Open Access Article
Tianhua
Ren
*abc,
Feng
Yu
bc,
Jialong
Li
abc,
Jinlin
Li
abc and
Kechun
Zhang
*bc
aSchool of Materials Science and Engineering, Zhejiang University, Hangzhou 310027, China
bResearch Center for Industries of the Future, Westlake University, No. 600 Dunyu Road, Hangzhou 310030, Zhejiang Province, China
cSchool of Engineering, Westlake University, No. 600 Dunyu Road, Hangzhou 310030, Zhejiang Province, China
First published on 8th May 2025
Sustainably producing thermoplastics with well-defined structures across various material chemistries remains challenging. Herein, we report a new synthetic methodology for thermoplastic polyesters with side-chain imide groups via one-pot melt polycondensation enabled by thermodynamic imide ring and ester formation, using either a two-component system of amino diol/dicarboxylic acid or a three-component system of amino diol/diol/dicarboxylic acid. Unlike traditional trifunctional systems, the amino groups of amino diols are fully converted into imide without cross-linking. This methodology was inspired by the model reaction of amino alcohol and dicarboxylic acid to form di(ester imide) via melt condensation, where the esterification, imidization and molecular chain propagation mechanisms can be extended to polymerization. The resulting series of imide-containing polyesters exhibited controllable weight-average molecular weights up to 110.8 kDa, a wide range of glass transition temperatures (−24.6 to 115.4 °C), and tunable mechanical properties with ultimate tensile strengths ranging from 8.0 to 34.5 MPa and elongations at break up to 472%. The programmable one-pot synthesis technology has extensive potential for sustainable and functional materials.
Poly(ester imide) is considered a unique material that combines the (bio)degradability and biocompatibility of polyesters with the outstanding thermal stability and mechanical properties of polyimides within the same macromolecule. Traditionally, the synthesis of poly(ester imide)s has mainly been focused on producing ester-containing dianhydrides19–21 or diamines22–24 for subsequent imidization polycondensation; alternatively, imide-containing diacids,25 diols,26,27 or their derivatives25 are prepared for further polymerization. For example, Chen et al. synthesized a bio-based ester-containing diamine from isosorbide, which was then reacted with three dianhydrides to produce high-performance poly(ester imide)s for flexible electronic applications.23 Sawada et al. reported isosorbide-derived ester-containing dianhydrides for the preparation of optically active semialicyclic polyimides.21 Concerning (bio)degradable poly(ester imide)s, He et al. synthesized an imide dihydric alcohol from pyromellitic dianhydride and ethanolamine, and copolymerized it with succinic acid and 1,4-butanediol to produce biodegradable copolymers.26 Su et al. reported a method for converting citric acid into imide-containing diacids and diesters, which were then polymerized with various linear diols to obtain water-degradable polymers.25 Typically, reducing the costs associated with feedstocks, reaction steps, reagents, catalysts and related processes involved in the production of polymeric monomers and polymers with desirable material properties is essential for making these materials competitive in the current industry.
The typical synthesis routes of polyimides often involve the formation of poly(amic acid)28–30 or poly(amic alkyl esters),31–33 followed by thermal imidization. Inspired by the internal catalysis and neighboring group participation, it was hypothesized that the same concept could be applied to the one-pot synthesis of imide-containing polyesters. Additionally, the presence of succinimide end groups has been confirmed in the final poly(ester amide) product when dimethyl succinate is used.34 The formation of imide intermediates during the transamidation process has been demonstrated for the first time with the hot processing of specific polyamide networks.35 Specifically, significant advancements in polyester synthesis through a catalyst-free melt polycondensation mechanism using excess dicarboxylic acids and diols36,37 suggested that related dicarboxylic acids are possibly available for the conversion of corresponding amic acid into imide, and their functional role in polymerization could be harnessed. Consequently, integrating the formation of imides with the synthesis of esters in a one-pot process is promising for achieving the desirable imide-containing polyesters.
In this work, we explored the opportunity for a simple one-pot synthesis of desirable poly(ester amide)s via the melt polycondensation of excess dicarboxylic acid with ethanolamine, which inadvertently led to the production of a novel di(ester imide) compound. This allowed us to systematically study the reaction mechanism and screen suitable substrates, leading to the development of a universal model reaction for the synthesis of di(ester imide)s (Fig. 1a). Density functional theory (DFT) calculations revealed that the autocatalysis of amic acid was crucial for imide formation, an essential step for extending the model reaction to polymer synthesis. Furthermore, we successfully synthesized a series of thermoplastic polyesters with side-chain-containing imide groups from amino diols and dicarboxylic acids using the one-pot melt polycondensation process (Fig. 1b). The most desirable transformation from amino to amide to imide proceeded completely without cross-linking during the chain propagation process. Additionally, 1,4-butanediol was introduced to produce a family of copolymers (Fig. 1c). The material properties of the synthesized polyester with side-chain-containing imide group were investigated, encompassing (bio)degradable semicrystalline or amorphous polymers with a wide range of glass transition temperature (Tg) values, broad mechanical properties, and straightforward processability. The one-pot synthesis for linear imide-containing polyesters has been demonstrated to be structurally versatile, programmable, and universal.
