Maria Hitrik,
Anirban Dandapat and
Yoel Sasson*
Casali Center of Applied Chemistry, Institute of Chemistry, The Hebrew University of Jerusalem, Jerusalem 91904, Israel. E-mail: ysasson@huji.ac.il
First published on 7th July 2016
The primary objective of this study is to determine the ‘true catalyst’ in an allylic alcohol isomerization reaction involving μ3-oxo-triruthenium(III) acetate [Ru3O(OCOCH3)6(H2O)3][OCOCH3] as catalyst. This ruthenium-complex was previously presumed to act as a homogeneous catalyst. However, we have confirmed the heterogeneous nature of this catalytic reaction that proceeds through in situ-formed metallic nanoparticles. A new, five-step mechanism, where ruthenium nanoparticles are generated from the supramolecular triruthenium clusters during the reaction and guided the progress of the reaction, has been discovered. In this model, a stepwise reduction of ruthenium-centers within the complex is considered generating ruthenium nanoparticles during the reaction and those steps play a key role for the optimization process. Three autocatalytic steps have been proposed to obtain the best fitted profile for the reaction. The ‘true catalyst’ of the reaction has been identified as Ru0 nanoparticles having a certain size and geometry (described as ‘C’). In addition, the smaller sized particles (B) present in the reaction mixture are also believed to show some catalytic activity.
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Fig. 1 Schematic representations of allylic alcohol isomerization using μ3-oxo-triruthenium acetate as catalyst (catalyst 1). |
In order to make this distinction, the following studies have been performed. A successful method to distinguish between a “heterogeneous” colloid-nanocluster catalyst and a discrete, “homogeneous” catalyst was developed in 1994 by Yin Lin and Richard G. Finke,15 which is summarized in Fig. 2. It emphasizes: (1) the early use of TEM as a simple and powerful way to detect soluble nanoclusters; (2) kinetic studies (as catalysis is a totally kinetic phenomenon: explanation of any induction period); (3) quantitative phenomenological tests include the catalyst poisoning experiments using mercury or added ligand, especially if it is performed quantitatively; and (4) the important concept that the identity of the true reaction catalyst should be consistent with all the obtained data. Then, a clear conclusion regarding the nature of catalysis could be obtained by carrying out the above studies. In the case of heterogeneous catalysis by metallic nanoparticles, the mechanism of their self-assembly should be proposed and proved. It took many experimental studies to scrutinize this final mechanism, which can both, describe the reaction profile, as well as fit to all the results obtained from the experimental studies.15–20 Most acceptable mechanism for nanoclusters formation was proposed by Finke and co-workers as given in Fig. 3.
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Fig. 3 A general approach for mechanism of metal nanoparticles self-assembly in reductive conditions. |
This scheme considers the most important kinetic steps that influence the shape of the experimentally obtained reaction profile. The first step is the nucleation step that causes the formation of small nanoparticles, B, from a discrete complex, A. The second step is the autocatalytic step of nanoparticles surface growth. The atom of metal in the complex contacts with the formed particle B and gives the growth of the nanoparticle. In the third step, the agglomeration to C particles of a bigger size occurs. In the last step, the autocatalytic agglomeration of smaller B particles, with larger C particles to give C-bulk metal, takes place. As a result, a four-step, double autocatalytic mechanism was proposed.
Most of the organometallic compounds that were examined in the literature on their appropriateness for this mechanism had only one metal center,8 rarely two.21 However, cases of three metallic centers were reported, but the general mechanism did not always fully correspond with the reaction curve, as in the one- or two-center cases.22 This leads to the idea that in these cases the general mechanism needs some modifications in order to match experimental data.
