Victor V. Ilyasov*a,
Chuong V. Nguyen*a,
Igor V. Ershova and
Nguyen N. Hieub
aPhysics Department, Don State Technical University, Rostov on Don 344000, Russia. E-mail: chuongnguyen11@gmail.com
bInstitute of Research and Development, Duy Tan University, Da Nang, Vietnam
First published on 15th May 2015
The effect of an external electric field on the electronic and magnetic properties of the heterostructure of zigzag graphene nanoribbons (ZGNRs) placed on an aluminium nitride nanosheet (AlNNS) is studied using density functional theory (DFT). DFT calculations show that the local magnetic moments and total magnetization of the edge carbon atoms in the 4-ZGNR/AlNNS with a spin up electron subsystem are strongly dependent on a transverse electric field. We can control the band gap of the 4-ZGNR/AlNNS by using an external electric field. We established the critical values of the transverse electric field providing for semiconductor–metal phase transition in spin down electron configuration, which opens up potential opportunities for applications in spintronics devices. The effect of an external electric field (both amplitude and direction) on the effective charge and formation of the interface state energy is also studied and discussed.
The placement of GNRs on a dielectric substrate may result in a change in their structure and physical properties5 caused by the nonlocal dielectric screening of the electron–electron interaction in the GNRs.14 The substrate substantially modulates the electronic, magnetic and transport properties of GNRs,9,14 especially in the case of short nanoribbons.9,15 The properties of the substrate in bilayer heterostructures are important, as it can provide new properties in graphene devices. The interest in the electronic, magnetic and optical properties of aluminium nitride nanoribbons (AlNNRs) has been increasing in recent years.16–19 A monocrystalline aluminium nitride nanosheet (AlNNS) has been successfully synthesized on a Si substrate using the vapour-phase transport method with Al powder and NH3 gas as the source materials.20 By using transmission electron microscopy (TEM) and scanning electron microscopy (SEM), it has been shown that the produced AlNNS has a uniform structure and smooth surface.20 The AlNNS has a hexagonal structure and it is characterized by a covalent bond. The AlNNS with perfect crystalline structure turned out to be just 6% less stable than its wurtzite-AlN (w-AlN) crystalline modification.21 In recent work,17 the electronic and magnetic properties of AlNNSs and AlNNRs were studied using density functional theory (DFT). Most importantly, the energy gap and carrier mobility in the 2D AlN nanomembrane can be tuned by applying a perpendicular electric field (Ep) to the 2D nanostructure surface.22 Thus, an AlNNS can be used as a substrate model in the ZGNR/AlNNS bilayer.
The spin moments of two ZGNR edges in the singlet ground state are known to show antiferromagnetic (AF) ordering.6,23 The AF ordering of edge states in ZGNRs has recently been disputed in previous works.24,25 In our opinion, the discussion of that question remains open. The quantum confinement effects and inter-edge super-exchange interactions in ZGNRs offer an opportunity to alter their electronic and magnetic properties. The AF-ZGNRs are semiconducting.1,11,26,27 The magnetism characteristics in systems such as the 8-ZGNR/h-BN revealed that the edge C atoms in ZGNRs have the highest local magnetic moments (LMMs) in comparison to the other C atoms.11,15 Based on DFT calculations,13,27 it has been shown that an electric field crossing the width of ZGNRs can effectively cancel the spin energy degeneracy of two edges and makes ZGNRs spin-selective. The Et can be employed to control and regulate the carrier transport through spin-polarized ZGNRs, for example, in a spin filter or a field-effect transistor.28
The study of the 4-ZGNR/AlNNS model is significant for the understanding of quantum confinement effects (width and edge geometry) and for finding out a way to control the electronic, magnetic and other properties of 1D ZGNR channels by using an external electric field. The nature of the mentioned effects and the opportunities for modulation of the energy gap and magnetism in a ZGNR/AlNNS heterostructure have not been thoroughly investigated. Therefore, in the present work, we use DFT-D2 to calculate the electronic and transport properties of the ZGNR/AlNNS heterostructure. We examine the potential for tuning the spin-polarized electron structure and the magnetic properties of the ZGNR/AlNNS bilayer with an external electric field. The effect of the supercell size and external electric field on the band structure, the LMMs and the effective charge of atoms are also studied.
