Saori Yokozawaa,
Noriyuki Ohnedaa,
Ken Muramatsua,
Tadashi Okamotoa,
Hiromichi Odajimaa,
Takashi Ikawab,
Jun-ichi Sugiyamac,
Masashi Fujitad,
Taira Sawairid,
Hiromichi Egamid,
Yoshitaka Hamashimad,
Masahiro Egid and
Shuji Akai*b
aSAIDA FDS INC., 143-10, Isshiki, Yaizu, Shizuoka 425-0054, Japan
bGraduate School of Pharmaceutical Sciences, Osaka University, 1-6, Yamadaoka, Suita, Osaka 567-0871, Japan. E-mail: akai@phs.osaka-u.ac.jp
cNational Institute of Advanced Industrial Science and Technology, Tsukuba Central 5, 1-1-1 Higashi, Tsukuba, Ibaraki 305-8565, Japan
dSchool of Pharmaceutical Sciences, University of Shizuoka, 52-1, Yada, Suruga-ku, Shizuoka, Shizuoka 422-8526, Japan
First published on 6th January 2015
Microwave-assisted organic synthesis has many advantages and is widely applied to a variety of reactions. We have developed a new single-mode microwave applicator, specific to continuous flow synthesis, whose main feature is that it generates a uniform electromagnetic field inside its resonant cavity. Two well-known reactions, the Fischer indole synthesis and the Diels–Alder reaction, proceeded very quickly when a solution of substrates was pumped through a helical glass tube reactor inside the resonant cavity, under a pressure of 2.5 MPa. The desired products were obtained in high yields. This compact apparatus constitutes a new method for switching organic synthesis from batch to continuous flow, and enables continuous synthesis of products at a scale of 100 g h−1 or more.
However, scaling up of the MW-assisted organic synthesis is restricted by the limited penetration depth (e.g., about 1 cm in water at 25 °C, 2.45 GHz)1b,1c and irradiation power of microwaves. Although large multimode MW applicators2 and stop-flow synthesis3 that partly overcome these problems have been developed, different and more fundamental solutions are in great demand in order to make large-scale production possible.
Considering the advantages of flow synthesis, such as a large surface-to-volume ratio, which enables fast heating, as well as a relatively small flow reactor volume that minimizes the risk of accidents under high pressure and high temperature,4 we intended to combine the benefits of flow synthesis and MW synthesis. While the majority of continuous flow apparatuses use conductive heating equipment, such as oil baths, heated air, and heated metal blocks, continuous flow devices using modified batch MW applicators have also been developed.1,4d,5,6 Recently, new technologies for the MW-assisted continuous flow syntheses have been developed that use nonresonant MW applicators,7 the follow MW applicators equipped with small-volume reactors,8,9 special reactors using good MW-absorbing materials,6b,10 a transmission line short-circuited waveguide reactor,11 and transient processing through MW cavities in series.12 Despite these efforts, there is still a great need for improving these devices with respect to energy efficiency, fine tuning of irradiation frequency, and productivity per unit time. Additionally, in most of the reported apparatuses, temperature is monitored by IR sensors located outside the reactor, because of which the actual temperature of the reaction mixture is often underestimated.1f,13
We present herein a new single-mode, bench-top MW applicator for the continuous flow syntheses. This apparatus features the following: (1) highly efficient MW irradiation (up to 200 W) by generating a uniform electromagnetic field in its resonant cavity,14 (2) a wide and long helical tubular glass reactor (i.d. 3.6 mm, internal volume: 5.5–6.0 mL) in a resonant cavity,15 (3) an original control system that enables quick and fine adjustment to the best irradiation frequency in accordance with the changes in the electric permittivity of the reaction mixture,16 and (4) direct measurement of the temperature in the reaction mixture using a thermocouple set at the exit of the reactor. Using this apparatus, we have observed some of the characteristic advantages of MW heating, which are difficult to achieve by external heating and have demonstrated the continuous production of more than 100 g h−1 (0.67 mol h−1) of an indole derivative.