In our system, catalyst 1 has a complicated structure (Fig. 1), with three metallic Ru centers bonded to the oxygen atom. In the case of heterogeneous catalysis through in situ-formed nanoclusters, each Ru3+ atom in the complex should be reduced to Ru0, and only then self-assembled to Ru0 nanoparticles. Thus, it is imperative to first understand the elementary steps in the reduction process of μ3-oxo-triruthenium(III) acetate. Based on previous studies, which deal with hydrogen reduction of olefins in the presence of complex 1,23 and hydrogen reduction of complex 1,24 the main principles of a possible reduction process were proposed. During 1978–1979, Fouda and coworkers studied those reactions and explained the results without any consideration of nanoparticles. In their works, the H2 consumption versus time was measured, and the following order of reactivity towards the reduction within complex 1 was proposed and proved. Initially, only one metal center reacts as if it was a complex of a single metal center, while the other two metals behave as regular ligands. When the first-reduced atom is almost consumed, the other two Ru atoms, which remained untouched, also begin to react. It is important to note that the reduction process mechanism of complex 1 is the same, whether the reduction occurs as a parallel process during another chemical reaction (to yield an active catalyst form),23 or whether it is a direct hydrogen reduction of complex 1.24 Based on the assumption regarding the reduction order, we tried to make parallel modifications of the general model and scrutinize the new mechanism for self-assembly of nanoparticles that can fit to a supramolecule with several metallic centers (such as catalyst 1).
[1-octene-3-ol] = 1.6 M; [cat (1)] = 0.115 × 10−3 M; [Hg0] = 0.1 M. |
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Isomerization of 1-octene-3-ol (substrate; S) to 3-octanone (product; P) has been studied in presence of catalyst 1 (reaction/eqn (1)) using ethanol as solvent. Progress of the reaction has been monitored by the ATP-FTIR spectrophotometer and the obtained plot of the product concentrations vs. time is given in Fig. 4.
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Fig. 4 Profile reaction composition in ethanol as a solvent, T = 80 °C, [catalyst 1]0 = 1.48 × 10−4 M, [substrate]0 = 3.6 M, conversion = 1. |
From the experimental results we can see that the reaction profile has a sigmoidal shape with well defined induction time which is in fact much longer than the reaction time itself. However, full conversions were achieved in all the experiments. The presence of an induction period indicates that the catalyst 1, in the form in which it was injected to the reaction flask, is not the actual catalyst. It is expected that the catalyst 1 was converted into its active form after the induction period and that active species acts as actual catalyst. It can be noted that the sigmoidal acceleration hints the presence of autocatalysis in reaction (1), which is typical for catalysis by in situ formed nanoparticles.21,27
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Fig. 5 (a) TEM and (b) DLS results of the solution taken at the end of the reaction. Conditions: T = 80 °C, [substrate]0 = 3.1 M, [catalyst 1]0 = 3 × 10−4 M, conversion = 1. |
We also analyzed the black precipitate obtained on keeping the reaction mixture undisturbed for long time. To determine the crystallographic structures of the lattices in the particles, in atomic scales, an SEAD pattern was captured from those particles. Fig. 6 shows the typical SAED pattern, where the spots can be indexed to the (101), (110), (103) and (112) planes of the crystalline hexagonal closed-packed (hcp) structure (JCPDS # 01-089-4903) of Ru metal.29 This supports the proposition that these particles are Ru0 particles, formed in situ during the isomerization reaction.
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Fig. 6 SAED pattern of the black precipitate obtained on keeping the reaction undisturbed for long time. The spots corresponding to the lattice planes of are indicated in the figure. |
First, the general mechanism (Fig. 3) was checked in the optimization process, using the MacKinetics program. No good suitability was achieved even after a relatively large number of simulations. Poor visual and calculated (residual number of about 0.3–0.5) suitability was found in all cases: with B as the true reaction catalyst, C as the true reaction catalyst, and both of them, B and C, as catalysts. Representative example is shown in Fig. 7.
Second, we decided to make some changes and to try other models. We proposed the new mechanism for nanoparticles self-assembly that contains elementary steps of metal centers reduction, and which probably, more efficiently, describes the experimental profiles.
