Erinc Bahcegula,
Hilal E. Toramanb,
Duygu Erdemirb,
Busra Akinalanb,
Necati Ozkan*cd and
Ufuk Bakir*ab
aDepartment of Biotechnology, Middle East Technical University, Ankara 06800, Turkey. E-mail: ufukb@metu.edu.tr; Fax: +90 312 210 26 00; Tel: +90 312 210 26 19
bDepartment of Chemical Engineering, Middle East Technical University, Ankara 06800, Turkey
cDepartment of Polymers Science and Technology, Middle East Technical University, Ankara 06800, Turkey. E-mail: nozkan@metu.edu.tr; Fax: +90 312 210 74 33; Tel: +90 312 210 64 27
dMETU Central Laboratory, Middle East Technical University, Ankara 06800, Turkey
First published on 22nd July 2014
The isolation of xylans from lignocellulosic biomass via alkaline extraction typically involves a neutralization step, which results in salt formation. Usually, these salts are removed from the medium to avoid their presence within the isolated xylans and films made from these polymers. The present work shows that it is not always necessary to do so, since the presence of potassium acetate (KAcO) in the films was found to be beneficial both for the film formation and mechanical properties. While desalted xylans could only form film fragments, the presence of KAcO in the films led to intact films with increased toughness by approximately 2 to 5 fold. Increasing KAcO concentration resulted in softer films while the opposite was true for NaCl indicating that the two salts had different effects on the films, which was also verified by the differences in the cross-sectional and surface morphologies of the films containing KAcO and NaCl.
In the lignocellulosic biomass structure, hemicellulose is found together with cellulose and lignin where these three biopolymers make up the bulk of the plant cell wall. Hemicelluloses are one of the most abundant biopolymers after cellulose and therefore their utilization for the production of various value-added products is a reasonable option.7 So far, hemicellulose based films have been produced from a large variety of different lignocellulosic feedstocks,4,5 as well as from mixtures of hemicelluloses with different lignocellulosic biomass origins.8,9 Due to their low oxygen permeability, hemicellulose based films are good oxygen barriers, which is a crucial property needed in certain food packaging applications.10,11 The recent review by Mikkonen and Tenkanen provides comparative data on the oxygen and water vapor permeability of hemicellulose based films in addition to the mechanical properties of the films.5 The production of hemicellulose based films were recently coupled to glucose production from the cellulose fraction of the same lignocellulosic feedstock12 in order to integrate the hemicellulose based films into a multi-product biorefinery scenario.13
Using plasticizers and/or other polymers together with hemicelluloses in order to obtain continuous and self-supporting hemicellulose based films with improved mechanical properties is a common approach in the literature. Various plasticizers including glycerol, sorbitol, xylitol, propylene glycol and polyethylene glycol methyl ether have been used together hemicelluloses up to a concentration of 40% to enhance the mechanical properties of the films.10,14,15 Polymers such as wheat gluten,16 polyvinyl alcohol,9 carboxyl methyl cellulose,17–19 and chitosan17,18,20,21 were also included into the hemicellulose based films for the same purpose. Furthermore, it was shown that the incorporation of nanofibrillated cellulose at a loading of 5–10% into the hemicellulose based films prevent the formation of cracks, resulting in a continuous film.22 The type of the lignocellulosic biomass in which the hemicellulose was isolated from also plays an important role in the formation of an intact hemicellulose based film.23
Corn (maize) is among the most produced agricultural commodities in the world together with sugar cane, wheat and rice.24 The high corn production volume eventually leads to the accumulation of huge amounts of corn cob, which can serve as an abundant hemicellulose source. With a backbone consisting of xylose monomers, xylan is the major type of hemicellulose in corn cob where it is typically substituted with arabinose groups.25,26
Xylans are often isolated from lignocellulosic biomass by alkaline extraction, which relies on the dissolution of hemicelluloses in the alkaline solution.27 During xylan isolation from lignocellulosic biomass, the alkaline solution containing the dissolved hemicelluloses is neutralized by the addition of acids. Depending on the type of the base and acid used during the xylan isolation process, different salts are formed at this step, which are removed from the medium via techniques such as dialysis and ultrafiltration. The removal of these salts is an important issue for the xylan based film production process since the presence of the salts such as sodium acetate and sodium chloride in hemicellulose based films impairs their mechanical properties.28,29 The salt removal stage, however, adds an extra step and eventually extra cost to the overall film production process and thus hinders its simplicity and cost effective realization. The present work challenges the conventional way of thinking that salt impurities should be removed from the xylan based polymers prior to film casting by investigating the effect of the salt potassium acetate (KAcO) on corn cob xylan based films. The isolated xylans were first characterized in terms of their film forming capability. The mechanical properties of the films with and without KAcO were determined both in the presence and absence of the plasticizer sorbitol. The effect of KAcO on the films was compared with that of NaCl in order to consider the utilization of a different base and a different acid during the isolation process (NaOH instead of KOH during hemicellulose extraction and HCl instead of acetic acid during the hemicellulose precipitation step) and to compare the effects of the two salts on the films.
