Wilayat Khan* and
Jan Minar
New Technologies-Research Centre, University of West Bohemia, Univerzitni 8, 306 14 Pilsen, Czech Republic. E-mail: walayat76@gmail.com; Tel: +420 775 526 684
First published on 3rd September 2014
This article reports the utilization of the density functional theory within the Perdew–Burke–Ernzerhof generalized gradient functional for the electronic structure, optical and thermoelectric properties of the α-Ca2CdAs2 and β-Ca2CdAs2 single crystals. The theoretical calculations show that both the compounds are direct band gap semiconductors with optical band gaps of 0.96 eV and 0.79 eV at the point for α- and β-phases, respectively, which demonstrate that these compounds are optically active. The total and projected density of states, electronic charge density and optical properties, such as complex dielectric function, energy loss function, absorption coefficient, reflectivity and refractive index of α/β-Ca2CdAs2, were studied using the abovementioned technique. The calculated results for the energy band structures are compared with experimental and other simulated data. Temperature-dependent thermoelectric properties, such as electrical and thermal conductivity, Seebeck coefficient, power factor and figure of merit, were calculated. Our results show that α- and β-Ca2CdAs2 compounds are suitable materials for non-linear optical properties and thermoelectric devices.
In the present work, we report the theoretical studies of the emerging α-Ca2CdAs2 and β-Ca2CdAs2 pnictide single crystals. Herein, we mainly focus on the electronic structure and optical properties of these materials by density functional theory. In addition, the predictions of thermoelectric properties using the semi-classical Boltzmann theory4,5 are presented. The abovementioned techniques successfully explained the usefulness of optical properties and transport coefficients of both compounds for optoelectronic applications such as LEDs and thermoelectric materials.
The dielectric function ε(ω) = ε1(ω) + iε2(ω) is known to indicate the optical response and is directly connected to the electronic structure. The imaginary part ε2(ω) is computed from the momentum matrix elements between the probable transitions from high energy states in the valence band (VB) to the lower energy states in the conduction band (CB) over the Brillouin zone, and is given in ref. 9.
The real part ε1(ω) is given by the Kramers–Kronig transformation. Other optical constants, such as reflectivity, absorption function and energy loss function, are derived from the calculated ε2(ω) and ε1(ω). We also calculated the electronic transport properties using the BolzTraP code at a constant relaxation time. The electronic transport coefficients are given in ref. 10.
After calculating, we can find other thermoelectric coefficients, such as the power factor and the figure of merit, of thermoelectric materials, which accurately explains the efficiency of the corresponding materials.
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| Fig. 2 Calculated (a and b) FP-LAPW band structures of α-Ca2CdAs2 and (c and d) FP-LAPW band structures of β-Ca2CdAs2, using LDA and GGA. | ||
We have plotted and compared the calculated total density of states of both compounds using LDA and GGA, as shown in Fig. 3a. In addition, in Fig. 3b–g we show element and angular momentum resolved densities of states for both the compounds. The lowest part of the valence band is mainly created from the Cd-d and As-s orbitals and small contributions are observed from the Ca/Cd-s/p orbitals of both compounds (Fig. 3). The upper part of the valence band is composed of the As-p orbital with a minor contribution from the Ca/As-s/p orbitals. As-p/d and Ca/Cd-s/p orbitals provide strong contributions to the conduction band of the partial density of states. One can clearly see that essential differences exist between the density of states of alpha (α) and beta (β) phases of Ca2CdAs2. The lower part at an energy −7.15 eV of α-Ca2CdAs2 possesses a prominent peak (27.0 states per eV) with a bandwidth of 0.76 eV and the lower part of β-Ca2CdAs2 at an energy of −8.63 eV indicates a maximum peak (25.2 states per eV) with a bandwidth of 0.78 eV. For both the compounds, As-p states are dominant over the entire valence band and show a prominent hybridization with Cd-s states at about −4.0 eV. In addition to the As-p states, bands at the top of the valence band have a Cd-p character, which corresponds to the Cd-s states found at the bottom of the conduction band. The upper part of the valence band of both the compounds has multiple peaks with a bandwidth of 3.1 eV.