For the AlNNS substrate, we cut out a 2D unit cell in the (0001) direction from a w-AlN structure (see also ref. 17). The 2D AlNNS relaxation was carried out until the sum of all of the forces in the system was reduced below 10−4 eV Å−1. In order to study the surface problem, we used the Monkhorst–Pack method to generate a flat k-point mesh of (6 × 6 × 4). The band structure and the projected density of states (PDOS) of the 4-ZGNR are calculated using DFT.
To study the 4-ZGNR/AlNNS bilayer, we used a supercell containing unit cells of (3 × 1) AlNNS and (4 × 1) GNRs. The supercell parameter was selected to be divisible by the equilibrium value of the graphene unit cell parameter. Graphene cells were used to build 4-ZGNR. The surface and the 4-ZGNR/AlNNS interface were simulated as a slab consisting of one atomic layer of AlNNS and a monolayer of 4-ZGNR. The basic supercell consisted of 88 atoms, and each slab was isolated from the others by 25 Å vacuum space. Plane waves and pseudo-potentials were used in the basic calculations. The influence of core electrons on the physical properties of the heterostructure was considered using ultrasoft pseudo-potentials. A nonlocal exchange correlation functional was used in a Perdew–Burke–Ernzerhof (PBE, PBEsol) parametrization.34 The plane wave cutoff energy for the self-consistent field calculation was 410 eV.35
We established the equilibrium parameters for the lattices, atomic positions of the ZGNR and the AlNNS, and the distance d between the nanoribbon and the substrate atomic layers. The structures were relaxed until the energy and the force on each atom were less than 10−5 eV and 0.01 eV Å−1, respectively. A (25 × 1 × 1) k-point mesh with the Monkhorst–Pack scheme was used to sample the 1D Brillouin zone. The intervals between the ribbons were maintained at 15 Å for both layer–layer and edge–edge distances to simulate isolated ribbons. In all our calculations, spin-restricted wave functions and calculations upon a singlet ground state were considered. Symmetry breaking in the spin-densities yielded an overestimated band gap and an exact treatment of the electron correlation in singlet wave functions could cancel this symmetry breaking in the spin-densities.24,25 In the present study, we considered van-der-Waals interactions in our system within the DFT framework using a semi-empirical potential introduced in the total energy functional (DFT-D2) as follows:36 EDFT-D2 = EDFT + Edisp. In the DFT-D2 calculations we used a PBE exchange correlation functional with a dispersion correction (PBE-D2).
The interaction of electrons with an external electrostatic field along the y-axis is determined by the following expression13,37
Uext(r) = |e|E × r, | (1) |
![]() | (2) |
The applied electrostatic potential changes linearly along the entire unit cell. Therefore, to apply periodic boundary conditions, the original value should be restored at the cell boundary. Thus, the sawtooth potential shape with a period equal to the unit cell period along the y-axis is most suitable [Fig. 1(c)]. The scheme of the relative placement of the slab and the external electrostatic potential is shown in Fig. 1(d). If Eext exists in the range from 0 to l and the computational cell size L is along the y-axis, then the gauge field E* is defined as E* = −Eext(l/L), where the minus sign indicates that E* and Eext are always opposite in direction.
In Fig. 3, we show the band structure of 4-ZGNR with different supercell sizes. The lowest energy of the conduction band and highest energy of the valence band are located near the X point. The band gap does not depend on the ZGNR supercell size. Our calculations show that the LMMs do not depend on the supercell size. The LMM of the edge C atoms passivated with hydrogen atoms is 0.27 μB per atom. Our result is in good agreement with available data.15
In the 4-ZGNR/AlNNS bilayer system, our calculations give the distance between the nanoribbon and the substrate as d = 0.320 nm. This distance is smaller than the interlayer distances in graphite (0.335 nm)39 but is larger than the distance between GNR and hexagonal boron nitride.11,35,40 For the highlighted 4-ZGNR/AlNNS fragment shown in Fig. 1(a), the total energy is Etot = −1153.7098 Ry per cell. Our DFT-D2 calculations also show that the length of the σ-bonds in a planar (0001) arrangement can be described by using the PBE-D2 functional. In the 4-ZGNR/AlNNS, the C–C bond length for the internal atoms of the nanoribbon is 1.4407 Å and the C–C bond length between the two edge C1 and C2 carbon atoms is 1.3896 Å. The difference in the bond length between the internal carbon atoms and between the edge carbon atoms in the 4-ZGNR/AlNNS is quite large. This deformation is expressed by the appearance of peaks in the electron density states near the Fermi level and induces the LMM at the ZGNR edges.