Sample code | Polymer matrix | Additives (w/w%) | ||
---|---|---|---|---|
KAcO | NaCl | Sorbitol | ||
S-0 | Xylan with salt | 0 | 0 | 0 |
S-10S | Xylan with salt | 0 | 0 | 10 |
DeS-0 | Desalted xylan | 0 | 0 | 0 |
DeS-10S | Desalted xylan | 0 | 0 | 10 |
DeS-5S5K | Desalted xylan | 5 | 0 | 5 |
DeS-10K | Desalted xylan | 10 | 0 | 0 |
DeS-25K | Desalted xylan | 25 | 0 | 0 |
DeS-10N | Desalted xylan | 0 | 10 | 0 |
DeS-25N | Desalted xylan | 0 | 25 | 0 |
As shown in Table 2, the yield was lower for the desalted xylans compared to salted ones. The reduction in the KAcO content of the xylans from 14% to 1.8% contributes to the decrease in the yield while the loss of other small molecules, which did not precipitate in ethanol during the desalting step, should have also contributed to the decrease in the yield. The desalting operation resulted in an increase in the average molar mass while slightly decreasing the lignin content of the xylans. The increase in the molar mass of the polymers at the end of the desalting step is likely due to the loss of smaller xylan molecules during the solubilization and precipitation cycles. The monosaccharide composition of the desalted xylans was similar to that of the salted ones. For both type of polymers, xylose was the dominant monosaccharide followed by arabinose indicating that the hemicellulose isolated from corn cobs was xylan. The effect of the desalting process on the yield, molecular weight, lignin content and monosaccharide composition of the polymers are in agreement with the results recently reported by Egües et al.29 who observed similar trends when the crude and purified (washed) corn cob xylans were compared.
Xylan type | ||
---|---|---|
Salted (S-) | Desalted (DeS-) | |
a With respect to the initial weight of corn cobs prior to extraction.b Ratio of each sugar to total sugars. | ||
Yielda (%) | 20.4 ± 1.4 | 15.3 ± 1.3 |
Average molar mass (g mol−1) | 25000 | 40000 |
Potassium acetate (%) | 14.0 | 1.8 |
Lignin (%) | 12.8 ± 0.5 | 10.6 ± 0.6 |
Protein (%) | <1 | <1 |
Monosaccharide compositionb (%) | ||
Xylose | 50.6 ± 4.2 | 56.4 ± 5.8 |
Arabinose | 31.7 ± 4.6 | 27.9 ± 3.3 |
Galactose | 13.2 ± 2.6 | 11.5 ± 2.2 |
Glucose | 4.5 ± 1.2 | 4.2 ± 1.6 |
Once the recovered polymers were dried, film forming solutions were prepared by the dissolution of the xylans in water and the solutions were cast into Petri plates. Following the evaporation of water, films or film fragments with an approximate thickness of 0.45 mm were formed as shown in Fig. 1. In the case of DeS-0, which was made from desalted xylan, an intact film could not be obtained where large cracks were observed between the film fragments (Fig. 1a). Addition of sorbitol (10% w/w on dry basis) facilitated a better film formation but cracks with around 0.5–2 cm length could still be observed in DeS-10S (Fig. 1d). Unlike DeS-0, retaining KAcO together with the xylans at the end of the extraction resulted in the formation of intact films without any cracks for S-0 (Fig. 1c). Addition of 10% KAcO (w/w on dry basis) into the film forming solution composed of desalted xylan also enabled the formation of the crack-free film DeS-10K (Fig. 1b). These observations indicate that KAcO is more effective than sorbitol in terms of facilitating the formation of intact xylan based films and retaining KAcO at the end of the extraction process is useful in terms of film formation.
