Zewen
Zhu
a,
Joshua T.
Damron
a,
Jong K.
Keum
abc,
Logan
Kearney
a,
Vera
Bocharova
*a and
Jeffrey C.
Foster
*a
aChemical Sciences Division, Oak Ridge National Laboratory, Oak Ridge, TN 37830, USA. E-mail: bocharovav@ornl.gov; fosterjc@ornl.gov
bCenter for Nanophase Materials Science, Oak Ridge National Laboratory, Oak Ridge, TN 37831, USA
cNeutron Scattering Division, Oak Ridge National Laboratory, Oak Ridge, TN 37831, USA
First published on 24th September 2024
Biopolymers have exhibited potential as sustainable and circular replacements to existing commodity thermoplastic polymers. However, current biopolymers are limited by poor thermomechanical performance compared with their petroleum-derived counterparts. Herein, we report a simple strategy to achieve good mechanical properties in bio-inspired long-chain polyesters via melt copolymerization. By combining mono- and poly-hydroxyl functionalized long chain fatty acids, we show that tough, semi-crystalline materials can be produced that outperform related biopolymers in terms of their thermomechanical behavior. We envision that long-chain polyesters derived from hydroxylated fatty acids represent an ideal platform to create the next generation of commodity thermoplastics that possess advantaged properties, inherent biodegradability, and feedstock stability.
Sustainability spotlightAchieving a carbon-neutral society and combating the accumulation of plastic waste in the environment requires the development of new bio-based and recyclable plastics. Current bio-based polymers suffer from poor thermomechanical performance that limits their use as replacements for petroleum-based materials. We report our development of a simple procedure to synthesize thermoplastic copolymers using monomers found in various natural sources including plant leaf cuticles and insect shells. Remarkably, these copolymers exhibited similar strength and thermal performance compared with leading consumer plastics such as polyethylene. Our work emphasizes the importance of the following UN sustainable development goals: industry, innovation, and infrastructure (SDG 9), sustainable cities and communities (SDG 11), responsible consumption and production (SDG 12), and climate action (SDG 13). |
Biopolymers—produced or derived from living organisms—have emerged as promising alternatives to commodity plastics.2–4 Such materials are synthesized via chemo- or bio-synthetic pathways and possess inherent biodegradability, enabling their circular production and recycling. Poly(lactic acid) (PLA),5,6 poly(butylene succinate) (PBS),7 and polyhydroxyalkanoates (PHAs)8 are exemplar biopolymers, with production capacities approaching >100 tons per year.9 While their production costs are becoming more competitive with their petroleum-based counterparts, their thermomechanical performance falls short.10 As such, there remains a strong demand to produce ever larger quantities of petroleum-based plastics despite the steep resource and environmental costs of their production.
The commodity biopolymers PLA, PBS, and PHA(s) are classified as short-chain polyesters, with ≤6 carbon units between each backbone ester functional group. While their high functionality engenders rapid degradation in the environment, it also tends to limit their thermomechanical performance. Indeed, Mecking and coworkers showed that aliphatic polyesters generally possess properties that diverge from those of HDPE dependent on the spacing of backbone ester functional groups, with closer spacing leading to lower melting temperatures, Tm, and decreased toughness.11 However, biopolymers based on long-chain aliphatic lactone or diester building blocks have achieved good thermomechanical performance and recyclability. For example, Gross and coworkers prepared high molecular weight (MW) poly(ω-pentadecalactone) via lipase catalyzed ring-opening polymerization.12 Excellent tensile behavior was obtained by increasing MW to drive entanglement in this system. More recently, Mecking and coworkers reported the preparation of long-chain aliphatic polyesters from C18 diesters and diols sourced from oleic acid, which exhibited thermomechanical performance similar to LDPE along with good recyclability.13 Based on these inspirations, we view long-chain aliphatic polyesters as potential high-performance alternatives to current, bio-based short-chain polyesters, combining the desirable features of natural and synthetic polymeric materials.