:
1 through a one-pot, two-step procedure (Fig. S1,† entry 1). However, an insoluble solid product was unexpectedly obtained. Characterization by nuclear magnetic resonance (NMR) spectroscopy (Fig. S6 and S7†) and high-resolution mass spectrometry (HRMS) indicated its unique structure containing two ester and two imide groups, namely di(ester imide) DI-1. With an increasing feed of succinic acid, excellent yields of the di(ester imide) were achieved (Fig. S1†).
To confirm whether similar di(ester imide) compounds could also be synthesized, we explored other potential amino alcohols, such as DL-alaninol and DL-1-amino-2-propanol, along with various dicarboxylic acids (Fig. 2b). These included substituted succinic acids like 2-methylsuccinic acid (2b), 2,2-dimethylsuccinic acid (2c), 2-phenylsuccinic acid (2d), phthalic acid (2e), cyclohexane-1,2-dicarboxylic acid (2f), and long carbon-chain dibasic acids, such as glutaric acid, adipic acid and 1,1-cyclohexanediaceticacid (2g), which can form five-, six- or seven-membered cyclic anhydrides and potential cyclic imides. Experimental results indicated that these related di(ester imide) compounds, from DI-2 to DI-9, were synthesized with good yields (Fig. 2c). Their structures were confirmed by 1H NMR, 13C NMR (Fig. S8–S23†) and HRMS. However, the lower ring tension effect may have impeded the formation of anhydride or cyclic imide, resulting in the inability to synthesize di(ester imide) from glutaric acid and adipic acid, respectively.
Building on these successful results, we further investigated the potential reaction mechanism for the synthesis of di(ester imide) from the corresponding amino alcohol and excess dicarboxylic acid. Notably, under solvent- and catalyst-free conditions, the reaction process of 2-aminoethanol and succinic acid (2.0 equiv.) was monitored by 1H-NMR (Fig. S2†). The proton signal of the methylene group on the succinimide ring was located at 2.62 ppm. Triplet peaks at 3.60 ppm and 4.13 ppm represented the corresponding proton signals of the methylene group between the nitrogen atom of succinimide and the oxygen atom of the ester. Upon continuous heating and nitrogen purging, proton signals at 2.62 ppm, 3.60 ppm and 4.13 ppm appeared, providing clear evidence of the formation of ester and succinimide, resulting in the target molecule DI-1. Potential compounds involved in this reaction process were further confirmed by HRMS (Fig. S4†), with key compounds listed in Table S1.† The reaction by-products removed were observed as water vapor and a white solid (Fig. S1†), identified as succinic anhydride (Fig. S3†). These phenomena are consistent with the literature, which reports that high molecular weight polyesters can be produced by a tandem mechanism involving the removal of by-products, such as water and succinic anhydride.36 Combining these encouraging results, we propose the following reaction routes for the synthesis of DI-1 (Fig. S5†), which involve amidation, esterification, re-esterification, imidization, and the reported tandem mechanism.36 These pathways are generally applicable to the synthesis of other di(ester imide)s.
:
1 conducted under melt and continued nitrogen flow conditions (Fig. 4a) achieved full conversion from amino to amide to imide within 12 h (monitored by 1H NMR) (Fig. 4c and d). Subsequent application of a vacuum (<50 Pa) to distil the reaction by-products and drive polycondensation yielded a transparent polymer, designated P(2a3a) (Fig. 4b). The chemical structure of succinimide-containing polyesters was confirmed by FTIR spectra (Fig. S27†) and NMR spectra (Fig. S28–S31†). Gel permeation chromatography (GPC) characterization of P(2a3a) revealed a sharp and symmetrical peak with a number-average molecular weight (Mn) of 4.2 kDa (Fig. S32a†). Further thermal and crystalline analysis indicated that P(2a3a) is amorphous, thermoplastic and thermally stable, with a high glass transition temperature (Tg = 68.5 °C) and decomposition temperature at 5% weight loss (Td5 = 333 °C) (Fig. S32b–d†). Despite the potential for 3a to serve as a cross-linking point due to its trifunctional nature, experimental results demonstrated that all amino groups of 3a were successfully converted into side-chain succinimide groups, resulting in a linear, thermoplastic polyester with side-chain-containing succinimide groups without cross-linking.
