Barbara
Manzini
,
Philip
Hodge
* and
Abderrazak
Ben-Haida
Department of Chemistry, University of Manchester, Oxford Road, Manchester, UK M13 9PL. E-mail: Philip.Hodge@manchester.ac.uk; Fax: +44 (0)01524 793 252; Tel: +44 (0)0161 265 4707
First published on 23rd December 2009
Macrocyclic esters with 24- to 84-ring atoms can be polymerized successfully using PS Candida antarctica lipase B as the catalyst. This method allows the polymerization of macrocycles containing substantial in-chain functional moieties, such as monomers incorporating steroid residues. It also affords metal-free products.
![]() | ||
| Scheme 1 Scheme showing ring–chain equilibria and the dependence on concentration (ED-ROP = entropically-driven ring-opening polymerization and CDP = cyclo-depolymerization). | ||
A major attractive feature of ED-ROPs is that large strainless cyclics to be polymerized.9 The main aim of the present work was to extend the range of ED-ROPs achieved with polymer-supported (PS) Candida antarctica lipase B, the most commonly used lipase for ROPs,1 to the polymerization of lactones with substantially more than 24-ring atoms. This is important because it would allow the macrocycle to contain large functional moieties and so would significantly increase the scope of enzyme-catalyzed polymerizations. Using the PS enzyme would not necessarily be successful, as large cyclics might not bind easily at the active site of the enzyme.11 For example, the part of the ring opposite to the ester group might sterically inhibit binding to the active site, so that macrocycles might react only slowly or not at all. In this article we show that lactones with up to 84-membered rings can be polymerized successfully using PS C. antarctica. The examples include the synthesis of polyesters containing bile acid moieties, polymers that are expected to be biodegradable. The polymerizations are environmentally friendly, for example, the products are free of potential contaminants that might be present if traditional catalysts are used for the ED-ROPs such as tin12,13 or ruthenium14 compounds.
| Entry | Monomer | Ring atoms in monomer | Concentration(%w/v) | Polymeric product | Yieldb (%) | Molecular weightsc | PDId | |
|---|---|---|---|---|---|---|---|---|
| M n × 10−3 | M w × 10−3 | |||||||
a Unless indicated otherwise reactions were carried out for 20 h at the indicated concentration of substrate in toluene at 70 °C with 7.5% w/w of PS C. antarctica.
b The final reaction mixture was filtered, concentrated, and then precipitated into methanol. Yields quoted are of dried precipitated polymer.
c Determined by SEC relative to polystyrene standards.
d PDI = polydispersity index = Mw/Mn.
e After a reaction time of 4 h, by SEC the yield of polymer was 98% and it had Mn 42 800 and Mw 81 300.
f By DSC the product had Tm 74 °C.
g After a reaction time of 6 h, by SEC the yield of polymer was 95% and it had Mn 38 500 and Mw 64 300.
h By DSC the product had Tm 65 °C.
i Lower concentration was used so as to give sufficient solvent to allow efficient stirring.
j After a reaction time of 4 h, by SEC the yield of polymer was 95% and it had Mn 12 200 and Mw 28 200.
k By DSC the product had Tm 74 °C.
l n.d. = no polymer detected by SEC.
m By DSC the product had Tg 33 °C.
n By DSC the product had Tg 20 °C.
o Mole ratio 50 : 50.
p The product had Tg < 18 °C and Tm 65 °C and by 1H NMR spectroscopy monomers 16 and 1a were incorporated in the mole ratio 47 : 53.