Long-chain polyesters can also be synthesized through condensation polymerization of hydroxylated fatty acids, which are ubiquitous in nature and can be sourced from feedstocks such as plant leaves (cutin), fruit skins, (suberin and cutin), insect resins (shellac), and algae (algaenan).14,15 In biological systems, long-chain polyesters constitute highly branched, amorphous, and hydrophobic materials that serve as waterproof and protective barriers. Current cutin-inspired synthetic materials exhibit limited mechanical strength, low glass transition temperatures, Tg, and possess amorphous microstructures due to their highly branched structures.16–18 In contrast, long-chain polyesters with highly linear structures based on the 16 carbon cutin constituent 16-hydroxyhexadecanoic acid (HHA) are high-strength, semi-crystalline materials.19–21 However, their high crystallinity engenders embrittlement and thus such polyesters typically exhibit very low toughness. Based on these factors, we imagined that biodegradable materials with high strength and toughness could be prepared from cutin-inspired building blocks by leveraging the best aspects of both linear and branched long-chain polyesters. In this contribution, we prepare long-chain polyesters via copolymerization of hydroxylated fatty acid monomers inspired by the constituents of cutin. By combining mono- and poly-hydroxyl functionalized monomers, we obtain copolymers with enhanced toughness, high Young's modulus, and improved energy dissipating capability compared to their homopolymers. Our findings demonstrate the significant potential for long-chain polyesters as alternative materials to current commercial biopolymers. We envision that long-chain polyesters derived from hydroxylated fatty acids represent an ideal platform to create the next generation of LDPE-like plastics that possess advantaged properties, inherent biodegradability, and feedstock stability.
To evaluate our hypothesis, copolymers of AA and HHA were synthesized via self-catalyzed melt condensation polymerization (Fig. 1A). We opted to conduct melt polycondensation in the absence of solvent and heavy metal catalyst to avoid the entrapment of toxic compounds within the synthesized materials. Solid AA and HHA were pre-melted in different weight ratios at 100 °C and mechanically stirred to ensure homogenization. The melted monomer mixtures were cast into Teflon molds and degassed under vacuum at 110 °C. Polymerizations were then carried out by heating the melt to 150 °C for 16 h under dynamic vacuum. Homopolymers of AA and HHA were also prepared for comparison using the same method. After cooling, the polymers were delaminated from the molds for spectral and thermomechanical characterization. PHHA could be dissolved in polar organic solvents, while PAA and the P(AA-co-HHA) copolymers were completely insoluble in any of the tested solvents, including in N,N-dimethylformamide at elevated temperatures (Table S1‡). Condensation reactions with multifunctional monomers (ABf type) or copolymerizations of ABf and AB type monomers are incapable of forming networks and instead afford hyperbranched polymers and copolymers, respectively, that typically exhibit better solubility than analogous linear systems.27,28 However, the insolubility of PAA and P(AA-co-HHA) was indicative of covalent network formation. Similar solubility behavior has been observed for PAA and related condensation polyesters produced from multifunctional hydroxy acids, and these observations have been attributed to covalent crosslinking mediated by oxidative cleavage or dehydrative reactions of 1,2-diols.16,29 We note that no concrete evidence from these covalent crosslinking reactions could be identified in the spectral characterization of polyesters PAA or P(AA-co-HHA), suggesting that their incidence was low but sufficient to induce covalent network formation. However, covalent cross-linking was apparent in the mechanical characterization techniques, as discussed below.
The synthesized polyesters were characterized by solid-state 13C NMR and FT-IR spectroscopies to calculate the degree of reaction of their primary and secondary OH and COOH groups and to better understand their solid-state architectures. Monomers AA and HHA were similarly characterized for comparison. Overlaid NMR spectra are shown in Fig. 1B and C and FT-IR spectra in Fig. 1D. Briefly, 13C resonances from C–O carbons in esters and alcohols could be observed in each of the NMR spectra. Signals corresponding with terminal C–OH motifs (ca. 61 ppm) decreased following melt condensation and were completely absent from the spectrum of PHHA, indicative of high polymerization conversion. ω-Hydroxyl conversion was less significant for polymers PAA and P(AA-co-HHA) and was consistent with a competition between primary and secondary alcohols for the formation of ester linkages. Gaussian fitting of these spectra revealed that ca. 56% of the primary alcohols had been converted to ester groups for PAA, while a higher conversion of 79% of terminal alcohols was calculated for P(AA-co-HHA) (see Table S2‡ for details). The latter result was attributed to the relatively lower proportion of secondary alcohols in the copolymer reaction mixture. Also apparent was the decrease in the signal corresponding with carbons of secondary alcohols at ca. 73 ppm for PAA and P(AA-co-HHA) and a coincident increase in intensity at ca. 71 ppm and 75 ppm. Both signals qualitatively exhibited similar integrations, consistent with preferential monoesterification of the 1,2-diol motifs. This neighboring group effect likely originated from steric congestion and electronic deactivation of the α-hydroxyl motifs following monoesterification. Similar conversions of secondary alcohols of 22% and 20% were calculated for PAA and P(AA-co-HHA), respectively, by subtracting the calculated relative conversions of primary alcohols from the total concentration of alcohols in the reaction feed. However, based on the higher proportion of 1,2-diols in PAA compared with P(AA-co-HHA), the former necessarily possessed a higher degree of branching. Ester bond formation was also evident in the upfield regions of the NMR spectra for the various polymers, manifest as new signals at ca. 24 ppm and 31 ppm that were assigned to carbons beta to the ester CO and C–O linkages, respectively.