Fig. 1 (a) Entire apparatus for MW-assisted flow synthesis. (b) The helical borosilicate glass tube reactor set in the resonant cavity. |
In an initial study to evaluate the performance of this apparatus, acetonitrile (MeCN) was pumped into the reactor under a backpressure of 2.5 MPa, and the heating profile was recorded while changing the irradiation power (50–200 W) and the flow rate (5–20 mL min−1). In general, the temperature of MeCN at the exit of the reactor reached a steady state in less than 6 min after starting the flow. The temperature increased following the increase in irradiation power and the decrease in flow rate (for details, see: ESI†). Under some conditions, the temperature rose up to 230 °C; however, further increase of the irradiation power at the lower flow rate brought the MeCN to boiling, resulting in the disruption of the temperature, pressure, and electric field in the cavity. Therefore, the following studies were carried out under the conditions that did not cause either the solvents or the reactants to boil. The surface temperature of the entire helical tube reactor was directly monitored by a thermal imaging infrared camera, showing that the temperature continuously increased from the entrance of the reactor up to two thirds of its length and remained almost the same on the last third (for details, see: ESI†).
Next, we studied the temperature profiles of a dozen common organic solvents under identical conditions (backpressure 2.5 MPa, irradiation power 200 W, flow rate 20 mL min−1). During their passage through the reactor, in about 16 s, all solvents beside toluene were heated way above their boiling point under atmospheric conditions (the exit temperature of each solvent after reaching a steady state is given in Table 1). The exit temperature of each solvent seemed to be dependent on the physicochemical nature of the solvent and have a insignificant relation to its boiling point under atmospheric conditions, a trend that is never observed during external heating.18 The solvents examined were classified into four groups, based on the exit temperature, as follows: (1) 100–110 °C, hydrocarbons such as n-hexane and toluene; (2) close to 150 °C, aprotic less polar solvents such as ethyl acetate (EtOAc) and cyclopentyl methyl ether; (3) 180–200 °C, protic solvents such as alcohols and acetic acid (AcOH); and (4) above 210 °C, aprotic polar solvents such as N,N-dimethyl formamide and dimethyl sulfoxide. These data are in accordance with the characteristic feature of MW heating, viz., a heating profile that is dependent on the physicochemical nature of each solvent. It is also worth noting that many solvents were heated to over 150 °C in about 16 s (residence time) with an irradiation power of 200 W and a flow rate 20 mL min−1, an achievement which was due to the high efficiency of the MW irradiation and the high adjustment ability of this apparatus.
Organic solvent | Temperature (°C) at the exit of the reactorb | Boiling point (°C) under atmospheric conditions |
---|---|---|
a Each organic solvent at room temperature was pumped through the reactor at the flow rate of 20 mL min−1 under a back-pressure of 2.5 MPa, with a MW irradiation of 200 W.b Solvent temperature after reaching a steady state, measured directly using a thermocouple installed at the exit of the reactor. | ||
n-hexane | 101 | 69 |
Toluene | 109 | 111 |
EtOAc | 148 | 77 |
Cyclopentyl methyl ether | 151 | 106 |
MeOH | 178 | 65 |
EtOH | 185 | 79 |
n-PrOH | 198 | 97 |
AcOH | 200 | 118 |
MeCN | 209 | 82 |
N,N-Dimethyl formamide | 220 | 153 |
N,N-Dimethyl acetamide | 225 | 165 |
Dimethyl sulfoxide | >250 | 189 |
With these basic results in hand, we next applied our MW flow apparatus to the Fischer indole synthesis (Fig. 2).19–22 A 1.0 M solution of cyclohexanone (1) in AcOH (solution A) and a 1.1 M solution of phenylhydrazine (2) in MeCN (solution B) were separately pumped into the reactor at the same flow rate via a mixer installed just before the reactor. The conditions were varied by changing the flow rate of the mixed solution (13–17 mL min−1) and the irradiation power (130–190 W) and each reaction was evaluated using the GC yield of 1,2,3,4-tetrahydro-1H-carbazole (4) measured after the exit temperature reached a steady state (Table 2, upper line of each cell). We found that the higher yields of 4 were obtained when the exit temperature was also higher. At the same flow rate, a better yield of 4 was obtained by increasing the irradiation power; however, the reaction mixture began to boil at around 240 °C.