The band structure and PDOS of the 4-ZGNR/AlNNS for different spins are shown in Fig. 4. In comparison to the isolated 4-ZGNR and AlNNS cases, when the 4-ZGNR is located on the AlNNS substrate, the orbital of the edge carbon atom shifts towards the higher energy area with an amplitude of 370 meV. Besides this, a splitting of 45 meV between the spin up and spin down electron subsystems is observed. Near the Dirac point (k = 2π/3), the flat bands of the 4-ZGNR/AlNNS are closer to the Fermi level than that of the suspended ZGNR case.
The dependence of the LMMs on the number of edge carbon atoms is shown in Fig. 4(d). Our calculations show that the change in the LMMs is due to the charge transfer between the C atoms and those of the substrate, in particular, the Al atoms. The dependence of the band gap of the 4-ZGNR and the ZGNR/AlNNS on the wave vector is shown in Fig. 4(e). The PDOS of the two edge C1 and C2 atoms in the ZGNR/AlNNS are shown in Fig. 4(f) and (g) for the spin up and spin down electron subsystems, respectively. Here, only the left edge C atoms are examined.
For the edge C atoms, the PDOS shows a shift of 0.80 eV near the Fermi level in both of the cases, with and without the substrate. In our DFT calculations, the LMMs of the edge C atoms passivated with hydrogen atoms in the bilayer heterostructure are smaller than those in the suspended GNR. A stronger bond between C and Al is indicated by the PDOS of the Al atoms [see Fig. 4(f)]. The difference in the charge transfer may be caused by the different distances between the edge C atoms (passivated with hydrogen atoms) and the nearest substrate atoms.
The dependence of the effective charges and LMMs of the edge C atoms passivated with hydrogen atoms (for spin up and spin down) on the edge carbon atoms are shown in Fig. 5. To study the charge transfer process between the C atoms and the nearest substrate atoms in detail, we calculated the effective charges of the C1 atoms from the left (spin up) and right (spin down) sides of a ZGNR supercell (4 × 4). The results of the DFT calculation of the effective charges are summarized in Table 1. As shown in Table 1, we can see that the main charge transfer occurs between the Al and N atoms in the substrate. This determines the bond ionicity. In addition, there is also a small charge transfer from the Al atoms to the C1 atom. Our result is in good agreement with previous work.17
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Fig. 5 Dependence of the LMMs (red) and effective charges (blue) of the edge C atoms passivated with hydrogen on their atomic positions in the 4-ZGNR/AlNNS. |
Cαedge | Alα | Nα | Hαedge | Cβedge | Alβ | Nβ | Hβedge | |
---|---|---|---|---|---|---|---|---|
Qe | −0.132 | 1.119 | −1.048 | 0.201 | −0.123 | 1.117 | −1.046 | −0.198 |
dC–Al(N), Å | — | 3.471 | 3.3141 | — | — | 3.3249 | 3.2833 | — |
dAl–N, Å | — | — | 1.6438 | — | — | — | 1.8401 | — |
In the 4-ZGNR/AlNNS system, according to our DFT calculations, the distance d between the ZGNR and the AlNNS substrate is equal to 0.320 nm. The adsorption energy of C atoms on the AlNNS is Eads = 0.060 eV per atom. We note that the energy of 0.060 eV per C atom is typical of physical adsorption.35 Our estimation for the adsorption bond energy and interplanar spacing is in good agreement with experimental data.41–43
Fig. 6 illustrates the distribution of the charge density in spin up π regions near the Fermi level, which allows estimation of the spatial localization of the spin density for C atoms in the ZGNRs/AlNNS at a wave vector k of 0, 2π/3, or π. The partial charge density is relevant to the valence band. In the absence of an electric field, the wave function squares of the occupied bands of the PDOS of the C 2pz-orbitals in the range of −0.36 to 0 eV are localized exclusively on the C atoms. However, the shape of these orbitals depends on the wave vector. In particular, the PDOS is localized exclusively on the left C1 atoms (spin up) at k = 0. At k = 2π/3, the partial redistribution of the electron density on the C atoms occurs. Finally, at k = π a complex redistribution of electron density follows with the formation of hybrid p orbitals for the C5–C6 and C7–C8 atoms.
