Catalytic conversion of lactide to optically pure heterocycles

Shinji Tsunoi , Hiroki Takahashi , Yugo Takano , Aritomo Okamura and Ikuya Shibata *
Research Center for Environmental Preservation, Osaka University, 2–4 Yamadaoka, Suita, Osaka 565-0871, Japan. E-mail: shibata@epc.osaka-u.ac.jp; Fax: (+81)-6-6879-8978; Tel: (+81)-6-6879-8975

Received 2nd May 2012 , Accepted 16th May 2012

First published on 25th June 2012


Abstract

The catalytic preparation of optically pure nitrogen heterocycles was developed via cycloaddition using lactide catalyzed by tin alkoxide.


Glycolide and lactide, the related cyclic dimers of glycolic and lactic acid, are plant-derived substrates. Of special interest is the fact that lactide is an easily available chiral source. The major utility of these substrates is in the application to biodegradable aliphatic polyesters such as poly(glycolide) (PGA) and poly(lactide) (PLA).1 As far as we could ascertain, however, their direct transformation to monomeric fine chemicals such as heterocycles has not been reported.2 Oxazolidine-2,4-diones are used in the areas of medicinal,3 agricultural4 and synthetic applications.5 We have recently reported the equimolar tin-mediated synthesis of heterocycles (Scheme 1).6 The in situ formed tin alkoxide was added to an isocyanate followed by cyclization of the remaining functional group. Thus α-stannoxy-ester A and stannyl amine B were the reactive intermediates. We present here the catalytic synthesis of oxazolidine-2,4-diones from glycolide and lactide by using a tin alkoxide catalyst. In the catalytic reaction, A and B worked well as active catalytic species.7,8 In particular, optically pure oxazolidine-2,4-diones 4 were obtained directly from easily available chiral sources.
The equimolar tin-mediated reaction.
Scheme 1 The equimolar tin-mediated reaction.

Initially, methyl glycolate (1a) was used as the substrate as we thought that it could be a good precursor of α-stannoxy-ester A. Table 1 shows the results of the catalytic effect in the reaction with BuN[double bond, length as m-dash]C[double bond, length as m-dash]O.9 Without a catalyst, the reaction proceeded in a low yield even with heating where no cyclization proceeded, and linear adduct 2a′ was obtained in a 10% yield (entry 1). In the presence of a tin catalyst (10 mol%) such as di-n-butyltin oxide (Bu2Sn[double bond, length as m-dash]O) or the tin(II) bis(2-ethylhexanoate) system [Sn(Oct)2MeOH],101a reacted with BuN[double bond, length as m-dash]C[double bond, length as m-dash]O well at rt for 3 h, however, only linear adduct 2a′ was obtained (entries 2 and 3).11 On the other hand, using tri-n-butyltin methoxide (Bu3SnOMe) as the catalyst afforded a cyclic product, 1,3-oxazolidin-2,4-dione 2a (entry 4). Further, di-n-butyltin dimethoxide [Bu2Sn(OMe)2] was employed as an effective catalyst for the preparation of 2a (entry 5). Microwave irradiation gave the desired 2a in only 10 min (entry 6).

Table 1 Reaction of methyl glycolate with BuN[double bond, length as m-dash]C[double bond, length as m-dash]Oa

Entry Catalyst Conditionsb 2a [%]c 2a′ [%]
a 1a 1 mmol, BuN[double bond, length as m-dash]C[double bond, length as m-dash]O 1 mmol, cat. 0.1 mmol, MeCN 1 mL. b rt = room temperature; MW = microwave. c tr = trace.
1 None 80 °C, 3 h tr 10
2 Bu2Sn[double bond, length as m-dash]O rt, 3 h tr 72
3 Sn(Oct)2–2 MeOH rt, 3 h tr 99
4 Bu3SnOMe rt, 3 h 19 60
5 Bu2Sn(OMe)2 rt, 3 h 70 6
6 Bu2Sn(OMe)2 MW, 90 °C (30 W), 10 min 80 4


A plausible catalytic cycle is shown in Scheme 2. The Sn–O and Sn–N bonds bear high nucleophilicity.10 Initially, tin methoxide reacts with 1a to give α-stannoxy-ester A. The Sn–O bond of A reacts with isocyanate to form stannyl-carbamate B.12 The resultant Sn–N bond of B reacts with the remaining ester moiety. The Sn–O bond of cyclized product C reacts with the starting 1a. As a result, 1,3-oxazolidine-2,4-dione 2a is obtained and the catalytic active species A is regenerated.13 On the other hand, linear adduct 2a′ is obtained by the protonolysis of B with 1a. Bu2Sn(OMe)2 forms a dimeric structure in which apical Sn–OMe bonds of 5-coordinated tin have high nucleophilicity.14 Thus, the highly nucleophilic Bu2Sn(OMe)2 is employed as an effective catalyst rather than the Sn(Oct)2–MeOH-system.15


A plausible catalytic cycle in the reaction using 1a.
Scheme 2 A plausible catalytic cycle in the reaction using 1a.