|
||||||||
| 1 | 1 | 12 to >72 | 18 | 2 , | 93 | 63.4 | 120.5 | 1.9 |
| 2 | 3 | 13 to >65 | 18 | 4 | 97 | 55.0 | 110.0 | 2.0 |
| 3 | 5 | 28 to >84 | 18 | 7 | 95 | 23.5 | 44.6 | 1.9 |
| 4 | 1a | 12 | 118 | 2 | 93 | 49.0 | 97.7 | 2.0 |
| 5 | 1b | 24 | 18 | 2 | 99 | 59.4 | 93.4 | 1.6 |
| 6 | 1c | 36 | 18 | 2 | 98 | 16.8 | 28.6 | 1.7 |
| 7 | 1d | 48 | 13i | 2 | 97 | 16.6 | 31.5 | 1.9 |
| 8 | 1e | 60 | 6i | 2 | 98 | 13.0 | 26.2 | 2.0 |
| 9 | 9 | 38 | 23 | 10 , | 91 | 17.9 | 32.2 | 1.8 |
| 10 | 11 | 28 | 7i | 14 | n.d.l | — | — | — |
| 11 | 12 | 42 | 7i | 14 | n.d.l | — | — | — |
| 12 | 15 | 29 | 22 | 17 | 92 | 25.4 | 49.5 | 1.9 |
| 13 | 16 | 35 | 22 | 18 | 88 | 18.2 | 32.6 | 1.8 |
| 14 | 16 + 1ao | — | 48 | 22 | 87 | 9.1 | 14.5 | 1.6 |
The first mixture studied consisted of cyclic oligoundecanoates 1: see Chart 1. It was easily prepared by the cyclo-depolymerization (CDP, see Scheme 1) of polyundecanoate 2.12 By SEC it contained cyclic monomer 1a, 1%; cyclic dimer 1b, 58%; cyclic trimer 1c, 22%; cyclic tetramer 1d, 9%; cyclic pentamer 1e, 6%; with cyclic hexamer and higher 4%. When subjected to the standard polymerization conditions polymer 2 was formed. It had, relative to polystyrene standards, Mn 63
400 and Mw 120
500: see Table 1, entry 1. The former corresponds to an average degree of polymerization of >300. Given the composition of the feedstock, the high yield (93%) implies that at least the cyclic dimer 1b (24-membered ring) and cyclic trimer 1c (36-membered ring) underwent ED-ROP successfully (Chart 1).
![]() | ||
| Chart 1 | ||
The second mixture consisted of cyclic oligododecanoates 3 prepared by a PS cyclo-oligomerization.13 The mixture was polymerized successfully using PS C. antarctica under the standard conditions: see Table 1, entry 2. Since the yield of polymer 4 was 97% and the composition of the starting mixture 3 was cyclic monomer 3a, 5%; cyclic dimer 3b, 71%; cyclic trimer 3c, 15%; cyclic tetramer 3d, 4%; cyclic pentamer 3e and higher oligomers, 5%, it is evident that at least the cyclic dimer 3b (26-membered ring) and cyclic trimer 3c (39-membered ring) polymerized successfully.
The final mixture studied consisted of macrocycles 5. This was obtained by hydrogenating a mixture of macrocycles 6, available from a previous project.15 The mixture had the composition: cyclic monomer 5a, 42%; cyclic dimer 5b, 20%; cyclic trimer 5c, 14%; and higher cyclics 24%. When treated with PS C. antarctica under the usual reaction conditions polymer 7 was formed in 95%: see Table 1, entry 3. It is thus evident that the monomer 5a (28-membered ring), dimer 5b (56-membered ring) and trimer 5c (84-membered ring) all polymerized successfully.
It is clear from these simple initial experiments that 24-, 26-, 28-, 36-, 39-, 56- and 84-membered macrocycles undergo ED-ROP satisfactorily on treatment with PS C. antarctica. A reaction time of 20 h is relatively long for an ROP catalyzed by a lipase, for example, cyclopentanoloactone typically needs only 2–4 h for a high yield of polymer.4 However, we found that whilst reaction times of 4–6 h were sufficient to afford good yields of polymer, reaction times of 20 h resulted in significantly higher molecular weights: compare Table 1 entries 1, 2 and 9 with footnotes e, g and j.
Several experiments were then carried out using pure individual cyclics. Monomers 1b–1e were obtained in a pure form by careful flash column chromatography of mixture 1. They were fully characterized by SEC, 1H NMR spectroscopy and elemental analysis and/or mass spectrometry. Monomer 1a was obtained commercially. Cyclics 1a–1e were treated separately with PS C. antarctica under the usual reaction conditions, except that substrate concentrations sometimes differed. For instance, due to the small amounts of 1d and 1e available they were lower than usual. In all cases polymerizations occurred smoothly in high yields to give polymer 2: see Table 1, entries 4–8. All the products had significant molecular weights. Thus, not only the oligomers with 24- and 36-ring atoms polymerize successfully, but also those with 12-, 48- and 60-ring atoms.
Pure macrocycle 8 was available from a previous project.15 Hydrogenation gave macrocycle 9. The latter was treated with PS C. antarctica using the usual reaction conditions: see Table 1, entry 9. Polymerization occurred satisfactorily to give polymer 10. Thus, 38-membered lactone 9 underwent polymerization successfully.