![]() | ||
Fig. 6 Spin charge density distribution on the C atoms near the Fermi level in the 4-ZGNR/AlNNS for the spin up electron subsystems at: (a) k = 0, (b) k = 2π/3, and (c) k = π. |
In comparison to available data, we see that the LMM in the 4-ZGNR/AlNNS is 1.1 times lower than that in the 8-ZGNR/h-BN system.11,13,15 With further increase of the Et, the LMM decreases quickly. At Et = 3 V nm−1, the LMM is equal to 0.23 μB. The dependence of the total magnetization and the LMM on Et are similar to each other (see Fig. 7). Remarkably, the effect of the substrate on the LMM is manifested differently when low Et (from −1 V nm−1 to 1 V nm−1) is applied to the 4-ZGNR/AlNNS and 8-ZGNR/h-BN. The LMM observed is about 0.3 μB for the 8-ZGNR/h-BN.13 Essentially, the difference can be explained by two tendencies: exchange splitting in the edge states of the C atoms (according to the Stoner model44) and the tendency for the contraction of the valence and conduction bands.6 This behavior may also be caused by another mechanism,14 which can be explained by the varied modification of the electron energy owing to the dielectric screening of the electron–electron interaction in graphene heterostructures with different substrates. The dielectric permittivity value45 of the examined w-AlN substrate (ε = 9.14) is 1.8 times that of the h-BN substrate (ε = 5.06). This difference may affect the character of electron–electron interactions, according to previous work.46
The band structure near the Fermi level of the 4-ZGNR/AlNNS under applied Et is shown in Fig. 8. In the absence of an electric field, the 4-ZGNR/AlNNS has a band gap of Eg = 0.67 eV or 0.65 eV opening at the Dirac point (k = 2π/3) corresponding to the α- or spin down subsystems, respectively. When the Et increases, the band gap for spin up increases and the band gap for spin down quickly decreases. At a certain critical value of Et, it is possible to predict the band gap closure for spin down, which corresponds to the semiconductor-metal transition for this electron subsystem. This effect is illustrated in Fig. 8(d). Generally, a semimetallic character in the 4-ZGNR/AlNNS is accomplished when the critical field value of 3 V nm−1 is applied. The dependence of the energy gap on the external electric field is also shown in Fig. 9. We can see an energy gap opening at k = 2π/3a for both the spin up and spin down electron subsystems.
From Fig. 10 we can estimate the spatial localization of the spin density for C atoms (both spins) in the 4-ZGNR/AlNNS at k = 2π/3. In the absence of Et, wave functions (squares) of occupied and unoccupied bands of the carbon PDOS in the range from −0.25 to 0.45 eV are localized exclusively on the C1 atoms [Fig. 10(a)]. The spherical shape of these orbitals is slightly deformed in the direction perpendicular to the interface surface. When Et is applied, the charge transfer occurs from the right edge (spin down) to the left edge (spin up), as illustrated by the density distributions shown in Fig. 10(b) and (c).