Thus, protonation occurs instead of cyclization. In fact, when glycolic acid was used as a starting material, no desired products were obtained when using Bu2Sn(OMe)2 as the catalyst.

As shown in Table 2, we then tried to use the related cyclic dimer, glycolide 1b, as a substrate. This substrate has no proton source. When the reaction with BuN[double bond, length as m-dash]C[double bond, length as m-dash]O was carried out under the optimized conditions in Table 1, entry 6, the reaction scarcely proceeded (entry 1). However, the reaction using higher MW power increased the yield of 2a (entries 2 and 3), and the reaction at 120 °C for 20 min gave a quantitative yield (entry 4). The reaction with a smaller amount of catalyst decreased the yield (entry 5). The polyester, PGA, can be obtained by the ring-opening polymerization of glycolide 1b.1 The most widely used catalyst for industrial preparation is the tin(II) bis(2-ethylhexanoate) system [Sn(Oct)2MeOH]. This catalytic system did not give 2a from 1a as shown in Table 1, entry 3, however, using glycolide 1b as a substrate enabled the preparation of 2a (entry 6). Thus, the absence of proton sources in the reaction of 1b allowed the use of Sn(Oct)2 as the catalyst. The reaction using 1b was highly atom-economical and no side products were obtained. In place of aliphatic isocyanate, aromatic isocyanates were reactive giving oxazolidine-2,4-diones, 2b and 2c (entries 7–10).

Table 2 Reaction of glycolide 1b with isocyanatesa

Entry R Catalyst Conditions Product 2 [%]
a 1b 0.5 mmol, isocyanate 1 mmol, tin catalyst 0.1 mmol, MeCN 1 mL. b Sn(Oct)2[double bond, length as m-dash]Sn(OCOC7H17)2.
1 Bu Bu2Sn(OMe)2 MW 80 °C (30 W), 5 min 2a trace
2   Bu2Sn(OMe)2 MW 95 °C (50 W), 10 min   11
3   Bu2Sn(OMe)2 MW 110 °C (100 W), 10 min   78
4   Bu2Sn(OMe)2 MW 120 °C (100 W), 20 min   99
5   Bu2Sn(OMe)2 (0.1 equiv) MW 120 °C (100 W), 20 min   44
6   Sn(Oct)2–2 MeOHb MW 120 °C (100 W), 20 min   74
7 PMP Bu2Sn(OMe)2 MW 120 °C (100 W), 20 min 2b 99
8   Sn(Oct)2–2 MeOH MW 120 °C (100 W), 20 min   71
9 p-IC6H4 Bu2Sn(OMe)2 MW 120 °C (100 W), 20 min 2c 79
10   Sn(Oct)2–2 MeOH MW 120 °C (100 W), 20 min   86


Hence, organotin alkoxides could be good candidates to catalyze the cycloaddition of 1b in which the high nucleophilicity of the Sn–O bond to the lactone ring is an important factor.16 A plausible catalytic cycle is shown in Scheme 3. Initially, tin methoxide cleaves the acyl–oxygen bond of 1b. The resultant Sn–O bond of A′ reacts with an isocyanate to form stannyl-carbamate B′. The resultant Sn–N bond reacts with the remaining carbonyl moiety intramolecularly to give 1,3-oxazolidine-2,4-dione 2. The subsequent addition–cyclization through A and B also gave product 2, regenerating tin methoxide.


A plausible catalytic cycle in the reaction using 1b.
Scheme 3 A plausible catalytic cycle in the reaction using 1b.

