Song-Chuan
Zhao
and
Matthias
Schröter
*
Max Planck Institute for Dynamics and Self-Organization (MPIDS), 37077 Goettingen, Germany. E-mail: matthias.schroeter@ds.mpg.de
First published on 14th March 2014
Jammed packings of granular materials differ from systems normally described by statistical mechanics in that they are athermal. In recent years a statistical mechanics of static granular media has emerged where the thermodynamic temperature is replaced by a configurational temperature X which describes how the number of mechanically stable configurations depends on the volume. Four different methods have been suggested to measure X. Three of them are computed from properties of the Voronoi volume distribution, the fourth takes into account the contact number and the global volume fraction. This paper answers two questions using experimental binary disc packings: first we test if the four methods to measure compactivity provide identical results when applied to the same dataset. We find that only two of the methods agree quantitatively. This implies that at least two of the four methods are wrong. Secondly, we test if X is indeed an intensive variable; this becomes true only for samples larger than roughly 200 particles. This result is shown to be due to recently measured correlations between the particle volumes [Zhao et al., Europhys. Lett., 2012, 97, 34004].
In the absence of permanent external driving such a system will always evolve towards a complete rest. In the presence of boundary forces or gravity this rest state will be characterized by permanent contacts between the particles which allow for a mechanical equilibrium. Shahinpoor3 and Kanatani4 were the first to suggest that such systems might still be amenable to a statistical mechanics treatment. Sam Edwards and co-workers5,6 have then developed this idea into a full statistical mechanics of static granular matter by using the ensemble of all mechanically stable states as a basis. A necessary requirement for such an approach is the existence of some type of excitation which lets the system explore the phase space of the possible static configurations. This could e.g. be realized by tapping, cyclic shear, or flow pulses of the interstitial liquid. While there are promising results, the feasibility of this approach is still under debate.7
A second key concept in Edwards' approach is the replacement of the energy phase space by a volume phase space where the volume function W(q) takes the role of the classical Hamiltonian. The configuration q represents the positions and orientations of all grains. One can then define an analog to the partition function Z(X):
![]() | (1) |
S is neither known from first principles (except for model systems8,9) nor can it be measured directly. Therefore “thermometers” measuring X have to exploit other relationships; four different ways to do so have been suggested. In this paper we will test all four of them using the same dataset of mechanically stable disc packings.
First X can be determined from the steady state volume fluctuations using an analog to the relationship between specific heat and energy fluctuations;10–13 we will refer to this compactivity as XVF. A second method is based on the probability ratio of overlapping volume histograms,14,15 allowing us to compute XOH. A third way16,17 computes XΓ from the Gamma function fits to the volume distribution. Finally, it has been suggested recently18 that an analysis based on so-called quadrons19 instead of Voronoi cells leads to an expression for XQ that involves the average particle volume and the contact number.
This difference in approach immediately raises the question if these four methods provide identical results when applied to the same experiment. There have been two previous experiments addressing this question: McNamara et al.15 found that XVF and XOH agree for tapped packings of approximately 2000 glass spheres. The same result has been reported by Puckett and Daniels20 for compressed disc packings.
A full description of a granular packing has to take the boundary stresses into account.18,21,22 The stress dependence of the entropy then gives rise to a tensorial temperature named angoricity. Angoricity has been computed from numerics using the overlapping histogram method23 and from experiments using both fluctuations and overlapping histograms.20 As the experiments described below are performed in an open cell with gentle driving, the boundary stresses can be assumed to be small and constant; we therefore exclude angoricity from our further analysis.
![]() | ||
Fig. 1 Correlations in binary disc packings. (a) Experimental image and (b) the corresponding Voronoi tessellation. (c) The correlation between two Voronoi volumes as a function of their distance L (measured in units of small disc diameters ds). Dense packings exhibit anti-correlations for L larger than approx. 2.5ds. Reproduced from ref. 24. |
Our results will also depend on the packing fraction of the loosest possible packing ϕRLP = 0.811. This value is averaged over 10 packings prepared by slowly settling the discs in a manually decreased air flow.
![]() | (2) |
Here i and j are two points in the packing which are separated by a distance L. The free volumes at these points are Vf,i and Vf,j. Subtracted from them is the average free volume f of all particles at this point (averaged over all 8000 taps). 〈…〉 indicates averaging over the 8000 packings and additionally 240 pairs of points i, j within each packing. σf2 is the variance of the free volumes averaged over the two points.