The regularity is confirmed by the effective charge calculation data for the edge C1 atoms and their nearest Al and N atoms as listed in Table 2. In particular, the charge transfer from the Cα atom to a Cβ atom is approximately Δq = 0.052 at Et = 3 V nm−1. The results of DFT calculations of the total energy Etot for the 4-ZGNR/AlNNS are summarized in Table 2 (for the computational cell). It should be noted that the total energy of the interface in question increases slightly with increasing Et. This increase of the total energy in the 4-ZGNR/AlNNS system is consistent with the changing tendency in its band structure when the pz orbitals of edge C atoms and the orbitals of Al and N atoms are mixed. The mixing between the pz orbitals of the edge C atoms and Al and N atoms in the 4-ZGNR/AlNNS leads to the formation of an interface state energy.
Et, V nm−1 | Effective charge per atom, e | Etot, Ry per cell | |||||
---|---|---|---|---|---|---|---|
Alα | Alβ | Nα | Nβ | Cα | Cβ | ||
0 | 1.1189 | 1.1168 | −1.0479 | −1.0459 | −0.1323 | −0.1227 | −1153.7098 |
0.5 | 1.1182 | 1.1163 | −1.0473 | −1.0462 | −0.1346 | −0.1218 | −1153.4620 |
1 | 1.1173 | 1.1161 | −1.0477 | −1.0465 | −0.1375 | −0.1177 | −1153.2214 |
1.5 | 1.1168 | 1.1151 | −1.0473 | −1.0460 | −0.1417 | −0.1145 | −1152.9887 |
2 | 1.1166 | 1.1148 | −1.0481 | −1.0453 | −0.1452 | −0.1115 | −1152.7636 |
2.5 | 1.1166 | 1.1149 | −1.0465 | −1.0457 | −0.1470 | −0.1088 | −1152.5474 |
3 | 1.1173 | 1.1154 | −1.0458 | −1.0457 | −0.1602 | −0.1087 | −1152.3412 |
The effective charge calculation data for the edge C atoms (passivated with hydrogen) and their nearest Al and N atoms are summarized in Table 3 confirming charge transfer from Al to the N and C atoms. The results of the DFT calculations of the total energy for the 4-ZGNR/AlNNS are also listed in Table 3 (for the computational cell). It should be noted that the total energy of the interface in question decreases with the increase of Ep. This decrease of the total energy in the 4-ZGNR/AlNNS system correlates quite well with the tendency towards modification of its band structure when Ep is applied.
Et, V nm−1 | Effective charge per atom, e | Etot, Ry per cell | |||||
---|---|---|---|---|---|---|---|
Alα | Alβ | Nα | Nβ | Cα | Cβ | ||
0 | 1.1189 | 1.1168 | −1.0479 | −1.0459 | −0.1323 | −0.1227 | −1153.7098 |
1 | 1.1173 | 1.1151 | −1.0477 | −1.0459 | −0.1299 | −0.1211 | −1153.7154 |
2 | 1.1156 | 1.1134 | −1.0475 | −1.0456 | −0.1282 | −0.1189 | −1153.7254 |
3 | 1.1137 | 1.1116 | −1.0471 | −1.0453 | −0.1262 | −0.1177 | −1153.7398 |
In Fig. 11, we show the PDOS of the 2pz orbitals of the edge C1 atoms (both spins), and Al and N atoms under the applied Ep. For the edge C atoms, the size of the PDOS peaks near the Fermi level does not depend on the amplitude of Ep for either electron configuration. The shift of the localized edge states near the Fermi level is 0.8 eV. The response of the edge magnetism to Ep in the 4-ZGNR/AlNNS has not been established. The peak in the occupied PDOS of the N atoms nearest to the Fermi level is characterized by the bond energies of −1.0 eV and −1.6 eV at Ep = 0 V nm−1 and Ep = 3 V nm−1, respectively. Minor PDOS peaks with an energy of −0.3 eV, associated with the surface states of the N atoms for both spin up and spin down, shift to the position corresponding to the energy of −0.6 eV at Ep = 3 V nm−1. The unoccupied DOS of the AlNNS substrate mostly contains the contributions of the 2pz electrons of the Al atoms and it is located above the Fermi level of 1.5 eV. The effect of Ep on these crystalline states is manifested in the strengthening of the interaction between the 2pz orbitals of the C, Al, and N atoms. In addition, the shifting of 0.7 eV of the unoccupied states towards the Fermi level is observed.
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