Fig. 2 Preparation of 1,2,3,4-tetrahydro-1H-carbazole (4) from 1 and 2 using the continuous-flow MW apparatus. |
Flow ratec (mL min−1) and residence timed | Concentration (M) of 1 | GC yield (%) of 4a and exit temperature (°C)b | |||
---|---|---|---|---|---|
Irradiation power (W) | |||||
130 | 150 | 170 | 190 | ||
a n-Decane was used as the internal standard.b The exit temperature of the reaction mixture after reaching a steady state, measured directly using a thermocouple at the exit of the reactor.c Flow rate of a 1:1 mixture of solutions A and B.d The residence time in the reactor (internal volume 5.2 mL) is shown in the parenthesis.e A 1.0 M solution of 1 in AcOH and a 1.1 M solution of 2 in MeCN were pumped into the reactor at the same flow-rate under the back-pressure of 2.5 MPa and MW irradiation of the given power.f Not available due to boiling of the reaction mixture.g A 2.0 M solution of 1 in AcOH and a 2.2 M solution of 2 in MeCN were used, and the remainder of the procedure was the same as described in footnote e. | |||||
13 (24 s) | 1.0e | 54, 205 | 83, 232 | —f | —f |
2.0g | 63, 219 | —f | —f | —f | |
15 (21 s) | 1.0e | 35, 189 | 43, 199 | 60, 213 | 81, 233 |
2.0g | 50, 206 | 70, 232 | —f | —f | |
17 (18 s) | 1.0e | 14, 156 | 22, 173 | 38, 194 | 51, 209 |
2.0g | 27, 180 | 37, 195 | 59, 219 | —f |
Interestingly, when the concentration of solutions A and B was doubled (2.0 M of solution A and 2.2 M of solution B), under the same conditions, the reaction produced a higher yield of 4, while also exhibiting higher exit temperatures than the reaction using 1.0 M of solution A (Table 2, compare the upper and lower lines in each cell). These phenomena proves that the substrates (1 and 2) and/or intermediate 3 absorbed the MW more effectively when concentrated, speeding up the reaction, which is another characteristic feature of MW heating.
Having established the optimum conditions for the continuous production of 4, we next examined a 100 g scale synthesis. Continuous operation was conducted by pumping a 2.0 M solution of A and a 2.2 M solution of B at a constant rate (total flow rate of 15 mL min−1), maintaining the exit temperature at around 240 °C to avoid boiling the reaction mixture. Consequently, as much as 115 g of 4 were produced during a 1 h operation (75% yield based on 1).
With the success in the Fischer indole synthesis clearly demonstrating the utility of our apparatus, we next turned our attention to another representative organic transformation. The Diels–Alder (DA) reaction of acetylenedicarboxylates and furans is known to be very sensitive to the reaction temperature. Under conventional external heating conditions, the reaction is generally conducted at temperatures not exceeding 110 °C (refluxing toluene) for a long time, such as 10 h or more, because the retro DA reaction and/or decomposition takes place at higher temperatures.23 MW-heating was also applied to the DA reactions, in which significant decomposition was observed above 150 °C.24 We assumed that our MW-assisted flow reactor would be suitable to overcome these difficulties with the expectation that the high reaction temperature applied for a short period of time would be not only sufficient to promote the DA reaction, but also effective in suppressing the undesired reactions. To illustrate our idea, we applied our MW apparatus to the DA reaction of diethyl acetylenedicarboxylate (5) and furan (6) as a model case (Fig. 3).
A mixture of 5 (1.0 M) and 6 (2.0 M) in n-PrOH25 was pumped into the reactor with the flow rate and irradiation power varying over a range of 1–10 mL min−1 and 20–80 W, respectively (Table 3, upper line of each cell). This extensive survey revealed some characteristic tendencies of the reaction, as follows: as seen from Table 3, an optimum irradiation power could be determined for every specific flow rate, and vice versa.26 The combination of parameters that gave the maximum yield shifted from the upper left to the lower right of Table 3. At this point, the exit temperature also increased to more than 200 °C (compare 1.2 mL min−1, 30 W, 71% and 5.0–6.0 mL min−1, 70 W, 70%). That is, the highest yield was achieved only when the reaction mixture underwent high temperatures for as short a time as possible. However, we could not run the reaction at an exit temperature above 200 °C because the temperature fluctuated. The best yield of 7 was 76% at a flow rate of 1.0 mL min−1 with 30 W irradiation.