To synthesize imide-containing polyesters with high molecular weight, polycondensation times of 24 h and 48 h were employed (Table 1, entries 2 and 3). Likely because of the high melt viscosity and significant steric hindrance, prolonging the polycondensation time resulted in only a minor increase in molecular weight. Subsequently, various catalysts were investigated, including titanium(IV) butoxide (TBT), stannous chloride (SnCl2), cerium(III) trifluoromethanesulfonate (Ce(CF3SO4)3), scandium(III) trifluoromethanesulfonate (Sc(CF3SO4)3), and antimony(III) oxide (Sb2O3) (Table 1, entries 4–8). Analysis of their GPC curves indicated that SnCl2 provided the highest Mn of 9.9 kDa (Fig. S33a† and Table 1), demonstrating its superior catalytic effect. Furthermore, the use of SnCl2 produced a slightly yellow P(2a3a) with a high Tg (77.7 °C) (Fig. S33c† and Table 1). The same reaction system was extended to a variety of amino diol substrates, including 2-aminopropane-1,3-diol (3b), 2-aminobutane-1,3-diol (3c) and 2-amino-2-methyl-1,3-propanediol (3d). Corresponding imide-containing polyesters were successfully synthesized (Fig. 5b). The structures of P(2a3b), P(2a3c) and P(2a3d) were confirmed by NMR (Fig. S34–S39†). P(2a3b) exhibited a high Mn of 11.8 kDa (Table S2,† entry 3). The strong structural rigidity of polymers derived from methyl-substituted amino diols resulted in P(2a3a) and P(2a3c) showing higher Tg values compared to P(2a3b) and P(2a3d) (Fig. S40c†).
| Entry | Catalyst b |
Time c (h) |
M
n d (Da) |
M
w d (Da) |
Đ d |
T
g e (°C) |
|---|---|---|---|---|---|---|
| a Reactions were carried out in a two-step polymerization process. In the first step, imidization and prepolymerization (∼20 h) occurred at 150 °C under a nitrogen flow. In the second step, the temperature was increased to 180 °C, and a high vacuum (<50 Pa) was applied. b At the beginning of the second stage, no catalyst or 300 ppm catalyst was added. c Reaction time in the second stage. d Determined by GPC using PS standards. e Determined by DSC at 10 °C min−1. | ||||||
| 1 | — | 12 | 4208 | 8079 | 1.92 | 68.5 |
| 2 | — | 24 | 5673 | 9081 | 1.60 | 71.6 |
| 3 | — | 48 | 6473 | 10 982 |
1.70 | 73.2 |
| 4 | TBT | 18 | 6241 | 10 360 |
1.66 | 74.5 |
| 5 | Ce(CF3SO4)3 | 18 | 7440 | 13 020 |
1.75 | 76.2 |
| 6 | Sc(CF3SO4)3 | 18 | 8708 | 15 020 |
1.72 | 78.0 |
| 7 | SnCl2 | 18 | 9857 | 17 377 |
1.76 | 77.7 |
| 8 | Sb2O3 | 18 | 9195 | 16 282 |
1.77 | 77.0 |
Next, the possibility of using other dicarboxylic acids (2b–2g) in the synthesis system was explored (Table S2,† entries 6–11). 1H and 13C NMR spectra confirmed the structure of corresponding imide-containing polyesters (Fig. S41–S52†). GPC analysis showed that using cyclohexane-1,2-dicarboxylic acid (2f) resulted in a high Mw of 51.9 kDa (Fig. 5b). Thermal and crystalline analysis indicated that all polymers were amorphous, and most were thermally stable with high Td5 values (319–379 °C), except for P(2a3d) (Td5 = 263 °C) (Table S2†). However, P(2c3b) could not be synthesized with high molecular weight, likely due to the rapid formation and removal of the by-product 2,2-dimethylsuccinic anhydride, which has a lower boiling point. In contrast, P(2e3b) also showed low molecular weight because the by-product phthalic anhydride, with a higher boiling point, was more difficult to remove.
Notably, the series of imide-containing polyesters (Fig. 5b) exhibited well-defined components with Mw values ranging from 3.4 to 51.9 kDa and a wide range of Tg values from 33.5 °C to 115.4 °C (Fig. 5c). These results demonstrate the synthesis flexibility of imide-containing polyesters, which can be tailored using various amino diols and dicarboxylic acids. The steric hindrance effects of the hydroxyl groups in the amino diol, and the anhydride formation performance play a crucial role in the polycondensation process, thereby influencing the molecular weight of the imide-containing polyesters. Future work aims to identify new monomers and effective strategies to produce high molecular weight imide-containing polyesters.