As shown in Table 3, instead of isocyanates, when isothiocyanate (BuN[double bond, length as m-dash]C[double bond, length as m-dash]S) was used, 1,3-oxazolidine-2-thione 3a, was obtained catalyzed by Bu2Sn(OMe)2 (entry 1). On the other hand, the Sn(Oct)2–2MeOH catalytic system gave no satisfactory results (entry 2). Using other isothiocyanates also gave the corresponding adducts 3b, 3c, and 3d that were effectively catalyzed by Bu2Sn(OMe)2 (entries 3–5), whereas, the Sn(Oct)2–2MeOH system basically showed less catalytic activity (entries 3–5, parentheses). It is known that a Sn–OR bond adds across the C[double bond, length as m-dash]S group of an isothiocyanate (R′N[double bond, length as m-dash]C[double bond, length as m-dash]S) to give a Sn–S–C([double bond, length as m-dash]NR′)OR adduct.17 Because of the high affinity of Sn toward the S atom,18 the cyclization step accompanying the cleavage of the Sn–S bond would be difficult compared with the reaction using isocyanates (Table 2).

Table 3 Reaction of glycolide 1b with isothiocyanatesa

Entry R Catalyst Product 3 [%]
a 1b 0.5 mmol, isothiocyanate 1 mmol, tin catalyst 0.1 mmol, MeCN 1 mL. b Yields from the Sn(Oct)2–2MeOH system-catalyzed reactions are in parentheses.
1 Bu Bu2Sn(OMe)2 3a 91
2   Sn(Oct)2–2MeOH   12
3 Ph Bu2Sn(OMe)2 3b > 99 (tr)b
4 PMP Bu2Sn(OMe)2 3c 90 (tr)b
5 p-NO2C6H4 Bu2Sn(OMe)2 3d 90 (25)b


Lactide 1c is also a naturally occurring compound like glycolide 1b, and is an easily available chiral source.1 As shown in Scheme 4, the reaction of 1c with p-methoxyphenyl isocyanate proceeded quantitatively catalyzed by Bu2Sn(OMe)2 at 130 °C for 10 min (Scheme 4, (1)). However, after product 4a was isolated, its enantiopurity decreased to 56% ee despite the fact that optically pure 1c was used. Namely, racemization occurred during the reaction. It has already been reported that tin amide (Bu3Sn–NR2) provides tin enolate from reaction with α-alkoxyketone.19 Hence, as shown in Scheme 5, intermediate stannyl-carbamate C had enough basicity to abstract acidic hydrogen to cause undesirable racemization. Fortunately, when the Sn(Oct)2–MeOH system was used as the catalyst, 4a was obtained with no loss of enantiopurity (Scheme 4, (2)). As described, the basicity of the Sn–N bond generated in the Sn(Oct)2–MeOH system was lower than that of Bu2Sn(OMe)2. So abstraction of the acidic hydrogens and the inducement of racemization was suppressed.


Reaction of lactide with isocyanate.
Scheme 4 Reaction of lactide with isocyanate.

A plausible racemization mechanism.
Scheme 5 A plausible racemization mechanism.

Table 4 shows the results of the reactions of lactide 1c with various isocyanates catalyzed by the Sn(Oct)2–MeOH system. Thus, optically pure products, 4a4c, were obtained (entries 1–3). The reaction under MW irradiation was essential because reflux conditions did not give the desired product 4a (entry 1, parenthesis). Phenyl lactide 1d is also easily available in an optically pure form.20 Thus 5-benzyl-1,3-ozazolidine-2,4-diones 4d4f were obtained with no loss of enantiopurity (entries 4–6).

Table 4 Reaction of lactide derivatives 1b or 1c with isocyanatesa

Entry R1   R2b Conditions Product 4 [%] ee [%]
a 1c or 1d 0.5 mmol, isocyanate 1 mmol, Sn(Oct)2 0.1 mmol, MeOH 0.2 mmol, MeCN 1 mL. b PMP = p-MeOC6H4; Ts = tosyl. c 80 °C, 3 h.
1 Me 1c PMP MW 155 °C (150 W), 30 min 4a 99 99 (trace)c
2 Me 1c p-IC6H4 MW 155 °C (150 W), 30 min 4b 96 98
3 Me 1c Ts MW 160 °C (150 W), 30 min 4c 89 98
4 Bn 1d PMP MW 155 °C (150 W), 30 min 4d 99 94
5 Bn 1d p-IC6H4 MW 158 °C (150 W), 30 min 4e 90 97
6 Bn 1d Ts MW 160 °C (150 W), 30 min 4f 79 92


Conclusions

In conclusion, the first synthetic use of plant-derived substrates, glycolide and lactide, to give heterocycles was achieved by using tin alkoxide catalysts. In particular, optically pure products were obtained from easily available chiral sources.

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Footnote

Electronic Supplementary Information (ESI) available. See DOI: 10.1039/c2ra20831h/

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