The first step in this model was considered as it was in the general scheme i.e. the nucleation step.16 Initially, only one of three metal centers, Ru3+ (A), was reduced to give Ru0 (
B) nanoparticles,23,24 while the other two remained in the oxidation form, a organometallic complex (complex 2) with different structure (X) was formed. Here, complex 1 has been reduced by the solvent (i.e. ethanol) which releases 2 hydrogen atoms, as if they were H2 (there is no proved common mechanism for this reaction yet), to give corresponding aldehyde – oxidation of alcohols.30,31 The above step can be represented schematically as follows (step-1):
In the second step, autocatalytic surface growth occurs. In this step, the reduction of the first metal (Ru3+) center (A) began in some of the complex 1, prior to the other two metal (Ru3+) center in complex 2. Therefore, this step is catalyzed by already formed particles to give Ru0 surface growth by one atom (2*B) and complex 2 (X) (step 2):
After the first two steps, we assumed that there was almost no complex 1 left in the system,23,24 thus, the two remaining Ru ions in complex 2 begin to undergo reduction by ethanol. The Ru0 nanoparticles that are already present in the reaction solution catalyze this process, causing an additional autocatalytic surface growth of these particles by two atoms (for every mole of complex 2, two moles of Ru0, 3*B are produced). This is schematically shown in step-3.
The fourth step (step-4) was left as in the common mechanism, i.e. agglomeration of two smaller B nanoparticles to form a nanoparticle of a bigger size, C.16
In the last autocatalytic step (step 5) agglomeration of nanoparticles of both sizes, B and C, to a large bulk metal particle C, takes place in the same way as in the common mechanism.16
According to this mechanism there are four types of potential catalysts of isomerization reaction (1): complex 1, complex 2, and Ru0 nanoparticles from both B and C sizes. The nature of these probable catalysts is different: complex 1 and 2 are of homogeneous type, while B and C particles are heterogeneous. We performed a simple test in order to understand the nature of reaction (1).
In order to perform this test, the reaction of the same reactants' composition and conditions was carried out in the presence and absence of Hg0. In our original experiment (without mercury) full conversion was achieved, as expected (Fig. 8). In the second case, after the induction period was over, when the product formation started and the reaction rate was approximately at its maximum, an excess amount of liquid mercury was inserted directly into the reaction flask. The reaction conversion at this point was 40% (Fig. 8).
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Fig. 8 Profile of reaction in the presence and absence of Hg0. Reaction conditions: ethanol as solvent, T = 80 °C, vigorous stirring, [substrate]0 = 1.6 M, [catalyst 1]0 = 1.5 × 10−4 M. |
From this reaction profile it is clearly seen that there was no product formation following mercury injection (constant conversion – 40%). The addition of Hg0 stopped the allylic isomerization reaction (1) in the presence of catalyst 1, thus, the true reaction catalyst was of heterogeneous nature. This test eliminated complexes 1 and 2 from the list of possible catalysts.
The task of identifying which of the particles, B or C, is the true reaction catalyst, is a difficult one. Both of them are Ru0 nanoparticles those can give heterogeneous catalysis on their surfaces. The only slight difference is in their size. Hence, it was decided to check both of them from the kinetic appropriation point of view. That means that there are three variations of the proposed mechanism. In mechanism A1, B is the true catalyst (S + B → P + B, k6), whereas mechanism A2 involves C is the true catalyst (S + C → P + C, k7). Finally, there might be the situation that two different catalysts (both B and C), involved in the reaction to follow mechanism A3 (S + B → P + C, k6 and S + C → P + C, k7). It is known that catalytic activity of nanoparticles is strongly dependent on their size (and shape). Previous experience shows the existence of an optimal size, and geometry of a nanoparticle that gives the best activity and efficiency for specific chemical reactions.34,35 Nevertheless, nanoparticles of a slightly smaller or bigger size are also catalytically active, but they are weaker and slower. That is why the mechanism with both types of particles (B and C) as catalysts, was also checked. After checking all the possible models by using MacKinetics computer program, the most suitable mechanism was chosen and found that the best way to explain the experimental data (Fig. 9) is by using mechanism A3, where both B and C were acted as catalysts. However, the fitting considering only C as catalyst was also very close to this result, which suggests C to be the most active catalyst. Therefore, we can propose a mechanism to be the correct one which involves nanoparticles self-assembly as active catalyst synthesized in situ from supramolecule μ3-oxo-triruthenium(III) acetate precursor. Other mechanisms showed higher values of residual numbers and worse visual suitability.