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| Fig. 3 Calculated FP-LAPW (a) total density state (TDOS) of α/β-Ca2CdAs2 using LDA and GGA and (b–f) partial density of states (PDOS) of Ca (s, p), Cd (s, p, d) and As (s, p, d), using GGA. | ||
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| Fig. 4 Calculated electronic charge density along the crystallographic planes (a) the (01–4) and (010) planes of α-Ca2CdAs2 and (b) the (001) and (001) planes of β-Ca2CdAs2. | ||
The electronic charge density (ECD) contour shows the anisotropy of the investigated compounds. It is clear from the ECD spectra of the α-Ca2CdAs2 compound that in the (01–4) plane the contribution of all the atoms has been shown, while in the (010) plane the Cd atom is absent. In the α-Ca2CdAs2 compound, the distance between As and Ca atoms in the (01–4) plane is smaller than the distance between the these two atoms in the (010) plane. In the β-Ca2CdAs2 compound the charge density around the As atom is weaker in the (100) plane, whereas in the (001) plane the charge density is greater around the As atom. In contrast to the (100) plane, in the (001) plane, bonding between As and Ca atoms was not observed.
The frequency dependent imaginary part ε2(ω) of α/β-Ca2CdAs2 is shown in Fig. 5a. The computed ε2(ω) has three main spectral peaks according to the symmetry, labelled by εxx2(ω), εyy2(ω), and εzz2(ω) respectively, as shown in Fig. 5a. It should be noted that ε2(ω) denotes the absorption spectra of the compounds and ε1(ω) shows the refractive index at zero vibrations.
According to energy band structure calculations, the value of ε2(ω) begins to increase at photon energies equal or greater than the band gap values of 0.96 eV and 0.79 eV in the case of α/β-Ca2CdAs2. For α/β-Ca2CdAs2, sharp peaks appeared at energies of about 4.0 eV and 26.0 eV. The transitions from As-p states of the high energy VB to the Cd-s states of the lower energy CB result in peaks at 4.0 eV, and the transitions from Cd-s (VB) to As-d (CB) states are responsible for the peaks at an energy of 26.0 eV in both the compounds. The calculated ε2(ω) for both the compounds shows that the difference between the α- and β-phases is due to the decrease in the band gap. Fig. 5a indicates that there is an anisotropy in the mentioned energy range because the polarization along the x-axis is greater than that along the y/z-axes of α-Ca2CdAs2 and the polarization along the x/z-axes is greater than for the y-axis of β-Ca2CdAs2. It is very important to note that the peaks depending on ε2(ω) are observed because of the many possible direct transitions, which might occur in the band structures. From the curve of the real part ε1(ω) of the dielectric function, the static spectral components εxx1(ω), εyy1(ω) and εzz1(ω) are 11.4, 12.5 and 11.2 for α-Ca2CdAs2 and 12.5, 12.6 and 11.8 for β-Ca2CdAs2, respectively (Fig. 5b). ε1(ω) and the polarizability of the crystal are correlated, where the polarizibality is the distortion in the distribution of electrons in the corresponding states. Such distortions may be linked to the structure of the electron charge density.
The energy loss of fast moving electrons within a material is known as the energy loss function L(ω), which is shown in Fig. 5c. The peaks appeared in the curve of L(ω) for both the compounds due to plasma frequency resonance. The loss spectra for β-Ca2CdAs2 is more prominent in the far-ultra violet region (30.0 eV), while in the case of α-Ca2CdAs2 it appears in the mid-ultraviolet region (13.8 eV), as indicated in Fig. 5c. Peaks of the energy loss function L(ω) can be connected to the abrupt decrease in reflectivity R(ω).
Fig. 5d depicts calculated energy-dependent absorption spectra of both the compounds within the energy range from 0.0 to 35.0 eV. It is clear from Fig. 5d that when frequency ω exceeds the size of the band gap, the absorption coefficient I(ω) increases. This leads to a broad spectrum in the energy range from 4.0 to 10.0 eV. The three different polarization axes show sharp and maximum peaks at about 26.50 eV for Ixx(ω) and about 27.5 eV for both Iyy(ω) and Izz(ω). It should be noted that both the investigated compounds possess higher absorption in the visible and near/far-ultraviolet region, which indicates that these materials are not transparent. The polarization components along y- and z-axes are nearly isotropic, while both show considerable anisotropy located between 5.0 to 9.5 eV and from 24.0 to 27.5 eV with the polarization component along the x-axis.