![]() | ||
| Chart 2 | ||
As noted earlier, ED-ROP provides an opportunity to polymerize macrocycles that contain substantial functional moieties. In order to test this with PS C. antarctica, the cyclic dimer 11 (see Chart 2) and cyclic trimer 12 of lithocholic acid 13 were prepared.16 Each was treated with the supported enzyme under the usual reaction conditions: Table 1, entries 10 and 11. Surprisingly no polymer 14 was detected by SEC in either case. This suggests that here, as in some other transesterifications catalyzed by lipases,17 esters of secondary-alcohols are significantly less reactive than those of primary-alcohols.
Following this failure, lithocholic acid derivatives 15 and 16 were prepared. These incorporate spacers and more reactive ester groups. In the former case lithocholic acid 13 was esterified with pent-4-en-1-ol to give the ester and this was then treated with undec-10-enoyl chloride and triethylamine to give the diester. Ring-closing metathesis of the latter using Grubbs' first-generation catalyst gave monomer 15. Monomer 16 was prepared analogously, as described in the literature.14 These two monomers were treated separately with PS C. antarctica in the usual manner. Polymers 17 and 18 were obtained in high yields and with substantial molecular weights: see Table 1, entries 12 and 13. Thus, these 29- and 35-membered rings polymerize satisfactorily. These polymers contain lithocholic acid 11 plus hydroxy-acid units 19 and 20, respectively, the sequence depending on the relative reactivities of the ester groups A and B in formulae 15 and 16. It is expected that ester group B will be the more reactive because it is the ester of a primary-alcohol. Unfortunately, the 1H NMR and 13C NMR spectra of the polymers do not allow conclusions to be drawn on such details of their structures. Cyclic 16 has previously been subjected to ED-ROP via olefin metathesis.14 It should be noted that this product, polymer 21, is different from polymer 18. Thus, it can have repeat units in head–head, head–tail and tail–tail arrangements. Consistent with this, polymers 18 and 21 have different Tgs, viz. 20 °C and 15 °C, respectively.
Polymer 21 is expected to biodegrade to products that are compatible with many biological systems.14,18 Moreover, it has been shown to have a rubber-like elasticity with elongation moduli that are similar to those of certain tissues and elastin.14 Polymers 17 and 18 may well have similar properties. If, in an application, it is desirable to raise the Tg, it should be noted that polymer 17, with the shorter spacers, has a higher Tg (33 °C) than polymer 18 (20 °C). If it is necessary to lower the Tg, this might be achieved by copolymerization. To demonstrate this equimolar amounts of monomers 16 and 1a were copolymerized using PS C. antarctica under the usual conditions but with a longer reaction time to allow a random copolymer to form.19 Copolymer 22 was formed in high yield: see Table 1, entry 14. By 1H NMR spectroscopy the monomers 16 and 1a were incorporated in the molar ratio 47 : 53 respectively. The Tg was now <15 °C. Unfortunately, it was not possible to confirm by the 1H and 13C NMR spectroscopy whether a random copolymer formed.19
Unless stated otherwise, starting materials were purchased from the Aldrich Chemical Company or Lancaster Synthesis Ltd and were used without further purification. Organic solutions were dried using magnesium sulfate. C. antarctica lipase B (CALB), physically immobilized on Lewatit OC VOC 1600, macroporous cross-linked poly(methyl methacrylate) resin beads, had specified activity ≥10
000 units per gram. It was purchased from Sigma. It was stored in a vacuum desiccator over P2O5 and was kept there for at least 24 h before use.
Mps were determined using an electrothermal apparatus and are uncorrected. Unless indicated otherwise FT-IR spectra were measured using an ATI Mattson Genesis series FT-IR spectrometer for samples cast as thin films from chloroform solutions onto NaCl plates. 1H or 13C NMR spectra were recorded on a Varian INOVA 300 MHz Athos instrument for sample solutions in CDCl3. Other 1H NMR spectra were recorded on a Varian Unity 500 MHz spectrometer for samples in CDCl3 solutions. Chemical shifts are quoted in parts per million (ppm) downfield from tetramethylsilane. Signals are described as singlet (s), triplet (t) or multiplet (m). J values are given in MHz. The integrals and assignments given for the 1H NMR spectra of mixtures of oligomers are given per repeat unit. Optical rotations were measured using an Optical Activity Ltd AA-100 Digital Polarimeter with a cell path length of 10 cm. The [α]D values are given in 10−1 deg cm2 g−1. Matrix assisted laser desorption ionization time of flight mass spectra (MALDI-ToF MS) were obtained using a Micromass ToF Spec 2E spectrometer equipped with a nitrogen laser operating at 337 nm with a 4 ns pulse width. The matrix employed was dithranol doped with sodium bromide. SEC analyses were carried out using one of two instruments. Analyses of polymers were carried out using an in-house-assembled instrument equipped with a Knauer 64 pump operating at a flow rate of 1 mL of THF (NB: naming solvent is later used to indicate which SEC instrument was used) per minute through a PL gel 30 cm 10 µ mixed-B (×2) and 500 Å (×1) three-column set followed by a Gilson 132 differential refractometer for detection. The system was calibrated using a series of polystyrene standards, each with a narrow dispersity. SEC analyses of oligomers were carried out using an in-house-assembled instrument equipped with a Waters M45 pump operating at a flow rate of 1 mL of chloroform per minute through a Waters Styragel HR1, three-column set followed by a Gilson 132 differential refractometer for detection. Differential scanning calorimetry measurements were carried out on a Seiko SSC/5200 machine operating at a heating rate of 10 °C min−1 in a nitrogen atmosphere. Tg and Tm values were taken on second heating scans, and were taken as the midpoints of the transitions.