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Fig. 10 DLS measurement results of reaction (1) solution in ethanol as a solvent. (a) Conditions: reaction mixture at the end of induction period, [catalyst 1]0 = 5.8 × 10−4 M, [substrate]0 = 1.5 M, conversion = 1. (b) Conditions: reaction mixture at the end of reaction, [cat]0 = 1.8 × 10−4 M, [substrate]0 = 0.9 M, conversion = 1. |
MacKinetics fittings revealed that the mechanism involving C-sized particles as the catalyst (the mechanisms from type A2 and A3) gave the best result. The improvement in the fittings was clearly observed by smaller values of residual number and better visual approximation as well, using C-sized particles as true catalyst in comparison to B-sized particles. However, the best optimization was achieved in type A3 mechanisms involving double-cycle catalysis (by both B and C particles). Nonetheless, comparing the optimized values of the two rate constants k6 (the step in which B is a catalyst) and k7 (where C is a catalyst), a great difference has been observed: k6 ≪ k7 (by approximately 102). Therefore the isomerization reaction progresses much faster under the catalysis by C-type nanoparticles than by B-sized particles. Thus we can conclude here that C is the “true reaction catalyst”, since the term used to emphasize the most active form of the catalysts.
Active surface area changes with time when particles grow in size and smaller particles, in general, provide larger active surface area. Despite the lager surface area of relatively smaller B-sized particles, C-sized particles have demonstrated much higher activity in the catalysis of reaction (1). This can be explained by the fact that the formation rates of B-sized particles (k1, k2, k3), as observed in Fig. 9, are relatively lower than its consuming rates (k4, k5). This suggests that B-sized particles have shorter life-time than C-sized particles under the reaction conditions, thus C-sized particles showed superior catalytic activities. Another possible explanation for this might be the difficulty of the reaction substrate (1-octene-3-ol) to reach the active catalyst's surface when the particles are too small. For catalysts such as transition metal nanoparticles, the particle surface is composed of different types of sites classified as vertex, edge, and face atoms.36 The active site for the reaction (1) was considered to be one particular type of surface atom, or a group of them.37 Therefore, the fraction of different types of sites, with respect to the total amount of surface atoms, becomes critical for the catalytic activity.38,39 This fraction is known to be strongly dependent on the size and geometry of the catalyst.40 It has been well recognized that the reaction rate per unit of catalyst surface area can vary with particle size. Decreasing particle size, however, will not always result in an increased reaction rate per unit of mass of transition metal.41–43
Another possible hypothesis is derived from the theory of metal-to-ligand bonds strength.44,45 For the smaller sized particles, the surface-to-volume ratio is larger, therefore the electrophilic nature is greater and M–L bonds are stronger than for the bigger nanoparticle. Thus, the B-sized particle probably attracts to the free ligands (or substrate; 1-octene-3-ol) present in the reaction mixture much stronger than the C-sized particle, and does not release them easily. In other words, catalytically active sites are neither remained empty nor accessible to the reactants. These adsorbents are unable to prevent the aggregation of B particles to give C particles, but they may affect the catalytic activity of B (“poisoning” of the active surface). An additional influence of this strong binding with B particles is the difficulty of the adsorbed product to leave the surface of the catalyst. This can lower the reaction rate of the catalytic cycle where B is a catalyst (too stable intermediates decrease the reaction velocity – volcano principle). Therefore it has been established that C-type particles (with appropriate size and geometry) were acted as the ‘true reaction catalyst’.
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