Fig. 1D shows the infrared spectra of monomers, polymers, and copolymers. The spectral region between 1800 and 1500 cm−1 corresponded to the stretching vibrations of carbonyl groups (CO) in esters, carboxylic acids, and carboxylates.30,31 In this zone, the main band appeared at 1730 cm−1, with shoulders at 1712 and 1687 cm−1. The 1730 cm−1 peak and the 1712 cm−1 shoulder were assigned to free and hydrogen-bonded esters, respectively. The CO vibration of free carboxylic acid was represented by the shoulder at 1687 cm−1 and was most significant for monomers AA and HHA. For the homo- and copolymers, residual COOH signal could not be differentiated from the nearby carbonyl vibrations, indicating high COOH conversion. The spectra were normalized to the antisymmetric vibration of methylene functional groups at 2925 cm−1 to evaluate the degree of esterification. As shown in Fig. 1D, the degree of esterification was comparable across all homo- and copolymers, evidenced by the high intensity of CO bands and the low intensities of the free and hydrogen-bonded COOH bands, and this result was consistent with observations from 1H NMR spectroscopy. Furthermore, the broad band at 3460 cm−1, characteristic of vibration of hydroxyl groups, had comparable intensities and shapes among all copolymers, indicating similar amounts of free and hydrogen-bonded hydroxyls and degrees of association in the copolymers. The frequency value of vibration of hydroxyl groups also indicated different degrees of interaction between them,32 which control polymer association.33 In this respect, the hydroxyls were shifted to a lower wavenumber in the monomers compared to polymers and copolymers, suggesting their stronger association.
The crystalline structure and morphology of the samples were studied with WAXS and SAXS (Fig. 2A). In the high-q WAXS region, crystalline peaks were observed in each sample that co-existed with an amorphous halo, as would be expected for semi-crystalline polymers. The WAXS patterns were characterized by peaks at 1.49 and 1.69 Å−1 which were assigned to 110 and 200 reflections of the orthorhombic cell, in line with structural studies on related polyesters.34 The degree of crystallinity was determined by fitting the high-q region (0.2 Å−1 ≤ q ≤ 2.3 Å−1) using Fityk software as shown in Fig. S1 and summarized in Table S3,‡ and the plot depicting crystallinity vs. weight content of HAA is shown in Fig. 2B. Crystallinity was observed to increase in correspondence with increasing HHA content following a non-monotonic trend. Linear PHHA exhibited the highest crystallinity of 58%, while the highest crystallinity observed for the copolymers was 39% for P(AA0.3-co-HHA0.7). The lowest crystallinities of 24% and 25% were observed for branched PAA and copolymer P(AA0.7-co-HHA0.3), respectively.