000 and Mw 43
000.
Dimer 11 had mp 292–295 °C (lit.,22 298–300 °C), νmax/cm−1 1719; δC: 175.26, 74.00, 56.51, 52.61, 42.63, 41.84, 40.30, 39.67, 35.99, 35.18, 34.61, 34.40, 32.05, 39.11, 28.98, 28.01, 26.99, 26.65, 26.34, 26.11, 24.16, 23.30, 20.75, 18.37 and 11.94 ppm.
Trimer 13 had mp 235–237 °C (lit.,22 238–240 °C), νmax/cm−1 1721; δC: 173.90, 74.00, 56.50, 54.61, 42.62, 41.83, 40.38, 40.28, 35.78, 35.07, 34.58, 34.44 32.34, 30.47, 30.05, 28.05, 26.99, 26.65, 26.34, 24.16, 23.29, 20.75, 18.37 and 11.93 ppm. These 13C NMR shifts are very similar to those reported in the literature.22
C), 4.85 (2H; m; CH2
C), 3.85 (2H; t; CH2OCO), 3.45 (1H; m), 2.25 (2H; m; CH2COO), 2.00–0.80 (31H; m), 0.77 (6H; s; CH3), 0.73 (6H; s; CH3) and 0.45 ppm (3H; s; CH3), and MS (EI) (M + H+, 100%), C29H48O3 requires 444. Elemental analysis: found: C, 78.01; H, 9.81. Expected: C, 78.31; H, 9.98%.
C), 4.95 (4H; m; C
CH2), 4.00 (2H; t; CH2OCO), 2.35–2.15 (4H; m; CH2COO), 2.00–0.93 (34H; m), 0.90–0.80 (6H; 2 × s; CH3) and 0.60 ppm (3H; s; CH3); MS (electrospray) 611 (M + H+, 100%), C40H66O4 requires 610. Elemental analysis: found C, 78.39; H, 10.70. Expected: C, 78.62; H, 10.89%.
C, cis and trans), 4.70 (1H; m), 4.07 (2H; m; CH2OCO), 2.36–2.15 (4H; m; CH2COO), 2.08–0.95 (34H; m), 0.91–0.84 (6H; 2 × s; 2 × CH3) and 0.65 ppm (3H; s; CH3).
C, cis and trans), 4.72 (1H; m), 4.06 (2H; m; CH2OCO), 2.37–2.12 (4H; m; CH2COO), 2.08–0.96 (46H; m), 0.90–0.85 (6H; 2 × s; 2 × CH3) and 0.62 ppm (3H; s; CH3). Analysis by SEC (CHCl3) showed only one peak, and the MALDI-ToF (dithranol, NaBr) mass spectrum of the product showed a mass peak at m/z 690 corresponding to (M1 + Na)+.
Polymer-supported C. antarctica lipase B (75 mg) was weighed into an oven-dried Pyrex tube and then dried in a vacuum oven in the presence of P2O5 in a separate vessel. A solution of mixture 1 (180 mg, 0.98 mmol) in anhydrous toluene (1.00 mL) was added into the reaction vial under nitrogen using a syringe. The mixture was heated at 70 °C with stirring. After 20 h the solution had become very viscous. The mixture was cooled and chloroform (100 mL) was added. The supported enzyme was immediately removed by filtration. Most of the chloroform was removed using a rotary evaporator. The concentrate (ca. 8 mL) was then added to methanol (80 mL). The white precipitate that formed was filtered off and dried in a vacuum oven. This gave polymer 2 as a white powdery material (176 mg, 98%). It had Tm 74 °C (lit.,6b,12 83 °C); δH: (500 Hz) 3.98 (2H; t, J = 6.5; CH2OCO), 2.24 (2H; t, J = 6.5; CH2COO), 1.54 (4H; br m; CH2CH2OCO and CH2CH2CO2) and 1.21 ppm (12H; br s; 6 × CH2). SEC (THF) of the product gave Mn 63
400 and Mw 120
500.