The mechanical property data for different types of xylan based films are given in Fig. 2. Retaining the salt together with xylan during the isolation procedure decreased the UTS of the S-0 films by 2 fold compared to the fragments from DeS-0. As opposed to the lower UTS, the eb value of the film S-0 was almost 3 times higher compared to the film fragments from DeS-0. These UTS and eb values are reflected to the TEB values, which were 0.7 MJ m−3 and 1.7 MJ m−3 for DeS-0 and S-0, respectively, indicating the beneficial effect of retaining the KAcO together with xylans during the isolation process. The film DeS-10K, which was obtained by the addition of 10% (w/w) KAcO on a dry basis to the film forming solution of desalted xylan, had even a higher TEB value of 3.3 MJ m−3. On the other hand, addition of 10% sorbitol to obtain the film DeS-10S instead of 10% KAcO resulted in a more than 2 fold decrease in the eb values while resulting in similar UTS values with that of DeS-10K. These UTS and eb values eventually resulted in a lower TEB value of 1.2 MJ m−3 for DeS-10S compared to DeS-10K. This is a quite surprising result since it indicates that KAcO results to an increased plasticization compared to sorbitol, which is one of the most frequently used plasticizers in the hemicellulose based film literature. Furthermore sorbitol appears to work more efficiently as a plasticizer when it is present together with KAcO in the films as it can be realized from the mechanical properties of the film S-10S. S-10S has an eb value of 20.6%, which is the highest value for eb among all the films. Presence of 5% (w/w) sorbitol together with 5% (w/w) KAcO in DeS-5S5K also resulted in a higher eb value (8.1%) than that of DeS-10S (3.3%), which contains 10% sorbitol alone.
Fig. 2 Mechanical properties of xylan based films in the presence and absence of potassium acetate and sorbitol. Explanations for the sample codes are given in Table 1. |
The presence of 5% or 10% sodium chloride (NaCl) or sodium acetate (NaAcO) in the xylan based films containing 40% sorbitol was shown to decrease the UTS by approximately 1.5 to 2 fold while eb values remained almost the same compared to salt-free films.28 Presence of NaAcO in corn cob xylan based films was also shown to be detrimental for the mechanical properties.29 As opposed to these results, the present study shows that KAcO not only improves film formation but also the presence of 10% KAcO in the films increases the eb from 2.2% to 7.8% while UTS decreases only slightly compared to DeS-0. Furthermore the presence of 5% KAcO together with 5% sorbitol in the film DeS-5S5K also increased the eb up to 8.1% while resulting in similar UTS values with DeS-0. Based on their observations regarding the undesired effect of NaCl and NaAcO on the mechanical properties, Mikkonen et al.28 was right to suggest that xylans should be free of residual salts in order to obtain films with good mechanical properties. However it appears that not all the salts are the same in terms of their effect on the mechanical properties of xylan based films. Although product purity is an important issue, more purity almost always means more cost as this will raise the need for additional purification steps, which is obviously undesirable for the large scale production of the intended commodity. Regarding the hemicellulose based coatings and films, this issue was also emphasized from a different perspective in two recent studies where it was shown that instead of pure xylans, using rather crude hemicellulose fractions obtained from the wood hydrolysate could be advantageous when it comes to achieving lower oxygen permeabilities.18,19 Based on the mechanical properties of the KAcO containing films in the present study, it appears that it is not always necessary to remove the salts formed during the isolation of xylans from lignocellulosic feedstocks in order to obtain xylan based films with good mechanical properties.