Fig. 1c depicts corr(L) for two different packing fractions. At low values of ϕ only positive correlations between Voronoi cells are found. Above ϕAC = 0.8277 anti-correlations appear for L larger than approximately 2.5 small particle diameters. We will show below that these (anti-) correlations control how X becomes intensive.
![]() | (3) |
From eqn (3) follows the probability to observe a certain volume V at a given compactivity X:
![]() | (4) |
![]() | (5) |
Taking the derivative of eqn (5) with respect to 1/X shows that
![]() | (6) |
![]() | (7) |
Nowak et al. were the first to suggest that integrating eqn (7) provides a way to compute X:10
![]() | (8) |
As described in Section 2 we are interested in the evolution of X with the size of the analyzed region, in the following referred to as a cluster. Therefore we continue our study by using the normalized average volume per particle where the sum goes over all N particles inside the cluster, V is the Voronoi volume of the individual particles and Vg the volume occupied by the particle itself. As a consequence of this choice also X is dimensionless.
Fig. 2a shows that for our tapped disc packings the variance of the volume fluctuation σ2 increases monotonically with the average volume
(bar meaning again the average over all 8000 taps). To compute XVF we perform a power law fit to σ
2 and use the result to integrate eqn (8) numerically. Fig. 2b shows how the resulting XVF depends on the packing fraction at cluster sizes N of 1, 30, and 150 discs. It is obvious that it is not an intensive variable for this range of N.
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Fig. 2 Compactivity XVF measured from volume fluctuations. (a) Average volume variance σ![]() ![]() ![]() |
(1) XVF is growing monotonously for R < 3ds for all values of ϕ,
(2) for low to intermediate values of ϕ, XVF then reaches a plateau, and
(3) for the highest packing fraction XVF first decreases slightly before entering a plateau.
All three points can be understood by considering the influence of the volume correlations shown in Fig. 1. Eqn (8) computes XVF from the average variance σ2 inside the cluster. This variance can be decomposed in the following way:
![]() | (9) |
Here σk2 = 〈δvk2〉 is the fluctuation of a single Voronoi cell and is the volume correlation between disc k and all other discs inside the cluster. If k is in the center of the cluster, then Ik is proportional to the area enclosed by corr(L), the zero line, and L = R in Fig. 1c.
This consideration allows us to explain feature 1: while N goes from 2 to approximately 25 all Ik values are positive and growing. Consequentially, the variance of the cluster σ2 is larger than the sum of the variance of the individual Voronoi cells
and XVF grows monotonously with N.
The second feature stems from the fact that once disk k is more than four to five ds away from the boundary of the cluster, Ik becomes independent of the cluster size. As the relative importance of “boundary discs” decreases with the cluster size, σ2 becomes constant and XVF becomes independent of N.
Finally, the slight decrease in XVF at high packing fractions and N values between approximately 30 and 150 can be attributed to the anti-correlations that appear for ϕ larger than 0.8277; these will decrease Ik slightly again before it reaches its plateau value.
![]() | (10) |
By taking the logarithm on both sides we obtain:
![]() | (11) |
Therefore the difference between two compactivities can be computed from a line fit of Q versus V as it was first demonstrated in ref. 15.
Fig. 3a shows the distribution of average volumes for two experiments with a packing fraction difference of 0.0017. Fig. 3b demonstrates that the ratio Q is indeed a linear function of V, as predicted by eqn (11). By sweeping the experimentally accessible range of packing fractions, XOH can be determined from the accumulated compactivity differences up to an additive constant X0. We determine X0 by setting XOH for the loosest experimental packing to the value of XVF at this volume fraction.
