides a simple method to deduce whether Hr < ∼0.1–1 (higher chemical affinity between the tip and the supporting surface than between the tip and the sample) or Hr > ∼10 (lower chemical affinity between the tip and the supporting surface than between the tip and the sample) provided the tip is sharp enough.


image file: c5ra16695k-f3.tif
Fig. 3 Simulations and analytical expressions showing the effects of varying the ratio Hr in the nc mode as a function of Ar = A/A0 on the normalized apparent height h*/h. (a and b) Normalized apparent height h*/h according to numerical results (lines) and approximations (markers) as in Fig. 2 (c) normalized contribution to the virial due to the interaction with the surface in the presence of the sample Vsur/Vsur–sam.

At this point, it is worth noting some remarks regarding the results of Fig. 2 and 3 and the assumptions so far. First, besides the assumptions already stated above, the results in Fig. 2 and 3 predict the apparent height as a function of Ar in the true non-contact regime, i.e. when mechanical contact with neither the sample nor the surface occurs. For example, the attractive regime is typically defined as the force regime for which the average force per cycle is negative43 while here, non-contact implies not only that the average force is negative but that mechanical contact is never established in one cycle. The true nc regime is typically reached in AM AFM by sufficiently decreasing the free amplitude A0.43,44 Second, it is constructive to analyze the relevance of the radius of the sample Rs relative to height loss. In particular, when Rs is much larger than the decay length λ of the interaction, i.e. Rsλ, the contributions to losses in apparent height from the phenomena discussed here becomes negligible. This has already been recently shown by some via numerical methods.16,19,45 Furthermore, the decay length λ of van der Waals forces affecting either the amplitude decay or the frequency shift in standard dynamic AFM is of either sub-nm46 or a few nm at most, even in liquids47 or in the presence of water layers on surfaces when imaging in ambient conditions.48 Thus, when the radius of the sample lies in the order of several nm or more, the effects discussed in this work, i.e. loss in apparent height due to either chemistry or the finite size of the tip and the sample, should become negligible. In summary, larger values of Rs have not been taken into account because of the diminishing influence of the phenomena discussed here with increasing Rs.

D. Model systems: nanoparticles and DNA

Next we discuss some scenarios that correspond to typical interactions and experimental set-ups in AFM. We start with nanoparticles as isolated model samples dispersed on flat and hard surfaces.7,49,50 Two interactions are explored for this case; an aluminum nanoparticle supported on (1) a silica surface (continuous lines) and (2) a silicon nitride (SiN3) surface (dashed lines) (Fig. 4). The parameters of the simulations are: Hr are Hr = 1.53 and 0.96 for the silica and the silicon nitride surfaces respectively,32 Rt = 5 nm, Rs = 1 nm and rest of parameters are as in Fig. 2 and 3. The predictions of the analytical expressions (8) and (11) are shown in Fig. 4a with the use of squares and circles respectively for the two cases. The numerical predictions match the predictions of (8) and (11) to less than 1% in error. The predictions of the more restrictive analytical expressions (8) and (13) are shown in Fig. 4b. It is again observed that the errors now range from 5 to 15% relative to the numerical results, depending on Ar. In general, for standard values of set-point in AM AFM, i.e. Ar = 0.2–0.9, it is expected that measured apparent heights will be ∼10–20% lower than the true heights for silica surfaces and ∼15–30% lower than the true heights for the silicon nitride surfaces. That is, in general nanoparticles imaged under these conditions will produce values of apparent height lower than the true height even in the absence of mechanical deformation.
image file: c5ra16695k-f4.tif
Fig. 4 Simulations and analytical expressions showing the effects of varying Ar = A/A0 on the normalized apparent height h*/h of a silicon tip interacting with an aluminum nanoparticle supported on (1) a silica surface and (2) a silicon nitride (SiN3) surface (dashed lines and dashed lines with circles). In (a) the numerical results (lines) are compared to the approximation of (8) and (11) (dashed lines and squares). In (b) the numerical results (lines) are compared to the approximation of (8) and (13) (dashed-lines and circles).