Fig. 2 (A) Combined SAXS and WAXS curves of polyesters. (B) Correlation between crystallinity and wt% of added HHA. (C) DSC data obtained for polyesters from second heating cycles. |
Peaks with maxima at qmax = 0.31 Å−1 and 0.61 Å−1 showed strong dependencies on the PHHA and PAA content. The peak at q = 0.31 Å−1 was maximized for neat PHHA, while its intensity decayed with increasing PAA. The d-spacing, d = 20.2 Å−1, calculated from the peak maximum by d = 2π/qmax, was assigned to the repeat unit length of PHHA. Hence, we indexed this peak as (001) reflection of the PHHA crystal, in line with the literature.34 The reflection maximum at qmax = 0.61 Å−1, on the other hand, increased in intensity with an increase in the amount of the branched motif. We associated the presence of this peak with the longitudinal organization of the PAA chains, with a repeat distance corresponding to half the length of AA in the crystallized state. The low-q region contained peaks with positions signaling a lamellar mesoscale organization, which is common for semi-crystalline polymers. The characteristic long period for these lamellar is presented in Table S4.‡
The thermal behavior of the various homo- and copolymers was evaluated using thermogravimetric analysis (TGA) and differential scanning calorimetry (DSC). From TGA (Fig. S2‡), the copolymers showed higher degradation temperatures (5% weight loss) compared to PAA and PHHA. Individual DSC curves in Fig. 2C were characterized by Tg region and, for all samples but PHHA, a melting endotherm, Tm. We note that Tg transitions were broadened in the copolymers relative to their analogous homopolymers. The Tg and Tm of copolymers increased in response to increased loadings of HHA. The Tg of branched PAA was higher than that of P(AA0.7-co-HHA0.3), which could suggest the disruption of the polymer network formed by PAA with the addition of PHHA. A comparison between the first and second heating cycles (Fig. S3A‡) revealed a decrease in melting enthalpy or a complete disappearance of crystalline peaks, as was observed for PAA. This indicated changes in the crystalline structure of the samples and the formation of isomorphs which is in line with literature data on polyesters and polyethylene.34,35 Nevertheless, the observed crystalline organization after recrystallization had a transient nature and tended to return to its initial state if the sample was left at room temperature. We believe that this transition occurred quickly; for example, in the case of P(AA0.3-co-HHA0.7), it took ca. 1 h at room temperature to return to the original structure before thermal treatment, with the most pronounced changes in the sample occurring within the first 10 min (Fig. S3B‡).
To evaluate the degradability of the synthesized homo- and copolymers, the various materials were suspended in solutions of 1:1 H2O/EtOH containing 6 M NaOH and were heated at 80 °C for 16 h. Near complete dissolution of the previously insoluble copolymers was observed in all cases, indicative of their deconstruction to soluble, small molecule byproducts. 1H NMR spectroscopic analysis of these crude reaction mixtures confirmed regeneration of free carboxyl and hydroxyl functionality (Fig. S4‡). Thus, in addition to their good thermomechanical performance (vide infra), these results highlight the potential for P(AA-co-HHA) to be degraded at their end-of-life. Based on the highly crystalline nature of these copolymers, we assume that their hydrolytic degradation would occur slowly relative to short-chain polyesters like PLA.36,37 However, we note that copolymerization could also be leveraged to modulate degradation rates in our systems based on the dependence of crystallinity on copolymer structure.
For the tensile tests, the polyester materials were prepared into dumbbell-shaped specimens. The representative engineering stress–strain curves are shown in Fig. 3a, and the analyses of the data obtained are summarized in Table S1.‡ As observed, PHHA showed the highest Young's modulus and lowest ductility due to its linear semicrystalline structure. On the other hand, PAA exhibited lower Young's modulus and higher elongation at break compared to PHHA. These observations were consistent with previous reports on PAA and PHHA homopolymers.16,22 In stark contrast, the series of P(AA-co-HHA) copolymers exhibited ductile tensile behavior with rather high elongations at break. Compared to homopolymers PAA and PHHA, all three copolymers exhibited significantly increased strain-at-break values of ∼250%, which is similar to commercial low-density polyethylene (LDPE) (Fig. 3b). When increasing the ratio of HHA in the P(AA-co-HHA) copolymers, the yield strength increased in the order P(AA0.7-co-HHA0.3) < P(AA0.5-co-HHA0.5) < P(AA0.3-co-HHA0.7) (Fig. 3b). Young's modulus values increased from 296 MPa for PAA to 493 MPa for P(AA0.7-co-HHA0.3), 892 MPa for P(AA0.5-co-HHA0.5) and 872 MPa for P(AA0.3-co-HHA0.7), in line with the crystallinity trends observed from X-ray scattering (Table S3‡). The toughness of the copolymers also depended on the crystallinity, with increased crystallinity resulting in increased toughness. Specifically, P(AA0.3-co-HHA0.7) had a toughness of 2730 ± 350 J m−3. For P(AA0.5-co-HHA0.5) and P(AA0.7-co-HHA0.3), measured toughness values were 2610 ± 370 J m−3 and 2430 ± 430 J m−3, respectively. The toughness of the homopolymers, 28 ± 8 and 47 ± 7 J m−3 for PAA and PHHA respectively, were much lower than for the copolymers, which could be related to factors like the high crystallinity of PHHA and the high chemical crosslinking of PAA samples that made materials less stretchable.