![]() | ||
Fig. 3 Compactivity measured with the overlapping histogram method. (a) The probability to observe an average volume per particle in clusters with 150 disks. The average packing fraction corresponds to 0.8336 for the red curve, and 0.8353 for the green curve. (b) The logarithm of the probabilities to observe a given volume at two different compactivities respectively packing fractions is a linear function of the volume, which is in accordance with eqn (11). The cluster size is 150 discs, and the dashed lines are linear fits. (c) The χ2 values provide a goodness of fit test for both linear (green diamonds) and parabolic (red triangle) fits to the probability ratios shown in panel b. The average χ2 is 13% smaller for the linear fit, indicating that a Boltzmann-like distribution is a better assumption than a Gaussian. |
The resulting XOH is shown in Fig. 4. The good quantitative agreement of XOH and XVF is not too surprising given that (a) both methods are derived from the same probability distribution (eqn (4)) and (b) our determination of X0. However, the XOH method provides an additional test of the assumptions leading to eqn (4) as we can compare the quality of a linear fit to Q(V) with fit functions derived from alternative probability distribution functions.15 A generic candidate would be a Gaussian distribution which results in a parabolic fit. Fig. 3c demonstrates however that a linear fit is superior, adding credibility to a Boltzmann-like approach. Also note that canceling the density of states in eqn (10) implicitly assumes a weak form of ergodicity; if the system explores its phase space differently at the two values of X we cannot eliminate (V).
![]() | (12) |
![]() | (13) |
![]() | (14) |
By comparing eqn (4) and (12) we can also identify the density of states:
![]() | (15) |
Fig. 5a demonstrates that our volume distribution is well fit by a Γ distribution.28 We then determine XΓ without any additive constant using eqn (14). Fig. 4 shows XΓ in comparison to XVF and XOH. While all three compactivities decrease monotonously with ϕ, the absolute values and the slope of XΓ are quite different from XVF and XOH.
![]() | ||
Fig. 5 Applying the Γ distribution method. (a) Γ distribution fits to the volume distributions for a single disc and 150 particle clusters (ϕ = 0.8175). (b) Evolution of XΓ with the cluster size. |
Fig. 5b shows the evolution of XΓ with the cluster size. A comparison with XVF, displayed in Fig. 2c, shows a qualitative similar influence of the volume correlations: while XΓ increases towards a plateau for small values of ϕ, it goes through a maximum before reaching a smaller plateau value for the densest packings.
![]() | (16) |
〈V〉 is the average volume of a cluster, the average number of contacts a particle has, and M is the number of boundary forces.
If XVQ is derived from ZV instead of Z one obtains:
![]() | (17) |
In comparing our results with this approach we have to acknowledge two differences. First, our experimental packings are clearly subject to volume forces due to gravity. And secondly they are, as shown in Fig. 6a, hyperstatic, i.e. their contact number is larger than what is required to fix all their mechanical degrees of freedom.31
![]() | ||
Fig. 6 Compactivity measured with the quadron tessellation method. (a) In all our experiments the contact number per particle is above the isostatic value of 3. (b) A comparison of XQ computed from the full partition function (eqn (16)) and XVQ derived from the volume ensemble (eqn (17)) only. Both are computed for ϕ = 0.8175. The difference vanishes in the large system limit. (c) A comparison of XVF (measured for N = 150) and XVQ. The filled circle is computed for our random loose packing value which is presumably the only isostatic point in our dataset. The open squares assume that eqn (16) is also valid for hyperstatic packings. |
Generally, packings of frictional particles only become isostatic at random loose packing and zero pressure.32,33 Therefore the only direct comparison possible is at our RLP value ϕ = 0.811, the corresponding XQ is shown as a black circle in Fig. 6c. If we assume that we can replace in eqn (16) with
(ϕ) and use the contact numbers displayed in Fig. 6a, we can also compute XQ for a larger range of ϕ. These results are indicated as open squares in Fig. 6c.
As XQ is only computed from the average volume of a cluster, it is insensitive to the correlations described in Section 2. On the other hand there exists a finite size effect if XVQ is computed from the volume ensemble, ignoring the boundary forces. Fig. 6b shows how the difference between the compactivities computed from the full and the volume ensemble vanishes with increasing cluster size and consequentially decreasing contribution of M.
Our data can be used to self-consistently compute all four different versions of compactivity, consequentially they are unsuitable as a basis to judge the correctness of the different approaches. A potential experimental or numerical test would need an independent determination of the compactivity of a model system from the knowledge of its entropy as a function of volume. Alternatively, if the granular statistical mechanics could be advanced to make predictions of granular behavior (e.g. segregation35) based on specific values of X, these could be tested versus the four different “thermometers”.
However, we can elucidate the difference between the four methods by computing the density of states and comparing it to what is known about RLP, the loosest possible, mechanically stable packing.