Flow rate (mL min−1) and residence timec | Concentration (M) of 6 | NMR yield (%) of 7a and exit temperatureb (°C) | ||||||
---|---|---|---|---|---|---|---|---|
Irradiation power (W) | ||||||||
20 | 30 | 40 | 50 | 60 | 70 | 80 | ||
a The yield was based on the ratio of 5 and 7 determined by 1H NMR analysis of a crude product.b The exit temperature of the reaction mixture was directly measured by a thermocouple installed at the exit of the reactor, after reaching a steady state.c The residence time in the reactor (internal volume 6.0 mL) is shown in the parenthesis.d A solution of 5 (1.0 M) and 6 (2.0 M) in n-PrOH was pumped into the reactor at the given flow rate with the given irradiation power, under the back-pressure of 2.5 MPa.e A solution of 5 (1.0 M) and 6 (4.0 M) in n-PrOH was pumped into the reactor at the given flow rate with the given irradiation power under the back-pressure of 2.5 MPa.f The exit temperature of the reaction mixture fluctuated in the range of 200–210 °C. | ||||||||
1.0 (6.0 min) | 2.0d | 52, 106 | 76, 135 | 67, 162 | 43, 180 | |||
4.0e | 78, 136 | 59, 168 | ||||||
1.2 (5.0 min) | 2.0d | 50, 112 | 71, 140 | 61, 167 | 50, 180 | |||
4.0e | 79, 142 | 65, 169 | ||||||
1.5 (4.0 min) | 2.0d | 42, 113 | 69, 139 | 70, 168 | 49, 186 | |||
4.0e | 81, 144 | 72, 168 | ||||||
2.0 (3.0 min) | 2.0d | 60, 140 | 67, 171 | 67, 194 | 63, 200 | |||
4.0e | 80, 171 | 69, 190 | ||||||
2.5 (2.4 min) | 2.0d | 70, 169 | 70, 190 | 61, 205 | ||||
4.0e | 80, 171 | 74, 191 | ||||||
3.0 (2.0 min) | 2.0d | 63, 165 | 69, 184 | 67, 205 | ||||
4.0e | 82, 189 | 77, >200f | ||||||
4.0 (1.5 min) | 2.0d | 55, 159 | 61, 175 | 69, 196 | ||||
4.0e | 83, 189 | 82, 195 | ||||||
5.0 (1.2 min) | 2.0d | 48, 167 | 62, 189 | 70, 205 | ||||
4.0e | 77, 170 | 85, 194 | 77, >200f | |||||
6.0 (1.0 min) | 2.0d | 54, 170 | 49, 182 | 70, 200 | ||||
4.0e | 73, 162 | 78, 180 | 79, >200f | |||||
8.0 (45 s) | 2.0d | 48, 182 | 64, 200 | |||||
4.0e | 73, 172 | 76, 187 | 81, >200f | |||||
10.0 (36 s) | 2.0d | 56, 182 | 64, 200 | |||||
4.0e | 73, 177 | 78, >200f |
The use of a double amount of 6 (4.0 M) generally resulted in a better yield of 7 under any of the conditions used (Table 3, lower line of each cell), and the yield was increased to 85% (flow rate 5.0 mL min−1, irradiation power 60 W, exit temperature 194 °C). The continuous-flow reaction of a solution of 5 (1.1 M) and 6 (4.4 M) in n-propanol (n-PrOH) produced, during 5 min, 4.9 g of 7 (76% isolated yield). This is the highest productivity per unit time (1.0 g min−1) achieved, in comparison with the similar DA reactions under continuous MW flow synthesis.10,13c Thus, the continuous-flow MW apparatus enabled, at high flow rate (∼4 mL min−1), the rapid heating (residence time ≤1.5 min) and rapid cooling necessary to minimize the retro DA reaction that usually occurs at such temperatures (190–200 °C).
The practical usefulness of this apparatus was demonstrated using two typical organic reactions: the Fischer indole synthesis and the DA reaction. In this way we have shown that our system combines the characteristic advantages of the MW-assisted heating, viz., the solvent- and reactant-dependent, highly effective absorption of the MW energy, with those of the flow synthesis, viz., the continuous production, the precise control of the reaction temperature, and the rapid heating and rapid cooling. Thus, this small bench-top apparatus can help synthesize products at a scale of more than 100 g h−1. Further testing of our new synthetic tool in a wide range of organic reactions is now in progress in our laboratory.
Footnote |
† Electronic supplementary information (ESI) available: General description of the microwave applicator, the exit temperature profile of MeCN by using the continuous flow MW apparatus under various conditions, the surface temperature of the helical tube reactor, comparison of our results with the related reactions using MW-assisted continuous flow reactors and a MW-assisted batch reactor, full experimental details, copies of spectral data. See DOI: 10.1039/c4ra12428f |
This journal is © The Royal Society of Chemistry 2015 |