A comparison of the mechanical properties of the film DeS-10K with other xylan based films reported in the literature is provided in Table 3. In a similar manner to Mikkonen et al.,28 Egües et al.29 have also attributed the poor mechanical properties of films cast from crude corn cob xylan to the presence of NaAcO. As shown in Table 3 (ref. 29), washing the polymers for increased purity was reported to increase the UTS of the films more than 5 fold compared to the films made from unwashed xylans that contained NaAcO.29 It is also worth noting that both the UTS and eb values of DeS-10K and the purified film reported by Egües et al. are almost identical where DeS-10K had a higher modulus despite it contained 10% KAcO as an additive. Comparison of DeS-10K with other xylan based films reported in the literature shows that the mechanical properties of these films having different biomass origins are similar to DeS-10K, with the eb value of DeS-10K being higher up to more than 2 fold in most cases. An interesting point here is that despite containing 40% carboxymethylcellulose (CMC), films made from wood hydrolysate xylans19,30 had similar UTS and more than 3 times lower eb values compared to DeS-10K.
Reference | Main polymer matrix | UTS (MPa) | eb (%) | E (GPa) | Notes |
---|---|---|---|---|---|
Present study | Corn cob xylan (DeS-10K) | 51.2 | 7.8 | 2.4 | Contains 10% KAcO as additive |
29 | Corn cob xylan | 9.0 | 8.1 | 0.3 | Contains sodium acetate |
29 | Corn cob xylan | 53.5 | 7.1 | 1.7 | Polymers used in the above entry were washed (purified) prior to film casting |
28 | Oat spelt xylan | ∼7 | ∼16 | — | Contains 10% NaAc or NaCl in addition to 40% sorbitol |
15 | Rye xylan | 42.5 | 11.9 | 2.3 | |
10 | Aspen wood xylan | ∼40 | ∼2 | — | |
14 | Corn hull xylan | 53.8 | 6.2 | 1.3 | |
35 | Barley husk xylan | ∼50 | ∼2.5 | 2.9 | |
12 | Cotton stalk xylan | 51.7 | 3.1 | 3.1 | |
19 | Mixed aspen and birch wood xylan | 48.6 | 2.2 | 2.5 | Xylan obtained from wood hydrolysate. Contains 40% carboxymethylcellulose |
30 | Birch wood xylan | 53.0 | 1.3 | 0.6 | Xylan obtained from birch wood hydrolysate. Contains 40% carboxymethylcellulose |
31 | Polyhydroxybutyrate (PHB) | 31 | 7.3 | 2.0 | |
31 | Polylactic acid (PLA) | 42 | 7.2 | 1.4 | |
32 | Corn starch | 37 | 3 | 1.2 | |
33 | Ethylene vinyl alcohol (EVOH) | ∼90–200 | ∼90–200 | ∼2.0–3.5 | Tested both in the machine and transverse direction |
34 | Polypropylene (PP) | 151–270 | 32–150 | 2.8–5.0 | Biaxially oriented polypropylene (BOPP) film. Tested both in machine and transverse direction |
The data presented in Table 3 also enable a comparison to be made between DeS-10K and the films obtained from conventional biodegradable polymers in terms of their mechanical properties. DeS-10K appears to have slightly better mechanical properties compared to the films made from polylactic acid (PLA),31 polyhydroxybutyrate (PHB)31 or starch,32 particularly in terms of tensile strength. However, the mechanical properties of DeS-10K are lower than those of the popular food packaging films ethylene vinyl alcohol (EVOH)33 or biaxially oriented polypropylene (BOPP)34 films particularly in terms of eb values.
The indentation hardness test results show that compared to the additive free DeS-0, increased KAcO concentration in the films resulted in increased penetration depth while opposite was true in the case of NaCl addition to the films (Fig. 3). This indicates that the presence of KAcO made the films softer while NaCl resulted in harder films compared to DeS-0, which is also supported by the indentation hardness data given in Table 4. DeS-10N is around 1.6 times harder than DeS-10K, while the gap is increased to 4 fold when the concentration of the salts is increased from 10% to 25%, indicating that the presence of NaCl results to harder films compared to KAcO. Similar to their effect on the film hardness, the presence of KAcO reduced the elastic modulus of the films while increasing the concentration NaCl in the films resulted in increased modulus values. Based on these findings, it is apparent that the xylan based films can give totally different responses to the inclusion of different salts into their structure.