FTIR characterization was performed on the resulting copolymers (Fig. S55–S58†). For example, P(2a3a4a)70 revealed absorption peaks at 1728 and 1695 cm−1 that correspond to the stretching vibrations of C
O in succinimide and succinate ester groups, respectively, while peaks at 1400 and 1146 cm−1 correspond to the stretching vibrations of C–N and C–O, respectively. As the succinimide content increased, the absorption intensity of the C
O and C–N stretching vibrations was commonly enhanced, and the absorption intensity of the C–O stretching vibration gradually weakened due to the decreased succinate ester content (Fig. S55†).
The chemical structures of copolymers were further analyzed by 1H NMR and 13C NMR spectroscopy (Fig. S59–S84†). For the series of P(2a3a4a)x copolymers, characteristic peak signals of the tertiary carbon protons in the copolymers were observed at 5.29 ppm (b in Fig. S59†). Multiple characteristic peak signals at 3.86–3.55 and 3.76–3.65 ppm (d and e in Fig. S59†) correspond to the methylene protons adjacent to the nitrogen atom and succinimide, respectively. No amide proton linkage signals were observed at 8.50–7.50 ppm, indicating that the amino groups of 3a were fully converted into succinimide groups, confirming the full imidization by amic acid. As the feed of 4a decreased, characteristic peak signals of the methylene groups in the copolymers were observed at 4.07 and 1.67 ppm (f and g in Fig. S59†), corresponding to 1,4-butanediol. The intensity of these characteristic peak signals varied in response to changes in the content of the P(2a3a) block and the PBS block. The corresponding 13C NMR spectrum also confirmed the correctness of the structure. The other series of copolymers with 15% and 30% molar ratios of the imide-containing block exhibit a close correspondence with nuclear magnetic resonance (NMR) structures. These results suggest that the copolymers possess a well-defined structural unit, and their composition can be precisely controlled by adjusting the feed ratio.
Copolymers with a 15% molar ratio of the imide-containing block, such as P(2a3a4a)15, P(2a3b4a)15, P(2a3c4a)15 and P(2a3d4a)15, are semicrystalline elastic polymers with Tm near 100 °C (Fig. 7b and Table S4†), Tg below −20 °C (Fig. 7c and Table S4†), and crystallinity ranging from of 26.9% to 51.1% (Table S4†). Notably, P(2a3b4a)15 exhibited a high crystallinity of 51.1% because of the high structural processibility contributed by 2-aminopropane-1,3-diol (3b). Copolymers with a 30% molar ratio of imide-containing block including P(2d3b4a)30, P(2e3b4a)30, P(2f3b4a)30 and P(2g3b4a)30, are amorphous polymers with Tg values ranging from −3.9 °C to 37.4 °C (Fig. 7c and Fig. S95b, Table S4†). Theoretically, any imide-containing polymer with a Tg value from −25 °C to 115 °C can be synthesized by changing the feed of 3a–3d/2a–2g/4a. These results indicate that we could design the desirable polymer with programmable structures and thermal properties.
The mechanical properties of the copolymers were investigated via uniaxial tensile testing using dumbbell-shaped samples (Fig. S97–S105†). As the hard content of P(2a3a) increased, the copolymer properties transitioned from brittle to strong and then back to brittle. The average ultimate tensile strength (σUTS) decreased from 34.5 MPa for P(2a3a4a)2.5 to 8.0 MPa for P(2a3a4a)30. Notably, P(2a3a4a)5 and P(2a3a4a)10 exhibited mechanically tough and strong properties, with σUTS values of 21 and 22 MPa, respectively, and average elongations at break (ε) values of 107% and 325%, respectively (Fig. 7d and Table S5†). Comparing the imide-containing block at a 15% molar ratio in various copolymers, these materials exhibited mechanically tough and strong properties, with σUTS up to 23.7 MPa and maximum ε of 472% (Fig. 7e and Table S6†). These materials demonstrated competitive or superior mechanical properties compared to those of petroleum-based high-density polyethylene (HDPE), low-density polyethylene (LDPE) and polypropylene (PP).
Furthermore, P(2a3a4a)10, P(2a3b4a)15, P(2a3c4a)15 and P(2a3d4a)15 exhibited excellent biodegradability (near 86% on day 180) (Fig. 8a and c). Among these, P(2a3c4a)15 and P(2a3d4a)15 showed a similar trend in cellulose degradation compared to the reference material. In the first 80 days, a relatively rapid degradation rate was observed, with the biodegradation rate approaching 78%. Subsequently, the trend leveled off, with less than 10% additional degradation over the remaining 100 days. Conversely, P(2a3a4a)10 and P(2a3b4a)15 exhibited a stable biodegradation rate over the first 150 days, with the rate curve remaining nearly linear over time. These polymers also demonstrated excellent straightforward processability, including hot-press and melt spinning (Fig. 8b). As biobased, biodegradable and high-performance polymers, these materials are promising and could be widely used for shelf-life products, including sustainable fibers, packaging and mulch films.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5py00190k |
| This journal is © The Royal Society of Chemistry 2025 |