To gain more insight into these compounds, we calculated reflectivity coefficients R(ω), as shown in Fig. 5e. Both compounds show maximum reflectivity (52.0%) between the visible region and the near ultraviolet region, which decreases with energy and reaches a minimum value at 22.5 eV (Fig. 5e). The R(ω) spectra also have peaks (22.0%) at 27.8 eV. All the components of R(ω) show anisotropy from 5.0 eV to 11.0 eV, which is more pronounced in β-Ca2CdAs2 as compared to α-Ca2CdAs2. The energy range in which these compounds depict maximum reflectivity illustrates that they can transmit less radiation in the region and can be used as shielding materials.
The calculated refractive indexes n(ω) for both the compounds are illustrated in Fig. 5f. The static values of nxx(ω), nyy(ω) and nzz(ω) are found to be 3.37, 3.54 and 3.36 for α-Ca2CdAs2 and 3.5, 3.6 and 3.4 for β-Ca2CdAs2, respectively (Fig. 5f). The value of n(ω) increases with energy in the visible region showing high transparency, decreases with energy in the ultraviolet region up to 15.0 eV and again increases up to 26.0 eV. It then reduces to lower values at 27.51 eV.
The electrical conductivity (σ) is expressed as:
| σ = neμ | (1) |
This equation shows that σ is influenced by both n and the mobility of the carrier, μ.
Fig. 6a shows the temperature-dependent electrical conductivity (σave) over the relaxation time. The electrical conductivity of both the compounds exhibits anisotropy throughout the temperature range and exhibits an exponential growth on the increasing temperature from 50 to 800 K, which demonstrates that σave obeys thermally generated behavior. At low temperatures (50 K), α-Ca2CdAs2 indicates a smaller value (1.5(Ωm s)−1) as compared to β-Ca2CdAs2 (3.0(Ωm s)−1), while at high temperatures (800 K), α-Ca2CdAs2 exhibits a greater value (2.9(Ωm s)−1) than β-Ca2CdAs2 (2.25(Ωm s)−1). Because the investigated compounds are semiconductors, both the carriers, i.e., free and thermally generated charge carrier, contribute to electrical conductivity. The increase or decrease in σave of α/β-Ca2CdAs2 also depends on the mobility of the carrier concentration because the mobility of the carriers is greater in α-Ca2CdAs2 than in β-Ca2CdAs2 (Fig. 6a). The reason for the decrease in the σave of β-Ca2CdAs2 is the increase in carriers leading to pronounced scattering. This effect is due to the oscillation of carriers, which results in the reduction of mobility.11
Thermal conductivity (κ) in thermoelectric materials appears mainly from two sources: electrons and holes, which carry heat (κe) and phonons traversing through the lattice site (κl). The electronic thermal conductivity shows a direct relationship with electrical conductivity, as explained by the Wiedemann–Franz law:
| κ = κe + κl | (2) |
| κe = LσT = neμLT | (3) |
We only analyze the electronic thermal conductivity because it plays an important role in the traveling electron limit. In fact, the Wiedemann–Franz law provides the transport mechanism according to which electrical/thermal currents are obtained from the mobility of the carrier concentration (at a low temperature). In general, this law is valid for elastic scattering mechanisms mainly used for determining electronic transport coefficients, which are applicable for normal energy band structures, suggesting that the variation in the energy caused by collision is smaller than KBT.13
The calculated average values of κave of the investigated compounds are depicted in Fig. 6b as a function of temperature. It is obvious from Fig. 6b that κave is small over the entire temperature range, which is normally expected for semiconducting compounds such as in our case of α/β-Ca2CdAs2. For both the compounds, κave increases with temperature because of the increase in the mobility of electrons and narrow bands, but the behavior of both the compounds is quite different when the temperature goes beyond 400 K because κave(α-Ca2CdAs2) increases sharply, while κave (β-Ca2CdAs2) increases steadily with temperature. In both the compounds, minimum thermal conductivity is due to the random walk of electrons through the lattice. We should emphasize that α/β-Ca2CdAs2 remains stable along this temperature range. The calculated κave can be analyzed in terms of three prominent parameters: temperature (T), carrier concentration (n) and mobility (μ). The value of κave increases with the increase in temperature because the investigated compounds are semiconductors. By linearly increasing the number of charge carriers, κave also increases due to the higher mobility of charge carriers. These effects are a consequence of the enhanced excitations of the carriers from VB to CB states due to increased temperature. Finally, from our results of σave and κave, which are based on the electronic structure, one can easily observe from the Fig. 6a and b that α/β-Ca2CdAs2 are very good thermoelectric materials and could be used as potential candidates for thermoelectric applications.