A second case is shown in Fig. 5 where the model system is now a sphere of radius Rs = 1 nm and a tip of radius Rt = 5, 10 and 20 nm. The values of the Hamaker constants are are Hsam = 35 zepto joules and Hsur = 135 zepto joules producing Rr = 0.17 and Hr = 0.26. These values for the H constants correspond to a silicon tip –mica surface interaction Hsur and a silicon tip-DNA interaction in ambient conditions according to recent studies performed both in AM AFM44 and FM AFM.8,45 We further note that mica is a typical supporting surface for imaging isolated DNA in dynamic AFM. Modeling a DNA molecule as a single sphere of Rs = 1 nm produces a lower bound in apparent height while modeling it as a cylinder of diameter 2 nm or a chain of contiguous 2 nm diameter spheres produces an upper bound. That is, the values obtained with better models that take the actual geometry of a DNA molecule into account should lie in between the values produced via these two simpler models. Moreover, since the values obtained with these two different models agree relatively well according to Cerreta et al.,8,45 the simple model of a single sphere is employed here for simplicity for the ideal case of a spherical AFM tip imaging a DNA molecule. Selecting Rt = 5 nm, i.e. a relatively sharp tip, further offers the advantage of reducing errors from the approximation in (13) as shown in Fig. 2b. But the three values of Rt are employed here as representative examples of standard tip radii employed experimentally. The results of numerically integrating the equation of motion are shown with the used of continuous lines, dashed lines, and dash-dotted lines for the three respective values of Rr (Fig. 5). The rest of parameters in the simulations are the same as in Fig. 4. The predictions of the analytical expressions (8) and (11) are shown in Fig. 5a with the use of squares, circles and triangles respectively for the three values of Rr. Again, the numerical predictions match the predictions of (8) and (11) to less than 1% in error. The predictions of the more restrictive analytical expressions (8) and (13) are shown in Fig. 5b and are once more larger, in agreement with the results above. The main practical conclusions that can be drawn from the results in Fig. 5 are; (1) for standard values of set-point in AM AFM, i.e. Ar = 0.2–0.9, it is expected that measured apparent heights of DNA will be ∼20–40%, ∼30–60% and ∼50–80% lower than the true height of DNA, i.e. ∼2 nm, for Rt = 5 (squares), 10 (circles) and 20 (triangles) nm respectively. In summary, the predictions are in agreement with the varied range of DNA heights typically reported in the literature.5,21,38,45 These results further imply that the user should monitor the tip radius and take it into account, possibly maintaining it as sharp as possible in order to obtain close to true values, when drawing conclusions25,51 about apparent height and true height.


image file: c5ra16695k-f5.tif
Fig. 5 Simulations and analytical expressions showing the effects of varying Ar = A/A0 on the normalized apparent height h*/h of a silicon tip interacting with an aluminum nanoparticle supported on (1) a silica surface and (2) a silicon nitride (SiN3) surface (dashed lines and dashed lines with circles). In (a) the numerical results (lines) are compared to the approximation of (8) and (11) (dashed lines and squares). In (b) the numerical results (lines) are compared to the approximation of (8) and (13) (dashed-lines and circles).

As a final note to the use of the very small free amplitudes, i.e. A0 ∼ 1 nm, employed in this work we recall that very small free amplitudes are typically necessary to stay in the true non-contact mode of operation, i.e. where van der Waals forces dominate.52 In practice, the sharper the tip the smaller the value of A0 required to stay in the true non-contact mode, and as a rule of thumb, the value of A0 to stay in the true-non-contact mode should be smaller than a quarter of the free amplitude required to reach the repulsive regime.52 The stiffness of the cantilever should also be considered in the sense that the smaller the value of A0 employed the larger the value of spring constant k necessary to obtain stable tip oscillations.53 We would also like to emphasize that the fact that we have employed the ubiquitous inverse square law for the van der Waals forces in Section II. B, i.e. predicted by London, Debye and Keeson interactions, for simplicity and generality. Any other models, such as those accounting for electrostatic interactions should develop Section II. B in full for the selected force. On the other hand, the theory in Section II. A is general for dynamic AFM and should form the base of the theories.

III. Conclusions

In summary, we have derived general analytical expressions that can be employed to understand the physical origin of the reconstructed topography in dynamic atomic force microscopy for soft isolated nanostructures on flat surfaces. With the use of suitable models and reasonable approximations it is also possible to recover the true height, or equivalently finding the error in height, and the contributions from geometrical and chemical factors. We acknowledge however that these results are more restrictive since the actual force profile should be known. In short, our results indicate that the range in apparent height values reported in the literature for isolated nanostructures, i.e. DNA, nanoparticles, proteins, etc., are consistent with the complex interplay between geometry and chemistry that controls the resulting apparent height in a given measurement. Furthermore, in the absence of mechanical deformation the apparent height might increase with increasing interaction, i.e. by lowering the amplitude ratio, a result that is counterintuitive and largely ignored in the literature. Finally, these results might lead to fine tuning apparent height measurements and suitable functionalizing supporting surfaces in order to obtain close to true values of apparent height.

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Footnote

Electronic supplementary information (ESI) available. See DOI: 10.1039/c5ra16695k

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