(V) can be computed following McNamara et al.15 Starting by rewriting eqn (4) to
![]() | (18) |
![]() | (19) |
The results are presented in Fig. 7 where we have chosen V0 = 1.2. Panel (a) shows that the density of state ratios computed from all eleven values of XOH overlap, as it can be expected if the different preparation protocols sample the phase space with the same probabilities. Fig. 7b shows that this agreement of the density of states is not obtained if the ratio is computed from XΓ.
![]() | ||
Fig. 7 The density of states ratio. Panel (a) is based on the eleven measurements of XOH for the cluster size N = 200. The dashed line indicates the global random loose packing volume. Panel (b) is computed from XΓ of the densest and loosest packings. Points represent the measured distributions, solid lines are analytical results based on the Gamma functions (eqn (15)). In contrast to panel (a) the two curves do not overlap. (c) The density of states depends on the cluster size. The solid, black curve corresponds to the average of all data points with N = 200 in panel (a), the individual data points are computed from XOH measured at N = 20. |
Fig. 7 provides also some insight into how the configurational entropy S depends on the volume:
S = kE![]() ![]() ![]() ![]() ![]() ![]() ![]() | (20) |
While RLP seems to imply that there exist no packings with lower ϕ, exactly such states have been identified in MD simulations with N = 20 discs; the new lower boundary where such states vanish has been named Random Very Loose Packing (RVLP).43 An explanation why these states between RLP and RVLP are usually not observed in experiments is given by their small basin of attraction in phase space.
In general, the statistical mechanics approaches to granular media5–7 assume the configurational temperature X ≥ 0. Then it follows from
∂S = 1/X![]() | (21) |
The density of states computed from XVF, respectively XOH, agrees with these predictions; Fig. 7 shows that it reaches a global maximum at RLP. This is however only a self-consistency test as the value of ϕRLP explicitly entered the computation of these two compactivities. More probative is the fact that the volume fluctuations used to compute XVF have been shown to depend on μ.11 Consequentially, also a configurational entropy computed from XVF will depend on μ, which is a necessary condition as the number of mechanically stable configurations also depends on μ.
Fig. 7c shows that the density of states also depends on the size of the system. Systems with 20 discs posses considerably looser states than those with 200 discs. This effect points to an explanation of the configurations between RLP and RVLP as a consequence of the finite size of a system, they will vanish in the thermodynamic limit.
The density of states computed from XΓ (Fig. 7b) seems not to display a maximum at ϕRLP. However, RLP might become the most likely state if in the limit N → ∞ the states between RLP and RVLP vanish. Either way, XΓ(ϕRLP) will be finite and display a jump to approximately half its value for the “fluid” configurations below ϕRLP,27 which have Voronoi volume distributions that are also well described by Gamma functions.44 While this behavior might be not the canonical expectation, especially as XΓ is undefined for fluid, non-stable configurations, it does not contradict experimental results. This is different for the influence of friction: it has been shown that the Gamma distribution fits are independent of μ,16,17 consequentially neither ϕRLP nor XΓ and the derived S will reflect the different number of mechanical stable states resulting from changes in friction.
Finally, it is difficult to comment on the relationship between XQ and RLP as the theory is presently only worked out at exactly RLP. XQ (ϕRLP) is of finite value and will depend only very weakly on μ via V. If we allow similar to XΓ for its existence also for ϕ < ϕRLP, XQ will be depending on the preparation protocol because the contact number is protocol dependent below RLP.45
The biggest challenges to the concept of a configurational granular temperature are however recent experiments by Puckett and Daniels20 where they studied the volume and force fluctuations of two samples of discs which where in mechanical contact. They found that the angoricity of the two samples equilibrated, but the compactivity (computed as XOH and XVF) did not. However, their preparation protocol was biaxial compression which did not allow for strong particle rearrangements. Therefore, we speculate, it might have been prohibiting volume exchange between the two subsystems by quenching too fast. Clearly more work is needed to answer the question if compactivity is a variable predictive of granular behavior or just a number following from an algorithm.
Our measurements also demonstrate that X becomes only an intensive variable when computed for clusters of size N larger 150 particles. This effect is due to the volume correlations of neighboring particles. Consequentially, individual Voronoi cells are not suitable ‘quasi-particles’ to define a configurational temperature in granular packings. This will complicate the application of a statistical mechanics approach to small granular systems and in the presence of local gradients.
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