It is well-known that the Seebeck coefficient (S) presents a greater value for materials in which only one kind of carrier concentration (electrons/holes) contributes to thermal conduction. On the other hand, the Seebeck coefficient decreases if conduction is dominated by a high concentration of mixed carriers.
The Seebeck coefficient has an inverse relation with the carrier concentration (n), which is explained by the following mathematical relation:
![]() | (4) |
The Seebeck coefficient of α-Ca2CdAs2 and β-Ca2CdAs2 is plotted as a function of temperature from 50 to 800 K under constant relaxation time, and is shown in Fig. 6c. In the comparison of the two compounds, one can find that the computed Save of α-Ca2CdAs2 is greater than that of β-Ca2CdAs2. It is clear from Fig. 6c that the magnitude of the Seebeck coefficient strongly depends on temperature because it increases with the increase in temperature and its maximum value 260 μV K−1 is obtained at 800 K. The positive Seebeck coefficient shows that both the compounds are p-type (hole) semiconductors (Fig. 6c). It is obvious from Fig. 6c that Save of α-Ca2CdAs2 increases on increasing the temperature from 50 to 800 K as compared to β-Ca2CdAs2 because the latter compound shows a maximum value of 240 μV/K at 550 K, which gradually decreases beyond 550 K. From eqn (4), it is also clear that the greater the carrier concentration the smaller Save will be, but the carrier concentration of α-Ca2CdAs2 is lower than that of the β-Ca2CdAs2. Therefore, Save/τ of the first compound still increases with temperature, as seen in Fig. 6c.
To obtain accurate information regarding the thermoelectric performance of both the compounds, we calculated the power factor and the figure of merit, which are plotted as a function of temperature, as presented in Fig. 6d and e. It is clear that the power factor only depends on the Seebeck coefficient and electrical conductivity, i.e., P.F = S2σ.
Larger power factors imply more efficient thermoelectric materials. (S2σ)ave of both the compounds have the tendency to increase on increasing the temperature from 100 to 800 K. The variations in carrier concentrations and the accessible energy states in α/β-Ca2CdAs2 cause dispersion in the spectra, as depicted in Fig. 6d. The optimum values of (S2σ)ave for α/β-Ca2CdAs2 are 2.05 × 1011 W mK−2 s−1 and 1.1 × 1011 W mK−2 s−1, respectively. Carrier concentration increases with increasing temperature, which then reduces the Seebeck coefficient (inverse relation with carrier concentration) and finally affects the (S2σ)ave. By summarizing all the results, we conclude that due to the high conductivity and high power factor of α-Ca2CdAs2 in comparison to the β phase, α phase is predicted to be a better choice for thermoelectric devices.
To finalize our study we calculated the figure of merit (ZT), which is given by:
![]() | (5) |
The materials with high figure of merit need to have high electrical conductivity and low thermal conductivity. In our calculation, we cannot consider the lattice thermal conductivity caused by phonon scattering. The maximum values of (ZT)ave occur only when the electron and lattice thermal conductivity are comparable to each other. The calculated figure of merit
for both α/β-Ca2CdAs2 reaches the values of 0.79 and 0.73 at temperatures 800 K and 500 K, respectively. The ZT value of α-Ca2CdAs2 is higher than that of β-Ca2CdAs2 because of the combination of light and heavy bands, i.e., dispersive bands, which can increase the Seebeck coefficient. Our calculated results prove that both the compounds can be used for specific thermoelectric applications, especially for power generation.
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