000 and Mw 110
000.
500 and Mw 44
600.
Polymer-supported C. antarctica (50 mg) was weighed into an oven-dried Pyrex tube and dried in a vacuum oven. A solution of 12-oxacyclododecan-2-one 1a (530 mg, 2.87 mmol) in anhydrous toluene (0.45 mL) was added under nitrogen into the reaction vessel via a syringe. The mixture was heated to 70 °C, with stirring, and kept at that temperature. After 6 h the solution had become extremely viscous. The reaction was continued for another 24 h to ensure completion. The cooled mixture was then dissolved in chloroform (20 mL) and the supported enzyme was immediately removed by filtration. The filtrate was concentrated using a rotatory evaporator and the concentrate (ca. 10 mL) added to methanol (60 mL). The white precipitate that formed was filtered off and dried in a vacuum oven. This gave polyundecanote 2 as a white powdery solid (493 mg; 93%). It had δH: (500 MHz) 3.97 (2H; t, J = 6.5; CH2OCO), 2.22 (2H; t, J = 6.5; CH2COO), 1.55 (4H; br m; CH2CH2OCO and CH2CH2CO2) and 1.22 ppm (12H; br s; 6 × CH2). SEC (THF) of the product indicated Mn 49
000 and Mw 97
700.
900 and Mw 32
220.
C, cis and trans), 4.72 (1H; m; 3b-H), 4.05 (2H; m; CH2OCO), 2.36–2.11 (4H; m; CH2COO), 2.07–0.96 (46H; m), 0.91–0.84 (6H; 2 × s; 2 × CH3) and 0.63 ppm (3H; s; CH3); δC: 174.69, 173.71, 128.70, 74.33, 64.68, 56.73, 56.31, 42.98, 42.16, 40.66, 40.39, 36.04, 35.60, 35.30, 35.02, 34.84, 32.86, 31.62, 31.29, 29.50, 28.89, 28.43, 27.27, 26.94, 26.59, 26.19, 25.31, 24.44, 23.58, 21.08, 18.51 and 12.28 ppm (32 signals observed, 38 required). SEC (THF) analysis of the product indicated Mn 25
400 and Mw 49
500.
, cis and trans), 4.80–4.68 (1H; m; 3b-H), 4.10–4.02 (2H; m; CH2OCO), 2.39–2.12 (4H; m; CH2COO), 2.06–1.02 (56H; m), 0.94–0.84 (6H; 2 × s; 2 × CH3) and 0.66 ppm (3H; s; CH3); δC: (500 Hz) 174.66, 1.73.68, 130.57, 74.33, 64.68, 56.73, 56.33, 42.99, 42.16, 40.66, 40.43, 36.05, 35.61, 35.30, 35.01, 34.85, 32.85, 32.56, 31.63, 31.29, 29.88, 29.75, 29.68, 29.56, 29.50, 29.38, 2, 23.59, 21.09, 28.91, 28.43, 27.29, 26.95, 26.59, 26.19, 25.32, 24.44, 18.51 and 12.28 ppm (39 observed, 44 required). SEC analysis of the product indicated Mn 18
200, Mw 32
600.
PS C. antarctica lipase B (20.00 mg) was weighed into a dried Pyrex tube. A solution of cyclic 16 (150 mg, 0.22 mmol) and cyclic 1a (40.50 mg, 0.22 mmol) in anhydrous toluene (0.40 mL) was added via a syringe. The mixture was heated at 70 °C with stirring for 7 days. The resultant viscous mixture was then diluted with chloroform (100 mL) and the enzyme removed by filtration. The filtrate was concentrated using a rotary evaporator. The concentrate was added dropwise to methanol (80 mL). The precipitated material was filtered off and dried in a vacuum oven at 20 °C. This gave copolymer 24 (165 mg, 87%) as a pale brown gum. It had Tg < 18 °C and Tm 65 °C; Mn 9100 and Mw 14
500. By 1H NMR spectroscopy (500 Hz) the copolymer consisted of 47% lithocholic acid repeat units and 53% of undecanoate repeat units.
| This journal is © The Royal Society of Chemistry 2010 |