Fig. 3 Engineering stress–strain curves (a) and summarized tensile testing results (b) for the various polyesters. A LDPE sample is included for comparison. |
Cyclic tensile tests were then carried out to investigate the energy dissipation process during deformation. As-prepared samples were incrementally stretched to different strains and interrupted after each step by an unloading-reloading loop. All copolymers exhibited pronounced hysteresis and a large residual strain for each loading and unloading cycle (Fig. S6‡). The hysteresis area, reflecting the dissipation capability of the materials, is plotted as a function of applied strain in Fig. S7.‡ It increased with an increase in strain and leveled off at 50–60% strain for all copolymers. The observed hysteresis area depended on copolymer composition and decreased on the order P(AA0.3-co-HHA0.7) > P(AA0.5-co-HHA0.5) > P(AA0.7-co-HHA0.3), following the degree of chemical crosslinking of copolymers as measured by DMA. It was likely the case that higher degrees of chemical crosslinking provided better dissipating capability due to the stronger contribution from inelastic deformation. These results demonstrate that our bio-inspired, long-chain polyester copolymers exhibit potential as alternative commodity materials with good dampening properties.
Of the tested copolymers, P(AA0.3-co-HHA0.7) possessed an optimal ratio of linear and branched units to achieve a material with high Young's modulus and toughness and good dissipating capability. This material was further studied via uniaxial tensile deformation WAXS and SAXS to understand structural changes occurring during deformation. The 2D WAXS data for P(AA0.3-co-HHA0.7) at stretched and non-stretched states are presented in Fig. 4A. Fig. 4B combines selected 1D SAXS and WAXS curves to demonstrate changes induced by the stretching. For that, the X-ray data of the stretched sample were segregated into equatorial and azimuthal regions. Intensity data integration was performed within angular sectors of 10 degrees around the equatorial and azimuthal axes.
Before the stretching, isotropic scattering rings (scattering peaks) were observed at q = 0.31, 0.61, 1.48, and 1.64 Å−1 for P(AA0.3-co-HHA0.7) (Fig. 4A). As the copolymer was stretched uniaxially, the scattering patterns were characteristic of arc-type scattering, implying an anisotropic crystal orientation in which the chain axes of the stretched copolymers were aligned parallel to the stretching axis. The arc type scattering at q = 0.61 Å−1 and 0.31 Å−1 centered at the meridian confirmed that the scattering peak was related to the atomic correlation along the backbone repeat units of PAA and PHHA, respectively. The arc type scattering at q = 1.48 and 1.64 Å−1, with azimuthal intensity centered at the equator, implied the presence of a lateral interatomic correlation originating from orthorhombic cell (Fig. 4B). Unfortunately, we could not reach the full stretching of the samples (>200%) due to their high toughness. Alternatively, we were able to reach the instances of greater stretching in the sample for P(AA0.5-co-HHA0.5), where the distinct equatorial peaks gradually combined into a singular equatorial peak (Fig. S8‡). This fusion indicated a potential alteration to the hexagonal crystalline structure, with its characteristic reflection from 100 planes.35 Notably, DSC analysis suggested that the observed transitions between subcells could be achieved not only through deformation but also via heating and cooling. As stretching progressed, the amorphous phase reached its maximum stretching, causing deformation in the lamellar structures—such as chain extraction from the crystalline phase. This state of fibril deformation in the samples associated with a high-q shift in the lamella peak signified a reduction in the characteristic lamella distance during deformation (Fig. 4B). We imagine that the crystalline lamellae fragmented to smaller crystallites, resulting in a decrease in the average distance between lamellae which could promote a transition between different subcells. The stretching of the amorphous phase contributed to the extended plateau region in the stress–strain curves, where a transition to the hexagonal crystal phase ultimately led to an upturn in the plateau region and eventual breakage in the stress–strain curve. Photographs of the unstretched and stretched samples are provided in Fig. 4A. After annealing, the sample recovered back to its initial state. 2D WAXS indicated isotropic orientation and complete morphology recovery after annealing. Complete retraction to the original dimensions after heating above melting is also observed in other semicrystalline polymers like PE.38
Footnotes |
† This manuscript has been authored by UT-Battelle LLC under contract DE-AC05-00OR22725 with the U.S. Department of Energy (DOE). The U.S. government retains, and the publisher, by accepting the article for publication, acknowledges that the U.S. government retains a nonexclusive, paid-up, irrevocable, worldwide license to publish or reproduce the published form of this manuscript, or allow others to do so, for U.S. government purposes. DOE will provide public access to these results of federally sponsored research in accordance with the DOE Public Access Plan (https://energy.gov/downloads/doe-public-access-plan). |
‡ Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4su00454j |
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