Fig. 3 Load–displacement curves obtained from the indentation testing of the xylan based films containing different salts as additives at two different concentrations. |
Film type | Hardness (MPa) | Elastic modulus (GPa) | Water content (%) |
---|---|---|---|
DeS-0 | 172.6 ± 15.0 | 0.755 ± 0.016 | 8.9 ± 0.2 |
DeS-10K | 139.5 ± 12.6 | 0.543 ± 0.009 | 9.0 ± 0.1 |
DeS-25K | 93.4 ± 5.7 | 0.469 ± 0.006 | 9.2 ± 0.1 |
DeS-10N | 222.3 ± 26.4 | 0.841 ± 0.026 | 8.4 ± 0.3 |
DeS-25N | 366.6 ± 12.4 | 1.285 ± 0.011 | 7.7 ± 0.4 |
The softening of the films with increasing KAcO concentration implies that the presence of KAcO results to the plasticization of the films. Taking into account that KAcO is a highly hygroscopic salt, which is capable of absorbing significant amounts of moisture from the surroundings, the typical explanation for the plasticization of the films would be related to their water contents. Since water acts as a plasticizer for hemicellulose based films,10,29,36,37 higher KAcO content in a film could have resulted in a higher water content, which would decrease the hardness of the films by acting as a plasticizer. However as shown in Table 4 the water contents of the films containing KAcO (DeS-10K and DeS-25K) are similar to DeS-0 under the conditions in which the indentation tests took place. Therefore it appears that it is not water that is responsible for the plasticization of the films. It was recently shown that the salt choline chloride itself acts as a plasticizer when it is included into the hydrophilic polymer starch, thereby increasing the flexibility of the starch based films.38 Considering this finding together with the similar water contents of the films DeS-0, DeS-10K and DeS-25K, a possible explanation for the softening of the films in the presence of KAcO would be that KAcO acts as a plasticizer in the xylan based films, which was not the case for NaCl.
It can be observed from the SEM images shown in Fig. 4 that the films DeS-0, DeS-10K and DeS-10N displayed totally different cross-sectional morphologies. Compared to the film DeS-0 (Fig. 4a), addition of 10% KAcO resulted in a much more continuous and homogenous appearance for DeS-10K (Fig. 4c). Compared to the coarse and irregular appearance of DeS-0, the smoother cross-section of DeS-10K might be a result of the plasticization induced by the presence of KAcO in the film. A quite similar transition from an irregular structure to a smoother one was also observed by Abbott et al., when the salt choline chloride was used in addition to urea in order to plasticize starch.38 Unlike the smooth and homogenous appearance of DeS-10K, dendrite like shapes were observed in the disordered cross-section of the NaCl containing film DeS-10N (Fig. 4d). The bottom portion of DeS-10N's cross-section was swarming with cubic structures probably made up of crystallized NaCl particles, which indicates a serious compatibility problem between NaCl and the polymer matrix. The dramatic differences in the cross-sectional morphologies of DeS-10K and DeS-10N make it evident that different salts may behave differently in a xylan based polymer matrix. Another important observation to be made here is that the similarly homogenous cross-sections of the films S-0 (Fig. 4b) and DeS-10K (Fig. 4c) indicates that KAcO induces a similar effect on the films whether it is included as an additive to the films or it is retained with the xylans at the end of the isolation process.
Fig. 4 Cross-sectional appearances of different xylan based films obtained via scanning electron microscopy. (a) DeS-0, (b) S-0, (c) DeS-10K and (d) DeS-10N. |
The surface morphologies of the films were characterized by means of optical transmission light microscopy and they were in good agreement with the cross-sectional morphologies of the films. As shown in Fig. 5, the films DeS-0, DeS-10K and DeS-25K had smooth and homogenous surface morphologies while DeS-10N and DeS-25N had a rough surface. The surfaces of the NaCl containing films were crowded with tiny particles and pathway like shapes were observed between these. The surface images of the films thus further support the claim that different salts might have different effects on the xylan based films.
Fig. 6 Water content of the xylan based films with respect to different surrounding relative humidity values. |
This journal is © The Royal Society of Chemistry 2014 |